2017-11-13T12:12:29-06:00 2016-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2016-01-01 522143968 Alliance of Automobile Manufacturers Inc ALLI 2023265593 803 7th Street NW No 300 Washington DC 20001 Judith Mulcahy VP of Operations and Finance 2023265593 2017-11-13 1 Lori A Collingsworth P00639819 7038930300 2017-11-13 72.214.41.82 2017-11-13 13:11:45 ES P 539A6A236E8C35E9CB3BF805290DF5953BA1CD00 539A6A236E8C35E9CB3BF805290DF5953BA1CD00 2016 2017-02-10 21:41:12Z Mitch Bainwol 803 7th Street NW No 300 Washington DC 20001 36857246 0 X http://www.autoalliance.org/ X 1999 DC To represent the common interests of its members and provide a forum to enable them to advance public policies that meet consumer and societal needs for clean, safe, efficient, and affordable personal transportation. To represent 12 car and light truck manufacturers selling vehicles in the Unites States and serves as a leading advocacy group for the auto industry. Respect for principles of sustainable mobility permits technological progress in harmony with the environment and the economy. 6 6 57 18 -1429 -3310 1022103 1327902 28128152 30969380 502408 292018 8463 3974 29661126 32593274 659791 1497733 0 0 11115716 11333939 0 0 0 17064304 19171140 28839811 32002812 821315 590462 24816198 24458761 8535685 7214649 16280513 17244112 X To represent the common interests of its members and provide a forum to enable them to advance public policies that meet consumer and societal needs for clean, safe, efficient, and affordable personal transportation. To represent 12 car and light truck manufacturers selling vehicles in the Unites States and serves as a leading advocacy group for the auto industry. Respect for principles of sustainable mobility permits technological progress in harmony with the environment and the economy. 0 0 Research: To work with member companies on research matters. This includes programs addressing a variety of environmental and vehicle safety issues. Legislation and Regulation: To work with member companies on legislative and regulatory issues affecting the industry. Communications: Extensive communications with members regarding regulatory issues, automotive standards, global harmonization and other issues affecting the automotive industry through websites, ad campaigns and current trends in communications. 0 1 1 1 0 0 0 1 0 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 X 120 0 1 57 1 0 0 0 0 1 1 0 X 6 6 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X The Organization 2023265593 803 7th Street NW No 300 Washington DC 20001 Ziad Ojakli Chair 2.00 X X 0 0 0 Stephen Cannon Vice-Chair 2.00 X X 0 0 0 Anna-Maria Schneider Treasurer 2.00 X X 0 0 0 Dan Turton Secretary 2.00 X X 0 0 0 Curtis Magleby Director 2.00 X 0 0 0 Kim Pittel Director 2.00 X 0 0 0 Dietmar Exler Director 2.00 X 0 0 0 Jake Jones Director 2.00 X 0 0 0 William Craven Director 2.00 X 0 0 0 James E Lentz Director 2.00 X 0 0 0 Stephen Ciccone Director 2.00 X 0 0 0 Tom Stricker Director 2.00 X 0 0 0 Shane Karr Director 2.00 X 0 0 0 Mark Chernoby Director 2.00 X 0 0 0 Bryan Roosa Director 2.00 X 0 0 0 Victoria Emerson Barnes Director 2.00 X 0 0 0 Hinrich J Woebcken Director 2.00 X 0 0 0 David Geanacopoulos Director 2.00 X 0 0 0 Mitch Bainwol President & CEO 40.00 X 1478693 0 76457 John Whatley EVP & General Counsel 40.00 X 432883 0 74888 David Schwietert EVP, Federal Govt & Public Relations 40.00 X 384437 0 55741 Judith Mulcahy VP OPS, Finance & Strategic Planning 40.00 X 347026 0 77445 Gloria Bergquist VP Communications 40.00 X 338294 0 64005 Robert Strassburger VP Safety & Harmonization 40.00 X 337494 0 64940 Jonathan Weinberger VP, Technology, Innovation & Policy 40.00 X 301562 0 41763 Jennifer Thomas VP, Federal & Government Affairs 40.00 X 262787 0 39371 Christopher Nevers VP, Energy & Environment 40.00 X 250227 0 58700 Julie Becker VP, Environment (through April 2016) 40.00 X 130859 0 15781 Amy Brink VP, State Affairs 40.00 X 247352 0 62352 Landon Fulmer VP State Affairs (through July 2016) 40.00 X 223946 0 24788 Susan Conti Assistant General Counsel 40.00 X 236149 0 63548 Steven Douglas Sr Director Environmental Affairs 40.00 X 224331 0 29275 Curtis Augustine Director Policy & Government Affairs, CA 40.00 X 223424 0 33928 Daniel Gage Sr Director Communications 40.00 X 208502 0 57233 Wayne Weikel Sr Director State Affairs 40.00 X 206950 0 33912 5834916 0 874127 33 0 1 0 Hogan Lovells 555 13Th Street NW Washington DC 200041109 Legal 1422615 Saybolt LP 6313 Wndfern Rd Houston TX 77040 Research Services 501375 PCA Communications Co LLC 21 Middlesez Road Darien CT 06820 Advertising 487178 Convention Strategies LLC 1000 W 3rd Street Little Rock AZ 72201 Consulting Services 471982 Southwest Research Institute 6220 Culebra Road San Antonio TX 782280510 Research Services 456192 34 1327902 1327902 Membership Dues 900099 29455105 29455105 Event Sponsorships 900099 797000 797000 Non-member-Access FLIS Database 900099 556200 556200 Non-member-Fuel Survey Sales 900099 161075 161075 30969380 414941 -1429 416370 316463 316463 0 3752572 72014 3881850 65659 -129278 6355 -122923 -122923 Other 900099 3974 3974 3974 32593274 30973354 -1429 293447 X 1497733 5391791 4357990 456922 669325 457911 1647844 83891 4113166 93389 5229408 1004956 1282988 401147 1390394 681759 1940912 17249 614266 98255 Organization Dues 453095 Taxes 102759 Miscellaneous 10455 Staff Professional Dues 5207 32002812 5297261 5705045 1209609 1355963 858483 742747 5505410 1893048 3971313 3612362 12144876 11724709 1318781 1302060 15875 15875 24816198 24458761 3480710 3395272 1482006 268613 60486 0 89365 141678 3423118 3409086 8535685 7214649 X 15678217 16739127 602296 504985 16280513 17244112 24816198 24458761 590462 373137 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 426550 0 426550 426550 1 Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Suite 1425 Sacramento CA 95814 262335858 7000 63000 Republican Governors Association 1747 Pennsylvania Avenue NW Washington DC 20006 113655877 125000 0 Republican State Leadership Committee Inc 1201 F Street NW 675 Washington DC 20004 050532524 60000 0 Democratic Legislative Campaign Committee 1401 K Street NW Washington DC 20005 521870839 35000 0 Republican Attorneys General Association 1747 Pennsylvania Avenue NW Suit Washington DC 20006 464501717 25000 0 Defeat The Tax On Oregon Sales PO Box 5275 Portland OR 97208 812889891 25000 0 Florida Republican Senatorial Campaign Committee 2640-A Mitcham Drive Tallahassee FL 32308 472058962 15000 0 Republican Party of Florida House Majority 2016 420 E Jefferson Street Tallahassee FL 32301 590683241 15000 0 Florida Democratic Party 214 S Bronough St Tallahassee FL 32301 590772902 5000 0 Mike Pence for Indiana 101 W Ohio St Suite 1180 Indianapolis IN 46206 800719483 4950 0 Common Good Virginia 1710 E Franklin St 3rd Floor Richmond VA 23223 465033171 2500 0 Friends of Ron Villanueva PO Box 61005 Virginia Beach VA 23466 204181075 2500 0 Innovate Florida 610 S Boulevard Tampa FL 33606 463472497 2500 0 Jobs For Florida Po Box 2010 Dade City FL 33526 455496836 2500 0 Let's Grow Virginia PAC PO Box 71596 Richmond VA 232551596 475178314 2500 0 Stronger Together PAC PO Box 597 Richmond VA 23218 464145216 2500 0 Committee to Elect Mike McLane PO Box 13 Powell Butte OR 97753 272362541 2000 0 Friends of Ted Ferrioli 111 Skyline Drive John Day OR 97845 931283154 2000 0 Howell for Delegate PO Box 8296 Fredericksburg VA 22404 912063491 2000 0 Alan DeBoer for State Senate 2045 Highway 99 N Ashland OR 97520 813679463 1000 0 Barve For Maryland 1688 E Gude Drive Suite 202 Rockville MD 20850 521659731 1000 0 Carrico for Senate PO Box 1100 Galax VA 24333 452492919 1000 0 Citizens for Kevin Ranker Po Box 92 Deer Harbor WA 98243 262438684 1000 0 Committee to Elect Betsy Johnson PO Box R Scappoose OR 97056 931281790 1000 0 Committee to Elect Doug Ericksen Po Box 748 Ferndale WA 98248 820553277 1000 0 Committee to Re-Elect Curtis King Po Box 10025 Yakima WA 98909 208314962 1000 0 Deeds for State Senate PO Box 5462 Charlottesville VA 22905 900020416 1000 0 Eileen Filler-Corn for Delegate PO Box 523082 Springfield VA 22152 271694500 1000 0 Favola for State Senate 2319 18th Street North Arlington VA 22201 275414799 1000 0 Friends for Dan Kristiansen GOP Po Box 2007 Snohomish WA 98291 912064816 1000 0 Friends of Chris Peace PO Box 819 Mechanicsville VA 23111 204045892 1000 0 Friends of Karen Keiser Po Box 13290 Des Moines WA 98198 911947669 1000 0 Friends of Kirk Cox PO Box 1205 Colonial Heights VA 23834 541998091 1000 0 Friends of Pam Beidle PO Box 397 Linthicum MD 21090 522076022 1000 0 Friends of Rich Anderson PO Box 7926 Woodbridge VA 22195 264374961 1000 0 Friends of Richard Devlin PO Box 2961 Tualitin OR 97062 931243651 1000 0 Friends of Steve Newman for Senate PO Box 480 Forest VA 24551 541998270 1000 0 Friends of Tim Hugo PO Box 893 Centreville VA 20122 510420767 1000 0 Friends of Tommy Norment PO Box 6205 Williamsburg VA 23188 541998194 1000 0 Georgia Conservatives Fund 1170 Peachtree Street NE Suite 220 Atlanta GA 30309 272666143 1000 0 Liberty Florida 610 South Boulevard Tampa FL 33606 463370714 1000 0 Lizbeth Benacquisto Campaign PO 60543 Fort Myers FL 33906 475445081 1000 0 McDougle for Virginia PO Box 187 Mechanicsville VA 23111 203018088 1000 0 Ralston for Representative Committee PO Box 1196 Blue Ridge GA 30513 272894066 1000 0 Rebuild Florida PC 8567 Coral Way Unit 374 Miami FL 33155 463858583 1000 0 Re-Elect Pat Sullivan Campaign 26513 168th Pl SE Covington WA 98042 043679431 1000 0 Saslaw for State Senate PO Box 1856 Springfield VA 22151 541414651 1000 0 Senate Committee for Mark Schoesler 1588 E Rosenoff Road Ritzville WA 99169 043779321 1000 0 Senate Republican Campaign Committee PO Box 7229 Albany NY 12224 141753654 1000 0 Toscano for Delegate 211 E High St Charlottesville VA 22902 134313090 1000 0 Wagner for Senate PO Box 68008 Virginia Beach VA 23471 541997863 1000 0 Ware for House of Delegates PO Box 689 Powhatan VA 23139 541884491 1000 0 Citizens for Steve Litzow 7683 SE 27th St 431 Mercer Island WA 98040 262303979 750 0 Committee to Re-Elect Ed Orcutt Po Box 1280 Kalama WA 98625 900038949 750 0 Friends of Joe Fitzgibbon Po box 66235 Burien WA 98166 272265718 750 0 John Braun for State Senate 1955 Salzer Valley Road Centralia WA 98531 455101339 750 0 Republican Assembly Campaign Committee 315 State Street Albany NY 12210 141713936 750 0 Friends for Teri Hickel Po Box 1034 Milton WA 98354 473435955 650 0 Bedke for Legislature PO Box 89 Oakley ID 83346 455101201 500 0 Boysko for Delegate 940 Locust St Herndon VA 20170 460894680 500 0 Bradd Witt for State Representative PO Box 42307 Portland OR 97242 204748596 500 0 Carr for Virginia PO Box 406 Richmond VA 23218 264556434 500 0 Citizens for Andy Hill 20351 NE 61st CT Redmind WA 98053 272057163 500 0 Citizens for Chad Magendanz PO Box 1362 Issaquah WA 98027 611679658 500 0 Citizens for Joseph Robach PO Box 26409 Rochester NY 14626 352169255 500 0 Citizens for Michael J Baumgartner GOP Po Box 171 Spokane WA 99210 271747900 500 0 Citizens to Elect Carl Wilson 560A NE F Street 442 Grants Pass OR 97526 465037382 500 0 Cliff Bentz for State Representative Committee PO Box 1048 Ontario OR 97914 261875721 500 0 Comm to Elect John Meadows Po Box 1255 Calhoun GA 30703 452784668 500 0 Committee to Elect Brent Hill 1010 S 2nd E Rexburg ID 83440 465199309 500 0 Committee to Elect Chuck Winder 5528 N Ebbetts Avenue Boise ID 83713 272247823 500 0 Committee to Elect Jeff Mullis Ga State Senate 212 English Ave Chickamauga GA 30707 912064475 500 0 Committee to Elect Joel Kretz 1014 Toroda Creek Rd Wauconda WA 98859 721573462 500 0 Committee to Elect John Lively 1186 West D Street Springfield OR 97477 454496015 500 0 Committee to Elect JT Wilcox Po Box 747 McKenna WA 98558 270758934 500 0 Committee to Elect Mike Moyle 480 N Plummer Road Star ID 83669 463050623 500 0 Committee to Re-Elect Brian Blake Po Box 1541 Longview WA 98632 870699800 500 0 Cowsert for Senate PO Box 512 Athens GA 30603 463943213 500 0 Dave LaRock for Delegate PO Box 6 Hamilton VA 20159 900939170 500 0 David Shafer Senate Committee PO Box 880 Duluth GA 30096 453761564 500 0 Dean Takko for State Senate Po Box 1025 Longview WA 98632 463650283 500 0 Democratic Assembly Campaign Committee 107 Washington Ave Albany NY 12210 133041656 500 0 Friends of Amanda Chase Po Box 5811 Midlothian VA 23112 471301500 500 0 Friends of Andrea Stewart-Cousins 1461 First Avenue 302 New York NY 10075 731706257 500 0 Friends of Ann Rivers Po Box 957 La Cetner WA 98629 271512372 500 0 Friends of Bill DeSteph 588 Central Drive Virginia Beach VA 23454 461931477 500 0 Friends of Chris Jones PO Box 5059 Suffolk VA 23435 912063051 500 0 Friends of David Yancey PO Box 1163 Newport News VA 23601 453023884 500 0 Friends of Dr Todd Pillion 205 Stonewall Hts Abingdon VA 24210 471857710 500 0 Friends of Glenn Davis 2604 Barrett St Suite 200 Virginia Beach VA 23452 462274424 500 0 Friends of Jeff Barker PO Box 42307 Portland OR 97242 300042221 500 Friends of Jennifer Williamson PO Box 42307 Portland OR 97242 453593513 500 Friends of Joe Fain Po Box 7809 Covington WA 98042 271654871 500 0 Friends of Sharon Nelson 7318 SW 258th Pl Vashon WA 98070 261377785 500 0 Friends of Stacey Y Abrams Inc 3106 Woodlands Dr Smyrna GA 30080 203691682 500 0 Friends to Elect Lynda Wilson PO Box 820568 Vancouver WA 98682 464097009 500 0 Henson for Senate 2643 Sterling Acres Drive Tucker GA 30084 731646963 500 0 J Ward for Delegate 1300 Caldwell DR Hampton VA 23666 421633283 500 0 John Cosgrove For Senate Po Box 15483 Chesapeake VA 23328 462565872 500 0 Judy Clibborn for State Representative Po Box 808 Mercer Island WA 98040 010649609 500 0 Kilgore for Delegate PO Box 669 Gate City VA 24251 541998428 500 0 Lakey for Senate Campaign Fund 34 S Bingham Street Nampa ID 83651 454749963 500 0 LeMunyon for Delegate 3296 Willow Glen drive Oak Hill VA 20171 262196998 500 0 Marsden for Senate PO Box 10889 Burke VA 22009 271338500 500 0 Michelle Stennett for Senate PO Box 3263 Ketchum ID 83340 471193059 500 0 Minchew for Delegate PO BOX 385 Leesburg VA 20178 800784281 500 0 Re Elect John Rusche 1405 27th Ave Lewiston ID 83501 462333600 500 0 Rick Jeffares for Senate 1300 Keys Ferry Ct McDonough GA 30253 272598533 500 0 Terry Austin For Delegate PO Box 400 Buchanan VA 24066 462463359 500 0 Wexton for State Senate 20 W Market St Leesburg VA Leesburg VA 20176 464129288 500 0 Beach for Senate Inc 3100 Brierfield Road Alpharetta GA 30004 264736344 300 0 Burt Jones Reelection Campaign PO Box 767 Jackson GA 30233 461218756 300 0 Chuck Efstration for House 923 Port West Dr Auburn GA 30011 473422857 300 0 Comm to Re-elect Ron Stephens Po Box 7085 Savannah GA 31418 582588182 300 0 Committee to EL Bruce Williamson Inc Po Box 430 Monroe GA 30655 812666360 300 0 Committee to Elect Dan J Schmidt 267 Circle Drive Moscow ID 83843 813585965 300 0 Committee to Elect Robert Anderst 7401 E Grey Lag Drive Nampa ID 83687 454702888 300 0 Committee to Elect Terry England 1060 Old Hog Mountain Road Auburn GA 30011 273090677 300 0 Friends of Blake Tillery 404 Durden Street Vidalia GA 30474 813106286 300 0 Friends of Brett Harrell PO Box 1135 Snellville GA 30078 800729328 300 0 Friends of Stacey Evans PO Box 2523 Smyrna GA 30081 270234329 300 0 Friends of Wendell Willard 7840 Roswell Road Sandy Springs GA 30350 202094649 300 0 Hunter Hill for State Senate 2451 Cumberland Pkwy Suite 3439 Atlanta GA 30339 261737552 300 0 Jim Rice for Idaho 1011 Teton Avenue Caldwell ID 83605 454494941 300 0 John F Kennedy for Senate 231 Riverside Drive Macon GA 31201 463964182 300 0 Larry Walker for State Senate 1110 Washington Street Perry GA 31069 810885164 300 0 Shawn Keough Campaign PO Box 101 Sandpoint ID 83864 455005827 300 0 William Ligon Campaign Committee 1309 Gloucester Street Brunswick GA 31520 270935921 300 0 Bob Hasegawa for State Senate PO Box 84331 Seattle WA 98124 201930625 250 0 Committee to Elect Brandon Vick Po Box 1434 Battle Ground WA 98604 271915545 250 0 Committee to Elect Jake Fey 1406 Brown Pt BLVD Tacoma WA 98422 861121642 250 0 Friends of Delegate Ken Plum 2073 Cobblestone Lane Reston VA 20191 311659424 250 0 Friends of Joan McBride Po Box 2707 Redmond WA 98075 464600895 250 0 Friends of Larry Springer 700 20th Ave W Kirkland WA 98033 830382872 250 0 Kris Lytton Campaign 1004 Commercial Ave PMB 349 Anacortes WA 98221 272056758 250 0 People for Christine Rolfes PMB 118 19689 7th Ave Poulsbo WA 98370 320172015 250 0 Shelly for State PO Box 37 Addy WA 99101 680674661 250 0 Steve Kirby Campaign 9415 Tacoma Ave South Tacoma WA 98444 711000906 250 0 Committee to EL Scott Hilton 5455 Amberfield Dr Peachtree Corners GA 30092 811315574 200 0 Janice Huxford for State Representative PO Box 1357 Lake Stevens WA 98258 811441047 200 0 Friends of Roger Goodman 218 Main Street MBP763 Kirkland WA 98033 830458254 150 0 Friends to Elect Vicki Kraft PO Box 821481 Vancouver WA 98682 811330233 100 0 Various- Part I-C- Continuation listing below Various Washington DC 20001 000000000 16650 0 0 0 0 30783007 7229918 7229918 9850562 -2620644 Part I-A, Line 1: Alliance of Automobile Manufacturers provided direct and indirect political support to 527 organizations. Part I-C- Continuation listing of political contributions: Committee to Elect Bobby Zirkin 1,000 Friends of Mike Busch 1,000 Marylanders for Miller 1,000 Friends of Dan Stein 750 Citizens for Bob Cassilly 500 Committee to Elect Jim Brochin 500 Committee to Re-Elect Gantt 500 Committee to Re-Elect Joseph Morelle 500 Dilan for Senate 500 Friends of Kathy Klausmeier 500 Friends of Scott Garrett 500 Suetterlein For Senate 500 Friends of Victor Ramirez 500 Jim Patrick 500 Joe Palmer 500 Marvin F. Hagedorn 500 Vito Barbieri 500 H.E. Tate Campaign Fund 400 Caroline Nilsson Troy 300 Friends of Sam Teasley 300 Gregory Chaney 300 James Keith Guthrie Jr. 300 Jay Powell For Representative 300 Jeff Thompson 300 Kelley Rae Packer 300 Lee Heider 300 Lucas Todd Malek 300 Patrick McDonald 300 Rick Youngblood 300 Stephen Hartgen 300 Terry Gestrin 300 Citizens to Elect Wayne Norman 250 Dance for Senator 250 Friends for Dave McDonough 250 Friends of Clarence Lam 250 Friends of Cory McCray 250 Friends of Jay Jacobs 250 Friends of Deborah Silcox 200 Friends of Todd Jones 200 Committee to Elect Don Hogan 200 Total 16,650 0 1 X 3441433 781710 2659723 2063977 1111338 952639 3612362 Limited Partnership Interests 1037935 F Structured Notes 264125 F 1302060 Deferred Rent Credits 3366929 Tenant Security Deposit 42157 3409086 X 33289385 373137 416363 789500 32499885 93389 93389 32593274 32334209 424786 424786 31909423 93389 93389 32002812 Part IV, Line 2b: Prior to 2016, the Alliance received funds from its members on behalf of the Automotive Coalition for Traffic Safety (ACTS), at that time a related party for financial reporting purposes of the Alliance. These funds related to ACTS's new Advanced Alcohol Detection Technologies grant with the National Highway Traffic Safety Administration (NHTSA), which began on September 30, 2013 and requires ACTS to have matching contributions for the amounts granted. In 2016 the Alliance stopped collecting DADSS dues, but instead DADSS dues were paid directly to ACTS. The funds held for ACTS were $-0- and $60,486 as of December 31, 2016 and 2015, respectively. Part X, Line 2: Management has evaluated the Alliance's tax positions and has concluded that the Alliance has taken no uncertain tax positions that qualify for either recognition or disclosure in the accompanying consolidated financial statements. Part XI, Line 2d - Other Adjustments: Sublease Occupancy Costs 316,463. Alliance PAC consolidated revenue and eliminations 25,900. Alliance CA PAC consolidated revenue and eliminations 74,000. Part XII, Line 2d - Other Adjustments: Sublease Occupancy Costs 316,463. Alliance PAC consolidated expenses and eliminations 27,923. Alliance CA PAC consolidated expenses and eliminations 80,400. East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, 0 0 Program Services EVS Global Technical Regulations 7065 Europe (Including Iceland & Greenland) 0 0 Program Services CFEE Conference 741 Europe (Including Iceland & Greenland) 0 1 Program Services Consulting 50000 Europe (Including Iceland & Greenland) 0 0 Program Services EVS Global Technical Regulations 14185 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 Program Services OICA Conference 6737 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 Program Services SAE Conference 954 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 Program Services TTIP trip trade agreement 17898 North America 0 0 Program Services ATAE Conference 5370 North America 0 1 Program Services Engineering Svc 63488 North America 0 0 Program Services SPF Meeting 1097 Russia and Neighboring States 0 0 Program Services OICA Conference 7548 0 1 0 1 0 2 102950 72133 175083 0 0 0 0 0 0 Part I, line 3: The Alliance's foreign expenditures consist of 2 research consultants engaged in 2016 located outside the United States, and travel costs for Alliance employees to travel to foreign countries to attend a meeting or speak on behalf of the Alliance. Expenses were captured through employee expense reports and vendor invoices for requested work. 1 Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Suite 1425 Sacramento CA 95814 262335858 527 7000 N/A N/A To support the work of the organization American Academy of Orthopaedic Surgeons 6300 N River Rd Rosemont IL 60018 362110592 501(c)(3) 80000 N/A N/A To support the Decide to Drive Campaign Americans for Tax Reform 722 12 Street NW 4th Floor Washington DC 20005 521403587 501(c)(4) 25000 N/A N/A To support the work of the organization Automotive Coalition for Traffic Safety Inc 803 7th St NW Suite 300 Washington DC 20001 541638971 501(c)(4) 236153 N/A N/A To support the work of the organization Bryce Harlow Foundation 1700 New York Ave NW Suite 400 Washington DC 20006 521266620 501(c)(3) 7500 N/A N/A To support the Annual Awards Dinner Center for Automotive Research 3005 Boardwalk Suite 200 Ann Arbor MI 48108 010779978 501(c)(3) 100000 N/A N/A To support the CAR Affiliates program Center for Innovative Policy 401 K Street NW Suite 200 Washington DC 20005 020747896 501(c)(4) 50000 N/A N/A To support the work of the organization Defeat The Tax On Oregon Sales PO Box 5275 Portland OR 97208 812889891 527 25000 N/A N/A To support the work of the organization Florida Republican Senatorial Campaign Committee 2640-A Mitcham Drive Tallahassee FL 32308 472058962 527 15000 N/A N/A To support the work of the organization Ford's Theatre 514 Tenth Street NW Washington DC 20004 526073157 501(c)(3) 10000 N/A N/A To support the work of the organization Republican Party of Florida House Majority 2016 420 E Jefferson Street Tallahassee FL 32301 590683241 527 15000 N/A N/A To support the work of the organization Intelligent Car Coalition Inc PO Box 33821 Washington DC 20033 463283290 501(c)(4) 50000 N/A N/A To support the work of the organization Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501(c)(3) 60000 N/A N/A To support the Energy and Environmental Policy Research Philadelphia 2016 Host Committee 1900 Market Street 3rd Floor Philadelphia PA 19103 472620788 501(c)(3)- applied f 250000 N/A N/A To support the work of the organization Republican Attorneys General Association 1747 Pennsylvania Avenue NW Suite 800 Washington DC 20006 464501717 527 25000 N/A N/A To support the work of the organization Republican Governors Association 1747 Pennsylvania Avenue NW Washington DC 20006 113655877 527 125000 N/A N/A To support the work of the organization Resources for the Future 1616 P Street NW Washington DC 20036 530220900 501(c)(3) 50000 N/A N/A Transportation Projects Securing America's Future Energy 1111 19th Street NW Suite 406 Washington DC 20036 201727977 501(c)(3) 200000 N/A N/A To support the work of the organization Washington Legal Foundation 2009 Massachusetts Ave NW Washington DC 20036 521071570 501(c)(3) 15000 N/A N/A Contribution to work defending free enterprise 9 10 Part I, Line 2: Grants and Contributions are tracked directly through the organization's accounting system and payments are approved through the internal policies of the organization. X X X 1 1 X X X 1 0 0 Mitch Bainwol President & CEO 875650 0 340000 0 263043 0 29800 0 46657 0 1555150 0 0 0 John Whatley EVP & General Counsel 376900 0 42500 0 13483 0 29800 0 45088 0 507771 0 0 0 David Schwietert EVP, Federal Govt & Public Relations 325650 0 48500 0 10287 0 28151 0 27590 0 440178 0 0 0 Judith Mulcahy VP OPS, Finance & Strategic Planning 283317 0 52600 0 11109 0 29800 0 47645 0 424471 0 0 0 Gloria Bergquist VP Communications 291980 0 34100 0 12214 0 29800 0 34205 0 402299 0 0 0 Robert Strassburger VP Safety & Harmonization 287180 0 38100 0 12214 0 29800 0 35140 0 402434 0 0 0 Jonathan Weinberger VP, Technology, Innovation & Policy 261455 0 30000 0 10107 0 29800 0 11963 0 343325 0 0 0 Jennifer Thomas VP, Federal & Government Affairs 225000 0 27500 0 10287 0 28300 0 11071 0 302158 0 0 0 Christopher Nevers VP, Energy & Environment 211275 0 30000 0 8952 0 27475 0 31225 0 308927 0 0 0 Amy Brink VP, State Affairs 199802 0 43000 0 4550 0 27395 0 34957 0 309704 0 0 0 Landon Fulmer VP State Affairs (through July 2016) 152928 0 25000 0 46018 0 4638 0 20150 0 248734 0 0 0 Susan Conti Assistant General Counsel 204850 0 28400 0 2899 0 26296 0 37252 0 299697 0 0 0 Steven Douglas Sr Director Environmental Affairs 201641 0 22000 0 690 0 24837 0 4438 0 253606 0 0 0 Curtis Augustine Director Policy & Government Affairs 200774 0 22200 0 450 0 24908 0 9020 0 257352 0 0 0 Daniel Gage Sr Director Communications 181952 0 26100 0 450 0 23495 0 33738 0 265735 0 0 0 Wayne Weikel Sr Director State Affairs 185650 0 21000 0 300 0 22871 0 11041 0 240862 0 0 0 Part I, Line 1a All of the items checked on Schedule J - Part 1, line 1a relate to Mitch Bainwol, President and CEO. First class travel is provided in the normal course of business for an executive in this position. Additional taxable compensation and benefits, including social club dues and provided vehicle, are included as compensation on his W-2. Part I, Line 4a Landon Fulmer, VP State Affairs through July of 2016, received a severance payment of $39,558 in 2016. This amount is included in Schedule J, Part II column (B)(iii). Form 990, Part V, Lines 3a and 3b: The Alliance did not have unrelated business gross income of $1,000 or more during the 2016 year, however did file Form 990-T reflecting a loss on UBI Investment income from Limited Partnership Interests. Form 990, Part VI, Section A, line 6 The Alliance has regular members, intermediate members, and associate members. Those who are regular members may vote on Alliance matters. Intermediate members and associate members may attend Board meetings and participate in discussions but may not vote. Form 990, Part VI, Section A, line 7a There were six regular member companies on the Board of Directors. Each regular member company can nominate up to three members to the Board of Directors. These regular members have voting rights and participate in the Alliance governance. Additionally, there were two intermediate members and four associate members who do not have voting rights. Form 990, Part VI, Section A, line 7b Each of the six regular member companies can nominate up to three members to the Board of Directors. Members of the Board also participate in the Executive Committee meetings. Each company, regardless of the number of Board members present, has one vote on each issue for a total, if all members are represented, of six votes. Form 990, Part VI, Section B, line 11b The information for the 990 is compiled by the VP of Operations and Finance and the accounting department and given to the tax staff of the independent auditing firm. Once the audit firm has prepared the draft, the accounting department reviews it and requests any necessary changes. Then the VP of Operations and Finance reviews before the final review is made by the President and CEO, the General Counsel, and the Audit Committee. A copy of the 990 is made available to the Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c The conflict of interest declaration is discussed in one Board meeting annually. In addition, each member of the Board reaffirms the conflict of interest declaration annually. The process is recorded in the minutes of the Board meeting. Form 990, Part VI, Section B, line 15a Comparability data from a number of like industry surveys is maintained and reviewed on an as-needed basis. The Executive Committee of the Board set the multi-year contractual compensation for the President and CEO based on external data collected. Annual performance weighs heavily in the determination of the variable compensation payment of the President and CEO occurring each spring. Form 990, Part VI, Section C, line 19 Governing documents, certain policies and audited financial statements are available upon request based on the discretion of management. Form 990, Part IX, line 11g Advocacy 228,369. Coalition & Ally Engagement 206,050. Compliance 44,379. Consulting 595,625. Marketing 383,095. Other 9,446. Payroll processing 15,884. Research 3,355,239. Technical Consulting 391,321. Form 990, Part XII, Line 2c: The organization has a committee responsible for the oversight of the audit and selection of independent accountant. This process has not changed from prior years. Alliance of Automobile Manufacturers PAC 803 7th St NW Suite 300 Washington DC 20001 454807568 See Part VII DC 527 Alliance of Automobile Manufacturers 1 Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Sute 1424 Sacramento CA 95814 262335858 See Part VII CA 527 Alliance of Automobile Manufacturers 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 Alliance of Automobile Manufacturers CA PAC B 7000 Tracked directly Alliance of Automobile Manufacturers PAC Q 1223 Tracked directly Alliance of Automobile Manufacturers CA PAC Q 585 Tracked directly Part II, Column (b) Alliance of Automobile Manufacturers PAC (b) Primary Activity : To support and encourage the election of persons to federal offices that support the needs of the automotive industry Alliance of Automobile Manufacturers CA PAC (b) Primary Activity : To support and encourage the election of persons to CA offices that support the needs of the automotive industry