2017-11-15T14:33:55-06:00 2016-12-31 Foundation Source One Hollow Ln Ste 212 Lake Success NY 11042 990PF 2016-01-01 396125329 Theda and Tamblin Clark Smith Family Foundation Inc % THEDA & TAMBLIN CLARK SMITH THED 3034079501 24918 Genesee Trail Rd Ste 203 Golden CO 80401 DAVID RADFORD president 3034079501 2017-11-09 true Jeffrey D Haskell P01345770 8008391754 108.14.9.153 06391520173195000040 2017-11-15 P A03CA8425FE017993163D7917FD3F5FFAC126974 259C731B7C7CCB55DA46458F0098BC0D5A2501CB 2016 2017-02-10 21:41:12Z X 47123501 X 1958000 13647 13647 844870 844870 83192 22792454 244689 -4901 3444 2894808 1106650 72000 72000 115000 115000 22506 22506 663 0 0 663 361490 304360 57130 12838 2838 15600 15600 19111 19111 113783 31091 82669 732991 338289 0 384679 1332000 1332000 2064991 338289 0 1716679 829817 768361 7695598 3700287 3700287 2999 1975 2999 2999 3129123 3274527 3212595 26819514 31254345 33816811 2778478 2769192 2778828 3327008 3580163 3611981 43751696 44581513 47123501 0 0 X 43751696 44581513 43751696 44581513 43751696 44581513 43751696 829817 44581513 44581513 Publicly-traded Securities 22792454 22556732 235722 235722 Passthrough K1 Capital Gain/(Loss) 8967 244689 false 2590873 41303643 0.062727 2091785 38349745 0.054545 1281882 17303507 0.074082 291243 2623662 0.111006 139011 2768877 0.050205 0.352565 0.070513 44646104 3148131 7684 3155815 1716679 15367 15367 15367 11963 4180 16143 X 776 776 false false false false false true true false true true CO WI true false false false false true THEDA & TAMBLIN CLARK SMITH FD 3034079501 24918 Genesee Trail Rd Ste 203 Golden CO 80401 false false false false true false false false false false false false false false false false false false false false false David W Radford 24918 Genesee Trail Rd Ste 203 Golden CO 80401 Dir / Sec 1.0 18000 0 0 Carlton Smith 24918 Genesee Trail Rd Ste 203 Golden CO 80401 VP / Dir / Treas 1.0 18000 0 0 Pierce Smith 24918 Genesee Trail Rd Ste 203 Golden CO 80401 VP / Dir 1.0 0 0 0 Marc Vaccaro 24918 Genesee Trail Rd Ste 203 Golden CO 80401 Pres / Dir / Chairman/CEO 1.0 18000 0 0 Sylvia Vaccaro 24918 Genesee Trail Rd Ste 203 Golden CO 80401 Dir 1.0 18000 0 0 PETER RADFORD 24918 GENESEE TRAIL RD STE 203 GOLDEN CO 80401 EXECUTIVE DIRECTOR 40.0 115000 13709 BNY Mellon Bank 225 Liberty street NEW YORK NY 10286 Investment MGMT 289805 Foundation Source 55 Walls Drive 3rd fl Fairfield CT 06824 Administrative SVCS 75000 35583378 6274687 3467929 45325994 0 45325994 679890 44646104 2232305 2232305 15367 15367 2216938 2216938 2216938 1716679 0 0 0 0 1716679 1716679 2216938 2014 2013 2012 1591 167428 478319 288632 544637 1480607 1716679 1716679 0 500259 500259 980348 0 980348 147079 288632 544637 NONE X ACTS4 COMMUNITY OUTREACH SERVICES INC DBA LOVE INC PO BOX 787 LITTLETON CO 80160 N/A PC General & Unrestricted 4500 ACTS4 COMMUNITY OUTREACH SERVICES INC DBA LOVE INC PO BOX 787 LITTLETON CO 80160 N/A PC Transformational Ministry Support for at Risk Youth Program 10000 AFRICAID INC 1031 33RD ST STE 174 DENVER CO 80205 N/A PC Kisa Project 5000 BEST FRIENDS OF NEENAH MENASHA INC 181 E N WATER ST STE 225 NEENAH WI 54956 N/A PC Mentoring Program 10000 BOYS & GIRLS BRIGADE ASSOCIATION INC 109 W COLUMBIAN AVE NEENAH WI 54956 N/A PC General & Unrestricted 3000 BOYS & GIRLS CLUB FOX VALLEY INC 160 S BADGER AVE APPLETON WI 54914 N/A PC the Boys & Girls Club of Menasha Program 30000 BOYS & GIRLS CLUB OF OSHKOSH INC PO BOX 411 OSHKOSH WI 54903 N/A PC Camp Radford Fund 3000 BOYS & GIRLS CLUB OF OSHKOSH INC PO BOX 411 OSHKOSH WI 54903 N/A PC Camp Radford Youth Program 900 BOYS & GIRLS CLUB OF OSHKOSH INC PO BOX 411 OSHKOSH WI 54903 N/A PC Great Futures Start Here Mentoring Program 25000 BOYS & GIRLS CLUBS OF ELKHART COUNTY INC 102 W LINCOLN AVE STE 240 GOSHEN IN 46526 N/A PC Transportation Needs - New Club Vehicle Fund 40000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC Introduction to AVID/College Club - Middle School College Club 50000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC Thanksgiving family dinner Project 6000 BOYS AND GIRLS CLUB OF LAGUNA BEACH 1085 LAGUNA CANYON RD LAGUNA BEACH CA 92651 N/A PC Club Preschool Program 25000 CAP SERVICES INC 5499 HWY 10 E STE A STEVENS POINT WI 54482 N/A PC Skills Enchancement & Fresh Start Program 30000 CASA OF THE FOX CITIES INC 211 E FRANKLIN ST STE E APPLETON WI 54911 N/A PC General & Unrestricted 8000 CHAPS ACADEMY INC N5367 MAYFLOWER RD SHIOCTON WI 54170 N/A PC General & Unrestricted 12000 CHRISTINE ANN DOMESTIC ABUSE SERVICES INC PO BOX 99 NEENAH WI 54957 N/A PC F.I.L.T.E.R. (Factoring in Time, Energy & Love) Day Camps K-12 Program 10000 COMMUNITY CLOTHES CLOSET INC 1465-B OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 20000 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC CFFVR/NxG Fund 6750 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC Nx Generation Fund 3000 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC Basic Needs Giving Partnership (U.S. Venture Open 2016) Project 50000 COMPASSION INTERNATIONAL INCORPORATED 12290 VOYAGER PKWY COLORADO SPRINGS CO 80997 N/A PC General & Unrestricted 300 COTS INC PO BOX 1645 APPLETON WI 54912 N/A PC Young Adult Program 10000 DENVER RESCUE MISSION 6100 SMITH RD DENVER CO 80216 N/A PC General & Unrestricted 1200 EAGLE SCHOOL OF MADISON INC 5454 GUNFLINT TRL FITCHBURG WI 53711 N/A PC General & Unrestricted 1500 ENTREAMIGOS PO BOX 3231 LAKE ARROWHEAD CA 92352 N/A PC General & Unrestricted 4500 EVERGREEN CHRISTIAN OUTREACH PO BOX 1515 EVERGREEN CO 80437 N/A PC General & Unrestricted 3000 FIRST AID ARTS PO BOX 31325 SEATTLE WA 98103 N/A PC General & Unrestricted 41500 FORWARD LEARNING YOUTH AND YOUNG ADULTS INC 2940 CHAPEL VALLEY RD FITCHBURG WI 53711 N/A PC General & Unrestricted 10000 FOX VALLEY COMMUNITY TABLE INC PO BOX 158 MENASHA WI 54952 N/A PC General & Unrestricted 900 FREEDOM FOUNDATION 801 PARKMAN AVE SELMA AL 36701 N/A PC Transportation Support for Trained Youth Ambassadors Fund 5000 FRIENDS OF WISCONSIN PUBLIC TELEVISION INC 821 UNIVERSITY AVE NO 1076 MADISON WI 53706 N/A PC Wisconsin Hometown Stories: Neenah-Menasha Project 10000 GARDEN CLUB OF DAYTON 50 RUBICON RD OAKWOOD OH 45409 N/A PC GCD Visionary Fund 3000 GROTON SCHOOL 282 FARMERS ROW GROTON MA 01450 N/A PC General & Unrestricted 6000 HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH 952 BETHANY TPKE HONESDALE PA 18431 N/A PC Cameroon Library and Health Expansion Project 80000 HOMELESS PRENATAL PROGRAM INC 2500 18TH ST SAN FRANCISCO CA 94110 N/A PC General & Unrestricted 32700 INTERNATIONAL BIRD RESCUE PO BOX 2171 LONG BEACH CA 90801 N/A PC General & Unrestricted 1500 INTO YOUR HANDS INC PO BOX 3981 EVERGREEN CO 80437 N/A PC Vocational Training for Underserved Youth in Uganda Program 5000 J Romero 82 Sandpiper Lane Aliso Viejo CA 92656 NONE I Hardship Assistance Grant 5000 L Sanchez Moreno 102 Park Circle Sun Prarie WI 53590 NONE I Hardship Assistance Grant 5000 LAWRENCE UNIVERSITY OF WISCONSIN 711 E BOLDT WAY SPC 18 APPLETON WI 54911 N/A PC The Full Speed to Full Need Scholarship Fund 25000 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC Needy Childrens Fund 35000 LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION 5500 E YALE AVE STE 200 DENVER CO 80222 N/A PC General Support for Sun Valley Community Center and Sun Valley Youth Center 15000 LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION 5500 E YALE AVE STE 200 DENVER CO 80222 N/A PC Sun Valley Youth Center iReady Computers & Sun Valley Community Center Cooking Program 2400 M Diamond 5225 La Jolla Blvd La Jolla CA 92037 NONE I Hardship Assistance Grant 5000 MADISON AUDUBON SOCIETY INC 1400 E WASHINGTON AVE STE 170 MADISON WI 53703 N/A PC Empowering Kids through Discovery Program 20000 MOZAYIK 1934 MELROSE ST MADISON WI 53704 N/A PC General & Unrestricted 9900 MUSCULAR DYSTROPHY ASSOCIATION 2670 S ASHLAND STE 101 GREEN BAY WI 54304 N/A PC Summer Camp Program 15000 O Keaton 3021 Darbo Dr 4 Madison WI 53714 NONE I Hardship Assistance Grant 5000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 9000 PAPER INDUSTRY INTERNATIONAL HALL OF FAME INC 425 W WATER ST APPLETON WI 54911 N/A PC General & Unrestricted 3600 PARTNERS HEALTHCARE SYSTEM INC - MARTHAS VINEYARD 399 REVOLUTION DR STE 645 SOMERVILLE MA 02145 N/A PC General & Unrestricted 3000 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC General & Unrestricted 300 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC scholarship fund 5000 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC scholarship fund 8000 RAWHIDE INC E7475 RAWHIDE RD NEW LONDON WI 54961 N/A PC Youth Education at Starr Academy Program 30000 REACH COUNSELING SERVICES INC 1509 S COMMERCIAL ST NEENAH WI 54956 N/A PC Child and Adolescent Therapist Position 5000 REAL ESCAPE FROM THE SEX TRADE 4215 RAINIER AVE S SEATTLE WA 98118 N/A PC General Support/ERC Program 80000 RECOVERY FOUNDATION INC 5005 UNIVERSITY AVE RM/STE 100 MADISON WI 53704 N/A PC General & Unrestricted 450 REGIS UNIVERSITY 3333 REGIS BLVD C-24 DENVER CO 80221 N/A PC Media Center Program 1500 ROOM TO GROW NATIONAL INC 142 BERKELEY ST BOSTON MA 02116 N/A PC General & Unrestricted 13500 ROOM TO GROW NATIONAL INC 142 BERKELEY ST BOSTON MA 02116 N/A PC Basic Needs Program 80000 S Hiegel 4002 Hammersley Ave Madison WI 53711 NONE I Hardship Assistance Grant 5000 SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT PO BOX 6652 MADISON WI 53716 N/A PC Drug Poisoning Prevention Project 15000 SAN FRANCISCO FILM SOCIETY 39 MESA ST STE 110 THE PRESIDIO SAN FRANCISCO CA 94129 N/A PC Film Project 10500 SEATTLE CLASSICAL CHRISTIAN SCHOOL 1013 8TH AVE SEATTLE WA 98104 N/A PC General & Unrestricted 1500 SECOND HARVEST FOODBANK OF SOUTHERN WISCONSIN 2802 DAIRY DR MADISON WI 53718 N/A PC General & Unrestricted 3000 ST ALBANS EPISCOPAL CHURCH 6716 GLEASON RD EDINA MN 55439 N/A PC General & Unrestricted 5028 ST NORBERT COLLEGE INC 100 GRANT ST DE PERE WI 54115 N/A PC Glad Girls Leadership Camp Program 20000 ST MARY CENTRAL HIGH SCHOOL 1050 ZEPHYR DR NEENAH WI 54956 N/A PC General & Unrestricted 9000 TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC General & Unrestricted 3000 TERGAR INTERNATIONAL 706 N 1ST ST STE 112 MINNEAPOLIS MN 55401 N/A PC Tergar Meditation Community of Madison, WI Division 1500 THE HUMAN RACE INC 126 N MAIN ST STE 300 DAYTON OH 45402 N/A PC General & Unrestricted 6000 THE WORK GROUP 3720 MARLTON PIKE PENNSAUKEN NJ 08110 N/A PC General & Unrestricted 3000 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC Focus on the Children Program 15000 UNIVERSITY OF DENVER - OFFICE OF GIFT PROCESSING 2190 E ASBURY AVE DENVER CO 80208 N/A PC University of Denver's Hockey Team Locker Room Remodel Project 9000 UNIVERSITY OF WISCONSIN FOUNDATION 1848 UNIVERSITY AVE MADISON WI 53726 N/A PC Center for Healthy Minds Sustainability Fund 21600 UNIVERSITY OF WISCONSIN HOSPITALS AND CLINICS AUTH 301 S WESTFIELD RD MADISON WI 53717 N/A PC Pediatric Palliative Care Program 50000 VERA COURT NEIGHBORHOOD CENTER INC 614 VERA CT MADISON WI 53704 N/A PC Vera Vison 2020 - Milestones Project 50000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Smith Radford Scholarship Fund 3150 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Smith Radford Scholarship Fund 1272 WEGERZYN GARDENS FOUNDATION 1301 E SIEBENTHALER AVE DAYTON OH 45414 N/A PC Needy Childrens Program 6000 WHEELCHAIRS FOR NIGERIA 1542 PALM AVE SW SEATTLE WA 98116 N/A PC General & Unrestricted 150 WINGS OVER THE ROCKIES AIR & SPACE MUSEUM 7711 E ACADEMY BLVD DENVER CO 80230 N/A PC SOAR Program for At Risk Youth 5000 WINNEBAGO COUNTY LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC General & Unrestricted 600 WINNEBAGO COUNTY LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC English Language Learning classes for children and young families 23000 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC DBA VA 3450 VINLAND ST OSHKOSH WI 54901 N/A PC financially needy student scholarship fund 3150 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC DBA VA 3450 VINLAND ST OSHKOSH WI 54901 N/A PC Reach-out to the At Risk Project 11000 WOMENS ENTERPRISES INTERNATIONAL 302 N 78TH ST SEATTLE WA 98103 N/A PC General & Unrestricted 150 YOUNG MENS CHRISTIAN ASSOCIATION OF ORANGE COUNTY 13821 NEWPORT AVE STE 200 TUSTIN CA 92780 N/A PC Huntington/Newport Beach & Costa Mesa Financial Assistance Scholarship Fund 20000 YOUNG WOMENS CHRISTIAN ASSOCIATION OF MADISON INC 101 E MIFFLIN ST MADISON WI 53703 N/A PC General & Unrestricted 9000 YOUNG WOMENS CHRISTIAN ASSOCIATION OF MADISON INC 101 E MIFFLIN ST MADISON WI 53703 N/A PC Circle of Women Challenge Gift and general operations 50000 YOUTH GO INC 213 NICOLET BLVD NEENAH WI 54956 N/A PC General & Unrestricted 21500 1332000 14 13647 14 844870 18 83192 K-1 Inc/Loss 525990 -8345 14 3444 -8345 945153 936808 false false false false false false false false false false X X 1 Estate of Tamblin Clark Smith Paul Dicarlo 18111 Von Karman Ave Irvine CA 92612 1957500 X 21ST CENTY FOX AMER INC - 6.15 33005 35108 ABB FIN USA - 2.875% - 05/08/2 54229 55563 ABBVIE INC - 2.900% - 11/06/20 30433 29633 ADOBE SYSTEMS INC - 3.250% - 0 29712 30015 ALEXANDRIA REAL ESTATE E BOND 26954 25694 AMAZON COM INC SR NT - 2.500% 36640 39584 AMERICAN EXPRESS CO - 7.000% - 51470 53135 AMGEN INC BOND - 5.650% - 06/1 41430 43849 ANHEUSER BUSCH COS INC - 4.900 34918 37830 APACHE CORP SR NT - 3.250% - 0 24506 25393 APPLE INC - 4.375% - 05/13/204 24799 25683 ARROW ELECTRICS NT - 3.500% - 34827 34651 AT&T INC NOTE - 4.450% - 05/15 73865 74030 BANK OF AMERICA - 2.600% - 01/ 65195 65555 BANK OF AMERICA - 3.950% - 04/ 34897 34842 BIOGEN INC - 2.900% - 09/15/20 29938 30383 BLACKROCK INC - 6.250% - 09/15 34013 31055 BOSTON PROPERTIES LPNOTE - 4.1 15453 15848 BP CAP MKTS P L C GTD SRNT - 4 33319 31802 BURLINGTN NORTH SANTA FE - 3.4 41618 41774 CELGENE CORP - 2.875% - 08/17/ 24967 25287 CITIGROUP BOND - 4.450% - 09/2 79119 76188 CITIZENS FINANCIAL GROUP, INC 30051 29816 COMCAST CORP BOND - 3.125% - 0 53354 56150 CONSUMERS ENERGY CO - 3.250% - 14883 13242 CREDIT SUISSE GRP FDG GUERNSEY 40410 39875 CUBESMART - 0.048% - 07/15/202 33148 32300 CVS HEALTH CORP - 4.875% - 07/ 29533 32263 DEUTSCHE BK AG LON SR NT CALL 30648 30710 EASTMAN CHEM CO - 3.600% - 08/ 18530 19483 EBAY INC NOTE - 2.600% - 07/15 47775 48464 ENTERPRISE OPER LLC - 2.550% - 20258 20204 EXELON CORP - 0.034% - 04/15/2 25033 24530 EXXON MOBIL - 1.708% - 03/01/2 25000 25054 FIDELITY NATL INFORMATION SVCS 46940 45912 FORD MOTOR CREDIT COLLC NOTE - 66228 64272 GENERAL ELEC CAP CORP - 5.300% 66304 66543 GOLDMAN SACHS GROUP INC - 6.75 42092 49394 HSBC FINANCE CORP - 6.676% - 0 74508 73062 IBM CORP NOTES - 5.700% - 09/1 28200 30899 INTEL CORP - 2.700% - 12/15/20 28334 30135 INTEL CORP - 4.900% - 07/29/20 40415 44747 JPMORGAN CHASE & CO - 3.375% - 58871 59785 KIMCO REALTY CORP - 3.400% - 1 26454 25370 KROGER CO - 2.600% - 02/01/202 19999 19959 METLIFE INC - 7.717% - 02/15/2 44037 39152 MICROSOFT CORP - 3.750% - 02/1 44645 42199 MORGAN STANLEY FR - 4.875% - 1 65777 69662 NYSE EURONEXT - 2.000% - 10/05 65350 65452 ONTARIO PROV CDA - 4.000% - 10 38307 36980 ORACLE CORP SR GLBL NT - 2.500 24912 24827 ORACLE CORP SR NT - 2.250% - 1 36107 35425 PEPSICO INC NOTES - 4.500% - 0 38693 37662 PETROLEOS MEXICANOS - 4.875% - 52274 50150 PRESIDENT&FELLOW HARVARD COLL 14975 13421 PUBLIC SVC ENTERPRISE GRP - 1. 14982 14784 RABOBANK NEDERLAND - 4.500% - 64677 64478 ROYAL BK OF CDA BD CDS - 1.250 54979 55015 SCRIPPS NETWORK - 2.800% - 06/ 29519 30066 SPECTRA ENERGY PARTNER - 3.500 19923 19535 TANGER PROPERTIES - 0.000% - 0 24927 23484 TELEFONICA EMISIONES S A U - 5 51676 53573 TEVA PHARMACEUTICAL NOTE - 3.1 39894 36877 TIME WARNER INC - 4.000% - 01/ 46235 46720 TOTAL SYSTEMS SERVICES - 0.048 52701 53876 TOYOTA MOTOR CREDIT - 1.550% - 34923 34991 UBS AG - 0.034% - 05/12/2045 68385 66914 VERIZON COMMUNICATIONS GLB - 6 62215 62449 WELLS FARGO & CO - 4.900% - 11 36131 35949 WELLS FARGO & COMPANY - 2.600% 20673 20116 3M CO 106300 133035 ABBOTT LABS 137254 125601 ACCENTURE PLC 138235 147818 ACTELION LIMITED 10171 13068 ADOBE SYSTEMS, INC 118292 171103 AFFIL MANAGERS GR PFD STOCK - 49534 47218 AFFILIATED MANAGERS GROUP 45125 37342 AGILENT TECHNOLOGIES INC 124427 138958 AIA GROUP LTD ADR 39245 37750 ALEXION PHARMACEUTICALS, INC 117274 107913 ALLERGAN PLC 190687 194679 ALLIED WORLD ASSURANCE CO HLDG 49471 73046 ALLY FINANCIAL INC 181814 163382 ALPHABET INC CL A 391072 440601 ALTRIA GROUP INC 81690 104135 AMAZON COM 154830 323943 AMER FIN GRP HLD 5735 8812 AMERICAN TOWER CORPORATION 5.2 67330 65408 AMERICAN TOWER CORPORATION PFD 60244 63223 AMERICAN TOWER REIT INC 169809 180396 AMGEN INC 34798 29242 ANADARKO PETROLEUM CORP PFD 92113 92211 ANSYS INC 5304 6474 ANTHEM INC 44807 48163 APPLE INC 269873 304142 ARES CAP CORP 50141 49408 ARES CAPITAL CORPORATION - CLO 110660 104052 ARROW ELECTRONICS INC 13305 15686 ASPEN INSURANCE HLDG 11347 13200 ASSOCIATED BRITISH FOODS PLC 30894 27056 AT&T, INC 252127 299623 ATLANTIA SPA ADR 15905 14317 AUTOMATIC DATA PROCESSING INC 50576 57557 BAIDU.COM - ADR 22824 20880 BANK NEW YORK MELLON CORP COM 142217 203402 BANK OF AMERICA CORP 183506 245973 BANK OF NT BUTTERFIELD AND SON 51826 51719 BARCLAYS PLC ADR 29831 34760 BAYER A G SPONSORED ADR 18360 16268 BELDEN INC 53618 58321 BEMIS INC 10604 10520 BIG LOTS INC 47137 53725 BIOMARIN PHARMACEUTICAL INC 74599 61219 BLUE BUFFALO PET PRODUCTS, INC 36208 37983 BOOZ ALLEN HAMILTON HOLDING CO 44146 51219 BRIDGESTONE CORP UNSP ADR 35080 34837 BRINKER INTL INC 26006 24270 BRISTOL-MYERS SQUIBB CO 181632 186482 BRITISH AMERICAN TOBACCO PLC 25395 22985 BROADCOM LIMITED 258750 411166 BROADRIDGE FINANCIAL 56077 54366 BRUKER CORPORATION 3925 3601 BRUNSWICK CORP 64966 67630 BWX TECHNOLOGIES INC 19081 23423 CABOT CP 53192 56099 CABOT OIL & GAS CORP 93512 90870 CAMECO CORPORATION 24775 24657 CAPITAL ONE FINANCIAL CORP 30623 38822 CARLISLE COS INC 7657 8272 CATHAY GENERAL BANCORP 40583 57045 CBOE HOLDINGS INC 22258 28817 CELANESE CORPORATION 158561 203937 CELGENE CORP 102531 108689 CENTRICA 31203 24559 CENTURYLINK INC 23597 21402 CHARLES RIV LABORATORIES INTL 35986 50285 CHARLES SCHWAB CORP 170124 209586 CHEVRON CORP 156158 193263 CHINA BIOLOGIC PRODUCTS INC 19023 17418 CHS INC - PFD CLASS B 54521 47902 CHURCH & DWIGHT 49185 48609 CITIZENS FINANCIAL GROUP, INC 124502 203447 CITRIX SYSTEMS INC 44174 52693 CLARCOR INC 29975 39586 CME GROUP, INC 80591 94010 CNO FINANCIAL GROUP INC 27874 30832 COLONY FINANCIAL 8.5% PFD 53599 52162 COMCAST CORP 153753 180221 COMMERCIAL METALS 38931 54668 COMPASS MINERALS INTERNATIONAL 47671 49752 CONOCOPHILLIPS 57248 60168 CONSTELLATION BRANDS INC 165601 180752 CONVERGYS CP 37487 35858 CORELOGIC INC 30389 30569 CORNING INC 50843 59462 COSTCO WHOLESALE CORPORATION 111002 129529 CREDIT SUISSE GROUP ADR 28504 27046 CRH PLC - AMERICAN DEPOSITARY 36604 40912 CROWN HOLDINGS INC 7524 7886 CSX CORP 111936 138510 CURTISS WRIGHT CP 30640 33442 CUSTOMER BANCORP INC SER E 6.4 28408 28928 DARDEN RESTAURANTS INC 46760 53086 DEAN FOODS CO 49922 61855 DELUXE CORPORATION 17445 25780 DFA COMMODITY STRATEGY PORTFOL 365100 298573 DFA EMERGING MARKETS CORE EQ P 931055 843641 DIAGEO PLC ADS 35774 33781 DNB NOR ASA SPONSOR ADR 22179 22915 DOMINION RESOURCES 100288 81598 DOMINION RESOURCES INC 101545 113353 DON QUIJOTE CO LTD 42269 47221 DOW CHEMICAL PV 198100 250565 DREYFUS FLOATING RATE INCOME Y 139000 132847 DREYFUS GLBL REAL RETURN FD CL 890435 822652 DREYFUS INTL STOCK FUND 1584001 1498307 DREYFUS PREMIER LTD TERM HIGH 148784 137400 DREYFUS SELECT MANAGERS SMALL 613936 674256 DRIL QUIP INC 69663 58188 DST SYS INC. COM 45829 46825 DUKE REALTY CORPORATION 4105 3984 DUPONT FABROS TECHNOLOGY INC C 58725 61063 EAST WEST BANCORP, INC 27809 42189 EATON CORP PLC 270743 276343 EATON VANCE CORP COM 62453 61982 EBAY INC 48102 45723 ELECTRONIC ARTS 116681 114990 ELI LILLY & CO 241239 218444 EXELON CORP PFD CONV 6/1/2017 90301 83749 EXELON CORPORATION 114105 126344 EXPRESS SCRIPTS HOLDING CO 33159 29580 EXXON MOBIL CORP 110600 120317 FACEBOOK INC 174595 270597 FAIR ISSAC & CO INC 24298 23606 FANUC LIMITED UNSPONSORED 27841 27189 FINANCIAL SELECT SECTOR SPDR F 123263 120668 FIRST ENERGY CORP 43208 42429 FIRST HORIZON NATL 14958 20010 FIRST INDUSTRIAL REALTY TRUST 48165 51332 FIRST OF LONG ISLAND CORP 27963 37486 FMC TECHS INC COM 6924 8883 FOMENTO ECONOMICO MEXICANO 20186 16766 FOUR CORNERS PROPERTY TRUST IN 29499 29549 FUJI HEAVY INDUS LTD ADR 49301 47705 GALLAGHER ARTHUR J & CO 92572 104959 GALP ENERGIA 14332 15996 GATX CORP 31762 36332 GENERAL ELECTRIC CO 226924 262911 GENERAL GROWTH PPTYS INC 3867 3747 GILEAD SCIENCES INC 49917 45472 GLAXOSMITHKLINE PLC 32403 29653 GOLDMAN SACHS GROUP 36879 41904 GRAMERCY PROPERTY TRUST INC 51519 49343 GREAT PLAINS ENERGY 54960 47863 GRUPO FIN STANTANDER - ADR B 23013 17831 HALLIBURTON COMPANY 171484 190938 HALYARD HEALTH, INC 27745 28844 HANOVER INS GROUP 26351 40955 HARTFORD FINANCIALSERVICES GRO 155932 187741 HAYS PLC UNSPON ADR EA REPR 10 18525 19793 HD SUPPLY HLDGS INC 41292 54838 HDFC BANK LTD ADR 27666 24879 HERCULES CAP 6.25% PFD 50339 49149 HESS CORPORATION 83375 88392 HOLOGIC, INC 53530 57773 HOME DEPOT INC 106860 184896 HONEYWELL INTL 155976 198683 HUNTINGTON INGALLS INDUSTRIES 43166 78097 IBERIABANK CORP - PFD CLBL 50497 49889 ICON PLC - AMERICAN DEPOSITARY 34537 33840 ILLINOIS TOOL WORKS 155375 217611 INCYTE CORPORATION 75934 79113 INDEPENDENCE REALTY TR 36042 36126 INDUSTRIA DE DISENO 30124 29528 INFINEON TECH ADS 41706 52531 INGERSOL-RAND PLC 151708 209362 INGREDION INC 45041 69103 INTEGRATED DEVICE TECHNOLOGY I 5359 5654 INTEL CORP 249045 265133 INTERCONTINENTAL EXCHANGE, INC 120684 178851 INTERDIGITAL COMMUNICATIONS CO 38328 64859 INVESCO DYNAMIC CREDIT OPPORTU 59780 62976 INVESCO PLC 255498 236045 ISHARES GLOBAL FIN 149696 166695 ISHARES IBOXX $ INVESTMENT GRA 107342 101361 ISHARES MSCI AUSTRALIA INDEX F 51936 49968 ISHARES MSCI JAPAN SMALL CAP 99871 95126 ISHARES MSCI-TAIWAN 149948 145675 ISHARES S&P U.S. PREFERRED STO 49934 46326 ISHARES TR LEHMAN INTER GOVT C 295611 287257 JAPAN AIRLINES 33589 31649 JAPAN TOB INC 54541 47208 JOHNSON & JOHNSON 170398 199083 JOHNSON CONTROLS INTERNATIONAL 55060 52311 JP MORGAN CHASE 51536 54363 KATE SPADE & CO 4858 5041 KB HOME 31039 30513 KEYCORP 33483 50334 KILROY REALTY CP 53985 73220 KLA TENCOR CORP 43645 49568 KOHLS CORP 39717 38516 L'AIR LIQUIDE ADR OTC 15834 16613 L'OREAL ADR 33421 33497 LAMAR ADVERTISING CO CL A REIT 55847 63878 LENNOX INTL INC 52131 65863 LOCKHEED MARTIN CORP 79943 126470 LOWES COMPANIES INC 53467 71120 MAINSOURCE FINL GROUP INC 38349 52804 MAN WAH HOLDINGS LTD 26239 27758 MANHATTAN ASSOCIATES INC 54109 46666 MARATHON PETROLEUM CORP 194430 227582 MATTELL INC 54999 50968 MCDONALD'S CORP 99084 111617 MCKESSON CORP 62855 47753 MDU RESOURCES GROUP 52958 63582 MENTOR GRAPHICS CORP 37897 67509 MERCK & CO INC 217740 238541 METTLER-TOLEDO INTL 33423 55250 MICHAELS STORES INC 9496 8385 MICRON TECHNOLOGY 169862 205829 MICROSOFT CORP 141263 163739 MID-AMERICA APT COMMUNITIES IN 8264 9988 MKT VCTR RUSSIA SBI 96195 105994 MONDELEZ INTERNATIONAL INC 199257 205691 MONSTER BEVERAGE CORP 73779 136612 MTU AERO ENGINES 24457 29005 N V R INC 55401 56746 NABORS INDUSTRIES LTD 132391 201228 NATIONAL GENERAL HOLDINGS CORP 49339 46519 NATL FUEL GAS CO 22632 23222 NAVIENT CORPORATION 74203 74428 NCR CP 38617 60434 NEUSTAR, INC. CL A 47928 33400 NEW RESIDENTIAL INVESTMENT COR 94054 110512 NEW YORK TIMES CO CL A 35874 33117 NEXT PLC 31755 22081 NIKE INC-CL B 146544 137546 NISOURCE INC 15946 16162 NOVARTIS AG ADR 42700 40062 NUANCE COMMUNICATIONS, INC 48983 40230 NUCOR CP 149333 171418 NUVEEN CREDIT STRATEGIES INCOM 49800 50932 NUVEEN MTG OPPORTUNITY TERM FD 48953 49223 NVIDIA CORP 160729 247637 OLD REP INTL CORP 31562 31920 OSHKOSH CORP 30481 29721 OWENS CORNING 28877 31452 OWENS ILLINOIS 45977 42132 PACWEST BANCORP 54227 67506 PALO ALTO NETWORKS INC 89889 75780 PANERA BREAD CO. CL. A 124921 118542 PAYPAL HOLDINGS, INC 33063 34536 PEPSICO INC 247900 309285 PFIZER INC 194105 198225 PHILIP MORRIS INTL 263258 281514 PIMCO 0-5 YEAR H/Y CORP BOND 62018 62912 PIONEER NAT RES CO 95836 111103 PLAINS GP HOLDINGS LP 71403 82955 POLARIS INDUSTRIES 38667 34192 POLYONE CORP 45395 38448 PPG INDUSTRIES INC 73958 73913 PRICELINE.COM INCORPORATED 35418 36652 PRIMERICA, INC 39429 60852 PROCTER GAMBLE CO 280738 294195 PROSHARES SHORT MSCI 147191 145715 PROSHARES SHORT S&P500 100822 97927 PRUDENTIAL PLC SC 29473 29445 PRUDENTIAL SHORT DURATION HIGH 50628 48298 QUALCOMM INC 305130 308395 REDWOOD TR INC 57111 59471 REGIONS FINANCIAL CORP - 6.375 48866 45917 REINSURANCE GROUP AMER INC 25810 40266 RELIANCE STL & ALMN 48431 66018 RELX PLC 34726 35581 RENTOKIL INITIAL PLC SPON ADR 24615 23342 REPUBLIC SVCS INC 55062 61329 RESMED INC 41730 37851 ROCHE HOLDING LTD ADR 96923 90012 ROYAL BANK SCOTLAND ADS 41352 44959 SALESFORCE.COM 98562 91052 SANDERSON FARMS INC 54047 53717 SAP AKTIENGESELL ADS 39077 40622 SCHLUMBERGER LTD 125138 120720 SCOTTS CO. CLASS A 50484 50642 SEI INVESTMENTS 47984 69598 SELECT COMFORT CORPORATION 53621 48972 SELECT SECTOR SPDR ENERGY FUND 121823 120135 SEMPRA ENERGY COM 46876 47804 SEVEN & I HOLDINGS C 31158 26923 SMITH A O CORP DEL COM 29297 31251 SOFTBANK CP UNSP ADR 27212 28406 SONOVA HOLDING AG AD 32283 27606 SOUTHERN CO PFD SER A - 6.250% 52696 48024 SOUTHWESTERN ENERGY CO - 6.250 39557 34130 SPIRIT AEROSYSTEMS HOLDINGS CL 45229 50181 SPROUTS FARMERS MARKET INC 55009 43327 STANLEY BLACK & DECKER INC 61731 71911 STARWOOD PROPERTY TRUST INC 123001 113921 STERICYCLE INC 53307 49306 STRATEGIC FDS, INC. DREYFUS SE 610000 618851 SUNTORY BEVERAGE & FOOD LTD AD 27665 29508 SYNAPTICS INC 50716 48490 SYNCHRONY FINANCIAL 130977 169744 SYNOVUS FINL CP 52048 69425 TAIWAN SEMICONDUCTOR MFG CO LT 194052 211888 TANGER FACTORY OUTLT CENREIT 52299 53312 TELEFLEX INC 43161 64138 TEMPUR PEDIC INTERNATIONAL INC 51574 58038 TEVA PHARMACEUTICAL INDUSTRIES 30925 23563 TEXAS INSTRUMENTS INC 50728 63484 TIME WARNER INC 324927 415078 TOOTSIE ROLL INDS INC 42250 44123 TORO CO 57264 68259 TOTAL FINA ELF S.A 31010 31601 TOYOTA MTR CORP 23825 23909 UNILEVER N V N Y 49826 46398 UNILEVER PLC AMER 30592 26659 UNITED TECHNOLOGIES CORP 144031 145904 UNITED THERAPEUTICS CORP 70215 73006 UNITEDHEALTH GROUP INC 237780 282150 UNIVERSAL HLTH SVC B 107295 82445 VALERO ENERGY CORP 192124 235294 VECTOR GROUP LTD 57625 62194 VEOLIA ENVIRONN ADS 16507 12207 VERISIGN INC 30966 29667 VERIZON COMMUNICATIONS 94069 107401 VIRTUS EMERGING MARKETS OPPTS 875009 795409 VISA INC 155819 157600 VIVENDI SA 39840 35816 VODAFONE GROUP PLC 67815 45073 VOYA FINANCIAL INC 148517 169430 WAL-MART STORES INC 54604 51149 WALT DISNEY HOLDINGS CO 205726 247210 WEINGARTEN REALTY INVESTORS SB 49673 55117 WELLCARE HEALTH PLANS INC 54650 64016 WELLS FARGO & CO 206281 239067 WESTAR ENERGY INC 42173 60295 WESTERN DIGITAL CORP 47186 54360 WESTERN UNION CO 39561 39856 WILLIAMS COS 98535 100582 WILLIAMS SONOMA INC 14238 12098 WINTRUST FIN CORP - 6.500% - P 55354 48506 WOLSELEY PLC ADR S 31189 33045 WOLTERS KLUWER S/ADR 59231 58080 WOODWARD INC 36162 45573 WORLD FUEL SVCS CP 60202 52797 WORTHINGTON INDUSTRIES INC 29445 43645 YUM BRANDS INC 97872 115894 ZIMMER BIOMET HOLDINGS 113781 95666 2944606 2883156 329921 329439 ARES MANAGEMENT PFD 7.00% SERI 51397 48597 ENTERPRISE PRODUCTS PARTNERS L 44342 48942 FUGIO PRIVATE EQUITY FUND VIII 443322 510638 MAGELLAN MIDSTREAM PARTNERS LP 41102 46512 OPTIMA DISCRETIONARY MACRO FUN 2000000 2005278 OPTIMA PARTNERS FOCUS FUND 1000000 952014 General Consultations 663 663 Administrative Fees 75000 75000 Bank Charges 1167 1167 Indemnification Insurance 4962 4962 K-1 Exp FUGIO PRIVATE EQUITY F 29945 29924 K-1 Exp MAGELLAN MIDSTREAM PAR 2 Office Supplies 1559 1559 Payroll Processing Fees 1088 1088 Postage/Delivery Service 60 60 K-1 Inc/Loss ARES MANAGEMENT PFD 7.00% SERIES A 1519 1463 K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP -2600 -16 K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND VIII, LP -2709 1996 K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP -1111 1 Investment Management Services 304360 304360 Philanthropic Consulting Srvcs 39101 39101 GRAPHIC DESIGN SERVICES 3359 3359 VIDEO PRODUCTION SERVICES 9569 9569 EVENT PLANNING SERVICES 2601 2601 ADMINISTRATIVE SERVICES 2500 2500 990-PF Estimated Tax for 2016 10000 Foreign Tax Paid 2838 2838