2017-11-15T10:07:15-06:00 2016-12-31 132781641 Mitchell & Titus LLP One Battery Park Plaza New York NY 10004 990 2016-01-01 133586432 EAST-WEST MANAGEMENT INSTITUTE INC EAST 2128437660 575 Madison Avenue 25th FL New York NY 10022 Adrian B Hewryk PRESIDENT 2128437660 2017-11-15 1 Frederick E Davis Jr P00446023 2127094500 144.121.106.186 2017-11-15 10:06:18 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 50B1289A4FFA0A981C7CEE1BC54D203163138DE2 2016 2017-02-10 21:41:12Z Adrian B Hewryk 575 Madison Avenue 25th FL New York NY 10022 12222169 0 X www.ewmi.org X 1988 NY SEE Schedule O 4 4 22 10 0 0 11292983 12222520 1177 0 147 222 18 -573 11294325 12222169 3835801 4583759 0 0 4551032 4876292 0 0 0 2623326 3126751 11010159 12586802 284166 -364633 2474310 2477413 743378 1111114 1730932 1366299 X THE EAST-WEST MANAGEMENT INSTITUTE, INC. (EWMI) PROMOTES AND FOSTERS DEMOCRACY AND ECONOMIC DEVELOPMENT THROUGHOUT THE WORLD BY VARIOUS MEANS, INCLUDING, BUT NOT LIMITED TO, COOPERATIVE AND OTHER PROJECTS AND ACTIVITIES WITH GOVERNMENTS AND NON-GOVERNMENTAL ORGANIZATIONS ("NGOS"); GRANTS, AND SEMINARS, CONFERENCES, WORKSHOPS AND OTHER EDUCATIONAL PROGRAMS. 0 0 3250885 1380012 0 Azerbaijan SEDA-Program 3018In Azerbaijan, EWMI implements the Socio-Economic Development Activity (SEDA), a project funded by the United States Agency for International Development (USAID) and co-financed by the Government of Azerbaijan (GoAJ). SEDA contributes to the advancement of socio-economic development at the regional level in Azerbaijan by providing support for community-driven socio-economic projects (CSEPs) and strengthening stakeholder participation in setting priorities for socio-economic strategies and programs in three regions of Azerbaijan. In April 2016, EWMI was awarded a no costs extension for SEDA to implement activities under its Core Component: Supporting Community Socio-economic Projects. During 2016:- SEDA conducted and assisted 628 mobilization interventions in 110 communities in Azerbaijan. 4,783 community members participated in Community Development Councils elections and re-elections (3,062 men and 1,721 women, of which 533 were youth, 70 were IDPs, and 686 represented local authorities) and these elections in 14 new communities brought to 1,084 the number of community members that voluntarily serve as members of 110 SEDA-supported CDCs.- With strong support from target communities, municipalities, and Executive Committee authorities, SEDA completed 30 CSEPs.- SEDA held the second Annual National Community Development Conference on 13 May 2016 in Ganja. This conference brought together 157 participants, including representatives of CDCs from 85 communities, as well as representatives of MoE regional offices, ExComs, USAID, organizations specialized in community development projects, and donors.- In Component Two, under the grant to Social Progress Public Union (SPPU), SEDA along with CSSN organized training sessions on the Application of Legal Changes in Reporting by Non-governmental Organizations (NGO) and Increasing Capacities in Using E-services in Guba, Shirvan and Ganja. 75 people (52 men, 23 women, and 28 youth) representing 34 NGOs benefited from the training. SEDA also supported 4 Learning Circle activities in all SEDA targeted regions for 78 participants (51 men, 27 women) representing 43 CSOs.- SEDA, through SPPU and in close cooperation with CSSN, conducted 14 training sessions for potential members of the Pubic Council election commissions on the process of establishing the Public Councils in 14 SEDAtargeted rayons. 438 people (355 men, 83 women, of which 57 youth) participated in these workshops. SEDA also provided technical assistance to ExComs member and potential candidates for Public Councils in 12 rayons.- In September 2016, SEDA organized an exchange visit to Spain CSSN and Azerbaijani CSOs leaders to learn about best practices in government CSO relations and the role of CSOs in ensuring the widest public participation at various levels of government decision-making.- In Component Three, SEDA's implementing partner, the International Center for Non-profit Law (ICNL), conducted a comprehensive survey "The Legal Regulation of Activities of Non-Governmental Organizations in Azerbaijan" of 102 CSOs in Azerbaijan and submitted the final report to CSSN. The survey's recommendations will help CSOs to carry out their activity in compliance with the legislation and to pass relevant inspections without any obstacles. 2006477 1074117 0 Kyrgyzstan CGP-Program 3021The Collaborative Governance Program (CGP), funded by the United States Agency for International Development (USAID), is a five-year project that works to foster effective collaboration between civil society, the private sector, and the Government of the Kyrgyz Republic (GoKR), resulting in a more responsible and accountable government, improved delivery of social services to citizens, and a more credible and sustainable civil society. CGP supports the GoKR's efforts to increase civil society participation in service delivery through social procurement mechanisms and works to strengthen civil society's ability to shape public policy, enhance government transparency and outreach to citizens, as well as expand civic engagement and advocacy efforts.To improve the capacity of local civil society organizations (CSOs), CGP has developed a process that includes an initial voluntary profiling of CSOs, followed by a diagnostic review of interested CSOs that reveals their individual strengths and weaknesses. CSOs that complete this process receive organizational health reports and capacity strengthening plans. By the end of 2016, 583 organizations had completed the profiling process and 279 had undergone the diagnostic process. CGP offered a series of organization development seminars to CSOs that completed the diagnostic process. CGP has also introduced non-profit management (NPM) education to 11 Kyrgyz universities, in an effort to develop and build the skills of the next generation of civil society leaders. By the end of 2016, CGP had introduced four new NPM courses that were delivered to over 1,300 students at the participating universities. EWMI had also established Nonprofit Management Resource Centers at four Kyrgyz universities by the end of 2016. 1662398 627992 0 PROMOTING RULE OF LAW IN GEORGIA (PROLOG) - 2016 - funded by USAID, is organized around the following four sets of objectives: 1) strengthening legal framework; 2) improving management of justice system institutions; 3) enhancing skills and knowledge of legal professionals; and 4) improving access to justice for marginalized groups. During first three quarters of FY2017, PROLoG provided trainings for 1,130 students, lawyers, judges, and court personnel. PROLoG also supported seven NGOs through grants to help them deliver strategic legal aid to the country's most marginalized citizens. During first three quarters of FY2017, 14,238 individuals received legal advice or representation from these NGOs through PROLoG funding, and up to 1600 cases were litigated through the Georgian justice system and the European Court of Human Rights. PROLoG helped enhance the knowledge and skills of Georgian legal professionals in the area of human rights and rights of marginalized groups, training total of 200 lawyers, judges and court personnel during first three quarters of FY2017. PROLoG is also supporting improved teaching and knowledge of human rights at Georgian law schools, and is funding one "Gender and the Law Chair," two "Human Rights Chairs, and one "Legal Ethics Chair" at four Georgian law schools. The Chairs will develop Master's and Bachelor's-level model courses in human rights and legal ethics, and conduct workshops to share their experience with other Georgian professors and improve the quality of human rights and legal ethics teaching and writing at law schools in Georgia. PROLoG supported implementation of three grants and campaigns by local NGOs and the Coalition for Independent and Transparent Judiciary to promote greater independence of the judiciary, and greater fairness and transparency of the courts. The Coalition embarked on a diverse set of activities to advocate in support of reforms related to the key problematic areas of the court system, such as judicial selection and appointment, case assignment, and the judicial disciplinary process. 3848464 1321785 0 ACCESS - Georgia (USAID) expense $1,409,017, including grants of $985,129.Court Performance Albania expense $ 742,526, including grants of $11,432.Cambodia Civil Society Strengthening Project expense $334,421, including grants of $5,385.Sri Lanka Anti Corruption DRL expense $245,948, including grants of $14,395.Macedonia ACE expense $196,978.ODI - MRLG grant (year 2015) expense $127,169.Pakistan Bioethics State Dept expense $109,737.PTP - funded by Ford (year 2015) expense $91,121, including grants of $30,000.ODI - MacArthur (year 2015) expense $84,784, including grants of $1,036.Partner Legacy Support Program (PLSP) expense $79,984, including grants of $79,984.Supporting Forests in Cambodia expense $75,642, including grants of $52,150.ODC - funded by OSF (year 2016) expense $56,217, including grants of $56,217.ProRights in Vietnam (DOS - DRL) expense $53,535.ODC - funded by Spider (year 2016) expense $48,481, including grants of $48,481.PTP - funded by Mott (year 2015) expense $31,358, including grants of $5,000.Mekong Partnership for Environment expense $31,338.Burma Partners Asia Fund expense $29,332.Civil Society Organizations Strengthening Project expense $24,352, including grants of $(3,741).Making all Voices Count-Liberia expense $21,983, including grants of $12,000.ODI - funded by Land Portal (year 2015) expense $14,496.ODC - funded by AJWS (year 2016) expense $14,097, including grants of $14,097.CSO Strengthening in Kyrgyztan II (State) expense $13,044.ODC - funded by AJWS (year 2015) expense $5,437, including grants of $5,437.ODC - funded by OSF (year 2015) expense $4,781, including grants of $4,781.ODI - funded by WRI (year 2015) expense $2,577.Ecuador Justice Project expense $109. 3848464 1321785 0 10768224 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 X 36 0 1 22 1 0 1 AL CB MK GG AJ KG 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NY X X ADRIAN B HEWRYK 2128437660 575 Madison Avenue 25th floor New York NY 10022 SCOTT MICHELLE DIRECTOR 1.00 0.00 X 0 0 0 THAMI ROBERTA DIRECTOR 1.00 0.00 X 0 0 0 MCGILL EUGENIA DIRECTOR 1.00 0.00 X 0 0 0 VICKERS GEORGE DIRECTOR 1.00 0.00 X 0 0 0 Hewryk Adrian President 46.00 0.00 X 181680 0 9060 Tritt Rachel Exe. Vice President 48.00 0.00 X 159013 0 24633 Dietrich Mark VICE PRESIDENT 45.00 0.00 X 146975 0 17219 Madigan Timothy CHIEF OF PARTY 40.00 0.00 X 258730 0 40374 Grubb Mark CHIEF OF PARTY 41.00 0.00 X 222733 0 34002 Boname John CHIEF OF PARTY 43.00 0.00 X 189606 0 38198 Mansfield Nicolas DIRECTOR OF LEGAL PROGRAMS 41.00 0.00 X 147897 0 37540 Hewryk Roman Director of Operations/Compliance 40.00 0.00 X 133263 0 23252 Weinstein Neil Deputy Chief of Party 40.00 0.00 X 137798 0 27403 Fico Delina Director of Civil Society Programs 40.00 0.00 X 114833 0 17451 Anne Trice CHIEF OF PARTY 43.00 0.00 X 145170 0 11971 1837698 0 281103 13 0 1 0 0 11851925 370595 12222520 222 222 Currency Exchange gain/loss 900099 -573 -573 -573 12222169 -573 0 222 288169 288169 4295590 4295590 483380 97583 385797 3587502 3002430 585072 107716 60853 46863 540644 404012 136632 157050 88647 68403 26085 9265 16820 68574 68574 1042066 945966 96100 254284 189083 65201 406199 236004 170195 269346 214586 54760 268355 264724 3631 8442 8442 1563 1563 72044 17383 54661 Subcontracts 339837 339837 Overseas Allowance 203576 202429 1147 Noncapitalized Equipmen 84221 73695 10526 Drivers' Services Exp 26513 26513 55646 11455 44191 12586802 10768224 1818578 0 254964 460230 14218 16940 2006840 1776338 124141 138993 7819 7819 1563 0 72584 84912 2474310 2477413 436644 543053 56734 68061 250000 500000 743378 1111114 X 1078646 1010333 652286 355966 1730932 1366299 2474310 2477413 -364633 0 X 0 1 X 1 1 1 X 20036916 20867128 18123432 11292983 12222520 82542979 20036916 20867128 18123432 11292983 12222520 82542979 82542979 256 225 244 147 222 1094 21346 7850 -1956 18 -573 26685 82570758 95498 0.99970 0.99940 X Schedule A, Part II, Line 10, Explanation of Other Income: CURRENCY EXCHANGE GAIN/LOSS - 2012 Amount: $ 21,162. 2013 Amount: $ 5,403. 2014 Amount: $ -2,100. 2015 Amount: $ 18. 2016 Amount: $ -573. Other misc revenue - 2012 Amount: $ 184. 2013 Amount: $ 2,447. 2014 Amount: $ 144. 2015 Amount: $ 0. 2016 Amount: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7819 7819 0 0 X 12430961 208792 208792 12222169 0 12222169 12795594 208792 208792 12586802 0 12586802 Part X, Line 2: Management evaluated the Institute's tax positions and concluded that, as of December 31, 2016, there were no uncertain tax positions taken or are expected to be taken. Accordingly, no interest or penalties related to uncertain tax positions have been accrued in the accompanying financial statements. 0 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, GRANTMAKING 278244 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, 1 12 PROGRAM SERVICES 746651 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium GRANTMAKING 47183 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 2 18 PROGRAM SERVICES 742541 Russia and Neighboring States - Armenia, Azerbijan, Belarus, GRANTMAKING 3921346 Russia and Neighboring States - Armenia, Azerbijan, Belarus, 4 128 PROGRAM SERVICES 3763606 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, PROGRAM SERVICES 98769 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina Faso, GRANTMAKING 14369 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina Faso, PROGRAM SERVICES 4881 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, GRANTMAKING 29573 7 158 0 0 7 158 9612709 34454 9647163 Russia and Neighboring States Civil Society Development 12136 Wire or Check Russia and Neighboring States Civil Society Development 12687 Wire or Check Russia and Neighboring States Civil Society Development 30976 Wire or Check Russia and Neighboring States Civil Society Development 17378 Wire or Check Russia and Neighboring States Rule of Law 63955 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 15219 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 17160 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 14331 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 21335 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 17273 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 6111 Wire or Check Russia and Neighboring States Civil Society Development 8761 Wire or Check Russia and Neighboring States Civil Society Development 5758 Wire or Check Russia and Neighboring States Civil Society Development 28157 Wire or Check Russia and Neighboring States Rule of Law 54512 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 26831 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 16688 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 25844 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 72605 Wire or Check East Asia and the Pacific Civil Society Development 9520 Wire or Check Russia and Neighboring States Civil Society Development 20861 Wire or Check Russia and Neighboring States Civil Society Development 14905 Wire or Check Russia and Neighboring States Civil Society Development 56872 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 476521 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 132572 Wire or Check Russia and Neighboring States Civil Society Development 14215 Wire or Check Russia and Neighboring States Civil Society Development 7994 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 17709 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 52312 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 21297 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 44735 Wire or Check Europe (Including Iceland & Greenland) Civil Society Development 25205 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 24597 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 22527 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 15534 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 14276 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 10029 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 12360 Wire or Check Russia and Neighboring States Rule of Law 33716 Wire or Check Russia and Neighboring States Rule of Law 78476 Wire or Check Russia and Neighboring States Rule of Law 10094 Wire or Check Russia and Neighboring States Rule of Law 41991 Wire or Check Russia and Neighboring States Rule of Law 395424 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 13107 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 18443 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 11814 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 23880 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 25212 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 54178 Wire or Check Russia and Neighboring States Rule of Law 104914 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 18691 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 10207 Wire or Check Russia and Neighboring States Rule of Law 29510 Wire or Check Russia and Neighboring States Rule of Law 29927 Wire or Check Russia and Neighboring States Rule of Law 6202 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 17709 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 5805 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 17709 Materials, Support costs Acquisition Value Europe (Including Iceland & Greenland) Rule of Law 10018 Wire or Check Russia and Neighboring States Civil Society Development 35070 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 15243 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 23839 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 18792 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 12030 Wire or Check Russia and Neighboring States Civil Society Development 14060 Wire or Check Russia and Neighboring States Civil Society Development 33409 Wire or Check 4101 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 79797 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 9602 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 54127 Wire or Check East Asia and the Pacific Civil Society Development 58299 Wire or Check 129286 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 26867 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 5955 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 13730 Wire or Check Russia and Neighboring States Civil Society Development 25478 Wire or Check Russia and Neighboring States Civil Society Development 13911 Wire or Check Sub-Saharan Africa Rule of Law 6000 Wire or Check 6000 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 8875 Wire or Check Russia and Neighboring States Civil Society Development 5183 Wire or Check Russia and Neighboring States Civil Society Development 10017 Wire or Check Russia and Neighboring States Civil Society Development 26932 Wire or Check Russia and Neighboring States Civil Society Development 5208 Wire or Check Russia and Neighboring States Civil Society Development 5025 Wire or Check Russia and Neighboring States Civil Society Development 28452 Wire or Check Russia and Neighboring States Civil Society Development 23728 Wire or Check Russia and Neighboring States Civil Society Development 8265 Wire or Check Russia and Neighboring States Civil Society Development 5492 Wire or Check Russia and Neighboring States Civil Society Development 18168 Wire or Check Russia and Neighboring States Civil Society Development 7311 Wire or Check Russia and Neighboring States Civil Society Development 11709 Wire or Check Russia and Neighboring States Civil Society Development 28712 Wire or Check Russia and Neighboring States Civil Society Development 18375 Wire or Check 1343 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 19615 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 14336 Wire or Check Russia and Neighboring States Civil Society Development 166384 Wire or Check Russia and Neighboring States Civil Society Development 7983 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 15317 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development Wire or Check 16376 Materials, Support costs Acquisition Value Russia and Neighboring States Rule of Law 62806 Wire or Check Russia and Neighboring States Rule of Law 225568 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 17825 Materials, Support costs Acquisition Value Russia and Neighboring States Civil Society Development 129755 Wire or Check Russia and Neighboring States Civil Society Development 9550 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 18284 Materials, Support costs Acquisition Value East Asia and the Pacific Rule of Law 74000 Wire or Check Russia and Neighboring States Civil Society Development 32454 Wire or Check Russia and Neighboring States Civil Society Development Wire or Check 27309 Materials, Support costs Acquisition Value 0 106 Individual Grants South Asia 8 4875 Cash, Check or Wire Training/ Tuition/ Stipends for Participants South Asia 9 2545 Cash, Check or Wire 18655 Travel Costs Acquisition Value Participant/Trainee Costs and Participant Air Travel East Asia and the Pacific 6 150 Cash, Check or Wire 354 Travel Costs Actual cost Participant/Trainee Costs and Participant Air Travel Europe (Including Iceland & Greenland) 33 2281 Travel Costs Actual cost Participant/Trainee Costs and Participant Air Travel Russia and Neighboring States 666 7721 Cash, Check or Wire 132529 Travel Costs Actual cost Participant/Trainee Costs and Participant Air Travel South Asia 47 8373 Travel Costs Actual cost Participant/Trainee Costs and Participant Air Travel Sub-Saharan Africa 1 2369 Travel Costs Actual cost 0 0 0 0 0 0 Part I, Line 2: EAST-WEST MANAGEMENT INSTITUTE, INC. HAS A COMPREHENSIVE SET OF POLICIES AND PROCEDURES IN PLACE TO MONITOR THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES. UNDER EWMI'S LARGER PROGRAMS, EWMI MAINTAINS FIELD OFFICES THAT OVERSEE PROGRAM IMPLEMENTATION AND MONITOR THE USE OF GRANT FUNDS. ALL GRANTEES ARE REQUIRED TO SUBMIT PERIODIC NARRATIVE AND FINANCIAL REPORTS. THE FIELD OFFICE AND HEADQUARTERS' STAFF REVIEW THESE REPORTS. IN ADDITION, THE FIELD OFFICE GRANTS ADMINISTRATION STAFF PERIODICALLY CONDUCT SITE VISITS AND FINANCIAL REVIEWS OF GRANTEES. FOR LARGER GRANTS, EWMI FIELD OFFICE AND HEADQUARTERS STAFF ALSO REVIEW GRANTEE AUDIT REPORTS. 1 International Center for Not for Profit Law (ICNL) 1126 16th Street NW Suite 400 washington DC 20036 521818273 501(C)(3) 102487 Civil Society and NGO legal development in Azerbaijan and Kyrgyztan Johns Hopkins University Johns Hopkins Bloomberg School of Public Health C 615 N Wolfe Street baltimore MD 21205 520595110 501(C)(3) 65559 Nonprofit Management Education Washburn University School of Law 1700 SW College Ave topeka KS 66621 486030115 State of Kansas 69799 Legal Education in Georgia Northwestern University School of Law 375 East Chicago Avenue CHICAGO IL 60611 362167817 501(C)(3) 23707 LEGAL EDUCATION IN GEORGIA Lexis- Nexis 1150 18th Street Suite 600 washington DC 20036 521471842 n/a 21616 rule of law 4 1 Part I, Line 2: EAST-WEST MANAGEMENT INSTITUTE, INC. (EWMI) REQUIRES PERIODIC TECHNICAL AND FINANCIAL REPORTS ON THE USE OF GRANT FUNDS FROM ALL GRANTEES IN THE US. EWMI STAFF REVIEW THESE REPORTS AND FOLLOW UP WITH ANY QUESTIONS. IN ADDITION, US GRANTEES PROVIDE EWMI WITH COPIES OF THEIR AUDITED FINANCIAL STATEMENTS SUPPORTING THE FINANCIAL REPORTS SUBMITTED FOR SPECIFIC PROGRAM GRANTS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 Hewryk Adrian President 174390 0 0 0 7290 0 9060 0 0 0 190740 0 0 0 Tritt Rachel Exe. Vice President 161473 0 0 0 -2460 0 8389 0 16244 0 183646 0 0 0 Dietrich Mark VICE PRESIDENT 147517 0 0 0 -542 0 7664 0 9555 0 164194 0 0 0 Madigan Timothy CHIEF OF PARTY 168700 0 0 0 90030 0 10518 0 29856 0 299104 0 0 0 Grubb Mark CHIEF OF PARTY 168700 0 0 0 54033 0 4448 0 29554 0 256735 0 0 0 Boname John CHIEF OF PARTY 157051 0 0 0 32555 0 8342 0 29856 0 227804 0 0 0 Mansfield Nicolas DIRECTOR OF LEGAL PROGRAMS 147517 0 0 0 380 0 7684 0 29856 0 185437 0 0 0 Hewryk Roman Director of Operations/Compliance 134973 0 0 0 -1710 0 7012 0 16240 0 156515 0 0 0 Weinstein Neil Deputy Chief of Party 104857 0 0 0 32941 0 5235 0 22168 0 165201 0 0 0 Anne Trice CHIEF OF PARTY 112858 0 0 0 32312 0 2973 0 8998 0 157141 0 0 0 ROMAN HEWRYK BROTHER OF ADRIAN HEWRYK 133263 EMPLOYEE COMPENSATION 0 FORM 990, PART I, LINE 1 - THE ORGANIZATION'S MISSION WORKING IN PARTNERSHIP WITH GRASS ROOTS GROUPS, LOCAL GOVERNMENTS, INTERNATIONAL ORGANIZATIONS, EWMI COMBINES LEGAL, CIVIC AND ECONOMIC INITIATIVES TO BUILD JUST, PROSPEROUS AND DEMOCRATIC SOCIETIES. Form 990, Part VI, Section B, line 11b THE PROCESS USED BY MANAGEMENT &/OR GOVERNING BODY TO REVIEW 990 THE FORM 990 IS FIRST REVIEWED IN DETAIL BY THE CONTROLLER AND OFFICERS OF THE ORGANIZATION, INCLUDING THE PRESIDENT AND EXECUTIVE VICE PRESIDENT. ONCE THIS REVIEW IS COMPLETED, THE FORM 990 IS CIRCULATED TO THE BOARD AUDIT COMMITTEE AND ALL MEMBERS OF THE BOARD OF DIRECTORS FOR FINAL REVIEW. Form 990, Part VI, Section B, line 12c DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST AS PART OF ITS OVERALL COMPLIANCE PROGRAM, EWMI HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL EWMI DIRECTORS AND OFFICERS COMPLETED A CONFLICT OF INTEREST POLICY AFFIRMATION FOR 2015 WHICH REQUIRED DISCLOSURE OF ANY POSSIBLE CONFLICTS OF INTEREST. AT THE END OF EACH YEAR, ALL OFFICERS AND EMPLOYEES ARE ASKED TO RESPOND TO A DETAILED COMPLIANCE QUESTIONNAIRE AND IDENTIFY ANY POTENTIAL CONFLICTS OF INTEREST. AT THE END OF YEAR, EWMI'S OFFICERS PREPARE A COMPLIANCE REPORT FOR THE BOARD AND A DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, EWMI HAS OTHER POLICIES AND PROCEDURES IN PLACE WHICH ENABLES EWMI TO ENFORCE AND MONITOR COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY, INCLUDING A CODE OF CONDUCT WHICH ALL EMPLOYEES AND CONSULTANTS ARE REQUIRED TO SIGN AND A VETTING PROCESS FOR ALL AGREEMENTS WHICH REQUIRES DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST PRIOR TO ENTERING INTO AN AGREEMENT. EWMI'S EFFORTS TO ENFORCE AND MONITOR COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY WERE FURTHER STRENGTHENED IN 2009 WITH THE ESTABLISHMENT OF AN AUDIT COMMITTEE. IN 2015, EWMI'S CONFLICT OF INTEREST AND GIFT POLICY WAS REVIEWED AND REVISED BY THE BOARD OF DIRECTORS, AND AN UPDATED POLICY WAS APPROVED AS OF JULY 1, 2015. Form 990, Part VI, Section B, line 15 OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN EWMI PARTICIPATED IN THE U.S. HEADQUARTERS SALARY, BENEFITS AND HUMAN RESOURCES POLICIES REPORT UNDERTAKEN BY INSIDE NGO, AN ANNUAL SURVEY FOR U.S. HEADQUARTERS STAFF OF NGOS THAT PROVIDES COMPENSATION AND BENEFITS DATA OF OVER 100 NGO ORGANIZATIONS SIMILAR TO EWMI. EWMI'S BOARD REVIEWED THIS SURVEY TO ENSURE THAT EWMI'S SALARIES ARE WITHIN COMPARABLE RANGES WITH THOSE OF OTHER NOT-FOR-PROFITS. BASED UPON THE REVIEW THEY FOUND THAT OVERALL EWMI'S SALARIES WERE WITHIN THE PARAMETERS IDENTIFIED IN THE SURVEYS, BUT THAT EWMI OFFICER SALARIES WERE LOWER THAN THE AVERAGE SALARIES FOR COMPARABLE ORGANIZATIONS. Form 990, Part VI, Section C, line 19 AVAILability OF GOVERNMENT DOCS, CONFLICT OF INTEREST POLICY, & FINANCIAL STATEMENTS TO GENERAL PUBLIC EWMI'S AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, DONATIONS POLICY, WHISTLEBLOWER POLICY AND LETTER OF NON PROFIT STATUS ARE MADE PUBLICLY AVAILABLE ON EWMI'S WEBSITE AND CAN BE FOUND IN THE ABOUT US SECTION AT:HTTP://WWW.EWMI.ORG/NONPROFITFINSTMTS