2017-11-15T08:22:44-06:00 2017-06-30 351509921 Swartz Retson & Co PC 235 E 86th Avenue Merrillville IN 46410 990 2016-07-01 132890752 Council for Adult and Experiential Learning COUN 3124992600 55 East Monroe No 2710 Chicago IL 60603 Pamela Tate CEO 3124492600 2017-11-13 1 Richard A Young P00367526 2197693616 75.145.162.213 2017-11-13 14:11:08 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 72ED527D8EFFC1D93CEE6E8F9596E4FA2157AAB5 2016 2017-02-10 21:41:12Z Pamela Tate 55 EAST MONROE CHICAGO IL 60603 11314779 0 X WWW.CAEL.ORG X 1979 IL CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 28 28 75 28 0 0 2436960 3524468 5698663 4473983 401708 488595 20291 19491 8557622 8506537 0 0 0 0 6480900 6689760 0 0 0 4935461 4776135 11416361 11465895 -2858739 -2959358 13439403 13320710 2980367 5385901 10459036 7934809 X CAEL PIONEERS LEARNING STRATEGIES FOR INDIVIDUALS AND ORGANIZATIONS. WE ADVANCE LIFELONG LEARNING IN PARTNERSHIP WITH EDUCATIONAL INSTITUTIONS, EMPLOYERS, LABOR ORGANIZATIONS, GOVERNMENT, AND COMMUNITIES. CAEL WORKS TO REMOVE POLICY AND ORGANIZATIONAL BARRIERS TO LEARNING. 0 0 3193174 1555046 Client Relations: Assists Employers and joint labor - management entities to create learningand career advising projects for both the active and downsized workforce. 1843288 1231345 HIGHER EDUCATION: ASSISTS EDUCATIONAL INSTITUTIONS TO PROVIDE ADULTS WITH MEANINGFUL, RELEVANT, AND QUALITY LEARNING EXPERIENCES. 1658369 1010783 Workforce & Economic Development: PROVIDES RESEARCH, FACILITATION AND PLANNING ASSISTANCE TO PUBLIC SECTOR AND HEALTHCARE ORGANIZATIONS DEVELOPING EDUCATION AND TRAINING INITIATIVES. 1402837 696300 LEARNING COUNTS: A DIRECT SERVICE TO ADULT LEARNERS, THE ORGANIZATION OPERATES A NATIONAL, ON-LINE SERVICE TO ASSESS ADULTS' LEARNING FROM LIFE AND WORK EXPERIENCE FOR POTENTIAL COLLEGE CREDIT. 1402837 696300 8097668 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 61 0 1 75 1 0 0 0 0 0 0 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 IL X Robert A Sautter 3124992638 55 EAST MONROE SUITE 2710 CHICAGO IL 60603 ALAN DAVIS TRUSTEE 1.00 X 0 0 0 RICH PATTENAUDE TRUSTEE 1.00 X 0 0 0 JOHN COLBORN trEASURER 1.00 X X 0 0 0 JOHN CAVANAUGH vICE CHAIR 1.00 X X 0 0 0 STEVE MIRANDA TRUSTEE 1.00 X 0 0 0 WILLIAM MCKINNEY TRUSTEE 1.00 X 0 0 0 KIMO KIPPEN TRUSTEE 1.00 X 0 0 0 MICHAEL WRIGHT TRUSTEE 1.00 X 0 0 0 FELICE NUDELMAN TRUSTEE 1.00 X 0 0 0 ELSA NUNEZ truSTEE 1.00 X 0 0 0 CHRIS BUSTAMANTE Chair 1.00 X X 0 0 0 BRUCE LESLIE trusTEE 1.00 X 0 0 0 ERIC WINEGARDnER TRUSTEE 1.00 X 0 0 0 ARTHUR F KIRK JR Past Chair 1.00 X 0 0 0 TOM BALANOFF TRUSTEE 1.00 X 0 0 0 Jeanne Beliveau-Dunn truSTEE 1.00 X 0 0 0 Mary-Beth Cooper truSTEE 1.00 X 0 0 0 Michael Johnson truSTEE 1.00 X 0 0 0 Teresa Lubbers truSTEE 1.00 X 0 0 0 Annette Parker truSTEE 1.00 X 0 0 0 Brenna Preisser truSTEE 1.00 X 0 0 0 michael D'ausilio truSTEE 1.00 X 0 0 0 kathi hiyane-brown truSTEE 1.00 X 0 0 0 christine johnson truSTEE 1.00 X 0 0 0 case mcgee trusTEE 1.00 X 0 0 0 melissa strait truSTEE 1.00 X 0 0 0 alisa white trustEE 1.00 X 0 0 0 anthony beebe truSTEE 1.00 X 0 0 0 rey garcia truSTEE 1.00 X 0 0 0 Jill Wakefield truSTEE 1.00 X 0 0 0 deborah ford secretary 1.00 X 0 0 0 PAMELA TATE CEO 40.00 X 398044 0 18823 GLORIA WAGNER CFO 30.00 X 113608 0 16333 Robert Sautter Director of Finance/Contro 40.00 X 125764 0 14954 scott campbell VP OF HIGHER EDUCATION 40.00 X 164137 0 16781 GABI ZOLLA COO 40.00 X 193258 0 33942 JOEL SIMON VP of workforce & economic 40.00 X 152838 0 18271 AMY SHERMAN VP of Alliances 40.00 X 128686 0 19042 lynn schroeder vp of client relations 40.00 X 145810 0 12445 jo winger de rondon VP of Development 32.00 X 114419 0 31271 susan kannel associate vp for client re 40.00 X 124494 0 21072 beth doyle associate vp of marketing 40.00 X 125770 0 19636 1786828 0 222570 15 0 1 0 Super Humane LLC 4119 Decatur St Denver CO 80211 IT Services 978371 behavioral idea lab inc 80 broad street 30th floor new york NY 10004 IT Consultants 150000 marketheed 2008 Live Oak Ct Antioch CA 94509 marketing consultants 118188 Swartz Retson & CO PC 235 E 86th Ave Merrillville IN 46410 auditing 107695 4 3524468 3524468 CONTRACT REVENUE & CONSULTING 611710 3892956 3892956 MEMBERSHIP DUES 900099 293001 293001 CONFERENCE REGISTRATION FEES 611710 210282 210282 OTHER PROGRAM FEES 900099 67602 67602 PUBLICATIONS 511130 10142 10142 4473983 218643 218643 3078194 2808242 269952 269952 269952 OTHER INCOME 900099 19491 19491 19491 8506537 4493474 0 488595 1476103 659798 816305 4256862 3625447 631415 170781 147975 22806 378293 312420 65873 407721 308005 99716 23121 23121 68297 68297 35000 35000 1040474 918399 122075 151382 52561 98821 503046 285990 217056 479127 754 478373 570339 466527 103812 393284 364143 29141 40611 40611 650913 519356 131557 82431 1166 81265 OUTREACH 401338 311379 89959 other 336772 123748 213024 11465895 8097668 3368227 0 1159085 905383 46662 65936 976541 1277327 826929 850505 251280 310204 3602414 2022805 1067503 1579609 9111403 8331746 13439403 13320710 602288 843916 297875 501937 2000000 4000000 80204 40048 2980367 5385901 X 7851617 5850206 2607419 2084603 10459036 7934809 13439403 13320710 -2959358 435131 0 X X 0 1 X 1 0 X 2404834 5289906 5017471 2436960 3524468 18673639 2404834 5289906 5017471 2436960 3524468 18673639 7632708 11040931 114447 124355 169447 197995 218643 824887 97731 197474 110196 20291 19491 445183 19943709 25127307 0.55360 0.53650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 35000 35000 11430895 11465895 723295 180824 0 0 630586 682912 720818 723295 2757611 4136417 30000 90000 60000 35000 215000 157647 170728 180205 180824 689404 1034106 40335 40335 39077 1258 40335 39040 37 39077 38994 46 39040 38936 58 38994 1.00000 0 0 323292 130985 192307 3279122 1891820 1387302 1579609 Payable under agency agreement 40048 40048 X 8941668 435131 435131 8506537 0 8506537 11465895 0 11465895 0 11465895 Part V, Line 4: THE ENDOWMENT WAS CREATED BY THE BOARD TO MAKE AWARDS TO HONOR INDIVIDUALS WHO HAVE MADE SIGNIFICANT CONTRIBUTIONS IN THE FIELD OF ADULT AND EXPERIENTIAL LEARNING AS SELECTED BY THE BOARD OF TRUSTEES. Part X, Line 2: THE ORGANIZATION HAS ADOPTED THE PROVISIONS OF STANDARDS RELATING TO UNCERTAIN TAX POSITIONS. WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES IS RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. MANAGEMENT BELIEVES THAT THE CURRENT AND THREE PRIOR TAX PERIODS REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 PAMELA TATE CEO 398044 0 0 0 0 0 13250 0 5573 0 416867 0 0 0 scott campbell VP OF HIGHER EDUCATION 164137 0 0 0 0 0 8236 0 8545 0 180918 0 0 0 GABI ZOLLA COO 193258 0 0 0 0 0 10514 0 23428 0 227200 0 0 0 JOEL SIMON VP of workforce & economic 152838 0 0 0 0 0 7948 0 10323 0 171109 0 0 0 lynn schroeder vp of client relations 145810 0 0 0 0 0 7237 0 5208 0 158255 0 0 0 Part I, Line 1a THE PRESIDENT UPGRADES TO FIRST CLASS 25 - 30% OF THE TIME, FOR WHICH THE ORGANIZATION PAYS. Form 990, Part VI, Section A, line 8b THE CAEL BOARD OF TRUSTEES MEETS SEMI-ANNUALLY AND BOARD MINUTES ARE COMPILED. THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES MEET QUARTERLY. MINUTES ARE TAKEN. HOWEVER, ANY RECOMMENDATIONS FROM THE FINANCE COMMITTEE THAT REQUIRE BOARD ACTION ARE SENT TO ALL BOARD MEMBERS FOR FEEDBACK AND A VOTE. Form 990, Part VI, Section B, line 11b THE ORGANIZATION'S VP of Finance, Executive VP, and President REVIEW THE FORM 990 PRIOR TO FILING. Then sent to Finance Committee of Board and presented to the full board before filing. Form 990, Part VI, Section B, line 12c The board members sign a Conflict of Interest Statement annually. Form 990, Part VI, Section B, line 15 THE BOARD SHALL APPOINT A COMPENSATION AND CONFLICTS COMMITTEE, CONSISTING OF NOT LESS THAN THREE PERSONS, TO ADDRESS TRANSACTIONS AND DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL REVIEW TRANSACTIONS WITH DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL CONSIDER AND BE AUTHORIZED TO HIRE A DISINTERESTED THIRD PARTY TO REVIEW THE TRANSACTION FOR DETERMINATION OF WHETHER IT CONSTITUTES AN EXCESS BENEFIT TRANSACTION. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL IDENTIFY ON AN ANNUAL BASIS A LIST OF DISQUALIFIED PERSONS, AND OBTAIN THEIR ACKNOWLEDGEMENT OF THE INTERMEDIATE SANCTIONS POLICY. ALL DISINTERESTED PERSONS SHALL INFORM CAEL IF THEY HAVE A FINANCIAL INTEREST IN A TRANSACTION WITH CAEL. THE BOARD AND/OR THE COMPENSATION AND CONFLICTS COMMITTEE SHALL OBTAIN AND RELY UPON APPROPRIATE DATA AS TO THE COMPARABILITY OF THE TRANSACTION WITH UNRELATED PARTIES. THE MINUTES OF THE BOARD MEETINGS AND ALL COMMITTEES SHALL INCLUDE THE ADEQUATELY DOCUMENTED BASIS FOR DETERMINATION WITH RESPECT TO ANY TRANSACTION AND A "ROLL CALL" RECORD OF ANY VOTE TAKEN. DURING THE FISCAL YEAR REPORTED HEREIN, THE ORGANIZATION USED AN INDEPENDENT THIRD PARTY TO OBTAIN COMPARABILITY DATA AS PREVIOUSLY MENTIONED TO ASSIST IN DETERMINING COMPENSATION FOR THE CEO. THE RESULTS WERE REVIEWED BY THE COMPENSATION AND CONFLICTS COMMITTEE AND DOCUMENTED IN MINUTES. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST STATEMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE BEEN MADE TO THE AUDIT OVERSIGHT OR INDEPENDENT ACCOUNTANT SELECTION PROCESSES FROM THE PRIOR YEAR.