2017-12-12T14:12:41-06:00 2017-11-30 113518842 MARKS PANETH LLP 88 FROEHLICH FARM BLVD WOODBURY NY 11797 990PF 2016-12-01 136160971 ELLMAN FOUNDATION C/O MARKS PANETH LLP ELLM 2125038800 685 THIRD AVENUE NO FL 5 NEW YORK NY 10017 JAN ELLMAN PRESIDENT 2125038800 2017-11-29 1 JENNINGS WILLIAM H P00547150 5169925900 65.51.91.162 2017-11-29 12:55:02 ES P 07E994396761F5562A81EA1CB128460B13358ED7 8D49D7973AE464FB248871B23817A4F5BADD3111 2016 2017-02-10 21:41:12Z X X 0 X X 1 1 48831 48831 277793 2571025 277793 326625 326625 0 0 0 5147 0 5147 11750 2500 9250 18594 18250 0 3193 0 275 38684 20750 14672 2216006 2216006 2254690 20750 2230678 -1928065 305875 53426 48450 1826189 0 0 1928065 0 0 0 0 X 0 0 0 0 1928065 0 1928065 0 1928065 0 1928065 -1928065 0 0 0 0 UBS AS NOMINEE P 435240 457982 -22742 -22742 UBS AS NOMINEE P 2135785 1835250 300535 300535 277793 0 117191 2064910 0.056754 116486 2192314 0.053134 118897 2247833 0.052894 136108 2179423 0.062451 100000 2011137 0.049723 0.274956 0.054991 1063138 58463 3059 61522 2230678 X 3059 0 3059 0 3059 3059 3059 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 NY 1 0 0 0 0 1 N/A WILLIAM JENNINGS CO MARKS PANETH 2125038800 685 THIRD AVENUE NEW YORK NY 10017 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAN ELLMAN 5570 VIA DE LA PLATA CIRCLE DEL RAY BEACH FL 33484 PRESIDENT/TREASURER/SECRETARY 5.00 0 0 0 ESTHER ELLMAN 5570 VIA DE LA PLATA CIRCLE DEL RAY BEACH FM 33484 PRESIDENT (DEC'D) 1.00 0 0 0 NONE 0 NONE 0 N/A 0 0 1026529 52799 0 1079328 0 0 1079328 16190 1063138 53157 53157 3059 3059 50098 0 50098 0 50098 2230678 0 2230678 3059 2227619 50098 0 0 1679 32351 8467 8604 15423 66524 2230678 0 0 0 50098 2180580 0 0 2247104 0 0 0 0 0 0 1679 2245425 32351 8467 8604 15423 2180580 X AID TO VICTIMS OF DOMESTIC ABUSE 6018 SW 18TH STREET C6 BOCA RATON FL 33486 NONE PC CHARITABLE - OPERATIONS 10000 BOCA RATON REGIONAL HOSPITAL FOUNDATION 800 MEADOWS ROAD BOCA RATON FL 33486 NONE PC CHARITABLE - MEDICAL 2000000 CONGREGATION AHAVATH SHOLOM 2568 E BROAD STREET COLUMBUS OH 43209 NONE PC CHARITABLE - RELIGIOUS 3006 ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 NONE PC CHARITABLE - MEDICAL 20000 HOSPICE BY THE SEA 1531 WEST PALMETTO PARK ROAD BOCA RATON FL 33486 NONE PC CHARITABLE - MEDICAL 23000 IDYLLWILD ARTS FOUNDATION PO BOX 38 IDYLLWILD CA 92549 NONE PC CHARITABLE - OPERATIONS 25000 MAKE-A-WISH FOUNDATION 4491 SOUTH STATE ROAD 7 HOLLYWOOD FL 33021 NONE PC CHARITABLE - OPERATIONS 20000 FRIENDSHIP SHELTER INC PO BOX 4252 LAGUNA BEACH CA 92652 NONE PC CHARITABLE - OPERATIONS 25000 NAMI ORANGE COUNTY PO BOX 637 MIDDLETON NY 10940 NONE PC CHARITABLE - MEDICAL 25000 LAGUNA BEACH SENIORS INC 380 THIRD STREET LAGUNA BEACH CA 92651 NONE PC CHARITABLE - OPERATIONS 25000 HAZELDEN BETTY FORD FOUNDATION 1375 ST ANTHONY AVE SUITE 200 ST PAUL MN 55104 NONE PC CHARITABLE - MEDICAL 40000 2216006 0 14 1 14 48831 18 277793 0 326625 0 326625 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 11750 2500 9250 AID TO VICTIMS OF DOMESTIC ABUSE 6018 SW 18TH STREET C6 BOCA RATON FL 33433 CHARITABLE CONTRIBUTION 10000 BOCA RATON REGIONAL HOSPITAL FOUNDATION 800 MEADOWS ROAD BOCA RATON FL 33486 CHARITABLE CONTRIBUTION 2000000 CONGREGATION AHAVATH SHOLOM 2568 E BROAD STREET COLUMBUS OH 43209 CHARITABLE CONTRIBUTION 3006 ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 CHARITABLE CONTRIBUTION 20000 HOSPICE BY THE SEA 1531 WEST PALMETTO PARK ROAD BOCA RATON FL 33486 CHARITABLE CONTRIBUTION 23000 IDYLLWILD ARTS FOUNDATION PO BOX 38 IDYLLWILD CA 92549 CHARITABLE CONTRIBUTION 25000 MAKE-A-WISH FOUNDATION 4491 SOUTH STATE ROAD 7 HOLLYWOOD FL 33021 CHARITABLE CONTRIBUTION 20000 FRIENDSHIP SHELTER INC PO BOX 4252 LAGUNA BEACH CA 92652 CHARITABLE CONTRIBUTION 25000 NAMI ORANGE COUNTY PO BOX 637 MIDDLETON NY 10940 CHARITABLE CONTRIBUTION 25000 LAGUNA BEACH SENIORS INC 380 THIRD STREET LAGUNA BEACH CA 92651 CHARITABLE CONTRIBUTION 25000 HAZELDEN BETTY FORD FOUNDATION 1375 ST ANTHONY AVE SUITE 200 ST PAUL MN 55104 CHARITABLE CONTRIBUTION 40000 520 SHS OF ISHARES TRUST CORE S&P 500 ETF 0 0 2,492 SHS OF SPDR S&P REGL BANKING ETF 0 0 1,657 SHS OF SPDR S&P 500 ETF TR 0 0 1,992 SHS OF VANGUARD INDEX FUND GROWTH ETF 0 0 16,268.657 SHS OF ANGEL OAK MULTI-STRATEGY INCOME CLASS 0 0 18,950.742 SHS OF ANGEL OAK FLEXIBLE INCOME FUND CLASS 0 0 12,078.441 SHS OF LORD ABBETT FLOATING RATE FUND CLASS 0 0 26,823.547 SHS OF NUVEEN FLAGSHIP ALL AMERICAN MUNI BD 0 0 10,280.979 SHS OF PIMCO INCOME FUND 0 0 11,775.011 SHS OF TRANSAMERICA SHORT-TERM BOND I 0 0 11,976.856 SHS OF TRANSAMERICA INTERMEDIATE MUNI FUND CLASS 0 0 THE ELLMAN FOUNDATION HAS DISSOLVED ITS OPERATIONS DUE TO THE PASSING OF THE FOUNDATION'S PRESIDENT, ESTHER ELLMAN. LEGAL 5147 0 5147 INVESTMENT FEES 18594 18250 0 FEDERAL TAXES 3193 0 275