2017-11-10T16:37:13-06:00 2016-12-31 264677183 DZH PHILLIPS LLP 135 MAIN STREET 9TH FLOOR SAN FRANCISCO CA 94520 990PF 2016-01-01 941186182 ROSENBERG FOUNDATION ROSE 4156449777 131 STEUART STREET NO 650 SAN FRANCISCO CA 94105 TIM SILARD PRESIDENT 4156449777 2017-11-09 1 HYDEH GHAFFARI P01228587 4157812500 X 12.201.135.74 2017-11-09 17:23:22 PS P 29C329510690AC2AD766FA3FDCF3E14F4B587691 EBFC66DCBA349F2083C74EAC78276C6A9350E58E 2016 2017-02-10 21:41:12Z X 56167623 X 10970 14851 14851 1475880 1475812 869849 11011473 867841 470432 11230 2841982 2369734 279709 13985 265724 269325 5907 266235 101460 5073 98784 8883 0 8883 58062 10917 47195 218781 0 205924 1936 1891 0 53521 13983 0 3036 0 110310 5516 104795 102618 0 95569 553523 343932 225207 1761164 401204 1318316 1801797 2262375 3562961 401204 3580691 -720979 1968530 85518 686600 686600 1020000 530000 530000 57575 60890 60890 40810774 41863239 41863239 13944004 12857994 12857994 109728 97086 12388 12642 12642 156018 156258 156258 56086277 56167623 56167623 146089 187893 2094500 1633922 2240589 1821815 X 52823779 53813851 1021909 531957 53845688 54345808 56086277 56167623 53845688 -720979 1221099 54345808 0 54345808 PUBLICLY TRADED SECURITIES 11011473 10530859 480614 480614 PARTNERSHIP INVESTMENT P 387227 387227 867841 0 3442983 57118935 0.060277 3551634 59602124 0.059589 3345049 56675814 0.059021 3051143 55273558 0.055201 2757833 47154597 0.058485 0.292573 0.058515 54296779 3177176 19685 3196861 3730691 X 19685 0 19685 0 19685 81767 81767 X 62082 62082 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 WWW.ROSENBERGFOUND.ORG LINDA MOLL 4156449777 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CLARA SHIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 CHAIR 3.00 0 0 0 SARAH STEIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 VICE CHAIR/SECRETARY 1.00 0 0 0 MICK HELLMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 SECOND VICE CHAIR 1.00 0 0 0 ROBERT FRIEDMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 TREASURER 1.00 0 0 0 PHYLLIS COOK 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 DANIEL GROSSMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 JULIE GUTMAN DICKINSON 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 KATE KENDELL 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 BILL LANN LEE 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 SHAUNA MARSHALL 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 HUGO MORALES 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 ALBERT MORENO 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 TIMOTHY SILARD 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 PRESIDENT 40.00 241976 37733 0 HERMA HILL KAY 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.00 0 0 0 LINDA MOLL 131 STEUART STREET SUITE 650 SF CA 94105 BUS./GRANTS MANAGER 40.00 91633 26516 0 LATEEFAH SIMON 131 STEUART STREET SUITE 650 SF CA 94105 DIRECTOR CALIFORNIA' 40.00 98169 17835 0 TAMBOUSA GILMORE 131 STEUART STREET SUITE 650 SF CA 94105 EXEC. ASST./OFF. MAN 40.00 50438 16676 0 0 CHANGE CONSULTING BILEN MESFIN 214 GRANT AVENUE APT 48 OAKLAND CA 94610 COMMUNICATIONS SUPPORT 119401 0 FOR 2016, MOST COMMON FORMS OF DCA INCLUDED: IMPLEMENTING THE LEADING EDGE FUND, LEVERAGING FUNDS FROM CALIFORNIA-BASED AND NATIONAL FOUNDATIONS FOR OUR GRANTEES' WORK; ORGANIZING CONVENINGS, CONFERENCES AND BRIEFINGS, AND; PROVIDING TECHNICAL ASSISTANCE, PROGRAM PLANNING, AND STRATEGIC COMMUNICATIONS SUPPORT FOR INDIVIDUAL GRANTEES AND GRANTEE COLLABORATIVES. STAFF AND CONSULTANTS PROVIDED MORE THAN 3,000 HOURS OF DCA. MAJOR AREAS OF DCA INCLUDED: FUNDRAISING, COMMUNICATIONS, ORGANIZATIONAL DEVELOPMENT, POLICY DEVELOPMENT, PROGRAM DEVELOPMENT AND COALITION BUILDING. IN 2016, THE FOUNDATION ORGANIZED, HOSTED, AND/OR SPONSORED MORE THAN 30 CONVENINGS AND EVENTS ENGAGING ADVOCATES, POLICYMAKERS AND PHILANTHROPIC ORGANIZATIONS TO ADVANCE WORK WITHIN OUR PRIORITY AREAS AND ASSIST GRANTEES TO LEVERAGE OUR GRANTS. SOME HIGHLIGHTED EVENTS INCLUDE CRIMINAL JUSTICE SUMMIT AND COORDINATED CONVENINGS OF THE EXECUTIVE ALLIANCE FOR BOYS AND MEN OF COLOR. 524210 MISSION ASSET FUND FOR DAPA/DACA APPLICATION FEE REVOLVING LOAN FUND 150000 150000 40856271 325268 13942095 55123634 0 0 55123634 826855 54296779 2714839 2714839 19685 19685 2695154 0 2695154 0 2695154 3580691 150000 3730691 19685 3711006 2695154 0 0 472587 322072 568658 611984 634368 2609669 3730691 0 0 0 2695154 1035537 0 0 3645206 0 0 0 0 0 0 472587 3172619 322072 568658 611984 634368 1035537 BUSINESS AND GRANT MANAGER 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 4156449777 THE FOUNDATION ENCOURAGES LETTERS OF INQUIRY FOR PUBLIC-INTEREST ADVOCACY EFFORTS THAT WILL HELP MAKE CALIFORNIA A JUST AND ECONOMICALLY INCLUSIVE STATE AS ALIGNED WITH OUR GRANTMAKING PRIORITIES. LETTERS OF INQUIRY FOR PRELIMINARY RESEARCH AND PLANNING ALSO WILL BE ACCEPTED. LETTERS OF INQUIRY SHOULD BE LIMITED TO ONE TO TWO PAGES AND SHOULD INCLUDE THE FOLLOWING INFORMATION: 1) DESCRIPTION OF PROJECT AND ITS OBJECTIVES 2) DESCRIPTION OF SPONSORING ORGANIZATION 3)TOTAL REQUEST AMOUNT, PROJECT AMOUNT, AND SIZE OF AGENCY BUDGET. APPLICANTS SELECTED FROM THE LETTER OF INQUIRY PROCESS TO APPLY FOR A GRANT WILL BE CONTACTED AND GIVEN INSTRUCTIONS FOR SUBMITTING A FULL PROPOSAL. PROPOSALS ARE REVIEWED BY FOUNDATION STAFF AND ACTED ON BY THE BOARD OF DIRECTORS AT MEETINGS THROUGHOUT THE YEAR. THE FOUNDATION WILL ACT SELECTIVELY TO ENSURE THAT THE FOUNDATION'S RESOURCES ARE USED MOST EFFECTIVELY. NO DEADLINES. IN ITS SOLE PROGRAM AREA, ECONOMIC INCLUSION AND HUMAN RIGHTS, THE ROSENBERG FOUNDATION CURRENTLY MAKES GRANTS TO FURTHER POLICY REFORM IN THREE PRIORITY AREAS JUSTICE AND PUBLIC SAFETY, IMMIGRANT RIGHTS AND INTEGRATION, AND JUSTICE FOR FARM WORKERS. PLEASE VISIT OUR GRANT PROGRAMS FOR MORE INFORMATION ON EACH OF THESE AREAS. FIT AND ELIGIBILITY - APPLICANTS MUST MEET THE FOLLOWING CRITERIA: 1) NONPROFIT ORGANIZATIONS THAT ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE SERVICE CODE AND NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE; OR PUBLIC AGENCIES. 2) FOR ALL PROGRAM AREAS, BE BASED IN OR MANAGING SIGNIFICANT ACTIVITIES IN CALIFORNIA. 3) WORK TOWARD MISSIONS AND PROJECT GOALS THAT ARE CLEARLY ALIGNED WITH THE FOUNDATION'S GRANTMAKING PRIORITIES. THE ROSENBERG FOUNDATION DOES NOT PROVIDE GRANTS: 1) TO INDIVIDUALS OR TO FOR-PROFIT ENTITIES 2) FOR GENERAL FUNDRAISING BENEFITS AND EVENTS 3) FOR ENDOWMENT CAMPAIGNS UC BERKELEY CENTER FOR LABOR RESEARCH AND EDUCATION 2521 CHANNING WAY 5555 BERKELEY CA 94720 PC KIRKE WILSON LABOR SUMMER INTERNSHIPS 12000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC ADVANCING CIVIL RIGHTS AT THE INTERSECTION OF IMMIGRANT RIGHTS AND WORKERS RIGHTS 50000 ALLIANCE FOR JUSTICE 11 DUPONT CIRCLE NORTHWEST 200 WASHINGTON DC 20036 PC GENERAL SUPPORT 20000 MUJERES UNIDAS Y ACTIVAS 3543 18TH STREET SUITE 23 SAN FRANCISCO CA 94110 PC GENERAL SUPPORT 35000 SIERRA HEALTH FOUNDATION CENTER FOR HEALTH PROGRAM MANAGEMENT 1321 GARDEN HIGHWAY SACRAMENTO CA 95833 PC GENERAL SUPPORT FOR CALIFORNIA EXECUTIVES' ALLIANCE TO EXPAND OPPORTUNITIES FOR BOYS AND MEN OF COLOR 15000 ROCKEFELLER PHILANTHROPY ADVISORS 575 MARKET ST SAN FRANCISCO CA 94105 PC GENERAL SUPPORT FOR THE (NATIONAL) EXECUTIVES' ALLIANCE TO EXPAND OPPORTUNITIES FOR BOYS AND MEN OF COLOR 10000 LIBERTY HILL FOUNDATION 6420 WILSHIRE BLVD 700 LOS ANGELES CA 90048 PC GENERAL SUPPORT FOR THE FUND FOR ECONOMIC EQUITY AND DIGNITY (FEED) 25000 INTERNATIONAL DEVELOPMENT EXCHANGE 333 VALENCIA STREET SUITE 250 LOS ANGELES CA 94103 PC PATRISSE CULLORS LEADING EDGE FELLOWSHIP 75000 LAWYERS' COMMITTEE FOR CIVIL RIGHTS OF THE SF BAY AREA 131 STEUART ST 400 SAN FRANCISCO CA 94105 PC MEREDITH DESAUTELS LEADING EDGE FELLOWSHIP 46875 PEACE DEVELOPMENT FUND PO BOX 40250 SAN FRANCISCO CA 94140 PC MORNING STAR GALI LEADING EDGE FELLOWSHIP 75000 CENTER FOR COMMUNITY ACTION AND ENVIRONMENTAL JUSTICE 7701 MISSION BLVD JURUPA VALLEY CA 92509 PC MICHAEL GOMEZ LEADING EDGE FELLOWSHIP 75000 SILICON VALLEY DEBUG 701 LENZEN AVE SAN JOSE CA 95126 PC RAJ JAYADEV LEADING EDGE FELLOWSHIP 75000 ALAMEDA COUNTY PUBLIC DEFENDER 1401 LAKESIDE DR 400 OAKLAND CA 94612 PC RAHA JORJANI LEADING EDGE FELLOWSHIP 75000 IMPACT JUSTICE 2633 TELEGRAPH AVE 104 OAKLAND CA 94612 PC NICOLE PITTMAN LEADING EDGE FELLOWSHIP 75000 POLICY LINK 1438 WEBSTER ST 303 OAKLAND CA 94612 PC SAMUEL SINYANGWE LEADING EDGE FELLOWSHIP 75000 CHILDREN'S DEFENSE FUND 2201 BROADWAY OAKLAND CA 94612 PC ENDING YOUTH SOLITARY CONFINEMENT 15000 MIXETECOINDIGENA PO BOX 20543 OXNARD CA 93934 PC GENERAL SUPPORT 5000 KHMER GIRLS IN ACTION 1355 REDONDO AVE SUITE 9 LONG BEACH CA 90804 PC GENERAL SUPPORT 5000 COMMUNITY COALITION FOR SUBSTANCE ABUSE AND TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC GENERAL SUPPORT 5000 FOOD CHAIN WORKERS 1730 W OLYMPIC BLVD 300 LOS ANGELES CA 90015 PC GENERAL SUPPORT 5000 WAREHOUSE WORKER RESOURCE CENTER 601 S MILLIKEN AVE SUITE A ONTARIO CA 91761 PC GENERAL SUPPORT 12500 PUBLIC COUNSEL 610 SOUTH ARDMORE AVE LOS ANGELES CA 90005 PC GENERAL SUPPORT 15000 FARMWORKER JUSTICE 1126 16TH STREET NW SUITE 270 WASHINGTON DC 20036 PC GENERAL SUPPORT 50000 LEGAL SERVICES FOR PRISONERS WITH CHILDREN 1540 MARKET STREET SUITE 490 SAN FRANCISCO CA 94102 PC GENERAL SUPPORT 20000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC GENERAL SUPPORT 425000 IMMIGRANT LEGAL RESOURCE CENTER 1663 MISSION STREET SAN FRANCISCO CA 94103 PC INCREASING IMMIGRANT ACCESS TO HEALTH CARE 15000 UNITED FARM WORKER FOUNDATION 4545 E CESAR E CHAVEZ AVE LOS ANGELES CA 90022 PC GENERAL SUPPORT 60000 PEOPLE AND CONGREGATIONS TOGETHER FOR STOCKTON 3700 PACIFIC AVENUE ROOM 28 STOCKTON CA 95207 PC EXPANDING LIFELINES TO HEALING 15000 THE WOMENS FOUNDATION OF CALIFORNIA 300 FRNAK OGAWA PLAZA SUITE 420 OAKLAND CA 94612 PC GENERAL SUPPORT 3000 RACE FORWARD 900 ALICE STREET SUITE 400 OAKLAND CA 94607 PC GENERAL SUPPORT 10000 NEIGHBORHOOD FUNDERS GROUP 1201 CONNETICUT NW 3RD FLOOR WASHINGTON DC 20036 PC GENERAL SUPPORT 3000 CHILDREN NOW 1404 FRANKLIN STREET SUITE 700 OAKLAND CA 94612 PC GENERAL SUPPORT 15000 ANTI-RECIDIVISM COALITION 448 SOUTH HILL STREET SUITE 908 LOS ANGELES CA 90013 PC GENERAL SUPPORT 50000 ASIAN AMERICANS ADVANCING JUSTICE LOS ANGELES 1145 WILSHIRE BLVD 2ND FLOOR LOS ANGELES CA 90017 PC GENERAL SUPPORT 20000 LA ALLIANCE FOR A NEW ECONOMY (LAANE) 1663 MISSION STREET SUITE 602 SAN FRANCISCO CA 94103 PC WINNING JUSTICE FOR PORT TRUCK DRIVERS 50000 WAREHOUSE WORKER RESOURCE CENTER 601 S MILLIKEN AVE SUITE A ONTARIO CA 91761 PC GENERAL SUPPORT 50000 POLICY LINK 1438 WEBSTER ST 303 OAKLAND CA 94612 PC GENERAL SUPPORT 30000 INTERNATIONAL DEVELOPMENT EXCHANGE 333 VALENCIA STREET SUITE 250 SAN FRANCISCO CA 94103 PC GENERAL SUPPORT 15000 LIBERTY HILL FOUNDATION 6420 WILSHIRE BLVD 700 LOS ANGELES CA 90048 PC GENERAL SUPPORT 15000 LEGAL SERVICES FOR PRISONERS WITH CHILDREN 1540 MARKET STREET SUITE 490 SAN FRANCISCO CA 94102 PC GENERAL SUPPORT 10000 POLICY LINK 1438 WEBSTER ST 303 OAKLAND CA 94612 PC GENERAL SUPPORT 3500 TIDES CENTER PO BOX 29903 SAN FRANCISCO CA 94129 PC GENERAL SUPPORT 28125 ASIAN AMERICANS ADVANCING JUSTICE - ASIAN LAW CAUCUS 55 COLUMBUS AVE SAN FRANCISCO CA 94111 PC BUILDING A STRONGER IMMIGRANTS' RGITHS MOVEMENT THROUGH THE LENS OF LEADERSHIP OF AAPI IMMIGRANT YOUTH 15000 CALIFORNIA CALLS EDUCATION FUND 4801 EXPOSITION BLVD LOS ANGELES CA 90016 PC AFRICAN AMERICAN CIVIC ENGAGEMENT PROJECT 50000 EDUCATION AND LEADERSHIP FOUNDATION 4290 E ASHLAN AVENUE FRESNO CA 93726 PC CENTRAL VALLEY IMMIGRANT INTEGRATION COLLABORATIVE 30000 CHILDREN NOW 1404 FRANKLIN STREET SUITE 700 OAKLAND CA 94612 PC GENERAL SUPPORT 15000 CHILDREN'S DEFENSE FUND 2201 BROADWAY OAKLAND CA 94612 PC ENDING YOUTH SOLITARY CONFINEMENT 25000 ASIAN AMERICANPACIFIC ISLANDS IN PHILANTHROPY 211 SUTTER STREET SUITE 600 SAN FRANCISCO CA 94108 PC GENERAL SUPPORT 750 ASSOCIATION OF BLACK FOUNDATION EXECUTIVES 354 PINE STREET SUITE 700 SAN FRANCISCO CA 94104 PC GENERAL SUPPORT 750 FOUNDATION CENTER 79 FIFTH AVE NEW YORK NY 10003 PC GENERAL SUPPORT 1000 FUNDERS FOR LGBTQ ISSUES 104 W 29TH ST 4TH FLOOR NEW YORK NY 10001 PC GENERAL SUPPORT 750 GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES 777 TILTON ROAD SEBASTOPOL CA 95472 PC CALIFORNIA IMMIGRANT INTEGRATION INITIATIVE 5000 GRANTS MANAGERS NETWORK 1666 K STREET NW 440 WASHINGTON DC 20005 PC GENERAL SUPPORT 750 HISPANICS IN PHILANTHROPY 414 13TH STREET SUITE 200 OAKLAND CA 94162 PC GENERAL SUPPORT 750 NATIONAL COMMITTTEE FOR RESPONSIVE PHILANTHROPY 1331 H STREET NW SUITE 200 WASHINGTON DC 20005 PC GENERAL SUPPORT 1500 NATIVE AMERICANS IN PHILANTHROPY 2801 - 21ST AVENUE SOUTH SUITE 132D MINNEAPOLIS MN 55407 PC GENERAL SUPPORT 750 NEIGHBORHOOD FUNDERS GROUP 1201 CONNETICUT NW 3RD FLOOR WASHINGTON DC 20036 PC GENERAL SUPPORT 750 NORTHERN CALIFORNIA GRANTMAKERS 625 MARKET STREET 3RD FLOOR SAN FRANCISCO CA 94105 PC GENERAL SUPPORT 2000 PROTEUS FUND 15 RESEARCH DRIVE SUITE B AMHERST MA 01002 PC GENERAL SUPPORT 15000 COMMON SENSE MEDIA 650 TOWNSEND SUITE 435 SAN FRANCISCO CA 94103 PC GENERAL SUPPORT 15000 PUBLIC POLICY INSTITUTE OF CALIFORNIA 500 WASHINGTON STREET SUITE 600 SAN FRANCISCO CA 94111 PC GENERAL SUPPORT 10000 TRUST SOUTH LOS ANGELES 4331 SOUTH MAIN STREET LOS ANGELES CA 90037 PC GENERAL SUPPORT 10000 TIDES CENTER PO BOX 29903 SAN FRANCISCO CA 94129 PC GENERAL SUPPORT 20000 MIGRATION DIALOGUE 1004 EAGLE PLACE DAVIS CA 95616 PC GENERAL SUPPORT 5000 1913750 BAY AREA LEGAL AID 1735 TELEGRAPH AVE OAKLAND CA 94612 PC GENERAL SUPPORT 150000 POWERPAC FOUNDATION 44 MONTGOMERY STREET SUITE 2130 SAN FRANCISCO CA 94104 PC GENERAL SUPPORT 150000 UCLA CENTER FOR POLICING EQUITY 10889 WILSHIRE BLVD SUITE 600 BOX 951406 LOS ANGELES CA 900951406 PC GENERAL SUPPORT 50000 SIERRA HEALTH FOUNDATION CENTER FOR HEALTH PROGRAM MANAGEMENT 1321 GARDEN HIGHWAY SACRAMENTO CA 95833 PC GENERAL SUPPORT 35000 ADVANCEMENT PROJECT 1220 L STREET NW SUITE 850 WASHINGTON DC 20005 PC GENERAL SUPPORT 50000 CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION 2210 K STREET SUITE 200 SACRAMENTO CA 95816 PC GENERAL SUPPORT 40000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC GENERAL SUPPORT 50000 TIDES CENTER PO BOX 29903 SAN FRANCISCO CA 94129 PC GENERAL SUPPORT 75000 MIGRATION DIALOGUE 4126 - 3RD STREET DETROIT MI 48201 PC GENERAL SUPPORT 41922 641922 14 14851 900099 68 14 1475812 900099 2008 18 867841 MISCELLANEOUS RECEIPTS 01 361 110000 GRANTS CANCELED 348625 OTHER INCOME FROM PARTNERSHIP 01 11230 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) 900099 216 2292 2370095 458625 2831012 11A DURING 2009, THE FOUNDATION GRANTED A $250,000 LOAN TO A NONPROFIT ENTITY BORROWER. THE PROCEEDS OF THE LOAN WAS USED BY THE BORROWER SOLELY TO FUND CERTAIN EXPENSES ASSOCIATED WITH A CLASS ACTION LAWSUIT. THE NOTE WAS FORGIVABLE IN THE EVENT THAT BORROWER DOES NOT PREVAIL IN THE LITIGATION. DURING 2013, MANAGEMENT CONFIRMED THAT THE BORROWER HAS NOT PREVAILED IN THE LITIGATION, THEREFORE MANAGEMENT FORGAVE THE LOAN IN THE AMOUNT OF $110,000. DURING 2016, THE FOUNDATION RECOVERED $110,000 OF LOAN THAT HAS BEEN PREVIOUSLY WRITTEN OFF. 11B GRANTS COMMITTED IN PRIOR YEARS THAT WERE CANCELLED DURING THE CURRENT YEAR AND RECOMMITTED TO OTHER ORGANIZATIONS. 0 0 0 0 0 0 0 0 0 0 X X 1 MARTHA FAULL LANE CHARITABLE TRUST ONE MONTGOMERY STREET SUITE 3000 SAN FRANCISCO CA 94104 10970 X ACCOUNTING AND AUDIT 58062 10917 47195 GAIN FROM PARTNERSHIP INVESTMENT PURCHASED 0 2008 OSTERWEIS STRATEGIC 10555050 10555050 AIR LEASE CORP CL A 427237 427237 ALLEGHANY CORP DEL 273654 273654 ALLERGAN PLC F 307271 307271 ALPHABET INC CLASS A 202075 202075 ALPHABET INC CLASS C 496280 496280 ANADARKO PETROLEUM 238477 238477 BAYER A G SPONSORED ADRF 369673 369673 BERRY PLASTICS GROUP 247792 247792 BOEING CO 344831 344831 CF INDUSTRIES HLDG 296856 296856 CHARTER COMMUNITY CL A NEW 707132 707132 CHUBB LTD 415517 415517 CINEMARK HOLDINGS INC 392308 392308 CROWN HOLDINGS INC 597721 597721 DIAGEO PLC NEW ADR 346120 346120 FLEETCOR TECHNOLOGIE 381396 381396 FOUR CORNERS PROPERTY 299592 299592 GENERAL ELECTRIC CO 410642 410642 GLAXOSMITHKLINE PLC F 369118 369118 GRAPHIC PACKAGING HL 330221 330221 HALLIBURTON CO HLDG 216901 216901 INTEL CORP 339669 339669 JOHNSON & JOHNSON 273048 273048 JPMORGAN CHASE & CO 258870 258870 A TENCOR CORP 153819 153819 NOVARTIS A G SPON ADR F 259675 259675 OWENS ILLINOIS INC NEW 185504 185504 PENTAIR PLC 147744 147744 PROGRESSIVE CO OHIO 424935 424935 PUBLIC STORAGE 283845 283845 SCHLUMERGER LTD 443676 443676 TELEFLEX INCORPORATED 282013 282013 UNION PACIFIC CORP 271642 271642 US FOODS HOLDING COR 179444 179444 DOUBLE CORE FIXED 2109502 2109502 VANGUARD INTERM TERM 2201420 2201420 IVA INTL FUND 715637 715637 VANGUARD DIV GROWTH FD 1124892 1124892 VANGUARD REIT 445662 445662 VANGUARD TOTAL BOND 2173251 2173251 WELLS FARGO ADVANTAGE EMERGING MARKET 846940 846940 AMG YACKTMAN FUND SERVICE 1718736 1718736 ISHARES TR BOND 817589 817589 VANGUARD ENERGY ETF 1918470 1918470 VANGUARD FTSE DEVELOPED 730800 730800 VANGUARD FTSE EMERGING 946703 946703 VANGUARD TOTAL STOCK MKT 2957843 2957843 CASH RESERVE PREMIUM IN SCHWAB ACCT 1426046 1426046 AMERICAN CENTURY GIFTTRUST INVESTMENTS FMV 1957 1957 1607 CAPITAL PARTNERS INTERNATIONAL EQUITY FMV 3453039 3453039 HRJ CAPITAL VC VI (INT'L) FMV 791128 791128 HRJ CAPITAL VC VI (U.S.) FMV 1219855 1219855 HRJ GLOBAL BUY-OUT III (ASIA) FMV 111330 111330 HRJ GLOBAL BUY-OUT III (EUROPE) FMV 197302 197302 HRJ GLOBAL BUY-OUT III (U.S.) FMV 291768 291768 HRJ SPECIAL OPPORTUNITIES II (INT'L) FMV 121027 121027 HRJ SPECIAL OPPORTUNITIES II (U.S.) FMV 308991 308991 METROPOLITAN REAL ESTATE PARTNERS II FMV 261005 261005 METROPOLITAN REAL ESTATE PARTNERS V FMV 178249 178249 MAGNITUDE INTERNATIONAL CLASS A SHARES FMV 4006358 4006358 PALOMA INTERNATIONAL LTD FMV 1205293 1205293 RIMROCK FMV 710692 710692 LEGAL SERVICES 8883 0 8883 PROGRAM RELATED INVESTMENTS 150000 150240 150240 DEPOSITS 6018 6018 6018 OFFICE SUPPLIES 22995 1150 19102 TELEPHONE/POSTAGE/DELIVERY 11770 589 10463 COMPUTER SOFTWARE 10248 512 9430 BOARD MEETING EXPENSES 5777 578 3979 INSURANCE 17661 1766 29362 PUBLICATIONS & MEMBERSHIPS 500 0 500 80TH ANNIVERSARY EVENT EXPENSES 410 0 7923 OTHER K1 DEDUCTIONS 103360 102983 0 INVESTMENT FEE 236354 236354 0 OTHER EXPENSES 886 0 886 LEADING EDGE PROGRAM EXPENSES 143562 0 143562 MISCELLANEOUS RECEIPTS 110361 110361 GRANTS CANCELED 348625 348625 OTHER INCOME FROM PARTNERSHIP 11230 11230 11230 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) 216 216 UNREALIZED GAIN FROM INVESTMENT 1221099 TEMPORARY HELP 1055 0 1055 IT/COMPUTER CONSULTING 11550 0 11550 WEBSITES DESIGN 21300 0 21300 OTHER CONSULTING FEES 181428 0 168571 PROFESSIONAL DEVELOPMENT 3448 0 3448 EXCISE TAXES 39538 0 0 TAXES PER SCHEDULE K-1S 9956 13983 0 PROPERTY TAXES 1136 0 0 FOREIGN TAXES 2891 0 0