2017-11-15T13:28:11-06:00 2016-12-31 BKD LLP 1201 Walnut Suite 1700 Kansas City MO 641062246 990 2016-01-01 274967732 CHARLES KOCH INSTITUTE % ROBERT HEATON CHAR 7038751658 1320 N COURTHOUSE ROAD STE 500 ARLINGTON VA 22201 ROBERT HEATON TREASURER 7038751658 2017-11-15 true Michael J Engle P00482834 8162216300 167.68.126.162 43372220173195000033 2017-11-15 P 60B107EC4821460DA499CE214EC088A36685104E 60B107EC4821460DA499CE214EC088A36685104E 2016 2017-02-10 21:41:12Z BRIAN HOOKS 1320 N COURTHOUSE ROAD STE 500 ARLINGTON VA 22201 16998220 false X WWW.CHARLESKOCHINSTITUTE.ORG X 2011 DE INSPIRED BY A RECOGNITION THAT FREE PEOPLE ARE CAPABLE OF EXTRAORDINARY THINGS, THE CHARLES KOCH INSTITUTE SUPPORTS EDUCATIONAL PROGRAMS AND DIALOGUE TO (SEE SCHEDULE O) 6 2 232 0 1641662 1377987 0 15106000 0 0 9388796 1829348 21851 62872 9410647 16998220 1299555 1212613 0 0 11618750 15162878 0 0 0 8484600 9477115 21402905 25852606 -11992258 -8854386 271684160 304586518 2101502 6213908 269582658 298372610 X SEE SCHEDULE O false false 19450507 1212613 0 EDUCATE STUDENTS IN A CLASSROOM SETTING ABOUT HOW FREE SOCIETIES ENABLE WELL-BEING 19450507 true true false true false false false false false false true true false false false false false true true false false false false false false false false true true true false false false false false false false true false false false false true true true false false false true 178 0 true 232 true true true false false false false false false false false false X 6 2 true false false false false false false true false false false false true true true true true true true false WI X X ROBERT HEATON 7038751658 1320 N COURTHOUSE RD STE 500 ARLINGTON VA 22201 BRIAN HOOKS PRESIDENT 39.0 11.0 X X 742383 0 39949 CHARLES CHASE KOCH DIRECTOR 1.0 0.0 X 0 0 0 CHARLES G KOCH CHAIRMAN 1.0 1.0 X 0 0 0 ELIZABETH B KOCH DIRECTOR 1.0 1.0 X 0 0 0 RICHARD FINK VICE CHAIRMAN 1.0 2.0 X 0 0 0 DALE GIBBENS EXECUTIVE VICE PRESIDENT 1.0 1.0 X X 0 0 0 ARIANNE MASSEY VICE PRESIDENT, TALENT DEV. 20.0 0.0 X 0 0 0 BRIAN MENKES SECRETARY 1.0 2.0 X 0 0 0 ROBERT HEATON TREASURER (INCOMING) 1.0 2.0 X 0 0 0 WILLIAM RUGER VICE PRESIDENT-RESEARCH/POLICY 49.0 1.0 X 314139 0 31568 KATEY ROBERTS VICE PRESIDENT- CHIEF OF STAFF 50.0 0.0 X 250018 0 15500 ALISON WINTERS MANAGING DIR.-RESEARCH/POLICY 50.0 0.0 X 217226 0 27333 DEREK JOHNSON DIRECTOR-EDUC. 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ADDRESS: 1320 N COURTHOUSE RD, STE 220, ARLINGTON, VA 22201 LOBBYING EXPENSES: NONE TOTAL EXPENSES: $7,203,539 TOTAL EXPENSES: $7,203,539 67500 67500 0 0 DOMESTIC PASSIVE INV. PTNRSHIP 254576764 F 254576764 SCHEDULE D, PART X, LINE 2 MANAGEMENT HAS EVALUATED THE INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. true true true true true true false false false false false false false false false false false true SCHEDULE E, PART I, LINE 3 THE ORGANIZATION HAS PUBLISHED ITS RACIAL NONDISCRIMINATORY POLICY IN THE WASHINGTON TIMES. SCHEDULE E, PART I, LINE 4D THE ORGANIZATION DOES NOT SOLICIT CONTRIBUTIONS. true Institute for Humane Studies 3301 N Fairfax Drive Suite 400 Arlington VA 22201 941623852 501(c)(3) 84720 Education Cato Institute 1000 Massachusetts Avenue NW Washington DC 20001 237432162 501(c)(3) 42909 Education Americans for Prosperity Foundation 1310 N Courthouse RD Ste 700 Arlington VA 22201 521527294 501(c)(3) 40840 Education Georgia Public Policy Foundation 3200 Cobb Galleria Parkway Suite 214 Atlanta GA 30339 581943161 501(c)(3) 37884 Education American Legislative Exchange Council 2900 Crystal Dr Suite 600 Arlington VA 22202 520140979 501(c)(3) 28000 Education Strata 255 S Main St Suite 100 Logan UT 84321 455339959 501(C)(3) 27225 Education Bill of Rights Institute 200 N Glebe Rd Suite 200 Arlington VA 22203 480891418 501(c)(3) 26000 Education Institute for Energy Research 1155 15th Street NW Suite 900 Washington DC 20005 760149778 501(c)(3) 23272 Education Illinois Policy Insitute 190 S Lasalle St Suite 1630 Chicago IL 60603 412057028 501(c)(3) 22500 Education Atlas Network 1201 L Street NW Floor 2 Washington DC 20005 942763845 501(c)(3) 21000 Education Reason Foundation 3415 S Sepulveda Blvd Suite 400 Los Angeles CA 90034 953298239 501(c)(3) 21000 Education Moving Picture Institute 375 Greenwich Street New York NY 10013 203237801 501(c)(3) 19079 Education Students for Liberty 1101 17th Street NW Suite 810 Washington DC 20036 943435899 501(c)(3) 16136 Education Rio Grande Foundation PO Box 40336 Albuquerque NM 87196 850468446 501(c)(3) 15000 Education Texas Public Policy Foundation 900 Congress Ave Suite 400 Austin TX 78701 742524057 501(c)(3) 15000 Education Institute for Justice 901 N Glebe Road Suite 900 Arlington VA 22203 521744337 501(c)(3) 13000 Education American Council of Trustees and Alumni 1726 M Street NW Suite 802 Washington DC 20036 521870003 501(c)(3) 12545 Education Acton Institute 98 E Fulton St Grand Rapids MI 49503 382926822 501(c)(3) 12500 Education Center for Competitive Politics 124 South West Street Suite 201 Alexandria VA 22314 203676886 501(c)(3) 12000 Education Daily Caller News Foundation 1050 17th St NW Suite 900 Washington DC 20036 452922471 501(c)(3) 12000 Education TechFreedom 110 Maryland Ave NE Suite 407 Washington DC 20002 273567814 501(c)(3) 12000 Education Victims of Communism Memorial Foundation 300 New Jersey Avenue NW Suite 900 Washington DC 20001 521920858 501(c)(3) 12000 Education Compact for America Educational Foundation 2323 Clear Lake City Blvd Ste 180-190 Houston TX 77062 465469141 501(c)(3) 10000 Education Independent Institute 100 Swan Way Oakland CA 94621 943008370 501(c)(3) 10000 Education James Madison Institute 100 North Duval Street Tallahassee FL 32301 592811908 501(c)(3) 10000 Education Manhattan Institute for Policy Research 52 Vanderbilt Avenue 3rd Floor New York NY 10017 132912529 501(c)(3) 9000 Education America's Future Foundation 1513 16th Street NW Washington DC 20036 521928321 501(c)(3) 8000 Education Institute to Reduce Spending Inc 919 Prince Street Alexandria VA 22314 611701005 501(c)(3) 8000 Education Leadership Institute 1101 North Highland Street Arlington VA 22201 510235174 501(c)(3) 8000 Education National Taxpayers Union Foundation 108 North Alfred Street Alexandria VA 22314 521122683 501(c)(3) 8000 Education State Policy Network 1655 North Fort Meyer Drive Arlington VA 22209 570952531 501(c)(3) 8000 Education Barry Goldwater Institute for Public Policy Resear 500 E Coronado Rd Phoenix AZ 85004 860597661 501(c)(3) 7500 Education Foundation for Economic Education 1819 Peachtree Road NE Suite 300 Atlanta GA 30309 136006960 501(c)(3) 7500 Education The John K MacIver Institute for Public Policy 44 E Mifflin St Ste 201 Madison WI 53703 262639114 501(c)(3) 7500 Education Commonwealth Foundation for Public Policy Alternat 225 State Street Suite 302 Harrisburg PA 17101 232473845 501(c)(3) 7368 Education 35 EDUCATIONAL PROGRAMS 386 419962 SCHEDULE I, PART I, LINE 2 THE ORGANIZATION PROVIDED GRANTS TO THE ABOVE-MENTIONED ENTITIES TO ENABLE INDIVIDUALS WORKING AT THE GRANTEES TO ATTEND THE ORGANIZATION'S CLASSROOM EDUCATIONAL PROGRAMS AS STUDENTS. THE GRANT AWARD LETTERS PROHIBIT THE GRANTEE FROM USING THE GRANT FUNDS FOR LOBBYING AND POLITICAL PURPOSES, AND MAY REQUIRE THE GRANTEE TO FURNISH A REPORT TO THE ORGANIZATION DESCRIBING THE CHARITABLE AND EDUCATIONAL ACTIVITIES IN CONNECTION WITH THE ORGANIZATION'S EDUCATIONAL PROGRAMS FULFILLED BY THE USE OF GRANT FUNDS. X true true X X false false false false false false false true false BRIAN HOOKS PRESIDENT 242383 0 500000 0 0 0 15900 0 24049 0 782332 0 WILLIAM RUGER VICE PRESIDENT-RESEARCH/POLICY 249139 0 65000 0 0 0 15435 0 16133 0 345707 0 KATEY ROBERTS VICE PRESIDENT- CHIEF OF STAFF 150018 0 100000 0 0 0 15000 0 500 0 265518 0 ALISON WINTERS MANAGING DIR.-RESEARCH/POLICY 197226 0 20000 0 0 0 11200 0 16133 0 244559 0 DEREK JOHNSON DIRECTOR-EDUC. DEVELOPMENT 135905 0 60000 0 0 0 11800 0 7157 0 214862 0 VIKRANT REDDY SENIOR RESEARCH FELLOW 175000 0 22500 0 0 0 10100 0 483 0 208083 0 TONYA MULLINS DIRECTOR-COMMUNICATIONS & MKTG 141720 0 30000 0 0 0 8338 0 16133 0 196191 0 SCHEDULE J, PART I, LINE 1A THE ORGANIZATION PAID $52 PER MONTH IN SOCIAL CLUB DUES FOR AN EMPLOYEE SO THE ORGANIZATION COULD USE THE CLUB FOR EVENTS. THE DUES WERE NOT TREATED AS TAXABLE COMPENSATION BECAUSE THE CLUB IS USED EXCLUSIVELY BY THE ORGANIZATION FOR EVENTS, AND THE EMPLOYEE DOES NOT USE THE CLUB. SCHEDULE J, PART I, LINE 7 INCENTIVE COMPENSATION IS BASED ON EXTRAORDINARY EFFORTS AND SERVICES PROVIDED TO THE ORGANIZATION, NOT BASED ON FINANCIAL RESULTS OF THE INSTITUTE. SEE SCHEDULE L PART V SCHEDULE L, PART IV, LINE 1 A. 1888 MANAGEMENT LLC B. CHARLES G. KOCH IS A DIRECTOR OF CKI AND 1888 MANAGEMENT LLC IS A 35% CONTROLLED ENTITY. C. $423,852 D. INVESTEMENT MANAGEMENT FEES E. NO FORM 990, PART I, LINE 1 ADVANCE THESE PRINCIPLES, CHALLENGE CONVENTION, AND ELIMINATE BARRIERS THAT STIFLE CREATIVITY AND PROGRESS. FORM 990, PART III, LINE 1 INSPIRED BY A RECOGNITION THAT FREE PEOPLE ARE CAPABLE OF EXTRAORDINARY THINGS, THE CHARLES KOCH INSTITUTE SUPPORTS EDUCATIONAL PROGRAMS AND DIALOGUE TO ADVANCE THESE PRINCIPLES, CHALLENGE CONVENTION, AND ELIMINATE BARRIERS THAT STIFLE CREATIVITY AND PROGRESS. FORM 990, PART VI, SECTION A, LINE 2 CHARLES G. KOCH, ELIZABETH B. KOCH AND CHARLES CHASE KOCH HAVE A FAMILY RELATIONSHIP. VARIOUS OFFICERS AND DIRECTORS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO SUCH COMMITTEES. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE INSTITUTE'S FORM 990 WAS SENT TO AND REVIEWED BY THE INSTITUTE'S TREASURER AND SECRETARY, AND BY THE INSTITUTE'S AUDIT AND FINANCE COMMITTEE. IF TIME ALLOWS, THE FORM 990 AND ALL REQUIRED SCHEDULES WILL BE PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C IN SUMMARY, THE INSTITUTE'S CONFLICT OF INTEREST POLICY COVERS PROPOSED TRANSACTIONS WHERE INTERESTED PERSONS (I.E., BOARD MEMBERS AND OFFICERS) MAY HAVE A FINANCIAL INTEREST IN A TRANSACTION BEING CONSIDERED BY THE BOARD OF DIRECTORS OR A COMMITTEE THEREOF. THE BOARD OR COMMITTEE THEREOF HAS VARIOUS OPTIONS TO ADDRESS THE PROPOSED TRANSACTION AND WHETHER IT PRESENTS A CONFLICT OF INTEREST, INCLUDING EVALUATING THE FAIRNESS OF THE TRANSACTION, WHETHER TO APPOINT A DISINTERESTED PERSON(S) OR COMMITTEE TO EVALUATE THE TRANSACTION, CONSULTING LEGAL COUNSEL, ETC. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT'S COMPENSATION WAS DETERMINED AND APPROVED BY THE BOARD OF DIRECTORS BASED ON COMPARABLE AMOUNTS PAID BY COMPARABLE ORGANIZATIONS FOR COMPARABLE SERVICES. FORM 990, PART VI, SECTION B, LINE 15B WITH RESPECT TO COMPENSATION FOR THE ORGANIZATION'S OFFICERS, OTHER THAN THE PRESIDENT, FOR THE 2016 YEAR THE PRESIDENT AND HUMAN RESOURCES DIRECTOR DETERMINED THE COMPENSATION LEVELS AND THOSE INDIVIDUALS WERE COMPENSATED BASED ON COMPARABLE AMOUNTS PAID BY COMPARABLE ORGANIZATIONS FOR COMPARABLE SERVICES. ALL COMPENSATION AMOUNTS ARE PROVIDED TO AND REVEIWED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE INSTITUTE MAKES DOCUMENTS AVAILABLE IN ACCORDANCE WITH IRS RULES. FORM 990, PART XII, LINE 2C THE ORGANIZATION FORMED AN AUDIT AND FINANCE COMMITTEE IN 2016. 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