2017-11-15T13:28:13-06:00 2016-12-31 346565596 ERNST & YOUNG US LLP 190 CARONDELET PLAZA STE 1300 CLAYTON MO 63105 990 2016-01-01 431648435 THE FOUNDATION FOR BARNES-JEWISH HOSPITAL FOUN 3142860600 1001 HIGHLANDS PLZ DR WEST NO 140 ST LOUIS MO 631101339 SUSAN ELL EXEC DIR/VICE PRES 3142860580 2017-11-14 1 P00366526 3142901000 159.251.7.3 2017-11-14 14:12:58 CS P 6D002A5DB424D8E23D8749209D763C9AE0ADB18E 6D002A5DB424D8E23D8749209D763C9AE0ADB18E 2016 2017-02-10 21:41:12Z SUSAN ELL 1 BJ HOSPITAL PLAZA ST LOUIS MO 63110 397079154 0 X N/A X 1996 MO THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. 40 37 0 63 0 0 79017401 56590907 0 0 23126789 10402792 1045798 1841028 103189988 68834727 26622884 44959248 0 0 0 0 2900 0 3813735 5188330 5594182 31814114 50553430 71375874 18281297 617688336 668163685 108069209 120901740 509619127 547261945 X THE FOUNDATION FOR BARNES-JEWISH HOSPITAL GENERATES RESOURCES TO SUPPORT BARNES-JEWISH HOSPITAL, A NATIONAL LEADER, IN ITS QUEST TO PROVIDE EXCELLENT PATIENT CARE, ADVANCE CLINICAL RESEARCH, AND SUPPORT THE EDUCATION OF HEALTHCARE PROFESSIONALS. 0 0 18263415 18263415 OTHER WUSM SUPPORT: THE FOUNDATION SUPPORTS GROWTH AND EXPANSION OF SERVICE LINES THAT ARE STRATEGIC AREAS OF FOCUS FOR BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY. THE AREAS OF FOCUS FOR 2016 IS THE EXPANSION OF SITEMAN CANCER CENTER TO NORTH COUNTY AT CHRISTIAN HOSPITAL AND EAST TO MEMORIAL MEDICAL CENTER AS WELL AS THE DEPARTMENT OF NEUROLOGY 16492013 16492013 RESEARCH: THE FOUNDATION SUPPORTS BIOMEDICAL AND CLINICAL-TRANSLATIONAL RESEARCH TO ENHANCE PATIENT SAFETY, ELEVATE THE STANDARDS OF CARE, IMPROVE QUALITY OF LIFE, MAKE BREAKTHROUGHS IN TREATMENT/RECOVERY AND WIN THE FIGHT AGAINST DEVASTATING DISEASES. THESE DISCOVERIES WILL CHANGE HEALTHCARE REGIONALLY, NATIONALLY, AND INTERNATIONALLY. WE DISBURSE RESEARCH FUNDING PRIMARILY TO PHYSICIANS AND RESEARCHERS AFFILIATED WITH BARNES-JEWISH HOSPITAL, SITEMAN CANCER CENTER AND/OR WASHINGTON UNIVERSITY, OR TO FACULTY OF GOLDFARB SCHOOL OF NURSING AT BARNES-JEWISH COLLEGE. ALTHOUGH WE FUND A VARIETY OF HEALTHCARE AREAS PER DONOR WISHES, A MAJORITY OF OUR RESEARCH FUNDING IS FOR PROJECTS IN HEART AND VASCULAR CARE, CANCER, THE NEUROSCIENCES AND PALLIATIVE CARE. 2419652 2419652 PATIENT SUPPORT: AMOUNTS REPRESENT SUPPORT PAID TO BOTH WASHINGTON UNIVERSITY AND BARNES-JEWISH HOSPITAL FOR PATIENTS WHILE PHYSICALLY AT THE HOSPITAL AND UPON DISCHARGE. THE ONSITE SUPPORT IS VIA THE EMERGENCY ROOM AND PHARMACY DEPARTMENTS AS WELL AS STUDIES TO HELP WITH COMMON ISSUES DURING A PATIENTS STAY LIKE FALL PREVENTION AND INFECTION. DISCHARGED PATIENTS ARE SUPPORTED VIA THE DEPARTMENT OF SOCIAL WORK WITH HOUSING, TRANSPORTATION, PRESCRIPTIONS & MEDICAL EQUIPMENT. 7784168 7784168 THE FOUNDATION PROVIDES FUNDING TO BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY TO SUPPORT THE HOSPITAL'S MISSION THROUGH DEVELOPING AND MAINTAINING RELATED PROGRAMS AND SERVICES THAT OFFER SUPPLEMENTAL APPROACHES TO CLINIC CARE, ADVANCE EDUCATION AND RESEARCH PRIORITIES, AND ENHANCE THE PATIENT ENVIRONMENT. THIS INCLUDES SCHOLARSHIPS, COPHER DIETETIC AWARD PROGRAM, THE FRONT DOOR PROGRAM, EDUCATIONAL RESEARCH INITIATIVES AND COMMUNITY-OUTREACH SERVICES. 7784168 7784168 44959248 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 X 59 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 X 40 37 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 IL FL GA KY OK TN AL CA CO MD MA MI MN NJ NY NC OH PA WI DC ME MS NV NH ND OR SC UT WA AK X VALERIE GRAY 3142860572 4249 CLAYTON AVE SUITE 316 ST LOUIS MO 63110 BLAIR JAMES T DIRECTOR 0.10 X 0 0 0 BROWN MEL F DIRECTOR 0.10 X 0 0 0 BUTLER ISAAC L DIRECTOR 0.10 X 0 0 0 GERBER RANDY S DIRECTOR 0.10 X 0 0 0 GOLDBERG SUSAN K DIRECTOR 0.10 X 0 0 0 GOLDSTEIN RICHARD DIRECTOR 0.10 X 0 0 0 GULLER KEITH B DIRECTOR 0.30 X 0 0 0 HILLMAN THOMAS J DIRECTOR 0.10 X 0 0 0 HOUGH THOMAS W DIRECTOR 0.10 X 0 0 0 JACOB CARMEN DIRECTOR 0.10 X 0 0 0 JOHN SHARON DIRECTOR 0.10 X 0 0 0 KLING LEE C DIRECTOR 0.10 X 0 0 0 KLOBNAK JOHN DIRECTOR 0.10 X 0 0 0 KODNER IRA DR DIRECTOR 0.10 X 0 0 0 KOPLAR EDWARD J DIRECTOR 0.10 X 0 0 0 KOSEM BRAD G DIRECTOR 0.10 X 0 0 0 LIEKWEG RICHARD DIRECTOR 2.00 48.00 X 0 2126557 160364 LINDQUIST RICHARD DIRECTOR 0.10 X 0 0 0 MANION STAFFORD DIRECTOR 0.10 X 0 0 0 MATTHEWS CHARLES MATT DIRECTOR 0.10 X 0 0 0 MILES RICHARD H DIRECTOR 0.10 X 0 0 0 RECHTER JOSEPH E DIRECTOR 0.10 X 0 0 0 ROBERTS MICHAEL L DIRECTOR 0.10 X 0 0 0 ROTH SALLY H DIRECTOR 0.10 X 0 0 0 RUBIN JUDY L DIRECTOR 0.30 X 0 0 0 RUBIN RON DIRECTOR 0.10 X 0 0 0 SHERMAN III DAVID S DIRECTOR 0.10 X 0 0 0 SMITH PETER A DIRECTOR 0.30 X 0 0 0 SPENCE DAVID R DIRECTOR 0.10 X 0 0 0 STERN THOMAS A DIRECTOR 0.10 X 0 0 0 SULLIVANRICHARD T DIRECTOR 0.10 X 0 0 0 THOMAS LAWRENCE E DIRECTOR 0.30 X 0 0 0 VIRANT JOHN A DIRECTOR 0.10 X 0 0 0 WALLACE HARVEY N DIRECTOR 0.10 X 0 0 0 WARSHAW HENRY DIRECTOR 0.20 X 0 0 0 WIELANSKY LEE DIRECTOR 0.10 X 0 0 0 ZORENSKY MARK H DIRECTOR 0.30 X 0 0 0 CANNONROBERT W PRESIDENT/DIRECTOR 2.00 48.00 X X 0 1317009 146527 ELL SUSAN J VP & EXEC DIRECTOR 48.00 2.00 X X 0 407779 57826 SUELTHAUS KENNETH H CHAIRMAN/DIRECTOR 5.00 X X 0 0 0 KRIEGER MARK TREASURER NO VOTE 10.00 40.00 X 0 633254 100894 0 4484599 465611 0 0 1 0 SUN HIGHLANDS PLAZA 1001 HIGHLANDS PLAZA DR ST LOUIS MO 63110 PROVIDE COMMERCIAL OFFICE RENTAL 462936 CREATIVE PRODUCER'S GROUP 4818 WASHINGTON BLVD ST LOUIS MO 63108 PRODUCTION SERVICES & ENTERTAINMENT 267532 ADVERTISERS PRINTING CO 1229 S VANDEVENTER AVE ST LOUIS MO 631103807 MESSAGE DUPLICATION, DISTRIBUTION & TARG 211053 3 1112274 42800000 12678633 547779 56590907 9743784 9743784 258871 258871 328707423 328048415 659008 659008 659008 569116 1112274 196012 373104 373104 RECOV PY GRANTS 900099 1185830 1185830 CLINICAL TRIALS 900099 23223 23223 1209053 68834727 0 0 12243820 44959248 44959248 62000 62000 1282021 1282021 3078022 551 3077471 16607 16607 474746 45902 428844 205264 205264 11622 678 10944 24817 3345 21472 120475 120000 475 51129 29784 21345 CATERING AND MEALS 146016 778 145238 DONOR CULTIVATION 25730 173 25557 PROFESSIONAL DUES 7607 645 6962 88126 29306 58820 50553430 44959248 1780447 3813735 5721993 3969952 19307373 21363375 64250000 42800000 1825 1807 437767 129144 318121 308623 342901188 406561757 179986003 187913389 5201833 5244782 617688336 668163685 498409 528502 95142207 106802559 12428593 13570679 108069209 120901740 X 100132557 112176579 253023530 273530147 156463040 161555219 509619127 547261945 617688336 668163685 X 18281297 14780659 4580862 X 0 1 X 1 0 X 35899494 34716984 79332670 79017401 56590907 285557456 35899494 34716984 79332670 79017401 56590907 285557456 285557456 9815491 11608364 9555450 9161137 10002655 50143097 605935 1541783 436612 896965 1209053 4690348 340390901 3506609 0.83890 0.84480 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FORGIVENESS OF WUSM DEBT - 2013 AMOUNT: $ 418,574. RECOVERY PY GRANTS - 2012 AMOUNT: $ 605,935. 2013 AMOUNT: $ 1,123,209. 2014 AMOUNT: $ 436,612. 2015 AMOUNT: $ 896,965. 2016 AMOUNT: $ 1,209,053. SCHEDULE A, PART II SECTION B: PRIOR YEARS WERE UPDATED FOR GRANT RECOVERIES NOT INCLUDED PREVIOUSLY SCHEDULE A, PART II, LINE 15: UPDATED FOR ADDITION OF GRANT RECOVERIES IN 2011-2015 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 288090919 11051906 15233366 -13046013 -2698110 298632068 294819614 3526211 -571073 -7185365 -2498468 288090919 291290736 1850412 13799782 -9801922 -2319394 294819614 269677301 2065798 28133720 -6606471 -1979612 291290736 244001329 3756681 34170294 -10124110 -2126893 269677301 0.25000 0.47000 0.28000 0 0 437767 129144 308623 308623 HEDGE FUNDS 43610481 F PRIVATE EQUITY 1984 F REAL ASSETS 83550318 F OTHER 60750606 F 187913389 FUNDS HELD FOR WASHINGTON UNIVERSITY 2795076 RELATED PARTY LIABILITY 7591578 ANNUITY OBLIGATIONS 805342 LIABILITY UNDER TRUST AGREEMENTS 2378683 13570679 82132132 14780659 14780659 67351473 1282021 201233 1483254 68834727 49271409 0 49271409 1282021 1282021 50553430 PART V, LINE 4: THE FOUNDATION ALLOCATES AND ADMINISTERS ENDOWMENT EARNINGS TO ADVANCE PROJECTS AND PROGRAMS IN HEALTHCARE BEYOND STANDARD OPERATING NEEDS, AND WHICH FURTHER THE MISSIONS OF BARNES-JEWISH HOSPITAL, WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND PARTNERING HEALTHCARE ORGANIZATIONS IN THE COMMUNITY. THIS INCLUDES HOSPITAL CENTERS, NURSING SCHOOL PROFESSORSHIPS AND DEANSHIPS, RESEARCH, FELLOWSHIPS, SCHOLARSHIPS, AWARDS, PATIENT CARE, HEALTH-RELATED SOCIAL SERVICES AND PATIENT SERVICES, COMMUNITY OUTREACH AND EDUCATION PROGRAMS. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN TRUST -253,603. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 172,741. RECOVERY OF CLINICAL TRIAL 23,223. ROYALTIES 258,871. ROUNDING 1. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES DISEASE RESEARCH 20430 0 0 0 0 0 0 20430 0 20430 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL ILLUMINATIONS GALA-2016 1681390 1112274 569116 76012 120000 1681390 1112274 569116 76012 120000 196012 373104 1 BARNES - JEWISH HOSPITAL ONE BARNES JEWISH HOSP PLAZA STLOUIS MO 63110 237309937 501(C)(3) 4681877 RESEARCH, PATIENT SUPPORT, EDUCATION, CAPITAL, COMMUNITY SERVICES WASHINGTON UNIVERSITY SCHOOL OF MEDICINE CAMPUS BOX 8018 660 SOUTH EUCLID AVE STLOUIS MO 63110 430653611 501(C)(3) 39042328 RESEARCH, PATIENT SUPPORT, EDUCATION, MD RECRUITMENT BJC HOME CARE SERVICES 1935 BELTWAY DRIVE STLOUIS MO 63114 431450457 501(C)(3) 151159 HOSPICE, HME, HOME CARE HAVEN HOUSE 126850 OLIVE BLD STLOUIS MO 63141 201876315 501(C)(3) 52000 PROVIDE COMFORT AND SUPPORT FOR PATIENTS AND FAMILY WHO TRAVEL FOR MEDICAL CARE. PEDAL THE CAUSE 900 SPRUCE STREET STLOUIS MO 63102 272233336 501(C)(3) 100000 ANNUAL FUNDRAISING BIKE CHALLENGE FOR CANCER RESEARCH BEYOND HOUSING 4156 MANCHESTER AVENUE STLOUIS MO 63110 510179471 501(C)(3) 10000 COMMUNITY DEVELOPMENT ORGANIZATION PROVIDING LEADERSHIP FROM PURCHASING A HOME TO HEALTH, EDUCATION, JOBS AND ECONOMIC DEVELOPMENT OFFERING HOLISTIC RESOURCES AND SUPPORT CENTER FOR HEAD INJURY SERVICES 11828 LACKLAND ROAD STLOUIS MO 63146 431554015 501(C)(3) 25000 HELP PEOPLE WITH BRAIN INJURIES, AUTISM AND OTHER DISABILITIES REACH THEIR MAXIMUM POTENTIAL BY DEVELOPING SKILLS, CREATING OPPORTUNITIES AND SHAPING BRIGHT FUTURES SAFE CONNECTIONS 2165 HAMPTON AVE STLOUIS MO 63139 431077667 501(C)(3) 10000 CONSULTING FOR VICTIMS OF RELATIONSHIP VIOLENCE AND SEXUAL ASSAULT DOORWAYS 4385 MARYLAND AVENUE STLOUIS MO 63108 431484279 501(C)(3) 30000 PROVIDES USED CLOTHING TO THE PUBLIC FOOD OUTREACH INC 3117 OLIVE STREET STLOUIS MO 63103 431492878 501(C)(3) 50000 PROVIDE NUTRITIONAL SUPPORT AND ENHANCE THE QUALITY OF LIFE OF THOSE LIVING WITH HIV/AIDS OR CANCER GATEWAY TO HOPE 425 N NEW BALLAS ROAD SUITE 220 ST LOUIS MO 63141 202737792 501(C)(3) 25000 CASE MANAGEMENT FOR PATIENTS WITH AIDS AND HEP C MENTAL HEALTH AMERICA 1905 SOUTH GRAND STLOUIS MO 63104 430685341 501(C)(3) 40000 IMPROVE CARE AND TREATMENT OF PERSONS LIVING WITH MENTAL HEALTH ILLNESS HEALTH LITERACY MINISTRY PO BOX 26962 STLOUIS MO 63118 453956770 501(C)(3) 17786 PROVIDE HIGH BLOOD PRESSURE AND/OR HEART FAILURE EDUCATION TO SENIORS 55 YEARS OF AGE AND OLDER IN ST. LOUIS AREA HUMANITRIES 1447 EAST GRAND STREET STLOUIS MO 63107 431470568 501(C)(3) 20000 INTERPRETING SERVICES ANSWERING SERVICES COMMUNITY HEALTH IN PARTNERSHIP 2431 NORTH GRAND BLVD STLOUIS MO 63106 431589851 501(C)(3) 75000 TO HELP ESTABLISH MOBILE DIABETES CENTER JEWISH COMMUNITY CENTER OF ST LOUIS 2 MILLSTONE CAMPUS DR STLOUIS MO 63146 430681477 501(C)(3) 40000 SUPPORT AUTISTIC, ASPERGER SYNDROME AND OTHER DISABILITIES SAINT LOUIS SCHOOL OF MEDICINE 221 NORTH GRAND BOULEVARD STLOUIS MO 63103 430654872 501(C)(3) 228000 RESEARCH DNA REPLICATION, GENOME STABILITY ST LOUIS COLLEGE OF PHARMACY 4588 PARKVIEW PLACE STLOUIS MO 63110 430652675 501(C)(3) 10511 RESEARCH ON PATIENT EDUCATION, HEALTH LITERACY AND AGING ST LOUIS EFFORT FOR AIDS 1027 S VANDERVENTER 700 STLOUIS MO 63110 431395179 501(C)(3) 25000 PROVIDE EDUCATION ON PREVENTION OF HIV/AIDS AND COMPREHENSIVE SUPPORT SERVICES TO THOSE AFFECTED BY THE DISEASE ST LOUIS EQUIPMENT LENDING PROGRAM 800 N TUCKER BLVD ST LOUIS MO 63101 431263499 501(C)(3) 35000 PROVIDES ANYONE IN NEED ACCESS TO FREE HOME MEDICAL EQUIPMENT THROUGH OUR RECYCLE AND REUSE PROGRAM, ENABLING THOSE TO LIVE AS INDEPENDENTLY AS POSSIBLE AND REMAIN CONTRIBUTING MEMBERS OF THE COMMUNITY SUPPORT DOGS 1610 OLIVE ST STLOUIS MO 63103 262002068 501(C)(3) 10000 COMMUNITY SUPPORT TO COORDINATE ENTY-SYSTEM OF RESPONSE THE YOUTH AND FAMILY CENTER 1750 SOUTH BRENTWOOD BLVD SUITE 210 210 ST LOUIS MO 63144 431570225 501(C)(3) 24568 CREATE PERMANENCY IN EVERY FOSTER CHILD'S LIFE BY RECRUITING AND SUPPORTING FOSTER & ADOPTIVE FAMILIES IN ST LOUIS COMMUNITY. OASIS INSTITUTE 7710 CARONDELET AVE ST LOUIS MO 63105 431830354 501(C)(3) 223698 HEALTHING AGING INITIATIVE-COMMUNITY OUTREACH BJC HEALTH SYSTEM 4901 FOREST PARK AVENUE SUITE 1200 ST LOUIS MO 63108 431617558 501(C)(3) 22000 SCC LUNG CANCER SCREENING PROGRAM BARNES - JEWISH HOSPITAL WEST COUNTY 12634 OLIVE STREET ROAD ST LOUIS MO 63141 431527130 501(C)(3) 10321 OWEN KANTOR LECTURE 25 PART I, LINE 2: THE FOUNDATION FOR BARNES-JEWISH HOSPITAL (FOUNDATION) PROVIDES GRANT SUPPORT TO BARNES-JEWISH HOSPITAL (HOSPITAL), WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND A LIMITED NUMBER OF COMMUNITY ORGANIZATIONS WHOSE MISSIONS ARE CONSISTENT WITH THE WORK OF THE HOSPITAL. FOR THE HOSPITAL AND UNIVERSITY: GRANT APPLICATIONS ARE SUBMITTED WHICH INCLUDE A BUDGET AND A NARRATIVE. THE APPLICATIONS FOR SPECIFIC PROJECT GRANTS MUST BE REVIEWED AND APPROVED BY AN INSTITUTIONAL OFFICIAL PRIOR TO SUBMISSION. IN SOME CASES, APPLICATIONS ARE RECEIVED IN RESPONSE TO A SPECIFIC CALL FOR PROPOSALS, WHICH ARE REVIEWED FOR MERIT BY A SPECIAL ADVISORY COMMITTEE. GRANTS ARE AWARDED TYPICALLY FOR A 12-MONTH PERIOD, WITH A NOTICE OF GRANT AWARD ISSUED WHICH INCLUDES THE TERMS AND CONDITIONS. ALL GRANT EXPENSES INCURRED BY THE HOSPITAL ARE REVIEWED FOR COMPLIANCE BY HOSPITAL ACCOUNTING STAFF. HOSPITAL ACCOUNTING STAFF RECEIVE ONGOING TRAINING ON THE TERMS AND CONDITIONS OF FOUNDATION GRANTS. A REVIEW OF WU SCHOOL OF MEDICINE EXPENSES RELATED TO SPECIFIC PROJECT GRANTS ARE PERFORMED BY UNIVERSITY STAFF AS THE EXPENSES ARE INCURRED. THE UNIVERSITY SUBMITS QUARTERLY EXPENSE REPORTS TO THE FOUNDATION FOR REVIEW. HOSPITAL ACCOUNTING STAFF RECEIVES INVOICES SUBMITTED BY THE UNIVERSITY AND APPROVES THEM ON THE FOUNDATION'S BEHALF. FOR ALL HOSPITAL AND UNIVERSITY GRANTS, A PROGRESS REPORT, INCLUDING NARRATIVE AND EXPENSE RECAP, IS REQUIRED UPON EXPIRATION OF A BUDGET PERIOD. FOUNDATION STAFF VERIFY THE COMPLETENESS OF THE REPORT. FOR COMMUNITY GRANTS: SELECTED SUPPORT IS PROVIDED TO LOCAL NONPROFITS FOR HEALTH-RELATED PROGRAMS TO BENEFIT COMMUNITY RESIDENTS, WITH EMPHASIS ON PROGRAM INNOVATION AND SERVICE DELIVERY TO TRADITIONALLY UNDERSERVED POPULATIONS. COMMUNITY GRANT MATERIALS WERE ADAPTED CLOSELY FROM THE HOSPITAL AND WU SCHOOL OF MEDICINE GRANTEE DOCUMENTS. SUPPORT PARAMETERS WERE DEVELOPED BY FOUNDATION STAFF AND THE STEWARDSHIP COMMITTEE OF THE FOUNDATION BOARD, WHICH IS CHARGED TO REVIEW AND RECOMMEND APPLICATIONS FOR FUNDING TO THE BOARD. TYPICALLY, SUPPORT IS GRANTED FOR 12 MONTHS, WITH SOME GRANTEES AWARDED MULTI-YEAR FUNDING CONDITIONED ON SUCCESSFUL FULFILLMENT OF OBJECTIVES. ANNUAL AWARDS ARE PAID AT THE START OF THE GRANT PERIOD. COMMUNITY GRANTEES SUBMIT ANNUAL AND/OR FINAL PROGRESS REPORTS. FOUNDATION STAFF REVIEW THESE FOR COMPLIANCE AND SUCCESS IN MEETING OBJECTIVES AND REPORT FINDINGS TO THE STEWARDSHIP COMMITTEE. TOTAL GRANTS FOR 2016 $44,959,248. 0 1 0 0 0 0 0 0 0 LIEKWEG RICHARD DIRECTOR 0 798954 0 1293980 0 33623 0 32020 0 128344 0 2286921 0 76524 CANNONROBERT W PRESIDENT/DIRECTOR 0 553100 0 616743 0 147166 0 54904 0 91623 0 1463536 0 45878 ELL SUSAN J VP & EXEC DIRECTOR 0 258920 0 129783 0 19076 0 20390 0 37436 0 465605 0 15033 KRIEGER MARK TREASURER NO VOTE 0 395453 0 142367 0 95434 0 62787 0 38107 0 734148 0 23016 PART I, LINE 3 FORM 990, PART VI, SECTION B, LINE 15A-B: THE COMPENSATION AND BENEFIT AMOUNTS OF THE ORGANIZATION'S OFFICERS AND TOP MANAGEMENT OFFICIALS ARE DETERMINED BY AN INDEPENDENT COMMITTEE OF BJC HEALTH SYSTEM, AN AFFILIATE OF THE FOUNDATION FOR BARNES-JEWISH HOSPITAL. THE COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS AND USES INDEPENDENT COMPENSATION STUDIES AND BENCHMARKING DATA TO ESTABLISH COMPENSATION AMOUNTS AND GUIDELINES. ALL AMOUNTS ARE APPROVED BY THE COMPENSATION COMMITTEE. THE ORGANIZATION RECONCILES THE AGGREGATE AMOUNTS PAID TO THE APPROVAL AMOUNTS SHORTLY AFTER THE CLOSE OF EACH CALENDAR YEAR. PART I, LINE 4B DURING 2016, THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN PAYMENTS/ACCRUALS FROM THE ORGANIZATION AS REPORTED IN THE DETAILS OF COMPENSATION AND BENEFITS (SEE FORM 990, PART VII AND SCHEDULE J, PART II): RICHARD LIEKWEG $768,004 MARK H. KRIEGER $46,792 SUSAN ELL $15,033 X 36 547779 AVG. HIGH/LOW 1 0 1 1 PART I, COLUMN (B): THE FOUNDATION USES A THIRD PARTY FINANCIAL INSTITUTION TO RECEIVE AND SELL STOCK GIFTS. SCHEDULE M, PART II, LINE 9 COLUMN B THE FOUNDATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN B PART I, LINE 32B: GIFTS OF SECURITIES ARE DELIVERED INTO ACCOUNTS ESTABLISHED UNDER THE FOUNDATION FOR BARNES-JEWISH HOSPITAL'S NAME AT VARIOUS FINANCIAL INSTITUTIONS. WHEN SECURITIES ARE RECEIVED, REPRESENTATIVES OF THESE INSTITUTIONS NOTIFY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL OF THE DATE OF DELIVERY. NORMALLY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL PERSONNEL INSTRUCT THESE INSTITUTIONS TO SELL THE SECURITIES IMMEDIATELY UPON RECEIPT, UNLESS OTHER DONOR STIPULATIONS EXIST OR IT IS NOT PRUDENT AND/OR POSSIBLE TO DO SO. FORM 990, PART V, LINE 1 THE ORGANIZATION IS AN AFFILIATE OF BJC HEALTH SYSTEM (BJC), A SUPPORTING ORGANIZATION DESCRIBED IN CODE SECTION 509(A)(3). BJC ASSUMES RESPONSIBILITY FOR REMITTING ALL PAYMENTS TO VENDORS THROUGH A CENTRALIZED ACCOUNTS PAYABLE SYSTEM. BJC ALSO ASSUMES RESPONSIBILITY FOR REPORTING THESE PAYMENTS TO THE IRS USING ITS EIN AS THE COMMON PAYOR ON FORM(S)1099,1098,5498, AND W-2G. THE AMOUNT REPORTED ON LINE 1,IF ANY, REFLECTS THE NUMBER OF FORMS FILED BY BJC HEALTH SYSTEM (EIN 43-1617558) ON BEHALF OF THE ORGANIZATION. FORM 990, PART V, LINE 7C/7D PROPERTY WAS SOLD IN DECEMBER 2015, BUT THE FORM 8282 WAS FILED IN 2016. FORM 990, PART VI, SECTION A, LINE 2 CERTAIN OFFICERS, DIRECTORS OR KEY EMPLOYEES OF THE FOUNDATION AND BJC HEALTH SYSTEM (BJC) MAY ALSO SERVE ON THE BOARDS OF OTHER RELATED OR UNRELATED ORGANIZATIONS. ADDITIONALLY, CERTAIN FAMILY MEMBERS OF OFFICERS, DIRECTORS OR KEY EMPLOYEES MAY, DURING THE NORMAL COURSE OF BUSINESS YET CONSISTENT WITH THE STATED EXEMPT PURPOSE OF THE FOUNDATION, ENGAGE IN TRANSACTIONS IN WHICH POTENTIAL CONFLICTS OF INTEREST COULD EXIST. THESE OFFICERS, DIRECTORS, KEY EMPLOYEES AND RELATED PERSONS DISCLOSE THESE POTENTIAL CONFLICTS TO THE FOUNDATION AND BJC ANNUALLY AND DO NOT PARTICIPATE IN DECISIONS IN WHICH THEY HAVE SUCH CONFLICTS. SUCH CONFLICTS AND RELATIONSHIPS ARE REVIEWED TO ENSURE THAT ANY PAYMENTS RECEIVED OR AMOUNTS PAID DO NOT EXCEED THE FAIR MARKET VALUE OF THE GOODS AND SERVICES RECEIVED BY THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 6 BARNES-JEWISH HOSPITAL IS THE SOLE CORPORATE MEMBER OF THE REPORTING ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A BARNES-JEWISH HOSPITAL HAS THE POWER TO ELECT OR APPOINT MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO FOUNDATION BYLAWS OR GOVERNING DOCUMENTS ARE SUBJECT TO THE APPROVAL OF BARNES-JEWISH HOSPITAL, THE SOLE CORPORATE MEMBER, AND BJC HEALTH SYSTEM. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION PREPARES DRAFT COPIES OF FORM 990 AND ATTACHMENTS FOR REVIEW BY MEMBERS OF FINANCE, LEGAL AND TAX DEPARTMENTS. THE FINAL DRAFT RETURNS ARE REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM AND A COMPLETE COPY IS PROVIDED FOR THE FOUNDATION BOARD OF DIRECTORS TO REVIEW. QUESTIONS AND COMMENTS THAT ARISE DURING THE INDIVIDUAL BOARD MEMBER REVIEWS OF THE FORMS ARE ADDRESSED IN ADVANCE OF SUBMISSION TO THE APPROPRIATE TAXING AUTHORITIES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE POLICY BY ISSUING ANNUALLY A CONFLICT OF INTEREST QUESTIONNAIRE REMINDING COVERED INDIVIDUALS OF THEIR OBLIGATIONS TO DISCLOSE POTENTIAL CONFLICTS AND REQUESTING THAT THEY COMPLETE A CONFLICTS OF INTEREST QUESTIONNAIRE. THE QUESTIONNAIRE REQUIRES THE DISCLOSURE OF CONFLICTS AND AN ATTESTATION TO THEIR CONTINUING OBLIGATION TO DISCLOSE SAID CONFLICTS SHOULD THE NEED ARISE. THE RESULTS OF THE CONFLICT OF INTEREST QUESTIONNAIRE ARE REVIEWED BY A CENTRALIZED COMPLIANCE DEPARTMENT AND APPROPRIATE ACTION TAKEN AS NECESSARY. SHOULD THE ORGANIZATION BECOME AWARE OF A CONFLICT NOT PREVIOUSLY REPORTED, ITS GENERAL COUNSEL WOULD INVESTIGATE THE ISSUE AND RESPOND IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE FOR INSPECTION BY THE GENERAL PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES. FORM 990, PART XI, LINE 9: EQUITY TRANSFER - EVELYN HOUSE 4,500,000. CHANGE IN VALUE OF TRUST 253,603. CHANGE IN VALUE OF SPLIT INTEREST -172,741. 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