2017-11-13T07:51:07-06:00 2016-12-31 010448006 ALBIN RANDALL & BENNETT PO BOX 445 130 MIDDLE STREET PORTLAND ME 041120445 990PF 2016-01-01 010421806 THE BILL AND JOAN ALFOND FOUNDATION C/O DEXTER ENTERPRISES INC BILL 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 GREGORY POWELL CORPORATE OFFICER 2078287999 2017-11-02 1 DANIEL P DOIRON P01206204 2077721981 2017-11-02 69.49.137.50 2017-11-02 16:54:52 ED P A8E483F731AB2FBA53C82B053C53CCBC477E4504 7AD7A13564B9160ADB576FA325E80DA912E07232 2016 2017-02-10 21:41:12Z X 56079667 X 0 X 220826 218156 286591 286580 4557080 4627759 3141932 10250 0 5074747 3646668 0 0 0 7295 1824 5471 199430 18304 181126 20048 0 0 26538 11538 0 300748 210559 581 554059 242225 187178 2465778 2465778 3019837 242225 2652956 2054910 3404443 62847 830226 830226 193684 168026 29960407 22953064 22698733 25289034 23209595 23696985 56079667 1580000 0 12480 1580000 12480 X 21629595 23684505 0 0 0 0 21629595 23684505 23209595 23696985 21629595 2054910 0 23684505 0 23684505 PUBLICLY TRADED SECURITIES D 2649178 12516 2636662 2636662 STGC OPTION INCOME P 8640 8640 8640 DEXTER US EQUITY TE LLC P 59787 59787 59787 DEXTER US EQUITY TE LLC P 27894 27894 27894 DEXTER GLOBAL EQUITY TE LLC P 50637 50637 50637 DEXTER GLOBAL EQUITY TE LLC P 60 -60 -60 THE FAIRHOLME PARTNERSHIP, LP P 25825 -25825 -25825 THE FAIRHOLME PARTNERSHIP, LP P 642 -642 -642 DEXTER REAL ASSETS TE LLC P 78723 9583 69140 69140 DEXTER REAL ASSETS TE LLC P 4740 4740 4740 DEXTER PRIVATE EQUITY TE LLC P 22908 22908 22908 DEXTER PRIVATE EQUITY TE LLC P 3553 3553 3553 DEXTER HEDGE FUNDS TE LLC P 9946 -9946 -9946 DEXTER HEDGE FUNDS TE LLC P 4428 -4428 -4428 DEXTER FIXED INCOME TE LLC P 2300 2300 2300 DEXTER FIXED INCOME TE LLC P 3396 -3396 -3396 LEGACY VENTURE VI (QP), LLC P 28796 28796 28796 LEGACY VENTURE VI (QP), LLC P 1789 1789 1789 LEGACY VENTURE V (QP), LLC P 64573 64573 64573 LEGACY VENTURE V (QP), LLC P 723 -723 -723 SPECIAL OPPS FUND III P 132380 132380 132380 CAPITAL GAINS DIVIDENDS P 73153 73153 73153 3141932 0 2735596 54459171 0.050232 1998947 53636159 0.037269 1189958 42991501 0.027679 1171385 24945152 0.046958 502069 23884140 0.021021 0.183159 0.036632 54221652 1986248 34044 2020292 2652956 X 34044 0 34044 0 34044 19235 21000 40235 X 6191 6191 0 0 0 0 0 0 0 0 0 0 0 1 1 ME 1 0 0 0 0 1 N/A DEXTER ENTERPRISES INC 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOAN ALFOND 14 OTIS PLACE BOSTON MA 02108 VICE PRES, TREAS, DIRECTOR 7.50 0 0 0 GREGORY POWELL SEE GENERAL EXPLANTN TWO MONUMENT SQUARE PORTLAND ME 04101 SECRETARY 1.50 0 0 0 WILLIAM ALFOND 14 OTIS PLACE BOSTON MA 02108 PRESIDENT, DIRECTOR 12.50 0 0 0 KENDEN ALFOND TWO MONUMENT SQUARE PORTLAND ME 04101 DIRECTOR 1.00 0 0 0 JUSTIN ALFOND TWO MONUMENT SQUARE PORTLAND ME 04101 DIRECTOR 1.00 0 0 0 REIS ALFOND 925 PARK AVENUE APT 9/10B NEW YORK NY 10028 DIRECTOR 1.00 0 0 0 NONE 0 THE HALLEE GROUP LLC PO BOX 284 OAKLAND ME 04963 GRANT CONSULTING 121000 DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 INVESTMENT & GRANT ADMINISTRATION 70578 0 NONE 0 NONE 0 0 54718662 328700 0 55047362 0 0 55047362 825710 54221652 2711083 2711083 34044 34044 2677039 10250 2687289 0 2687289 2652956 0 2652956 34044 2618912 2687289 2451066 0 0 2652956 2451066 0 0 201890 0 0 0 0 0 0 0 0 2485399 0 0 0 WILLIAM ALFOND THE BILL JOAN ALFOND FOUNDATION CO TWO MONUMENT SQUARE PORTLAND ME 04101 2078287999 APPLICANTS SHOULD SUBMIT THEIR REQUESTS AS FOLLOWS: (1) A BRIEF (1-3 PAGE) LETTER DESCRIBING THE PROJECT, DRIVE OR CAMPAIGN. THIS SHOULD INCLUDE A STATEMENT OF NEED, NUMBER OF PEOPLE BENEFITED, GEOGRAPHIC AREA SERVED, TOTAL FUND RAISING GOAL, STRATEGY AND AMOUNT REQUESTED FROM THE FOUNDATION, (2) CAPITAL CAMPAIGNS AND SPECIAL PROJECTS SHOULD ALSO INCLUDE A BUDGET, (3) ORGANIZATIONS SHOULD ENCLOSE A COPY OF THEIR 501(C)(3) DETERMINATION LETTER, (4) OTHER SUPPORTING MATERIAL. NO SUBMISSION DEADLINES. THE FOUNDATION CONTRIBUTES TO ORGANIZATIONS IN THE FIELD OF HIGHER EDUCATION. THE FOUNDATION ALSO CONTRIBUTES TO WORTHY CHARITIES WITHIN ITS PRINCIPAL AREA OF GEOGRAPHIC INTEREST. WHEN CONSIDERING MAJOR GRANTS, THE FOUNDATION NORMALLY REQUIRES THAT THE GRANTEE RAISE MATCHING FUNDS FROM OTHER ORGANIZATIONS AND INDIVIDUALS. CAPITAL AREA RECREATIONAL ORGANIZATION 207 CAPITOL STREET AUGUSTA ME 04330 PC DONATION 100 TWOTEN INTERNATIONAL FOOTWEAR FOUNDATION 1466 MAIN STREET WALTHAM MA 02154 PC SCHOLARSHIPS 210 MAKE-A-WISH FOUNDATION OF MAINE 477 CONGRESS STREET SUITE 7W PORTLAND ME 04101 PC DONATION 250 NATIONAL FOOTBALL FOUNDATION & COLLEGE HALL OF FAME MAINE CHAPTER 13 APPLETREE DRIVE BRUNSWICK ME 04011 PC DONATION 250 FRIENDS OF BELGRADE PUBLIC LIBRARY 1 CENTER DRIVE BELGRADE ME 04917 PC HISTORY BOOK PROJECT 300 BELMONT GOLD SCHOLARSHIP FUND INC 151 TREMONT STREET ROOM PH BOSTON MA 021111125 PC SCHOLARSHIP FUND 316 ABBOTT MEMORIAL LIBRARY ONE CHURCH STREET DEXTER ME 04930 GOV UNRESTRICTED 500 ALFOND YOUTH CENTER 89 SOUTH STREET SUITE 401 BOSTON MA 02111 PC UNRESTRICTED 500 BELGRADE LAKES ASSOCIATION 137 MAIN STREET BELGRADE LAKES ME 04918 PC UNRESTRICTED 500 DEXTER HISTORICAL SOCIETY 12 CHURCH ST DEXTER ME 04930 GOV UNRESTRICTED 500 HEAR ME NOW INC PO BOX 896 PORTLAND ME 041040896 PC UNRESTRICTED 500 TOWN 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AVENUE BROOKLINE MA 02246 PC WOMEN'S COUNCIL 1000 MAINE HUTS AND TRAILS 375 N MAIN STREET KINGFIELD ME 04947 PC ANNUAL FUND 1000 PINE TREE SOCIETY 149 FRONT STREET BATH ME 04530 PC ANNUAL FUND 1000 ROOM TO GROW 142 BERKELEY STREET BOSTON MA 02116 PC OPERATIONS 1000 THE ESPLANADE ASSOCIATION 376 BOYLSTON STREET SUITE 503 BOSTON MA 02116 PC CHARLES RIVER ESPLANADE 1000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC '67 ANNUAL FUND 1000 THE SPORTS MUSEUM 100 LEGENDS WAY BOSTON MA 02114 PC TRADITION 2016 1000 WATERVILLE HISTORICAL SOCIETY 62 SILVER STREET WATERVILLE ME 04901 PC ANNUAL FUND 1000 WOODFORDS FAMILY SERVICE PO BOX 1768 PORTLAND ME 041041768 PC UNRESTRICTED 1000 FRIENDS OF BELGRADE PUBLIC LIBRARY 1 CENTER DRIVE BELGRADE ME 04917 PC CHILDREN'S BOOKS 1100 CHARLES RIVER CONSERVANCY INC FOUR BRATTLE STREET CAMBRIDGE MA 02128 PC PEDAL POWER 2000 TRUSTEES OF DARTMOUTH COLLEGE 6066 DEVELOPMENT OFFICE HANOVER NH 03755 PC MEN'S SOCCER 2000 WILLIAMS COLLEGE 22 SPRING STREET WILLIAMSTOWN MA 01267 PC WOMEN'S LACROSSE & FIELD HOCKEY 2000 AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF MASSACHUSETTS 99 CHAUNCY STREET SUITE 310 BOSTON MA 02111 PC UNRESTRICTED 2500 CULTIVATING COMMUNITY PO BOX 3792 PORTLAND ME 04104 PC UNRESTRICTED 2500 IMMIGRANT LEGAL ADVOCACY PROJECT 309 CUMBERLAND AVE PORTLAND ME 04112 PC UNRESTRICTED 2500 MAINE ORGANIC FARMERS & GARDENERS ASSOCIATION PO BOX 170 UNITY ME 04899 PC UNRESTRICTED 2500 CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET 8TH FLOOR NEW YORK NY 10022 PC PLAYGROUND PARTNERS 5000 CHARLES RIVER CONSERVANCY INC FOUR BRATTLE STREET CAMBRIDGE MA 02128 PC PEDAL POWER 5000 MAINE SPORTS HALL OF FAME PO BOX 8554 PORTLAND ME 04104 PC SCHOLARSHIPS 5000 MAX WARBURG COURAGE CURRICULUM INC 325 HUNTINGTON AVENUE BOX 52 BOSTON MA 02115 PC ANNUAL FUND 5000 MOUNT VIEW HIGH SCHOOL 877 MOUNT VIEW ROAD THORNDIKE ME 04986 GOV ATHLETICS 5000 PRESIDENT AND TRUSTEES OF COLBY COLLEGE 4605 MAYFLOWER HILL WATERVILLE ME 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OUTREACH COORDINATOR 12500 MAINE GRAIN ALLIANCE PO BOX 2060 SKOWHEGAN ME 04976 PC KNEADING CONFERENCE 2017 SCHOLARSHIPS 12500 MAINE CHILDRENS' HOME FOR LITTLE WANDERERS 93 SILVER STREET WATERVILLE ME 04901 PC TEEN PROGRAM 15000 NOBLE AND GREENOUGH SCHOOL 10 CAMPUS DRIVE DEDHAM MA 020264099 PC CASTLE PROJECT 15000 RED SOX FOUNDATION 4 YAWKEY WAY BOSTON MA 02215 PC DAVID ORTIZ CHILDREN'S FUND 15000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC SPECIAL PROJECT 16000 PRESIDENT AND TRUSTEES OF COLBY COLLEGE 4605 MAYFLOWER HILL WATERVILLE ME 04901 PC SUMMER INTERNSHIPS 17604 GOOD SHEPHERD FOOD BANK 3121 HOTEL ROAD AUBURN ME 04211 PC REDUCING HUNGER DEXTER TO MILLINOCKET 22000 COMBINED JEWISH PHILANTHROPIES OF GREATER BOSTON 126 HIGH STREET BOSTON MA 021102700 PC ANNUAL FUND 25000 QUODDY TIDES FOUNDATION PO BOX 161 EASTPORT ME 04631 PC ART LINK 25500 FRIENDS OF FOUNDATION DE FRANCE INC 275 MADISON AVENUE NO 6TH FLO NEW YORK NY 10016 PC ASSOCIATION DE L'ECOLE FRANCAISE DE BATTAMBANG, CAMBODIA 30000 EDUCARE CENTRAL MAINE 97 WATER STREET WATERVILLE ME 04901 PC PLAYGROUND 31383 WATERVILLE PUBLIC LIBRARY PO BOX 2060 WATERVILLE ME 04903 GOV BUSINESS AND CAREER CENTER 40000 GOOD SHEPHERD FOOD BANK 3121 HOTEL ROAD AUBURN ME 04211 PC LOCAL PRODUCE IN THE DEXTER-MILLINOCKET REGION 40000 PRESIDENT AND TRUSTEES OF COLBY COLLEGE 4605 MAYFLOWER HILL WATERVILLE ME 04901 PC BRO ADAMS SCHOLARSHIP FUND 40000 CHEWONKI FOUNDATION 485 CHEWONKI NECK ROAD WISCASSET ME 04578 PC MAINE COAST SEMESTER 40250 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04901 PC THOMAS ALFOND SCHOLARS PROGRAM 43875 RED SOX FOUNDATION 4 YAWKEY WAY BOSTON MA 02215 PC ANNUAL FUND 50000 KENNEBEC VALLEY COMMUNITY ACTION PROGRAM 97 WATER STREET WATERVILLE ME 04901 PC CAREQUILT: BEYOND THE WALLS 100000 PARTNERS HEALTHCARE SYSTEM INC 1153 CENTER STREET BOSTON MA 02130 PC MIGRAINE CLINIC 100000 FESSENDEN SCHOOL 250 WALTHAM STREET WEST NEWTON MA 02465 PC TURF FIELDS 125000 UNITED STATES BIATHLON ASSOCIATION 49 PINELAND DRIVE SUITE 301A NEW GLOUCESTER ME 04260 PC U.S. BIATHLON TEAM 211540 JEWISH COMMUNITY ALLIANCE 57 ASHMONT STREET PORTLAND ME 04103 PC TOGETHER B'YACHAD CAMPAIGN 250000 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04901 PC EVP CHALLENGE GRANT 280000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC DINING HALL PROJECT 322000 CARRABASSETT VALLEY ACADEMY 3197 CARRABASSETT DRIVE CARRABASSETT VALLEY ME 04947 PC COMPETITION CENTER 423000 2465778 FRIENDS OF BELGRADE LAKES VILLAGE PO BOX 331 BELGRADE LAKES ME 04918 PC VILLAGE ENHANCEMENT 40000 PRESIDENT AND TRUSTEES OF COLBY COLLEGE 4605 MAYFLOWER HILL WATERVILLE ME 04901 PC BRO ADAMS SCHOLARSHIP FUND 80000 KENNEBEC VALLEY COMMUNITY ACTION PROGRAM 97 WATER STREET WATERVILLE ME 04901 PC CAREQUILT: BEYOND THE WALLS 300000 GOOD SHEPHERD FOOD BANK 3121 HOTEL ROAD AUBURN ME 04211 PC LOCAL PRODUCE IN THE DEXTER-MILLINOCKET REGION 120000 MAINE ORGANIC FARMERS & GARDENERS ASSOCIATION PO BOX 170 UNITY ME 04899 PC HERITAGE ORCHARD 20000 560000 14 220826 14 286591 14 10250 900099 9583 18 4547497 9583 5065164 0 5074747 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 7295 1824 5471 PUBLICLY TRADED SECURITIES DONATED PURCHASED 1418708 13143 0 1405565 OFFICER COMPENSATION 990-PF, PART VIII GREGORY POWELL IS AN EMPLOYEE OF DEXTER ENTERPRISES, INC. DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. DISTRIBUTION OF PROPERTY FOR CHARITY 990-PF, PART I, LINE 6A, COLUMN A UNDER REGULATION 53.4940-1, A DISTRIBUTION OF PROPERTY FOR CHARITABLE PURPOSES UNDER SECTION 170(C)(1) OR (2)(B) MADE BY A FOUNDATION TO A CHARITABLE ORGANIZATION IS NOT TREATED AS A TAXABLE SALE OR DISPOSITION. THE CAPITAL GAIN RECORDED ON THE BOOKS IS NOT TAXABLE; THEREFORE, THE PROPERTY DISTRIBUTION IS EXCLUDED FROM NET INVESTMENT INCOME, LINE 7, COLUMN (B). BERKSHIRE HATHAWAY COMMON STOCK CLASS A 88487 18553196 BERKSHIRE HATHAWAY COMMON STOCK CLASS B 40 8312 BERKSHIRE HATHAWAY COMMON STOCK CLASS A 16768 7811872 BERKSHIRE HATHAWAY COMMON STOCK CLASS B 28528 1631267 BERKSHIRE HATHAWAY COMMON STOCK CLASS B 34203 1955760 LEGACY VENTURE FUNDS V & VI AT COST 2042946 3135939 SPECIAL OPPORTUNITIES FUNDS AT COST 147617 646079 REALTY ASSOCIATES FUND VIII CORPORATION AT COST 1326113 1028686 DEXTER GLOBAL EQUITY TE, LLC AT COST 3905964 4698182 DEXTER INTERNATIONAL EQUITY TE, LLC AT COST 1261430 1271808 DEXTER REAL ASSETS TE, LLC (PORTFOLIO 2) AT COST 1318282 1584539 DEXTER US EQUITY TE, LLC AT COST 2885576 3267160 DEXTER HEDGE FUND TE, LLC AT COST 1331000 1705450 DEXTER PRIVATE EQUITY TE, LLC (PORTFOLIO 2) AT COST 1154626 1474754 DEXTER PRIVATE EQUITY TE, LLC (PORTFOLIO 1 A/R) AT COST 0 0 THE FAIRHOLME PARTNERSHIP, LP AT COST 3617109 2763234 DEXTER FIXED INCOME TE AT COST 3698400 3701551 DEXTER REAL ASSETS TE, LLC (PORTFOLIO 3) AT COST 9670 11652 FILING FEES 35 0 35 OTHER LOSSES FROM FLOW-THRU ENTITIES 1425 1425 0 OTHER DEDUCTIONS FROM FLOW-THRU ENTITIES 93487 11750 0 CHARITABLE DEDUCTIONS FROM FLOW-THRU ENTITIES 51 0 51 PORTFOLIO DEDUCTIONS FROM FLOW-THRU ENTITIES 195790 191809 0 NONDEDUCTIBLE EXPENSES FROM FLOW-THRU ENTITIES 3186 0 0 INVESTMENT INTEREST FROM FLOW-THRU ENTITIES 6279 5575 0 MEMBERSHIP FEES 495 0 495 OTHER INCOME FROM PASS-THRUS 0 0 0 QUALIFIED DISTRIBUTION RECOVERY 10250 0 10250 UNEXPIRED BRK OPTION DEFERRED REVENUE 0 12480 DEXTER ENTERPRISES - INVESTMENT ADMINISTRATION 17645 17645 0 DEXTER ENTERPRISES - GRANT ADMINISTRATION 52933 0 52933 CONSULTING 128193 0 128193 BNY MELLON INVESTMENT MANAGEMENT FEES 659 659 0 FEDERAL TAXES 15000 0 0 FOREIGN TAXES 11359 11359 0 OTHER INVESTMENT TAXES 179 179 0