2017-11-13T11:47:05-06:00 2016-12-31 521855942 Tate and Tryon 2021 L Street NW Suite 400 Washington DC 20036 990 2016-01-01 520700497 FEDERATION OF AMERICAN SOCIETIES FOR EXPERIMENTAL BIOLOGY FEDE 3016347000 9650 ROCKVILLE PIKE BETHESDA MD 208143998 david m rocke Treasurer 3016347000 2017-11-13 1 Deborah G Kosnett P00290720 2022932200 2017-11-10 216.59.105.130 2017-11-13 11:47:03 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E907A8F149D67D06177CCD6DEBFA17496A4235B9 2016 2017-02-10 21:41:12Z FASEB Frank Krause 9650 ROCKVILLE PIKE BETHESDA MD 208143998 35531491 0 X WWW.FASEB.ORG X 1912 DC TO ADVANCE HEALTH AND WELFARE BY PROMOTING PROGRESS AND EDUCATION IN BIOLOGICAL/BIOMEDICAL SCIENCES. 33 33 94 250 316102 0 3041104 2753500 14458580 14291933 823657 1155654 1983131 939769 20306472 19140856 1879751 1882936 0 0 8423548 8723485 0 0 0 9230059 8625540 19533358 19231961 773114 -91105 41467890 25014455 20276028 5301645 21191862 19712810 THE FEDERATION OF AMERICAN SOCIETIES FOR EXPERIMENTAL BIOLOGY (FASEB) ADVANCES HEALTH AND WELFARE BY PROMOTING PROGRESS AND EDUCATION IN BIOLOGICAL AND BIOMEDICAL SCIENCES THROUGH SERVICE TO ITS MEMBER SOCIETIES AND COLLABORATIVE ADVOCACY. 0 0 9358410 1882936 5870849 A. PROGRAM SERVICES - PROGRAM SERVICES CONSIST OF SCIENCE RESEARCH CONFERENCES, CAREER RESOURCE SERVICES, THE FASEB JOURNAL, AND THREE NIH-FUNDED PROGRAMS: Two TO FACILITATE MAXIMIZING ACCESS TO RESEARCH CAREERS (MARC) and one Innovative Programs to enhance research training (IPERT). THE SCIENCE RESEARCH CONFERENCES AND THE FASEB JOURNAL PROVIDE AN IMPORTANT MEANS OF DISSEMINATING RESEARCH RESULTS TO A BROAD AUDIENCE, ADVANCING SCIENCE, AND SUPPORTING THE WORK OF MEMBER SOCIETIES. 4927290 7305448 CAMPUS & SOCIETY SUPPORT SERVICES - PROVIDING MANAGEMENT SUPPORT SERVICES TO MEMBER SOCIETIES WAS THE REASON THE FEDERATION WAS FOUNDED; MANY OF THE FASEB SOCIETIES AND TENANTS VALUE AND UTILIZE THESE SERVICES REGULARLY. THE FEDERATION PROVIDES THESE SERVICES DIRECTLY WITHIN THEIR CAMPUS SETTING, CUSTOMIZED TO THE INDIVIDUAL NEEDS OF EACH USER. 2199761 1115636 CORE FUNCTIONS - CORE FUNCTIONS ARE COMPRISED OF THE OFFICE OF PUBLIC AFFAIRS, THE FASEB BOARD, VARIOUS POLICY AND LEADERSHIP COMMITTEES, AND THE FASEB MEMBERSHIP DIRECTORY. THESE DEPARTMENT AND LEADERSHIP ACTIVITIES PRIMARILY SUPPORT THE FEDERATION'S CORE COMPETENCY, WHICH IS ADVOCACY ON BEHALF OF INVESTIGATORS IN THE BIOMEDICAL AND RELATED LIFE SCIENCES. THESE EFFORTS PROVIDE THE MOST DIRECT BENEFIT BOTH TO THE FASEB SOCIETIES AND TO THE INDIVIDUAL MEMBERS OF THE DIFFERENT SOCIETIES REPRESENTED BY THE FEDERATION. 16485461 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 78 0 1 94 1 1 1 0 0 0 0 0 0 0 0 0 X 33 33 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 MD X DEBORAH DIDDLE director of finance 3016347083 9650 ROCKVILLE PIKE BETHESDA MD 208143998 HUDSON H FREEZE PHD PRESIDENT 5.00 X X 0 0 0 THOMAS O BALDWIN PHD President-Elect 5.00 X X 0 0 0 PARKER B ANTIN PHD IMMEDIATE PAST PRESIDENT 5.00 X X 0 0 0 David M Rocke PhD Treasurer 5.00 X X 0 0 0 Scott I Simon PhD VP for Science Policy 5.00 X X 0 0 0 Kevin C Kregel PhD VP-Elect for Science Policy 1.50 X X 0 0 0 Sean H Adams PhD DIRECTOR 1.50 X 0 0 0 Vivek Balasubramaniam MD DIRECTOR 1.50 X 0 0 0 David Boothman PhD DIRECTOR 1.50 X 0 0 0 Ralph A Bradshaw PhD DIRECTOR 1.50 X 0 0 0 DAVID B BURR PHD DIRECTOR 1.50 X 0 0 0 Aravinda Chakravarti PhD DIRECTOR 1.50 X 0 0 0 Roberto Civitelli MD DIRECTOR 1.50 X 0 0 0 Brian M Cox PhD DIRECTOR 1.50 X 0 0 0 Christine Perdan Curran PhD DIRECTOR 1.50 X 0 0 0 Philip E Dawson PhD DIRECTOR 1.50 X 0 0 0 ROBERT J FREISHTAT MD MPH DIRECTOR 1.50 X 0 0 0 Charles W Frevert DVM DIRECTOR 1.50 X 0 0 0 DAVID P GOLDENBERG PHD DIRECTOR 1.50 X 0 0 0 Eric E Kelley PhD DIRECTOR 1.50 X 0 0 0 Louis B Justement PhD DIRECTOR 1.50 X 0 0 0 Matt Kaeberlein PhD DIRECTOR 1.50 X 0 0 0 URSULA KAISER MD DIRECTOR 1.50 X 0 0 0 Susan S Margulies PhD DIRECTOR 1.50 X 0 0 0 C Robert Matthews PhD DIRECTOR 1.50 X 0 0 0 Sheenah M Mische PhD DIRECTOR 1.50 X 0 0 0 PATRICIA L MORRIS PHD DIRECTOR 1.50 X 0 0 0 JAMES M MUSSER MD PHD DIRECTOR 1.50 X 0 0 0 LAURA NIEDERNHOFER MD PHD DIRECTOR 1.50 X 0 0 0 Lee Niswander PhD DIRECTOR 1.50 X 0 0 0 CHESTER RAY PHD DIRECTOR 1.50 X 0 0 0 JASPER RINE PHD DIRECTOR 1.50 X 0 0 0 RONALD L SCHNAAR PHD DIRECTOR 1.50 X 0 0 0 GREGORY TSONGALIS PHD DIRECTOR 1.50 X 0 0 0 Philip E Bourne PhD DIRECTOR 1.50 X 0 0 0 DR GUY FOGLEMAN E.D. and Secretary (Thru 8/15/16) 37.50 X 423497 0 17194 John Barnes Interim E.D. and Sec. (08/17-12/31) 37.50 X 0 0 0 DR HOWARD GARRISON DIRECTOR OF PUBLIC AFFAIRS 37.50 X 267952 0 54104 Jennifer Pesanelli Deputy Exec Dir. For Operations 37.50 X 193657 0 33089 Jennifer Zeitzer Dep. Dir OPA/Dir Legislative Affairs 37.50 X 167340 0 24344 Deborah Diddle Director of Financial Services 37.50 X 154340 0 15410 Maureen Winebrenner Dep. Dir. for Admin. & Dir. of HR 37.50 X 157226 0 23005 Richard Dunn Dir.- Campus Services (thru 10/2016) 37.50 X 132224 0 17015 1496236 0 184161 19 0 1 0 Brede National Exposition Services 6801 Mid-Cities Avenue Beltsville MD 20705 Event Services 577422 Crockett Facilities Services Inc 4901 Tesla Drive Bowie MD 20715 Building Maintenance 260741 Dartmouth Journal Services P O Box 842371 Boston MA 022842371 Publication Services 248242 Transition Management Consulting Inc 4877 Tinasa Way San Diego CA 921242424 Consulting Services 188211 Atlantic Images and Sound Event Services 3101 Boardwalk Atlantic city NJ 08401 Event Services 157281 11 1582323 1171177 2753500 MEETINGS 900099 5473338 5473338 SOCIETY SERVICES 561000 5085743 245660 4840083 PUBLICATIONS 511120 2617518 2547076 70442 MEMBERSHIP DUES 900099 1115334 1115334 14291933 115913 115913 68761 68761 2291814 1844625 447189 447189 447189 15585751 14540427 5583 1045324 -5583 1039741 1039741 MISCELLANEOUS 900099 423819 423819 423819 19140856 9135748 316102 6935506 2000 2000 1830120 1830120 50816 50816 769058 603345 165713 6136554 4794744 1341810 587088 470757 116331 722402 597175 125227 508383 411445 96938 231255 231255 3930 3930 69791 69791 149168 149168 35236 35236 861685 660979 200706 104365 96028 8337 716784 597406 119378 102507 187266 -84759 131808 -120900 252708 433271 409571 23700 4215473 4194907 20566 8299 8299 248445 219804 28641 98171 59798 38373 PUBLICATION PRODUCTION 545820 545820 MISCELLANEOUS 296903 297829 -926 HONORARIA 135000 135000 TEMPORARY HELP 114155 105443 8712 123474 174711 -51237 19231961 16485461 2746500 0 890661 423606 153328 95022 701976 651656 708912 559174 31339401 15977778 16089187 15361623 19837253 4896873 3086573 3026501 41467890 25014455 904172 906682 806805 843880 13820000 0 4745051 3551083 20276028 5301645 X 20949780 19487556 217582 200754 24500 24500 21191862 19712810 41467890 25014455 -91105 -1387947 0 X X 0 1 X 1 1 1 X 4095697 3359116 3487862 3041104 2753500 16737279 7328993 7800957 8932596 9445767 9178347 42686660 4454866 4358202 4784805 3229978 4840083 21667934 15879556 15518275 17205263 15716849 16771930 81091873 0 369800 500449 543800 721340 1037525 3172914 369800 500449 543800 721340 1037525 3172914 77918959 3157150 3204496 3438627 3657904 2476488 15934665 3157150 3204496 3438627 3657904 2476488 15934665 101242 101242 71025 136696 446440 475868 423819 1553848 19208973 18859467 21090330 19850621 19672237 98681628 0.78960 0.78860 0.16150 0.16980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25433 483226 508659 20289663 20798322 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 412707 426835 473252 508659 1821453 250000 250000 250000 250000 1000000 1500000 20635 21342 23663 25433 91073 24502 2 24504 24500 2 24502 24800 300 3 600 3 24500 25298 500 3 1000 1 24800 25797 2 500 1 25298 0.99990 0.00010 0 0 25457 25457 27435899 12327737 15108162 3878045 3650041 228004 15361623 INVESTMENTS HELD TO FUND DEFERRED COMPENSATION 1632896 AMOUNTS DUE FROM MEMBER SOCIETIES AND CUSTODIAL GRANTS 1393605 3026501 AMOUNTS HELD FOR CUSTODIAL FUNDS FROM MANAGED MEETINGS 1809262 AMOUNTS HELD FOR MEMBER SOCIETIES AND CUSTODIAL ACCOUNTS 108925 DEFERRED COMPENSATION 1632896 3551083 19603117 -1387947 -1387947 20991064 -1850208 -1850208 19140856 21082169 1850208 1850208 19231961 0 19231961 Part V, Line 4: THE FEDERATION'S ENDOWMENT CONSISTS OF TWO DONOR-RESTRICTED FUNDS TO BE HELD IN PERPETUITY. (1) THE GREGORY PINCUS MEMORIAL FUND WAS ESTABLISHED IN 1976 TO PROVIDE FUNDS TO SUBSIDIZE THE COSTS OF TRAVEL, REGISTRATION, AND SUBSISTENCE FOR YOUNG GRADUATE STUDENTS PREPARING FOR CAREERS IN BIOLOGY AND MEDICINE TO ATTEND THE EXPERIMENTAL BIOLOGY ANNUAL MEETING OR OTHER SCIENTIFIC CONFERENCES. (2) THE WELLS ENDOWED PROGRAM FOR INITIATIVES IN PUBLIC AFFAIRS WAS ESTABLISHED IN 2004 TO PROVIDE FUNDING FOR ANY AND ALL DISCRETIONARY PURPOSES SUPPORTING THE FEDERATION'S OFFICE OF PUBLIC AFFAIRS (OPA). THE EARNINGS FROM THIS ENDOWMENT ARE TO BE USED AT THE SOLE DISCRETION OF THE DIRECTOR OF THE OPA. Part XI, Line 4b - Other Adjustments: rental expense netted against income -1,844,625. Loss on Disposal of Assets -5,583. Part XII, Line 2d - Other Adjustments: rental expense netted against rental income 1,844,625. Loss on Disposal of Assets 5,583. 0 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 GRANTS TO RECIPIENTS IN THE REGION Travel reimbursement for scientific meeting 50816 0 0 0 0 0 0 50816 0 50816 Travel reimbursement for scientific meeting Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgiu 53 50816 Check 0 0 0 0 0 0 1 Travel Awards 2006 1683268 Awards, Honoraria and Stipends 10 146852 Part I, Line 2: AMOUNTS PAID FOR CONTRIBUTIONS AND SIMILAR SUPPORT TO VARIOUS ORGANIZATIONS ARE APPROVED BY THE RESPECTIVE DEPARTMENT HEADS IN CONFORMITY WITH FASEB'S NORMAL CASH DISBURSEMENT POLICIES AND PROCEDURES. X 0 1 X X X X 1 0 0 0 0 0 0 0 0 DR GUY FOGLEMAN E.D. and Secretary (Thru 8/15/16) 234487 0 0 0 189010 0 16562 0 4727 0 444786 0 0 0 DR HOWARD GARRISON DIRECTOR OF PUBLIC AFFAIRS 260469 0 0 0 7483 0 26500 0 29820 0 324272 0 0 0 Jennifer Pesanelli Deputy Exec Dir. For Operations 180664 0 0 0 12993 0 20055 0 20931 0 234643 0 0 0 Jennifer Zeitzer Dep. Dir OPA/Dir Legislative Affairs 166794 0 0 0 546 0 16830 0 10716 0 194886 0 0 0 Deborah Diddle Director of Financial Services 138405 0 0 0 15935 0 15410 0 3696 0 173446 0 0 0 Maureen Winebrenner Dep. Dir. for Admin. & Dir. of HR 156051 0 0 0 1175 0 15860 0 11293 0 184379 0 0 0 Richard Dunn Dir.- Campus Services (thru 10/2016) 129972 0 0 0 2252 0 10754 0 9072 0 152050 0 0 0 Part I, Line 1a The organization maintains a written policy that prohibits first class travel, but has made an exception in cases where it is the only flight available. Part I, Line 4a In 2016 Dr. Guy Fogleman received a severance payment of $159,594. Form 990, Part VI, Section A, line 1 FASEB has an executive committee consisting of the president, president-elect, immediate past president, treasurer, vice president for science policy, and secretary. Additionally, the executive director is a non-voting member. The executive committee exercises management authority of the Board of Directors in between Board meetings. The Executive Committee reports to the Board of Directors on its actions. Form 990, Part VI, Section A, line 3 The Interim Executive Director John Barnes was paid as a consultant through Transition Management Consulting, Inc. Form 990, Part VI, Section A, line 6 FASEB'S 30 MEMBER SOCIETIES ARE EACH 501(C)(3) OR 501(C)(6) PROFESSIONAL ASSOCIATIONS. SOCIETIES IN THE FIELD OF BIOLOGICAL SCIENCE MAY APPLY FOR MEMBERSHIP, AND MAY BE ADMITTED BY A THREE-FOURTHS MAJORITY VOTE OF ALL THE DIRECTORS OF THE FASEB BOARD. Form 990, Part VI, Section A, line 7a EACH FASEB MEMBER SOCIETY APPOINTS ONE DIRECTOR TO REPRESENT THEIR SOCIETY ON THE FASEB BOARD. Form 990, Part VI, Section A, line 7b THE ONLY DECISION OF THE GOVERNING BODY THAT IS SUBJECT TO APPROVAL BY THE MEMBERS IS IF THE BOARD VOTES TO DISSOLVE FASEB. Form 990, Part VI, Section B, line 11b THE FASEB 990 IS POSTED ON AN INTERNAL WEBSITE "FASEB ARCHIVES AND THE FASEB EXECUTIVE COMMITTEE AND BOARD MEMBERS ARE INFORMED THAT THE 990 IS AVAILABLE FOR REVIEW PRIOR TO SUBMISSION OF THE 990. Form 990, Part VI, Section B, line 12c BOARD MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE PROVIDED THE CONFLICT OF INTEREST POLICY ANNUALLY. THEY MUST SIGN AND DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST. NEW BOARD MEMBERS ARE MADE AWARE OF THE CONFLICT OF INTEREST POLICY DURING AN ORIENTATION CONFERENCE CALL. INSTANCES OF POTENTIAL CONFLICT ARE DISCLOSED, DISCUSSED, AND RECORDED. Form 990, Part VI, Section B, line 15a THE COMPENSATION OF THE FASEB EXECUTIVE DIRECTOR IS REVIEWED AND APPROVED BY THE FASEB EXECUTIVE COMMITTEE OF THE BOARD. THE FASEB DEPUTY EXECUTIVE DIRECTOR FOR ADMINISTRATION PROVIDES COMPARABLE COMPENSATION DATA TO THE FASEB PRESIDENT. THE FASEB PRESIDENT PROVIDES THE DEPUTY EXECUTIVE DIRECTOR FOR ADMINISTRATION WITH DOCUMENTATION DETAILING THE COMPENSATION THAT WAS APPROVED AND WHO APPROVED THE NEW COMPENSATION. Form 990, Part VI, Section C, line 19 FASEB'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. Form 990, Part XII, Line 2c: THE AUDIT PROCESS REMAINS UNCHANGED FROM THE PRIOR YEAR.