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RIVERSIDE DRIVE SUITE 950 NEW YORK NY 10115 NONE PC SPONSOR AWARDS PROGRAM TO ANNOUNCE THE 2016 KAVLI PRIZE LAUREATES AT WORLD SCINECE FAIR IN NY 130000 YALE UNIVERSITY P O BOX 208001 NEW HAVEN CT 065208001 NONE PC SUPPLEMENTAL FUNDING FOR ENDOWMENT AT KI OF NEUROSCIENCE 666670 YALE UNIVERSITY P O BOX 208001 NEW HAVEN CT 065208001 NONE PC AUGMENT ENDOWMENT OF THE KAVLI INSTITUTE OF NEUROSCIENCE 1000000 YALE UNIVERSITY P O BOX 208001 NEW HAVEN CT 065208001 NONE PC AUGMENT EDNOWMENT OF THE KAVLI INSTITUTE OF NEUROSCIENCE 1500000 22547537 0 14 1115602 16 1031186 14 0 18 14627328 0 16774116 0 16774116 0 0 0 0 0 0 0 0 0 0 X X 1 THE ESTATE OF FRED KAVLI 1801 SOLAR DRIVE SUITE 250 OXNARD CA 93030 24716172 X ACCOUNTING FEES 70239 0 31500 NICE WORKSHOP FOUNDATION PO BOX 20681 ALBUQUERQUE NM 87154 2016-01-28 25000 GRANT FUNDS SUPPORTED THE NEURO-INSPIRED COMPUTING ELEMENTS WORKSHOP, WHICH BROUGHT TOGETHER LEADERS IN COMPUTATIONAL NEUROSCIENCE RESEARCH AND BASIC RESEARCH IN NEURAL HARDWARE AND COMPUTING TECHNOLOGIES FOR IDENTIFICATION AND DISCUSSION OF APPLICATION DRIVERS OF NEW NEURO-INSPIRED, NEUROMORPHIC COMPUTATIONAL SYSTEMS. 25000 NONE NOVEMBER 20, 2016 2016-11-21 THE FOUNDATION VERIFIED THROUGH THE GRANTEE REPORT RECIEVED THAT THE FUNDS WERE USED AS INTENDED TO SUPPORT THE NEURO-INSPIRED COMPUTING ELEMENTS WORKSHOP HELD IN MARCH 2016. LOSS ON SALE OF ASSET PURCHASED 0 WARBURG MANAGED BOND FUND 66644 66644 GOLDMAN SACHS MANAGED BOND PORTFOLIO 730599 730599 NORTHERN TRUST-PINNACLE CAPITAL 0 0 NORTHERN TRUST-MATTHEWS ASIAN FUNDS 6406053 6406053 US GLOBAL EUROPEAN FUND 0 0 NORTHERN TRUST-RS INVESTMENT TRUST 375 375 TIFF MULTI ASSET FUND 30233831 30233831 NORTHERN TRUST-NEW SOUTH CAP MANAGEMENT 0 0 NORTHERN TRUST-SANDS 0 0 NORTHERN TRUST-COLUMBIA PARTNERS 575 575 NORTHERN TRUST-IRONWOOD 0 0 NORTHERN TRUST-SMITH GRAHAM 0 0 NORTHERN TRUST-ITHAKA 0 0 MAKENA CAPITAL ASSOCIATION FMV 103788465 103788465 CEDAR ROCK CAP PARTNERS LLC FMV 17362477 17362477 GUARDIAN REALTY FUND II FMV 0 0 ORCHID ASIA FUND III, LP FMV 3193286 3193286 ORCHID ASIA FUND IV, LP FMV 1575037 1575037 GLOBAL ENDOWMENT FUND II, LP FMV 148446503 148446503 KAYNE ANDERSON MIDSTREAM INST FUND, LP FMV 16645368 16645368 MAKENA PRIVATE EQUITY FUND, LP FMV 7463498 7463498 NORTHERN TRUST-SOUTHERN SUN FMV 0 0 SUNBELT VINEYARD LLC FMV 161629 161629 MAKENA PRIVATE EQUITY FUND II FMV 4616129 4616129 GIF PRIVATE INVESTORS LLC FMV 1199908 1199908 GOLDMAN VINTAGE FUND III FMV 3111968 3111968 ORCHID ASIA FUND VI FMV 3908454 3908454 MAKENA PRIVATE EQUITY FUND III FMV 1829342 1829342 OAKTREE VALUE OPP FEEDER FUND FMV 22405306 22405306 OAKTREE VALUE LP FMV 0 0 ACCRUED INVESTMENT INCOME FMV 1801 1801 JPMORGAN CHASE FMV 26074121 26074121 MAKENA REAL ESTATE FUND II, LLP FMV 9817536 9817536 LEGAL FEES 128721 0 128715 OTHER ASSETS 145671 0 ESCROW RECEIVABLE 825479 0 COLLECTIBLES 361875 365925 365925 457B PLAN ASSETS 76062 76062 PARTNERSHIP EXPENSES 0 4800192 0 ADVERTISING 45468 0 45473 OFFICE EXPENSES 144708 0 180069 TRAVEL 629778 0 671468 CONFERENCES, CONVENTIONS, MEETINGS 80954 0 61154 INSURANCE 71594 0 83117 STATE FILING FEE 10 0 10 OUTSIDE AND TEMPORARY SERVICES 118474 0 129459 REAL ESTATE EXPENSES 183200 183200 0 KAVLI PRIZE PROGRAM EXPENSES 566989 0 566989 PROGRAM EXPENSES 523082 0 523082 KAVLI MEETINGS PROGRAM EXPENSES 146422 0 146422 OTHER INVESTMENT INCOME 1185807 1185807 1185807 UNREALIZED GAIN ON INVESTMENTS 7758802 PRIOR PERIOD ADJUSTMENT PER BOOKS 3364793 TENANT SECURITY DEPOSITS 293146 293146 DUE TO KAVLI CHARITABLE TRUST 220431 0 DEFERRED TAXES 0 638131 OTHER LIABILITIES 0 538040 INVESTMENT MANAGEMENT FEES 435966 435966 0 INVESTMENT CONSULTING FEES 348059 348059 0 OTHER PROFESSIONAL FEES 0 0 151519 FOREIGN TAXES 1442 1442 0 FEDERAL EXCISE TAX 409430 0 0 REAL ESTATE TAXES 119678 119678 0 OTHER TAXES 79 0 79 FOREIGN TAXES WITHHELD 0 6651 0