2017-11-15T15:44:44-06:00 2016-12-31 351178661 Blue & Co LLC 2650 Eastpoint Pkwy Suite 300 Louisville KY 40223 990 2016-01-01 610663854 Dismas Charities Inc DISM 5026362033 2500 Seventh Street Road Louisville KY 402081078 ADAM CONLIN CFO 5026362033 2017-11-15 1 Greg Jackson CPA P00077314 5029923500 2017-11-15 174.231.141.162 2017-11-15 15:44:43 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 695A88C1AC8205601D3FA4E9E904369603D6739A 2016 2017-02-10 21:41:12Z ADAM CONLIN 2500 Seventh Street Road Louisville KY 402081078 56679606 0 X DISMAS.COM X 1979 KY THE ORGANIZATION PROVIDES HALF-WAY HOUSES, RESIDENTIAL SUBSTANCE ABUSE TREATMENT PROGRAMS AND SOCIAL REHABILITATION PROGRAMS FOR EX-OFFENDERS. 11 11 1271 275 0 0 257745 292877 55316331 56121124 112872 75013 142056 179427 55829004 56668441 0 0 0 0 28582470 31421181 0 0 0 28300872 27890960 56883342 59312141 -1054338 -2643700 34467727 35989822 16922216 21173060 17545511 14816762 THE ORGANIZATION PROVIDES HALF-WAY HOUSES, RESIDENTIAL SUBSTANCE ABUSE TREATMENT PROGRAMS AND SOCIAL REHABILITATION PROGRAMS FOR EX-OFFENDERS. 0 0 51285586 56375564 PAROLEE PRISONER REHABILITATION PROVIDED 924,126 MANDAYS OF REHABILITATION DURING THE YEAR. 51285586 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 168 0 1 1271 1 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 GA KY NM X X Adam Conlin 5026362033 2500 SEVENTH STREET ROAD LOUISVILLE KY 402081078 WILLIAM G FERKO DIRECTOR 1.00 X 0 0 0 THOMAS MOSS SR DIRECTOR 1.00 X 0 0 0 DON P CHRISTENSEN DIRECTOR 1.00 X 0 0 0 ARTHUR J POTTER III DIRECTOR 1.00 X 0 0 0 JAMES T SIMON DIRECTOR 1.00 X 0 0 0 JOE GUY HAGAN DIRECTOR 1.00 X 0 0 0 HENRY B LYON JR DIRECTOR 1.00 X 0 0 0 ERIC S HARTER DIRECTOR 1.00 X 0 0 0 ANTHONY KALODIMOS DIRECTOR 1.00 X 0 0 0 BRUCE KRAMER DIRECTOR 1.00 X 0 0 0 Adolpho Ruiz dIRECTOR 1.00 X 0 0 0 RAYMOND J WEIS PRESIDENT/CEO 55.00 5.00 X 664637 0 64221 JAN M KEMPF eXECUTIVE VICE PRESIDENT 55.00 5.00 X 434048 0 64473 ADAM CONLIN CHIEF FINANCIAL OFFICE 55.00 5.00 X 115264 0 45229 DEN FREANY vp markETING AND EXTERNAL 49.00 1.00 X 173902 0 63560 STEVE VICE vp nEW BUSINESS 49.00 1.00 X 146721 0 66110 DANNY FELTON REGIONAL VP 50.00 0.00 X 132967 0 38728 FAITH GOOD rEGIONAL VP 49.00 0.00 X 132902 0 49339 CHUCK FERRARO Sr VP - Corporate Services 49.00 0.00 X 171706 0 22021 STEPHEN B CLARK EX-CHIEF FINANCIAL OFFICER 25.00 0.00 X 115035 0 35821 2087182 0 449502 15 1 1 0 KIZAN TECHNOLOGIES LLC 1831 WILLIAMSON COURT SUITE K LOUISVILLE KY 40223 INFORMATION TECHNOLOGY 583500 STITES & HARBISON PLLC 400 WEST MARKET STREET SUITE 1800 LOUISVILLE KY 402023352 LEGAL 205633 SATELLITE TRACKING OF PEOPLE PO BOX 95397 GRAPEVINE TX 760999734 MONITORING SYSTEM 146658 3 258272 34605 292877 FEES FROM GOV'T AGENCIES 900099 56121124 56121124 56121124 45573 45573 12540 0 12540 12540 12540 40605 11165 29440 29440 29440 Other Income 900099 166887 166887 166887 56668441 56375564 0 0 1213949 1213949 23061942 21016608 2045334 4250000 3459636 790364 873868 614360 259508 2021422 1767590 253832 331102 169048 162054 71153 71153 1250375 269214 981161 4799 4198 601 1719162 1341335 377827 7525765 7450224 75541 1476411 1169764 306647 63466 46930 16536 3442738 2685253 757485 1634964 1255126 379838 RESIDENT FOOD AND KITCH 5862300 5862300 REPAIRS AND MAINTENANCE 2508537 2333269 175268 SUPPLIES 875032 821912 53120 RESIDENT WELFARE AND ED 569612 569612 555544 449207 106337 59312141 51285586 8026555 0 25697 33929 9211649 8470851 10050240 13087408 112822 103480 2399806 2450289 42797467 30953602 12667513 11843865 34467727 35989822 10077053 9631667 1514 0 381867 411122 6461782 11130271 16922216 21173060 X 17545511 14816762 17545511 14816762 34467727 35989822 -2643700 -85049 0 X X 0 1 X 1 0 X 45818881 48986036 52092407 55574076 56414001 258885401 45818881 48986036 52092407 55574076 56414001 258885401 258885401 321771 241531 279765 62283 58113 963463 161887 140072 218455 129516 166887 816817 260665681 0.99320 0.99110 X 0 0 0 0 0 0 0 0 1 0 1 Part II-B, Line 1: DISMAS CHARITIES, INC. RETAINED THE SERVICES OF BARBER BANAZYNSKI, 100 NORTH SIXTH STREET, LOUISVILLE, KY 40202 TO MONITOR THE KENTUCKY LEGISLATURE ON ISSUES RELATED TO THE DEPARTMENT OF CORRECTIONS BUDGET RELATED TO HALF-WAY HOUSES AND SOCIAL REHABILITATION RESIDENCES, SEVICES WHICH THE ORGANIZATION PROVIDES AS PART OF ITS EXEMPT FUNCTION. THESE ACTIVITIES CONSTITUTED AN INSUBSTANTIAL AMOUNT OF TIME AND EXPENSE TO THE ORGANIZATION. 24017121 15634872 8382249 17203702 14298829 2904873 1576644 1019901 556743 11843865 AMOUNT DUE TO A RELATED ORGANIZATION 11130271 11130271 X Part X, Line 2: Accounting principles generally accepted in the United States of America require management to evaluate tax positions taken by the Organizations and recognize a tax liability if the Organizations have taken an uncertain position that more likely than not would not be sustained upon examination by various federal and state taxing authorities. Management has analyzed the tax positions taken by the Organizations, and has concluded as of December 31, 2016 and 2015, there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the accompanying consolidated financial statements. X 1 1 X X X X X X 1 0 0 0 0 1 0 0 0 RAYMOND J WEIS PRESIDENT/CEO 497404 0 108834 0 58399 0 53000 0 11221 0 728858 0 0 0 JAN M KEMPF eXECUTIVE VICE PRESIDENT 320862 0 83258 0 29928 0 53000 0 11473 0 498521 0 0 0 ADAM CONLIN CHIEF FINANCIAL OFFICE 98582 0 20231 0 -3549 0 31142 0 14087 0 160493 0 0 0 DEN FREANY vp markETING AND EXTERNAL 137472 0 30656 0 5774 0 53000 0 10560 0 237462 0 0 0 STEVE VICE vp nEW BUSINESS 126697 0 27699 0 -7675 0 45513 0 20597 0 212831 0 0 0 DANNY FELTON REGIONAL VP 103849 0 22704 0 6414 0 37649 0 1079 0 171695 0 0 0 FAITH GOOD rEGIONAL VP 106121 0 23534 0 3247 0 38772 0 10567 0 182241 0 0 0 CHUCK FERRARO Sr VP - Corporate Services 185000 0 0 0 -13294 0 0 0 22021 0 193727 0 0 0 STEPHEN B CLARK EX-CHIEF FINANCIAL OFFICER 92763 0 21677 0 595 0 35821 0 0 0 150856 0 0 0 Part I, Line 1a THE ORGANIZATION PURCHASED FIRST CLASS AIRFARE TO AVOID THE POSSIBILITY OF MISSING CONNECTING FLIGHTS BECAUSE OF SHORT NOTICE FOR A REQUIRED MEETING WITH THE BUREAU OF PRISONS. Part I, Line 6 THE ORGANIZATION HAS MULTI PART INCENTIVE BONUS COMPENSATION PLANS FOR DIFFERENT CATEGORIES OF EMPLOYEES WITH THE TOTAL BONUS CAPPED AT A PERCENTAGE OF EACH EMPLOYEE'S WAGE BASE. THE PARTS ARE BASED ON FAVORABLE COMPARISON TO BUDGET AND PERFORMANCE AS WELL AS CERTAIN NON MONETARY PROGRAMMATIC RESULTS. IF THE PERFORMANCE AND PROGRAMMATIC RESULTS ARE FAVORABLE, THE EMPLOYEES RECEIVE AN ADDITIONAL PRESCRIBED PERCENTAGE OF THEIR WAGE BASE AS INCENTIVE COMPENSATION. KEVIN P WEIS SON OF RAY WEIS, PRESIDENT/CEO 8168 PARTNER IN LAW FIRM OF GOLDBERG SIMPSON, LLC 0 Form 990, Part VI, Section B, line 11b THE 990 IS POSTED FOR ALL OF BOARD MEMBERS ON A SECURE WEB LINK PRIOR TO FILING THE 990. THE CFO ELECTRONICALLY NOTIFIES THE CHAIRMAN FIRST AND THEN ALL OTHER BOARD MEMBERS THAT THE 990 IS AVAILABLE VIA THE SECURE WEB LINK OR HARD COPY AVAILABLE IN THE CFO'S OFFICE. Form 990, Part VI, Section B, line 12c EACH YEAR THE ENTIRE BOARD OF DIRECTORS AND KEY EMPLOYEES COMPLETE A CONFLICTS QUESTIONNAIRE. THEY ARE INSTRUCTED TO REPORT AND SUBSEQUENT CONFLICTS THAT MAY ARISE DURING THE YEAR TO THE CEO. Form 990, Part VI, Section B, line 15 THE CEO'S COMPENSATION IS REVIEWED AND APPROVED PERIODICALLY BY THE COMPENSATION COMMITTEE WITH ANY MEMBER WHO MAY HAVE A CONFLICT WITH RESPECT TO THE COMPENSATION ARRANGEMENT NOT BEING INVOLVED. COMPARABLE COMPENSATION DATA FOR SIMILAR SITUATED ORGANIZATIONS IS USED. CONTEMPORANEOUS DOCUMENTATION AND RECORD KEEPING WITH RESPECT TO DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT ARE MADE BY THE COMMITTEE AND BECAME A PART OF THEIR RECORDS. THE COMPENSATION ARRANGEMENT RECOMMENDED BY THE COMMITTEE IS THEN PRESENTED TO THE ENTIRE BOARD OF DIRECTORS FOR APPROVAL. ADDITIONALLY, THE ORGANIZATION ENGAGED THE SERVICES OF AN OUTSIDE CONSULTING FIRM TO REVIEW THE COMPENSATION PROGRAM FOR THE CEO, THE EXECUTIVE VICE PRESIDENT (COO) WHO ARE LISTED IN PART VII. THE STUDY ALSO INCLUDED THE CFO. Form 990, Part VI, Section C, line 19 THE DOCUMENTS, OTHER THAN THE ARTICLES OF INCORPORATION WHICH ARE AVAILABLE ON THE WEB SITE OF THE KENTUCKY SECRETARY OF STATE, LISTED ON THIS LINE ARE NOT AVAILABLE TO THE PUBLIC. Form 990, Part XII, Line 2c: THE PROCESS HAS NOT CHANGED FROM PRIOR YEARS. DISMAS CHARITIES PROPERTIES INC 2500 SEVENTH STREET ROAD LOUISVILLE KY 40208 611281657 TITLE HOLDING COMPANY KY 501(C)(2) 0 DISMAS CHARITIES FOUNDATION INC 2500 SEVENTH STREET ROAD LOUISVILLE KY 40208 611281654 FUNDRAISING KY 501(C)(3) LINE 11C, III-FI 0 0 0 1 1 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 DISMAS CHARITIES PROPERTIES INC D 1500720 PER AUDITED FINANCIAL STATEMENTS DISMAS CHARITIES PROPERTIES INC K 5671513 PER AUDITED FINANCIAL STATEMENTS DISMAS CHARITIES PROPERTIES INC N 97507 ESTIMATED DISMAS CHARITIES FOUNDATION INC N 97507 ESTIMATED DISMAS CHARITIES FOUNDATION INC O 97507 ESTIMATED DISMAS CHARITIES PROPERTIES INC O 97507 ESTIMATED DISMAS CHARITIES FOUNDATION INC C 258172 PER AUDITED FINANCIAL STATEMENTS