2017-11-15T09:53:51-06:00 2016-12-31 752393478 WHITLEY PENN LLP 8343 DOUGLAS AVENUE STE 400 DALLAS TX 75225 990 2016-01-01 463992618 MEADOWS MENTAL HEALTH POLICY INSTITUTE FOR TEXAS MEAD 2146148225 2800 SWISS AVENUE DALLAS TX 75204 ANDREW KELLER PRESIDENT/CEO 2146148225 2017-11-14 1 CURTIS MAXFIELD P00445178 2143939300 12.0.230.112 2017-11-14 17:08:55 CS P DA3E60640D6C1298DD715361446E517AD29E4A42 7B6441DA580F43833600929B220D26E320F2C4AF 2016 2017-02-10 21:41:12Z ANDREW KELLER 2800 SWISS AVENUE DALLAS TX 75204 10215813 0 X WWW.TEXASSTATEOFMIND.ORG X 2013 TX TO PROVIDE INDEPENDENT, NON-PARTISAN, AND TRUSTED POLICY AND PROGRAM GUIDANCE THAT CREATES SYSTEMIC CHANGES SO ALL TEXANS CAN OBTAIN EFFECTIVE, EFFICIENT BEHAVIORAL HEALTH CARE WHEN AND WHERE THEY NEED IT. 16 15 36 0 0 0 3883990 8095087 623636 1149048 15908 10069 0 0 4523534 9254204 327353 593736 0 0 1759375 3875372 0 0 469175 5660457 7431068 7747185 11900176 -3223651 -2645972 13958291 11545081 913907 1146669 13044384 10398412 X TO PROVIDE INDEPENDENT, NON-PARTISAN, AND TRUSTED POLICY AND PROGRAM GUIDANCE THAT CREATES SYSTEMIC CHANGES SO ALL TEXANS CAN OBTAIN EFFECTIVE, EFFICIENT BEHAVIORAL HEALTH CARE WHEN AND WHERE THEY NEED IT.THE MEADOWS MENTAL HEALTH POLICY INSTITUTE HAS ESTABLISHED FIVE KEY PRINCIPLES THAT GUIDE THE WORK OF THE INSTITUTE. THESE PRINCIPLES ARE THE RESULT OF RESEARCH INTO BEST PRACTICES AND EFFECTIVE POLICIES IN MENTAL HEALTH SERVICES. THE FIVE KEY PRINCIPLES ARE THE FOLLOWING:1) TEXANS DESERVE BEHAVIORAL HEALTH CARE THAT IS ACCESSIBLE, UNDERSTANDABLE, EFFICIENT AND EFFECTIVE.2) THE STATE OF TEXAS AND ITS AGENCIES MUST BE ACCOUNTABLE TO TAXPAYERS FOR THE PERFORMANCE OF ITS BEHAVIORAL HEALTH SYSTEMS.3) BEHAVIORAL HEALTH CARE IS BEST DELIVERED THROUGH LOCAL SYSTEMS THAT ARE HELD ACCOUNTABLE FOR RESULTS AND ABLE TO WORK COLLABORATIVELY TO HELP TEXANS IN NEED.4) PERFORMANCE EVALUATION OF THE BEHAVIORAL HEALTH SYSTEM MUST BE CONTINUOUS, OUTCOME FOCUSED, AND DRIVEN BY MEANINGFUL D 0 0 9604020 593736 1149048 THE MEADOWS MENTAL HEALTH POLICY INSTITUTE ("MMHPI") IS WORKING TO HELP TEXANS ACCESS THE BEST MENTAL HEALTH SERVICES AVAILABLE. MMHPI ANALYZES, EVALUATES, AND DEVELOPS PUBLIC POLICY AT THE STATE AND LOCAL LEVELS THROUGH EVIDENCE-BASED RESEARCH AND DATA-DRIVEN ASSESSMENT OF OUTCOMES. MMHPI CONDUCTS GAPS AND CAPACITY ASSESSMENTS OF LOCAL MENTAL HEALTH SYSTEMS AND OFFERS TECHNICAL ASSISTANCE TO MENTAL HEALTH PROVIDERS THROUGHOUT THE STATE OF TEXAS. THE INSTITUTE PROVIDES BEST PRACTICE CONSULTATION AND REPORTS TO FUNDERS AND OTHER KEY STAKEHOLDERS. MMHPI HAS IDENTIFIED PRIORITY NEEDS IN THREE AREAS: VETERANS, CHILDREN, AND SMART JUSTICE, BUT WORKS ON OTHER MENTAL HEALTH POLICY ISSUES THAT ARE TIMELY (SUCH AS INTEGRATED BEHAVIORAL HEALTH AND EFFECTIVE CRISIS CARE). MMHPI PROVIDES LOCAL, STATE, AND PRIVATE SECTOR LEADERS WITH SOUND AND TRUSTED INFORMATION AND DATA TO SUPPORT THE DEVELOPMENT OF POLICIES TO IMPROVE THE EFFECTIVENESS OF MENTAL HEALTH SYSTEMS AND PROGRAMS. MMHPI ALSO WORKS WITH HEALTH SYSTEMS TO SUPPORT THE IMPLEMENTATION OF BEST PRACTICES. WE ALSO WORK WITH COMMUNITY LEADERS TO CHANGE PUBLIC AWARENESS REGARDING THE EFFICACY OF MENTAL HEALTH TREATMENT. MMHPI'S "OKAY TO SAY", CAMPAIGN IS A COMMUNITY-DRIVEN MOVEMENT WITH SUPPORT FROM COMMUNITY PARTNERS TO INCREASE PUBLIC AWARENESS THAT MOST MENTAL ILLNESSES ARE TREATABLE AND TO OFFER MESSAGES OF HOPE AND RECOVERY TO TEXANS AND THEIR FAMILIES. 9604020 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 30 0 36 1 0 0 0 0 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X BILL SOLOMON 2146148225 2800 SWISS AVENUE DALLAS TX 75204 TOM LUCE OUTGOING PRESIDENT AND CEO/DIRECTOR 1.00 X X 0 0 0 OCTAVIO MARTINEZ JR CHAIRMAN/DIRECTOR 1.00 X X 0 0 0 BOB GARRETT TREASURER/DIRECTOR 1.00 X X 0 0 0 SHARON BUTTERWORTH SECRETARY/DIRECTOR 1.00 X X 0 0 0 CHARLES BUTT DIRECTOR 1.00 X 0 0 0 ROBERT EARLEY DIRECTOR 1.00 X 0 0 0 LINDA EVANS DIRECTOR 1.00 X 0 0 0 DR FRANCISCO FERNANDEZ DIRECTOR 1.00 X 0 0 0 MAUREEN HACKETT DIRECTOR 1.00 X 0 0 0 LARRY HARLAN DIRECTOR 1.00 X 0 0 0 ALBERT HAWKINS DIRECTOR 1.00 X 0 0 0 KEVIN MORIARTY DIRECTOR 1.00 X 0 0 0 LYNDON OLSON JR DIRECTOR 1.00 X 0 0 0 HARRIET O'NEILL DIRECTOR 1.00 X 0 0 0 DEEDIE ROSE DIRECTOR 1.00 X 0 0 0 LISA ROSE DIRECTOR (PARTIAL YEAR) 1.00 X 0 0 0 LAURA STREET DIRECTOR 1.00 X 0 0 0 ANDREW KELLER CEO/PRESIDENT 40.00 X 366057 0 36462 PHILIP RITTER CHIEF OPERATING OFFICER 40.00 X 315211 0 31397 ROBERT KINCAID SENIOR VP AND GENERAL COUNSEL 40.00 X 237772 0 12270 COBY CHASE VP OF EXTERNAL AFFAIRS 40.00 X 211476 0 7184 MICHELE GUZMAN SENIOR DIRECTOR OF EVALUATION 40.00 X 138444 0 28212 NELSON JARRIN DIRECTOR OF GOVERNMENT AFFAIRS 40.00 X 134682 0 27446 KYLE MITCHELL SR DIRECTOR OF VETERAN AND MILITARY POLICY 40.00 X 119365 0 13935 BENNIE JO WAGNER DIRECTOR OF SMART JUSTICE 40.00 X 116896 0 13647 TEDRA KANANI QUIJANO DIRECTOR OF COMMUNICATIONS 40.00 X 110261 0 12872 JACQUALENE STEPHENS SR DIRECTOR OF SYSTEM TRANSFORMATION 40.00 X 103790 0 12117 1853954 0 195542 11 0 1 0 TRIWEST GROUP LLC 4450 ARAPAHOE AVE SUITE 100 BOULDER CO 80303 HUMAN SERVICE EVALUATION & MGMT 2944597 LDWW GROUP MARKETING AND COMMUNICATIONS 2651 N HARWOOD STREET SUITE 220 DALLAS TX 75201 MARKETING AND COMMUNICATIONS 1622562 LOOPBACK LLC 14900 LANDMARK BLVD STE 240 DALLAS TX 75254 DATA INTEGRATION AND EVALUATION 500000 CFO ADVISORY SERVICES LP 1755 N COLLINS BOULEVARD RICHARDSON TX 75080 ACCT, OPERATIONS & FINANCIAL REPORTING 216487 UT HEALTH SCIENCE CENTER AT HOUSTON 7000 FANNIN UCT SUITE 1006 HOUSTON TX 77030 CONSULTING AND RESEARCH 124984 7 8095087 8095087 EVALUATION CONTRACTS 900099 1139713 1139713 CONFERENCE FEES 900099 9335 9335 1149048 10046 10046 961632 961609 23 23 23 9254204 1149048 0 10069 X 593736 593736 1130516 851481 142186 136849 2141925 1613252 269392 259281 56402 19798 25327 11277 546529 233881 251512 61136 258432 561 257871 259279 259279 4889360 4859860 29500 1317830 1283972 33858 48316 3425 44891 8723 8723 84686 5125 79561 376081 133896 241553 632 84999 84999 5255 5255 7387 7387 BOOKS AND SUBSCRIPTIONS 42206 64 42142 MISCELLANEOUS 19607 3223 16384 POSTAGE AND MAILING 11411 1163 10248 CONFERENCE FEES 10060 10060 7436 583 6853 11900176 9604020 1826981 469175 495264 169335 3088044 4453067 10208896 6691638 146175 132133 109004 10096 19912 98908 13958291 11545081 624446 554970 289461 591699 913907 1146669 X 1034530 11858 12009854 10361554 25000 13044384 10398412 13958291 11545081 -2645972 0 X X 0 1 X 1 0 X 22149011 1888143 3883990 8095087 36016231 22149011 1888143 3883990 8095087 36016231 22588028 13428203 18887 10659 10046 39592 36055823 1872684 X FORM 990, SCHEDULE A, PART II THE ORGANIZATION'S 2013 TAX YEAR WAS A SHORT YEAR BECAUSE IT WAS THE ORGANIZATION'S INITIAL YEAR. FORM 990, SCHEDULE A, PART II THE ORGANIZATION'S 2014 TAX YEAR WAS A SHORT YEAR BECAUSE THE ORGANIZATION CHANGED ITS ACCOUNTING YEAR FROM A FISCAL YEAR ENDING ON AUGUST 31 TO A CALENDAR YEAR ENDING ON DECEMBER 31. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 317422 317422 11582754 11900176 745009 186252 0 0 350101 537359 745009 1632469 2448704 89173 220996 317422 627591 87525 134340 186252 408117 612176 25000 25000 0.00000 1.00000 0.00000 0 0 40339 672 39667 68665 9424 59241 98908 X 9335021 80817 80817 9254204 0 9254204 11980993 80817 80817 11900176 0 11900176 PART V, LINE 4: THE PERMANENT ENDOWMENT IS INTENDED TO SUPPORT THE WORK OF STUDENTS AND INTERNS ENGAGED BY THE INSTITUTE IN THE FUTURE. PART X, LINE 2: GAAP PRESCRIBES A COMPREHENSIVE MODEL FOR THE FINANCIAL STATEMENT RECOGNITION, MEASUREMENT, PRESENTATION, AND DISCLOSURE OF UNCERTAIN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN INCOME TAX RETURNS. MANAGEMENT BELIEVES THAT IT HAS NOT TAKEN A TAX POSITION THAT, IF CHALLENGED, WOULD HAVE A MATERIAL EFFECT ON THE INSTITUTE'S FINANCIAL STATEMENTS. THE INSTITUTE FILES FORM 990 IN THE UNITED STATES FEDERAL JURISDICTION WITHIN THE UNITED STATES AND NO TAX RETURNS ARE CURRENTLY UNDER EXAMINATION BY ANY TAX AUTHORITIES. THERE WERE NO PENALTIES OR INTEREST DURING THE YEARS ENDED DECEMBER 31, 2016 OR 2015. 1 COMMUNITIES IN SCHOOLS OF HOUSTON INC 1235 NORTH LOOP WEST HOUSTON TX 77008 760031827 501(C)(3) 41500 ASSIST IN FUNDING FOR CIS' MENTAL HEALTH INITIATIVE GREATER HOUSTON COMMUNITY FOUNDATION 5120 WOODWAY DRIVE NO 6000 HOUSTON TX 77056 237160400 501(C)(3) 300000 PRODUCTION FUNDING FOR THE PBS MENTAL HEALTH SERIES UT SOUTHWESTERN MEDICAL CENTER 2201 INWOOD ROAD DALLAS TX 75390 746000203 UNIV TX SYSTEM 25000 TO SUPPORT A PSYCHIATRY EDUCATION CONFERENCE TEXAS HEALTH AND HUMAN SERVICES COMMISSION 4405 N LAMAR BLVD MC-150 AUSTIN TX 78751 742638006 TX HHS SYSTEM 69871 TO PARTIALLY FUND EVALUATION WORK BY TEXAS A&M 4 PART I, LINE 2: GRANT FUNDS ARE SPENT ON STATE AND LOCAL PROJECTS (INCLUDING PUBLIC SECTOR) AND ALL ARE WITHIN THE STATE OF TEXAS. ANY AFFILIATED ORGANIZATIONS AND CONTRACTORS ARE ALL KNOWN AND GENERALLY BASED IN TEXAS. ALL GRANTS ARE PURSUANT TO A WRITTEN AGREEMENT AND ARE MONITORED BY A GRANTS MANAGEMENT TEAM, LEGAL COUNSEL AND FINANCIAL PERSONNEL. X 0 1 X X X X 0 0 0 0 0 0 0 0 0 ANDREW KELLER CEO/PRESIDENT 366057 0 0 0 0 0 7098 0 29364 0 402519 0 0 0 PHILIP RITTER CHIEF OPERATING OFFICER 315211 0 0 0 0 0 6112 0 25285 0 346608 0 0 0 ROBERT KINCAID SENIOR VP AND GENERAL COUNSEL 237772 0 0 0 0 0 932 0 11338 0 250042 0 0 0 COBY CHASE VP OF EXTERNAL AFFAIRS 211476 0 0 0 0 0 6117 0 1067 0 218660 0 0 0 MICHELE GUZMAN SENIOR DIRECTOR OF EVALUATION 138444 0 0 0 0 0 0 0 28212 0 166656 0 0 0 NELSON JARRIN DIRECTOR OF GOVERNMENT AFFAIRS 134682 0 0 0 0 0 0 0 27446 0 162128 0 0 0 PART I, LINE 1A THE ORGANIZATION PAYS FOR FIRST OR BUSINESS CLASS TRAVEL FOR MEMBERS OF ITS LEADERSHIP TEAM WHEN SUCH TRAVEL IS APPROPRIATE BASED ON DISTANCE, TRAVEL SCHEDULE, AND/OR THE NEED TO WORK DURING TRAVEL. PART I, LINE 1B REGARDING PAYMENT AND REIMBURSEMENT OF FIRST CLASS OR BUSINESS CLASS TRAVEL, THE INSTITUTE REQUIRED SUBSTANTIATION OF A VALID BUSINESS PURPOSE FOR SUCH TRAVEL AND CEO APPROVAL OF SUCH EXPENSES BEFORE REIMBURSEMENT. LDWW GROUP MARKETING & COMMUNICATIONS LP OWNED BY SON OF DIRECTOR 1622562 DEVELOP MARKETING AND PUBLIC RELATION PROGRAMS AND MATERIAL. 0 LUCE CONSULTING COMPANY OWNED BY DIRECTOR 101023 CONSULTING SERVICES 0 TRIWEST GROUP LLC OFFICER WAS PARTIAL OWNER PRIOR TO BECOMING CEO 2944597 CONSULTING SERVICES 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS IS PROVIDED WITH A DRAFT OF FORM 990 BEFORE IT IS FILED WITH THE IRS TO AFFORD THE BOARD OF DIRECTORS AN OPPORTUNITY TO REVIEW AND COMMENT. THEY ARE ALSO PROVIDED WITH A FINAL COPY OF THE FORM 990 TO BE FILED WITH THE IRS BEFORE THE FORM IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST DISCLOSURE FORMS ARE DISTRIBUTED TO ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES OF THE ORGANIZATION ON AN ANNUAL BASIS. THE COMPLETED FORMS ARE RETURNED TO THE ORGANIZATION AND THE ORGANIZATION AND ITS LEGAL COUNSEL REVIEW THE COMPLETED FORMS TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A AN AUTHORIZED BODY OF THE BOARD APPROVED COMPENSATION OF THE CEO AFTER RECEIVING COMPARABILITY DATA AND OTHER INFORMATION FROM AN INDEPENDENT COMPENSATION CONSULTANT. THE ORGANIZATION CONTEMPORANEOUSLY DOCUMENTED THE DELIBERATION AND DECISION OF THE AUTHORIZED BODY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G POLICY SERVICES: PROGRAM SERVICE EXPENSES 4,853,260. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,853,260. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 6,600. MANAGEMENT AND GENERAL EXPENSES 29,500. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 36,100. FORM 990, PART XII, LINE 2C THE AUDIT AND FINANCE COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT PREPARED BY AN INDEPENDENT ACCOUNTANT.