2017-11-15T14:23:18-06:00 2016-12-31 941481988 BOWMAN & COMPANY LLP 10100 TRINITY PARKWAYSTE 310 STOCKTON CA 95219 990 2016-01-01 261476916 COMMUNITY FOUNDATION OF SAN JOAQUIN INC COMM 2099432375 6735 HERNDON PLACE NO B STOCKTON CA 95219 MOSES ZAPIEN CEO/PRESIDENT 2099432375 2017-11-15 1 DARYL R PETRICK P00045987 2094731040 2017-11-14 75.151.71.41 2017-11-15 09:20:22 PS P BE8EC4BFC58D5068B15FAFB64E6DC42D6390F44B FECAAD359A7802BF5B6DAFE19507089F5C45C436 2016 2017-02-10 21:41:12Z MOSES ZAPIEN 6735 HERNDON PLACE NO B STOCKTON CA 95219 3639696 0 X WWW.CFOSJ.ORG X 2007 CA TO PROVIDE LEADERSHIP, PROMOTE A CULTURE OF GIVING & CREATE RESOURCES THAT ADDRESS COMMUNITY NEEDS. 8 8 9 8 0 0 1451993 1060965 157665 171920 239970 68883 428800 369517 2278428 1671285 694828 985997 0 0 242863 271970 0 0 88794 348680 551572 1286371 1809539 992057 -138254 8910769 9647187 4027371 4713030 4883398 4934157 TO MAKE PHILANTHROPIC GIVING AS EFFECTIVE AS POSSIBLE. READY TO SERVE PEOPLE WHO SHARE A COMMON CONCERN - IMPROVING THE QUALITY OF LIFE IN SAN JOAQUIN COUNTY. 0 0 1042789 985997 THE FOUNDATION PROVIDED GRANTS AND CASH ASSISTANCE TO APPROXIMATELY 100 NON PROFIT ORGANIZATIONS LOCATED PRIMARILY IN SAN JOAQUIN COUNTY. 441372 69131 THE FOUNDATION OFFERS SEVERAL PROGRAMS AND SERVICES THROUGHOUT THE YEAR THAT BENEFIT THE COMMUNITY. DURING 2016 THE FOUNDATION CO-HOSTED THE COMMUNITY PHILANTHROPY SUMMIT WHICH IS AN ALL-DAY FORUM FOR APPROXIMATELY 300 DONORS, NONPROFIT LEADERS AND ESTATE PLANNERS, SERVED AS THE FISCAL SPONSOR FOR THE REINVENT SOUTH STOCKTON COALITION, COMMUNITY CONNECTIONS, COALITION FOR A C.S.U. STOCKTON, THE ELEANOR PROJECT AND FACILITATED THE STOCKTON FUND FOR ANIMALS EVENT. 45077 102789 THE FOUNDATION ADMINISTERS AND MAINTAINS DONOR ADVISED FUNDS, WHICH PROVIDE DONORS WITH THE OPPORTUNITY TO MAKE DONATIONS FOR FUTURE GRANTS AND CONTRIBUTIONS. THE FOUNDATION ALSO OFFERS DONORS RECOMMENDATIONS FOR GRANTS THROUGH RESEARCH OF NONPROFIT ORGANIZATIONS. 1529238 1 1 0 0 0 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 30 0 1 9 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 0 0 CA X LIZETTE SMITH 2099432375 6735 HERNDON PLACE SUITE B STOCKTON CA 95219 TED LELAND CHAIRMAN 1.00 X X 0 0 0 CYNTHIA SOUZA VICE CHAIRMAN 1.00 X X 0 0 0 TERESA L MANDELLA TREASURER 1.00 X X 0 0 0 COLLEEN STEWART SECRETARY 1.00 X X 0 0 0 SCOTT BEATTIE DIRECTOR 1.00 X 0 0 0 KAREN BENSCH DIRECTOR 1.00 X 0 0 0 JULIE DE ARAUJO DIRECTOR 1.00 X 0 0 0 DUANE ISETTI DIRECTOR 1.00 X 0 0 0 LINDA J PHILIPP CEO/PRESIDENT 40.00 X 123474 0 16862 123474 0 16862 1 0 0 0 0 1060965 29342 1060965 ADMINISTRATIVE FEES 900099 102789 102789 COMMUNITY PHILANTHROPY SUMMIT 900099 69131 69131 171920 84657 84657 1885628 1901402 -15774 -15774 -15774 436526 67009 369517 369517 1671285 171920 0 438400 979347 979347 6650 6650 140336 41468 61219 37649 92040 27197 40151 24692 4500 1194 329 2977 15570 5283 8240 2047 19524 5498 8769 5257 12833 12833 45077 45077 31337 7539 23798 11122 5261 1206 4655 6217 3440 2777 21270 5270 16000 2058 1023 1035 2321 2321 3743 3743 FISCAL SPONSORSHIP 386754 386754 DONOR CULTIVATION 11517 11517 DUES AND SUBSCRIPTIONS 8122 8122 STOCKTON FUND FOR ANIMA 7367 7367 1834 870 964 1809539 1529238 191507 88794 117187 90617 551043 608845 604075 223655 5000 0 10000 0 7623464 8724070 8910769 9647187 25155 33197 4002216 4679833 4027371 4713030 X 80058 102503 4713969 4728226 89371 103428 4883398 4934157 8910769 9647187 -138254 189013 0 X X 0 1 X 1 0 X 569415 574571 819436 1451993 1060965 4476380 569415 574571 819436 1451993 1060965 4476380 1727913 2748467 117343 86977 90437 93298 84657 472712 4218 70 4288 4953380 2764591 0.55490 0.65910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 43 4 1006944 449514 541979 381987 4550803 11659 1 1 0 1 X 557584 162199 32646 25531 2738 498189 290663 280687 -7179 5064 1523 557584 155906 127033 8487 763 290663 28158 111896 16298 446 155906 15269 11425 1584 120 28158 0.88160 0.11840 0.00000 0 0 0 X PART IV, LINE 2B: THE FOUNDATION RECEIVES, INVESTS AND DISTRIBUTES ASSETS UNDER CERTAIN AGENCY AND INTERMEDIARY ARRANGEMENTS. THE FOUNDATION IS THE CUSTODIAN OF THE FUNDS, BUT ALL RIGHTS OF OWNERSHIP REMAIN WITH THE AGENCIES. DURING THE YEAR, THE AGENCY FUNDS INCREASED BY $677,617 AS A RESULT OF $1,038,895 IN CONTRIBUTIONS, $625,515 OF DISTRIBUTIONS AND EXPENDITURES AND NET GAIN OF $264,237 FROM INVESTMENT INCOME, REALIZED GAINS ON THE SALE OF INVESTMENTS AND UNREALIZED LOSSES IN THE FAIR MARKET VALUE OF INVESTMENTS. PART X, LINE 2: THE FOUNDATION IS A NONPROFIT CORPORATION AND IS EXEMPT FROM INCOME TAXES UNDER THE INTERNAL REVENUE CODE SECTION 501(C)(3) AND CALIFORNIA FRANCHISE TAX REGULATIONS SECTION 23701(D) IN ACCORDANCE WITH ITS DETERMINATION LETTER DATED MARCH 6, 2008. THE FOUNDATION IS ALSO CONSIDERED A PUBLICLY SUPPORTED CHARITY AS DESCRIBED IN SECTION(S) 509(A)(1) AND 170(B)(1)(A)(VI). ACCORDINGLY, NO PROVISION FOR FEDERAL OR STATE INCOME TAXES IS MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. 1 0 0 0 0 0 0 0 0 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, SCHOOL IN GUATEMALA 6650 WIRE TRANSFER 1 0 0 0 0 0 0 0 436526 27000 22318 17691 1 0.65000 436526 27000 22318 17691 67009 369517 CA 1 0 1 0 0.00000 1.00000 DONNA SHAW 6735 HERNDON PLACE SUITE B STOCKTON CA 95219 0 LINDA J PHILIPP GENERAL OVERSIGHT X 1 377010 SCHEDULE G, LINE 17B: CALIFORNIA REQUIRES 90% OF THE GAMING PROCEEDS BE DISTRIBUTED. TOTAL DISTRIBUTIONS FOR 2016: $377,560 1 ALPHA PSI FOUNDATION PO BOX 4092 STOCKTON CA 95204 651316835 501(C)(3) 15055 GENERAL SUPPORT ANIMAL PROTECTION LEAGUE PO BOX 691912 STOCKTON CA 95269 680193683 501(C)(3) 5580 GENERAL SUPPORT BIG VALLEY WATER POLO ACADEMY 3603 MILL SPRINGS DRIVE STOCKTON CA 95219 263473161 501(C)(3) 10800 GENERAL SUPPORT BOYS & GIRLS CLUB OF TRACY 753 W LOWELL AVE TRACY CA 95376 680028682 501(C)(3) 13755 GENERAL SUPPORT CDA CARES 1201 K STREET SUITE 1511 SACRAMENTO CA 95814 680411536 501(C)(3) 5000 GENERAL SUPPORT CENTRAL VALLEY YOUTH SYMPHONY ASSOCIATION PO BOX 690276 STOCKTON CA 95201 680392876 501(C)(3) 5555 GENERAL SUPPORT CHILD ABUSE PREVENTION COUNCIL PO BOX 1257 STOCKTON CA 95201 942497046 501(C)(3) 17245 GENERAL SUPPORT CHILDREN'S HOME OF STOCKTON 430 N PILGRIM STREET STOCKTON CA 95205 940382320 501(C)(3) 9045 GENERAL SUPPORT CHILDREN'S HOSPITAL & RESEARCH CENTER AT OAKLAND 747 52ND STREET OAKLAND CA 94609 940382330 501(C)(3) 5000 GENERAL SUPPORT CHILDREN'S MUSEUM 402 W WEBER AVE STOCKTON CA 95203 680224599 501(C)(3) 5505 GENERAL SUPPORT CITY OF STOCKTON 425 N EL DORADO STREET CITY HALL STOCKTON CA 95202 946000436 501(C)(3) 21800 GENERAL SUPPORT DAMERON HOSPITAL FOUNDATION 525 W ACACIA ST STOCKTON CA 95203 942811364 501(C)(3) 13913 GENERAL SUPPORT DELTA HUMANE SOCIETY 4590 S HIGHWAY 99 STOCKTON CA 95215 941643496 501(C)(3) 8955 GENERAL SUPPORT DISABLED AMERICAN VETERANS CHARITIES 10100 TRINITY PARKWAY SUITE 310 STOCKTON CA 95219 310263158 501(C)(3) 11385 GENERAL SUPPORT EMERGENCY FOOD BANK 7 W SCOTTS AVE STOCKTON CA 95203 680002165 501(C)(3) 15295 GENERAL SUPPORT FIRST TEE OF SAN JOAQUIN PO BOX 77919 STOCKTON CA 95267 680460495 501(C)(3) 11565 GENERAL SUPPORT GOODWILL INDUSTRIES OF SJV 129 S GRANT ST STOCKTON CA 95202 941366601 501(C)(3) 23205 GENERAL SUPPORT HABITAT FOR HUMANITY 4933 W LANE STOCKTON CA 95212 680293903 501(C)(3) 7855 GENERAL SUPPORT HAVEN OF PEACE PO BOX 724 STOCKTON CA 95201 941505847 501(C)(3) 9585 GENERAL SUPPORT HEARTS OF HARVEST FOUNDATION 793 SOUTH TRACY BLVD 149 TRACY CA 95376 680527439 501(C)(3) 8240 GENERAL SUPPORT HOSPICE OF SAN JOAQUIN 3888 PACIFIC AVE STOCKTON CA 95204 942777980 501(C)(3) 12695 GENERAL SUPPORT LODI COMMUNITY FOUNDATION PO BOX 2278 LODI CA 95241 942891517 501(C)(3) 14000 GENERAL SUPPORT LOEL FOUNDATION 105 S WASHINGTON ST LODI CA 95240 942412399 501(C)(3) 5250 GENERAL SUPPORT LOEL SENIOR CENTER 105 SOUTH WASHINGTON STREET LODI CA 95240 942412399 501(C)(3) 10175 GENERAL SUPPORT MAKE-A-WISH FOUNDATION 2800 CLUB CENTER DRIVE SACRAMENTO CA 95835 860481941 501(C)(3) 20035 GENERAL SUPPORT MARY GRAHAM CHILDREN'S SHELTER FOUNDATION PO BOX 96 FRENCH CAMP CA 95231 943377000 501(C)(3) 17155 GENERAL SUPPORT MC HENRY HOUSE FOR THE HOMELESS 757 A STREET TRACY CA 95376 680123612 501(C)(3) 10565 GENERAL SUPPORT PIXIE WOODS INC 641S HAM LANE LODI CA 95242 942711785 501(C)(3) 8055 GENERAL SUPPORT SAHAITA 3781 MONTE SERENO TERRACE FREMONT CA 94539 421659410 501(C)(3) 5000 GENERAL SUPPORT SALVATION ARMY HOPE HARBOR PO BOX 1388 LODI CA 95241 941156347 501(C)(3) 6739 GENERAL SUPPORT SCOTTISH RITE CHILDHOOD LANGUAGE DISORDERS PO BOX 4236 STOCKTON CA 95204 940902815 501(C)(3) 6225 GENERAL SUPPORT SJCOEE FOUNDATION PO BOX 213030 STOCKTON CA 95213 680342748 501(C)(3) 8200 GENERAL SUPPORT ST JOSEPH'S FOUNDATION OF SAN JOAQUIN 1800 N CALIFORNIA STREET STOCKTON CA 95204 510432777 501(C)(3) 43450 GENERAL SUPPORT ST MARY'S DINING ROOM 545 W SONORA ST STOCKTON CA 95203 942687280 501(C)(3) 63640 GENERAL SUPPORT STOCKTON POLICE FOUNDATION 22 E MARKET ST STOCKTON CA 95202 461463274 501(C)(3) 40950 GENERAL SUPPORT STOCKTON SHELTER FOR THE HOMELESS PO BOX 4803 STOCKTON CA 95204 680095693 501(C)(3) 5000 GENERAL SUPPORT TIGER AQUATICS BOOSTERS CLUB PO BOX 4667 STOCKTON CA 95204 680165522 501(C)(3) 25275 GENERAL SUPPORT UC BERKELEY FOUNDATION 2080 ADDISON STREET BERKELEY CA 94720 946090626 501(C)(3) 5000 GENERAL SUPPORT UNITED WAY OF SAN JOAQUIN COUNTY PO BOX 1585 STOCKTON CA 95201 941279805 501(C)(3) 5535 GENERAL SUPPORT UOP 3601 PACIFIC AVE STOCKTON CA 95211 941156266 501(C)(3) 36500 GENERAL SUPPORT VILLAGE HOPECORE INTERNATIONAL 10100 TRINITY PARKWAY SUITE 310 STOCKTON CA 95219 953841347 501(C)(3) 10000 GENERAL SUPPORT YMCA OF SAN JOAQUIN COUNTY 2105 W MARCH LANE SUITE 1 STOCKTON CA 95207 941156319 501(C)(3) 36785 GENERAL SUPPORT TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 943213100 501(C)(3) 250755 GENERAL SUPPORT X RAFFLE PRIZES 14 22318 FMV X ADV. & PRINT 1 7024 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE CEO AND CONTROLLER RECEIVE A DRAFT OF THE 990 FOR REVIEW. ONCE THEIR COMMENTS AND CHANGES HAVE BEEN ADDRESSED, A REVISED DRAFT OF THE 990 IS FORWARDED TO ALL BOARD MEMBERS, VIA EMAIL, FOR THEIR REVIEW AND COMMENT. THE FINAL VERSION OF THE 990 IS PROVIDED TO THE BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE ORGANIZATION'S GOVERNING BOARD AND ALL KEY EMPLOYEES ARE OBLIGATED TO DISCLOSE AND ELIMINATE (IF NECESSARY) ANY POTENTIAL OR ACTUAL DUALITY OF INTEREST OR CONFLICT OF INTEREST BY SIGNING A POLICY UPON JOINING THE BOARD OR UPON THEIR DATE OF HIRE. EACH POLICY IS UPDATED AT AN ANNUAL BOARD MEETING OR ON THE EMPLOYEE'S ANNIVERSARY DATE. IN THE CASE OF SUCH CONFLICTS OR THE APPEARANCE OF A CONFLICT, THE INDIVIDUAL CONCERNED IS EXPECTED TO DISCLOSE THE CONFLICT PRIOR TO MAKING ANY DECISIONS. ONCE DISCLOSURE HAS BEEN MADE, REMAINING BOARD OR COMMITTEE/TASK FORCE MEMBERS WILL DETERMINE WHETHER OR NOT THERE IS A POTENTIAL CONFLICT OF INTEREST. IF SO, THE MEMBER INVOLVED SHALL ABSTAIN FROM VOTING AND SHALL NOT PARTICIPATE IN THE DISCUSSION OF THE BUSINESS ITEM OTHER THAN TO ANSWER SPECIFIC QUESTIONS THAT MAY BE RAISED BY OTHER MEMBERS. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION DECISIONS TAKE INTO ACCOUNT THE ORGANIZATION'S POLICIES, TERMS OF THE CHIEF EXECUTIVE'S CONTRACT, MARKET BASED BENCHMARKING DATA, SPECIFIC PERFORMANCE METRICS, AND THE OUTCOMES OF THE ANNUAL EVALUATION. THE CEO COMPENSATION IS APPROVED BY THE EXECUTIVE COMMITTEE AND RATIFIED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. COMMUNITY FOUNDATION OF SAN JOAQUIN LLC 6735 HERNDON PLACE SUITE B STOCKTON CA 95219 261476916 HOLDING DONATED REAL ESTATE/PROPERTY CA 0 3104 COMMUNITY FOUNDATION OF SAN JOAQUIN INC