2017-11-15T05:16:10-06:00 2016-12-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990PF 2016-01-01 251689382 HEINZ FAMILY FOUNDATION HEIN 4124975775 625 LIBERTY AVENUE NO 3200 PITTSBURGH PA 15222 MISSY M BATTLE TREASURER 4124975775 2017-11-13 1 SUSAN M KIRSCH P00341397 4122613644 208.79.164.82 2017-11-13 13:46:18 ES P 7D18BB02A8A97F1AFE599DA7CB32F00FE1CDD8C0 1454084FED4D0A8241A8015C5437B85B068593B4 2016 2017-02-10 21:41:12Z X 128683261 X X 884323 1420523 1616784 13411988 2783321 40708 -247889 2541815 3955955 20699 1035 19664 399816 19991 379825 136044 6803 129241 50047 19142 25894 20700 1035 19665 322228 330195 644 17182 74736 30793 0 27721 1386 133844 6693 127151 6430 322 6108 2601 131 2470 611724 287631 602197 1806590 722339 1312859 1668500 1900500 3475090 722339 3213359 -933275 3233616 2475 2483 2483 5994467 4180767 4180767 71278762 70800227 78660941 1779425 1754735 41453 24690 24690 479590 479590 479590 35423067 36706190 45334790 113219814 112193947 128683261 2000 4408809 4316217 4408809 4318217 X 108811005 107875730 108811005 107875730 113219814 112193947 108811005 -933275 0 107877730 2000 107875730 PUBLICLY TRADED SECURITIES P 12167213 9849702 2317511 2317511 FLOWTHROUGH FROM PARTNERSHIPS P 637981 637981 637981 CAPITAL GAIN DISTRIBUTIONS P 85637 85637 85637 TAX BASIS LOSS - PARK STREET PRIVATE EQUITY FUND V - AWARDS FUND P 206600 281328 -74728 -74728 TAX BASIS LOSS - PARK STREET PRIVATE EQUITY FUND V - T&J FUND P 34399 46893 -12494 -12494 TAX BASIS LOSS - PARK STREET PRIVATE EQUITY FUND VI - T&J FUND P 120658 164045 -43387 -43387 TAX BASIS LOSS - PARK STREET PRIVATE EQUITY FUND VII - T&J FUND P 159500 178215 -18715 -18715 TAX BASIS LOSS - TUCKER ANTHONY PRIVATE EQUITY II, LP P 108484 -108484 -108484 2783321 0 4381707 129052160 0.033953 3314058 130830503 0.025331 1906897 121398934 0.015708 3442681 112897993 0.030494 3752262 110658906 0.033908 0.139394 0.027879 125532120 3499710 32336 3532046 3213359 64672 0 64672 0 64672 108598 108598 43926 43926 0 0 0 0 0 0 0 0 0 1 1 0 1 1 PA 1 0 0 0 0 1 N/A MICHELE M BATTLE 4124975775 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 TERESA HEINZ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CHAIR/CEO 8.00 0 0 0 ANDRE HEINZ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CLASS B PERMANENT DIRECTOR 1.00 0 0 0 RONALD DAVENPORT 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 ARIE KOPELMAN 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 LINDA K SMITH ESQ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 THEODORE H STEBBINS JR 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 WENDY MACKENZIE 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 SECRETARY AND TERM DIRECTOR 1.00 0 0 0 ANDREW EBERHART 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CHIEF INVESTMENT OFFICER 4.00 0 0 0 ROSE GIBSON 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TREASURER 3.00 20699 2243 0 KIM O'DELL 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 DIRECTOR/HEINZ AWARD 40.00 121438 34422 0 JOHNATHAN GREENE 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 PROGRAM OFFICER/HEIN 32.00 73161 10423 0 LISA GIORGETTI 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 PROGRAM OFFICER/HEIN 24.00 58515 9462 0 STEPHANIE RISO GOODWALD 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 EXECUTIVE ASSISTANT 40.00 51067 14823 0 0 HEINZ FAMILY OFFICE 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CONTRACTED EMPLOYEE SERVICES 551731 BURNESS COMMUNICATIONS 7910 WOODMONT AVENUE SUITE 700 BETHESDA MD 208147034 HEINZ AWARDS PUBLIC RELATIONS CONSULTING 92646 SANDS CAPITAL MANAGEMENT PO BOX 821821 PHILADELPHIA PA 191821821 INVESTMENT CONSULTING SERVICES 89339 LYRICAL ASSET MANAGEMENT 405 PARK AVENUE 6TH FLOOR NEW YORK NY 10022 INVESTMENT CONSULTING SERVICES 87911 CAMBRIDGE ASSOCIATES PO BOX 83232 CHICAGO IL 606910232 INVESTMENT CONSULTING SERVICES 60000 0 ONE OF THE PRIMARY EXEMPT PURPOSES OF THE FOUNDATION IS THE AWARDING OF INDIVIDUAL GRANTS, RECOGNIZING OUTSTANDING ACHIEVEMENTS IN THE AREAS OF ARTS & HUMANITIES; HUMAN CONDITION; PUBLIC POLICY; TECHNOLOGY, THE ECONOMY & EMPLOYMENT; AND ENVIRONMENT. DURING 2016, EIGHT GRANTS WERE MADE TO INDIVIDUALS OR CHARITABLE ORGANIZAITONS AS DETAILED IN PART XV OF FORM 990-PF.THESE AWARDS ARE GRANTED IN ACCORDANCE WITH IRC SECTION 4945 (G) ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS PURSUANT TO A PROCEDURE APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE. 1713177 0 65509877 5419586 56514314 127443777 0 0 127443777 1911657 125532120 6276606 6276606 64672 24769 89441 6187165 0 6187165 0 6187165 3213359 0 3213359 0 3213359 6187165 2843033 0 0 3213359 2843033 0 0 370326 0 0 0 0 0 0 0 0 5816839 0 0 0 TERESA HEINZ X CENTER FOR YOUTH WELLNESS 1329 EVANS AVENUE SAN FRANCISCO CA 94124 N/A PC DESIGNATED PAYMENT BY DR. NADINE BURKE HARRIS, 2016 HEINZ AWARD WINNER - HUMAN CONDITION 125000 HAL HARVEY 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2016 HEINZ AWARD 240000 MATTHEW MULLENWEG 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2016 HEINZ AWARD 250000 MICHELLE ALEXANDER 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2016 HEINZ AWARD 250000 NADINE BURKE HARRIS 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2016 HEINZ AWARD 125000 TROY ANDREWS 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2016 HEINZ AWARD 200000 TROY ANDREWS FOUNDATION 650 POYDRAS STREET SUITE 2245 NEW ORLEANS LA 70130 N/A PC DESIGNATED PAYMENT BY HAL HARVEY, 2016 HEINZ AWARD WINNER - ENVIRONMENT 10000 TROY ANDREWS FOUNDATION 650 POYDRAS STREET SUITE 2245 NEW ORLEANS LA 70130 N/A PC DESIGNATED PAYMENT BY TROY ANDREWS, 2016 HEINZ AWARD WINNER - ARTS AND HUMANITIES 50000 AMAZON CONSERVATION ASSOCIATION 1012 14TH STREET NW SUITE 625 WASHINGTON DC 20005 N/A PC FOR THE AMAZON BIODIVERSITY CENTER ENDOWMENT FUND - MATCHING CAMPAIGN 5000 AMERICAN ACADEMY OF ARTS AND SCIENCES NORTONS WOODS 136 IRVING STREET CAMBRIDGE MA 02138 N/A PC ANNUAL FUND 2500 ARTS FOR THE AGING INC 12320 PARKLAWN DRIVE ROCKVILLE MD 20852 N/A PC 28TH ANNUAL GALA IN HONOR OF LOLA SARNOFF 5000 THE BREAST CANCER RESEARCH FOUNDATION INC 60 EAST 56 STREET 8TH FLOOR NEW YORK NY 10022 N/A PC BOSTON HOT PINK PARTY 10000 BROOKINGS INSTITUTION 1775 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 N/A PC GENERAL OPERATING SUPPORT 20000 CARNEGIE INSTITUTE 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PC THE FELLOWS FUND 5000 CARNEGIE INSTITUTE 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PC 2016 ANNUAL GIVING CAMPAIGN 10000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC 2015-2016 TRUSTEE ANNUAL FUND 25000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC MICHAEL MURPHY ENDOWED FUND FOR THE CMU EXPERIENCE 10000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC THE CREATE LAB 15000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC THE SIMON INITIATIVE 20000 THE COLLEGE OF WILLIAM & MARY FOUNDATION 1779 MASSACHUSETTS AVENUE NW SUITE 705 WASHINGTON DC 20036 N/A PC THE PAMELA HARRIMAN FOREIGN SERVICE FELLOWSHIP ENDOWMENT FUND 10000 COLONEL DANIEL MARR BOYS AND GIRLS CLUB 1135 DORCHESTER AVENUE DORCHESTER MA 02125 N/A PC THE 23RD ANNUAL NEW ENGLAND WOMEN'S LEADERSHIP AWARDS 2000 COUNCIL ON FOREIGN RELATIONS 58 EAST 68TH STREET NEW YORK NY 10065 N/A PC ANNUAL FUND 10000 EAST HARLEM SCHOOL AT EXODUS 309 EAST 103RD STREET NEW YORK NY 10029 N/A PC 2016 FALL BENEFIT 5000 EAST SIDE HOUSE SETTLEMENT 337 ALEXANDER AVENUE BRONX NY 10454 N/A PC WINTER ANTIQUES SHOW 2500 THE FRED ROGERS COMPANY 2100 WHARTON STREET SUITE 700 PITTSBURGH PA 15203 N/A PC DANIEL TIGER'S NEIGHBORHOOD 15000 FUND FOR PARKS AND RECREATION IN BOSTON 1010 MASSACHUSETTS AVENUE BOSTON MA 02118 N/A PC BOSTON COMMON HOLIDAY DISPLAY CAMPAIGN 1000 GRIST MAGAZINE INC 1201 WESTERN AVENUE SUITE 410 SEATTLE WA 98101 N/A PC GENERAL OPERATING SUPPORT 4000 HARLEM CHILDREN'S ZONE 35 EAST 125TH STREET SUITE 405 NEW YORK NY 10035 N/A PC ANNUAL BENEFIT DINNER HONORING MARK KINGDON 6000 HOLT-ELWELL MEMORIAL FOUNDATION PO BOX 9 EAST HEBRON NH 03241 N/A PC CAMP MOWGLIS SCHOLARSHIP ENDOWMENT FUND 30000 JEWISH HEALTHCARE FOUNDATION OF PITTSBURGH 2400 CENTRE CITY TOWER 650 SMITHFIELD STREET PITTSBURGH PA 15222 N/A PC WOMEN'S HEALTH ACTIVIST NETWORK 100000 LEE PESKY LEARNING CENTER INC 3324 ELDER STREET BOISE ID 837054713 N/A PC GENERAL OPERATING SUPPORT 1000 LIVING WITH WOLVES LTD PO BOX 896 SUN VALLEY ID 83353 N/A PC GENERAL OPERATING SUPPORT 1000 LUNG CANCER ALLLIANCE PO BOX 418372 BOSTON MA 022418372 N/A PC GENERAL OPERATING SUPPORT 1000 NANTUCKET LAND COUNCIL PO BOX 502 NANTUCKET MA 02554 N/A PC GENERAL OPERATING SUPPORT 5000 NANTUCKET SUSTAINABLE DEVELOPMENT CORPORATION PO BOX 1244 NANTUCKET MA 02554 N/A PC GENERAL OPERATING SUPPORT 5000 NATIONAL GALLERY OF ART 6TH CONSTITUTION WASHINGTON DC 20565 N/A PC ANNUAL CIRCLE FUND 10000 NAVY SEAL FOUNDATION INC 2100 MEDITERRANEAN AVENUE 12 VIRGINIA BEACH VA 23451 N/A PC 2016 EIGHTH ANNUAL BENEFIT GALA 10000 NEW YORK RESTORATION PROJECT 254 WEST 31ST STREET 10TH FLOOR NEW YORK NY 10001 N/A PC ANNUAL SPRING PICNIC 2000 THE PRESIDENT'S COMMITTEE ON THE ARTS AND THE HUMANITIES 1100 PENNSYLVANIA AVENUE NW SUITE 526 WASHINGTON DC 20506 N/A GOV GENERAL OPERATING SUPPORT 10000 ROSIE'S PLACE 889 HARRISON AVENUE BOSTON MA 02118 N/A PC "FUNNY WOMEN... SERIOUS BUSINESS" EVENT 5000 SILENT SPRING INSTITUTE 320 NEVADA STREET SUITE 320 NEWTON MA 02460 N/A PC BCSCREEN TECHNOLOGY 2000 SILENT SPRING INSTITUTE 320 NEVADA STREET SUITE 320 NEWTON MA 02460 N/A PC GENERAL OPERATING SUPPORT 1000 SMALL FRIENDS ON NANTUCKET INC PO BOX 2826 NANTUCKET MA 02584 N/A PC NANTUCKET ART & ARTISAN SHOW 500 SPECIAL OLYMPICS PENNSYLVANIA INC 2570 BOULEVARD OF GENERALS SUITE 124 NORRISTOWN PA 19403 N/A PC ALLEGHENY COUNTY SPECIAL OLYMPICS PATHFINDER TRAINING SITE, IN HONOR OF SUSAN O'SULLIVAN 1000 ST PAUL'S SCHOOL 325 PLEASANT STREET CONCORD OH 03301 N/A PC PARENTS ANNUAL FUND 5000 SUN VALLEY CENTER FOR THE ARTS AND HUMANITIES PO BOX 656 SUN VALLEY ID 83353 N/A PC 2016 WINE AUCTION 15000 SUN VALLEY SUMMER SYMPHONY INC PO BOX 1914 SUN VALLEY ID 83353 N/A PC GENERAL OPERATING SUPPORT 20000 SUN VALLEY WRITERS' CONFERENCE PO BOX 957 KETCHUN ID 83340 N/A PC 2016 WRITERS' CONFERENCE 2000 THRESHOLD DANCE PROJECT C/O BUGLISI-FOREMAN DANCE 229 W 42ND STREET SUITE 502 NEW YORK NY 10036 N/A PC "OPENING NIGHT CELEBRATION" EVENT 5000 THE UCLA FOUNDATION 300 STEIN PLAZA SUITE 562 LOS ANGELES CA 90095 N/A PC 2016 VISIONARY BALL 500 WOMEN DELIVER INC 588 BROADWAY SUITE 905 NEW YORK NY 10012 N/A PC FAMILY OF WOMAN FILM FESTIVAL 1000 WOODLEY HOUSE INC 6856 EASTERN AVENUE NW WASHINGTON DC 20012 N/A PC ANNUAL WOODLEY HOUSE MOVIE BENEFIT EVENT 2500 YALE UNIVERSITY OFFICE OF THE RECORDING SECRETARY PO BOX 2038 NEW HAVEN CT 06521 N/A PC 2016-2017 UNDERGRADUATE SCHOLARSHIPS 180000 PHILLIPS EXETER ACADEMY 20 MAIN STREET EXETER NH 038332460 N/A PC SCHOLARSHIPS FOR THE 2016-2017 ACADEMIC YEAR 52000 1900500 WOMEN DELIVER INC 588 BROADWAY SUITE 905 NEW YORK NY 10012 N/A PC FAMILY OF WOMAN FILM FESTIVAL 2000 2000 14 884323 900003 19815 18 1596969 INCOME FROM PARTNERSHIP ACTIVITY 900000 108632 01 -67924 0 128447 2413368 0 2541815 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 20700 1035 19665 FORM 990-PF, PART VIII, LINE 1 ANDREW EBERHART AND ROSE GIBSON ARE EMPLOYEES OF THE HEINZ FAMILY OFFICE, AND AS A RESULT, THE HEINZ FAMILY OFFICE PAYS THEIR RESPECTIVE SALARIES AND BENEFITS. THE HEINZ FAMILY FOUNDATION HAS NO EMPLOYEES, AND CONTRACTS THE HEINZ FAMILY OFFICE'S EMPLOYEES TO PROVIDE SERVICES. THE SALARY AND BENEFIT AMOUNTS LISTED IN PART VIII, LINE 1 ARE ALSO REFLECTED IN PART VIII, LINE 3 OF FORM 990-PF UNDER COMPENSATION PAID TO THE HEINZ FAMILY OFFICE FOR CONTRACTED SERVICES. FORM 990-PF, PART VIII, LINE 2 COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES - THESE INDIVIDUALS ARE EMPLOYEES OF THE HEINZ FAMILY OFFICE AND, AS A RESULT, THE HEINZ FAMILY OFFICE PAYS THEIR RESPECTIVE SALARIES AND BENEFITS. THE HEINZ FAMILY FOUNDATION HAS NO EMPLOYEES, AND CONTRACTS THE HEINZ FAMILY OFFICE'S EMPLOYEES TO PROVIDE SERVICES. THE SALARY AND BENEFITS AMOUNTS LISTED IN PART VIII, LINE 2 ARE ALSO REFLECTED IN PART VIII, LINE 3 OF FORM 990-PF UNDER COMPENSATION PAID TO HEINZ FAMILY OFFICE FOR CONTRACTED EMPLOYEE SERVICES. THE ABOVE INFORMATION REGARIDNG THE FIVE HIGHEST PAID EMPLOYEES IS NOT REQUIRED TO BE DISCLOSED ON THE RETURN AND IS REPORTED FOR TRANSPARENCY PURPOSES. FORM 990-PF, PART XV, LINE 2 THE HEINZ FAMILY FOUNDATION DOES NOT CONSIDER UNSOLICITED REQUESTS FOR GRANTS. THE HEINZ FAMILY FOUNDATION MAKES GRANTS ONLY TO PRIOR SELECTED ORGANIZATIONS THAT ARE PUBLIC CHARITIES AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE HEINZ FAMILY FOUNDATION IS NOT PERMITTED BY THE U.S. GOVERNMENT TAX LAWS TO MAKE GRANTS TO INDIVIDUALS OR ORGANIZATIONS UNLESS THEY ARE A QUALIFIED 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES, WITH THE EXCEPTION OF THE HEINZ AWARD WINNERS. THE HEINZ AWARDS ARE GRANTED IN ACCORDANCE WITH IRC SECTION 4945(G) ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS PURSUANT TO A PROCEDURE APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE. FORM 990-PF, PART VIII, LINE 1 PER SECTION 2.01 OF THE HEINZ FAMILY FOUNDATION BYLAWS, THE DUTIES AND RESPONSIBILITIES OF THE TERM DIRECTORS SHALL BE LIMITED TO ISSUES RELATED TO THE HEINZ AWARDS PROGRAM. 2,465 SHS ADOBE SYSTEMS INC (SANDS - AWARDS) 169783 253772 1,550 SHS ALEXION PHARMACEUTICALS INC (SANDS - AWARDS) 66143 189642 90 SHS ALPHABET, INC. (SANDS - AWARDS) 8015 69464 325 SHS ALPHABET, INC. (SANDS - AWARDS) 28947 257546 465 SHS AMAZON.COM INC (SANDS - AWARDS) 252558 348690 1,775 SHS BIOMARIN PHARMACEUTICAL INC (SANDS - AWARDS) 73458 147041 435 SHS BIOGEN IDEC INC (SANDS - AWARDS) 75400 123357 350 SHS CHIPOTLE MEXICAN GRILL INC (SANDS - AWARDS) 88092 132062 1,425 SHS EDWARDS LIFESCIENCES CORP (SANDS - AWARDS) 101785 133522 2,965 SHS FACEBOOK INC. (SANDS - AWARDS) 74589 341123 1,075 SHS ILLUMINA INC (SANDS - AWARDS) 166650 137643 1,080 SHS INCYTE CORPORATION (SANDS - AWARDS) 107552 108292 3,297 SHS MONSTER BEVERAGE CORPORATION (SANDS - AWARDS) 145921 146189 1,875 SHS NETFLIX COM INC (SANDS - AWARDS) 193146 232125 1,090 SHS PALO ALTO NETWORKS INC (SANDS - AWARDS) 158197 136304 234 SHS PRICELINE.COM INC (SANDS - AWARDS) 119752 343058 400 SHS REGENERON PHARMACEUTICALS INC (SANDS - AWARDS) 21696 146836 4,800 SHS SALESFORCE.COM INC (SANDS - AWARDS) 42713 328608 4,875 SHS SCHWAB CHARLES CORP NEW (SANDS - AWARDS) 111630 192416 1,100 SHS SERVICENOW, INC. (SANDS - AWARDS) 91796 81774 2,875 SHS SPLUNK INC. (SANDS - AWARDS) 123856 147056 6,775 SHS VISA INC-CLASS A SHRS (SANDS - AWARDS) 74721 528586 785 SHS ATHENAHEALTH INC (SANDS - AWARDS) 53356 82558 8,350 SHS LENDINGCLUB CORPORATION (SANDS - AWARDS) 123793 43838 1,550 SHS UNDER ARMOUR INC CL A (SANDS - AWARDS) 66258 45028 1,565 SHS UNDER ARMOUR, INC-CLASS C (SANDS - AWARDS) 63516 39391 2,450 SHS ALIBABA GROUP HOLDING LTD. (SANDS - AWARDS) 151862 215135 975 SHS BAIDU.COM INC. (SANDS - AWARDS) 89918 160300 2,400 SHS MOBILEYE NV (SANDS - AWARDS) 122651 91488 1,365 SHS ADOBE SYSTEMS INC (SANDS - T&J) 93597 140527 855 SHS ALEXION PHARMACEUTICALS INC (SANDS - T&J) 37761 104609 60 SHS ALPHABET, INC. (SANDS - T&J) 5343 46309 165 SHS ALPHABET, INC. (SANDS - T&J) 14696 130754 257 SHS AMAZON.COM INC (SANDS - T&J) 138894 192717 980 SHS BIOMARIN PHARMACEUTICAL INC (SANDS - T&J) 39671 81183 240 SHS BIOGEN IDEC INC (SANDS - T&J) 41496 68059 200 SHS CHIPOTLE MEXICAN GRILL INC (SANDS - T&J) 50104 75464 800 SHS EDWARDS LIFESCIENCES CORP (SANDS - T&J) 56929 74960 1,635 SHS FACEBOOK INC. (SANDS - T&J) 40871 188107 590 SHS ILLUMINA INC (SANDS - T&J) 89458 75544 575 SHS INCYTE CORPORATION (SANDS - T&J) 56750 57656 1,820 SHS MONSTER BEVERAGE CORPORATION (SANDS - T&J) 80548 80698 1,050 SHS NETFLIX COM INC (SANDS - T&J) 107943 129990 605 SHS PALO ALTO NETWORKS INC (SANDS - T&J) 86208 75655 128 SHS PRICELINE.COM INC (SANDS - T&J) 62974 187656 230 SHS REGENERON PHARMACEUTICALS INC (SANDS - T&J) 12624 84431 2,655 SHS SALESFORCE.COM INC (SANDS - T&J) 24578 181761 2,700 SHS SCHWAB CHARLES CORP NEW (SANDS - T&J) 61021 106569 610 SHS SERVICENOW, INC. (SANDS - T&J) 50836 45347 1,590 SHS SPLUNK INC. (SANDS - T&J) 67850 81329 3,745 SHS VISA INC-CLASS A SHRS (SANDS - T&J) 44706 292185 425 SHS ATHENAHEALTH INC (SANDS - T&J) 28874 44697 4,625 SHS LENDINGCLUB CORPORATION (SANDS - T&J) 66229 24281 860 SHS UNDER ARMOUR INC CL A (SANDS - T&J) 36213 24983 868 SHS UNDER ARMOUR, INC-CLASS C (SANDS - T&J) 34701 21848 1,335 SHS ALIBABA GROUP HOLDING LTD. (SANDS - T&J) 81155 117226 540 SHS BAIDU.COM INC. (SANDS - T&J) 49649 88781 1,325 SHS MOBILEYE NV (SANDS - T&J) 66300 50509 3,610 SHS EATON CORP PLC (LYRICAL - AWARDS) 247320 242195 5,503 SHS JOHNSON CTLS INTL PLC (LYRICAL - AWARDS) 261073 226669 2,188 SHS WILLIS TOWERS WATSON PUBLIC LIMITED (LYRICAL - AWARDS) 238957 267549 3,889 SHS T E CONNECTIVITY LIMITED (LYRICAL - AWARDS) 239661 269430 3,015 SHS BROADCOM LTD. (LYRICAL - AWARDS) 239976 532961 3,995 SHS AFLAC INC (LYRICAL - AWARDS) 238656 278052 2,822 SHS AETNA INC (LYRICAL - AWARDS) 238305 349956 2,103 SHS AMERIPRISE FINANCIAL INC (LYRICAL - AWARDS) 239447 233307 2,044 SHS ANTHEM INC. (LYRICAL - AWARDS) 238443 293866 3,992 SHS CELANESE CORP SERIES A (LYRICAL - AWARDS) 240156 314330 4,355 SHS COMCAST CORP CL A (LYRICAL - AWARDS) 107105 300713 11,971 SHS CORNING INC (LYRICAL - AWARDS) 239810 290536 2,342 SHS E O G RES INC (LYRICAL - AWARDS) 238722 236776 9,387 SHS GOODYEAR TIRE & RUBBER CO (LYRICAL - AWARDS) 240966 289777 8,953 SHS LIBERTY INTERACTIVE CORPORATION (LYRICAL - AWARDS) 211372 178881 5,334 SHS LINCOLN NATL CORP IND (LYRICAL - AWARDS) 226677 353484 3,702 SHS NATIONAL OILWELL VARCO INC. (LYRICAL - AWARDS) 238171 138603 9,186 SHS OWENS ILL INC (LYRICAL - AWARDS) 239524 159928 10,425 SHS SYMANTEC CORP (LYRICAL - AWARDS) 239417 251490 2,835 SHS WESTERN DIGITAL CORP (LYRICAL - AWARDS) 239428 192638 13,849 SHS WESTERN UNION CO (LYRICAL - AWARDS) 240004 300800 1,268 SHS WHIRLPOOL CORP (LYRICAL - AWARDS) 237231 230484 7,055 SHS AECOM TECHNOLOGY CORP (LYRICAL - AWARDS) 242549 256520 3,604 SHS ASSURANT INC (LYRICAL - AWARDS) 239447 334667 4,723 SHS AVIS BUDGET GROUP INC (LYRICAL - AWARDS) 237100 173240 7,573 SHS COMMSCOPE HOLDINGS INC. (LYRICAL - AWARDS) 238517 281716 2,631 SHS HERTZ GLOBAL HOLDINGS INC (LYRICAL - AWARDS) 211871 56724 5,800 SHS MICROSEMI CORP (LYRICAL - AWARDS) 219660 313026 7,390 SHS N C R CORP NEW (LYRICAL - AWARDS) 241613 299738 4,371 SHS TENNECO INC. (LYRICAL - AWARDS) 251976 273056 8,966 SHS ARRIS INTERNATIONAL PLC (LYRICAL - AWARDS) 262466 270145 5,551 SHS AERCAP HOLDING NV (LYRICAL - AWARDS) 239860 230978 6,505 SHS SUNCOR ENERGY INC (LYRICAL - AWARDS) 206729 212649 2,102 SHS EATON CORP PLC (LYRICAL - T&J) 141720 141023 3,230 SHS JOHNSON CTLS INTL PLC (LYRICAL - T&J) 153238 133044 1,258 SHS WILLIS TOWERS WATSON PUBLIC LIMITED (LYRICAL - T&J) 138256 153828 2,257 SHS T E CONNECTIVITY LIMITED (LYRICAL - T&J) 138768 156365 1,692 SHS BROADCOM LTD. (LYRICAL - T&J) 139045 299095 2,307 SHS AFLAC INC (LYRICAL - T&J) 138236 160567 1,607 SHS AETNA INC (LYRICAL - T&J) 138046 199284 1,238 SHS AMERIPRISE FINANCIAL INC (LYRICAL - T&J) 138727 137344 1,168 SHS ANTHEM INC. (LYRICAL - T&J) 137947 167924 2,300 SHS CELANESE CORP SERIES A (LYRICAL - T&J) 139042 181102 2,505 SHS COMCAST CORP CL A (LYRICAL - T&J) 64519 172970 6,943 SHS CORNING INC (LYRICAL - T&J) 138826 168507 1,388 SHS E O G RES INC (LYRICAL - T&J) 138135 140327 5,357 SHS GOODYEAR TIRE & RUBBER CO (LYRICAL - T&J) 139570 165371 5,206 SHS LIBERTY INTERACTIVE CORPORATION (LYRICAL - T&J) 123488 104016 3,101 SHS LINCOLN NATL CORP IND (LYRICAL - T&J) 131768 205503 2,280 SHS NATIONAL OILWELL VARCO INC. (LYRICAL - T&J) 137973 85363 5,573 SHS OWENS ILL INC (LYRICAL - T&J) 138481 97026 6,184 SHS SYMANTEC CORP (LYRICAL - T&J) 138604 147736 1,734 SHS WESTERN DIGITAL CORP (LYRICAL - T&J) 138741 117825 7,978 SHS WESTERN UNION CO (LYRICAL - T&J) 138925 173282 738 SHS WHIRLPOOL CORP (LYRICAL - T&J) 138076 134146 4,116 SHS AECOM TECHNOLOGY CORP (LYRICAL - T&J) 140374 149658 2,065 SHS ASSURANT INC (LYRICAL - T&J) 138559 191756 2,898 SHS AVIS BUDGET GROUP INC (LYRICAL - T&J) 137739 106299 4,410 SHS COMMSCOPE HOLDINGS INC. (LYRICAL - T&J) 138896 164052 1,634 SHS HERTZ GLOBAL HOLDINGS INC (LYRICAL - T&J) 123665 35229 3,373 SHS MICROSEMI CORP (LYRICAL - T&J) 127733 182041 4,337 SHS N C R CORP NEW (LYRICAL - T&J) 139941 175909 2,548 SHS TENNECO INC. (LYRICAL - T&J) 145539 159173 5,262 SHS ARRIS INTERNATIONAL PLC (LYRICAL - T&J) 151187 158544 3,249 SHS AERCAP HOLDING NV (LYRICAL - T&J) 139050 135191 3,852 SHS SUNCOR ENERGY INC (LYRICAL - T&J) 126935 125921 FOREIGN EQUITIES 25810421 27178705 VANGUARD ST BOND INDEX FUND - T&J 2852720 2803102 OAKMARK INCOME AND EQUITY FUND - EXETER 942030 999923 OAKMARK INCOME AND EQUITY FUND - YALE 3357248 3528638 RIDGEWORTH SEIX FLOATING RATE HIGH INCOME - AWARDS 2000000 1935770 RIDGEWORTH SEIX FLOATING RATE HIGH INCOME - T&J 1000000 967885 ISHARES RUSSEL 1000 INDEX - AWARDS 6089349 7231748 ISHARES RUSSEL 1000 INDEX - T&J 2895938 3370999 VANGUARD ST BOND INDEX FUND - AWARDS 2804544 2777200 VANGUARD INTER GOV'T BOND INDEX FUND - AWARDS 4006583 3923192 VANGUARD INTER GOV'T BOND INDEX FUND - T&J 2253703 2206795 LEASEHOLD IMPROVEMENTS 1297895 1297380 515 515 FURNITURE & FIXTURES 481530 457355 24175 24175 INVESTMENT IN FINE ARTS AT COST 479590 479590 LEGAL FEES 50047 19142 25894 PARK ST. V CAP. PRIVATE EQUITY 1013725 0 0 PARK ST. VI CAP. PRIVATE EQUITY 1248439 835755 588861 PARK ST. VII CAP. PRIVATE EQUITY 1249400 855600 759899 PARK ST. VIII CAP. PRIVATE EQUITY 1138000 1050400 1445384 TUCKER ANTHONY II 678867 0 0 TUCKER ANTHONY III 1052260 1052260 171058 TUCKER ANTHONY IV 859817 859817 248211 PARK STREET NATURAL RESOURCES 760497 652150 337531 DAVIDSON KEMPNER 945000 945000 2911389 STARK ASSET MGMT (SHEPHERD) 105730 84406 56685 KENSICO PARTNERS 848288 848288 4538247 COATUE PARTNERS 400000 400000 2061392 CANYON VALUE REALIZATION FUND 6000000 6000000 8377214 NORTH RUN OFFSHORE PARTNERS 1000000 1000000 1101737 PARK ST. IX CAP. PRIVATE EQUITY 1440300 1382100 1654104 SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND 2000000 2000000 2903202 LITESPEED OFFSHORE FUND 3500000 3500000 2928201 ROYSTONE CAPITAL OFFSHORE FUND 3500000 3500000 3316104 CERES FARMS, LLC 4500000 4500000 4757801 DL PARTNERS OPPORTUNITIES FUND 3000000 3000000 2458555 ITE RAIL FUND 182744 825850 861928 HARVEST MLP INCOME FUND 1400000 1814257 RIVERNORTH INSTITUTIONAL PARTNERS 2000000 2028466 MASON CAPITAL, LTD. 14564 14564 ADJUSTMENT FOR CASH BASIS GRANTS 2000 INSURANCE 19064 954 18110 MISC OFFICE 6523 323 6196 OFFICE SUPPLIES 2145 108 2037 DUES & SUBSCRIPTIONS 300 15 285 POSTAGE & MESSENGER EXPENSES 6481 325 6156 PHONE/FAX 25314 1266 24048 FLOWTHROUGH FROM PARTNERSHIPS 0 280363 0 EQUIPMENT & FURNITURE MAINTENANCE 83171 4159 79012 DISPOSAL OF FIXED ASSET 2373 118 0 RESEARCH EXPENSES 3176 0 3176 DIRECT HEINZ AWARDS EXPENSES 463177 0 463177 INCOME FROM PARTNERSHIP ACTIVITY 40708 -67924 40708 AGENCY LIABILITIES 4408809 4316217 INVESTMENT MGMT FEES 301584 310195 0 INVESTMENT CONSULTING 20000 20000 0 TEMPORARY CLERICAL 644 0 644 FOREIGN TAX - FLOWTHROUGH FROM PARTNERSHIPS 0 30793 0 FEDERAL INCOME TAX 74736 0 0