2017-11-15T15:55:57-06:00 2016-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2016-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127580404 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2017-11-15 true ALFRED LAROSA CPA P00103808 2127519100 2017-11-15 198.46.120.251 22006220173195000240 2017-11-15 P 9E9B97DDA32FA70632E055389FA95636EE0890FF 35F0847852E884557EB622AE181688CF42288C20 2016 2017-02-10 21:41:12Z X 86009018 X 0 X 1634 1634 873107 873107 6663056 9508279 6663056 1350982 1024459 8888779 8562256 0 111328 111328 29855 29855 330429 165215 0 165214 25818 12909 0 12909 419887 419887 23 23 114727 28682 86045 164116 164116 1196183 626716 0 569467 7714100 7714100 8910283 626716 0 8283567 -21504 7935540 498921 556137 556137 702711 412813 412813 1321511 0 0 62807621 71023602 82163689 11109128 2876379 2876379 76439892 74868931 86009018 0 0 X 62000 62000 76377892 74806931 76439892 74868931 76439892 74868931 76439892 -21504 76418388 1549457 74868931 STATE STREET BANK & TRUST COMPANY #000038 - SEE ATTACHED 347807 348969 -1162 -1162 STATE STREET BANK & TRUST COMPANY #000038 - SEE ATTACHED 1042193 1116092 -70553 -73899 GAIN FROM K-1 SPRUCE FIXED INCOME LP 0 56971 -56971 -56971 GAIN FROM K-1 SPRUCE PRIVATE INVESTMENT FUND 435795 0 435795 435795 GAIN FROM K-1 SPRUCE GLOBAL EQUITIES FUND LP 4025442 0 4025442 4025442 SALE OF SPRUCE FIXED INCOME LP 60477 0 60477 60477 SALE OF SPRUCE GLOBAL EQUITIES FUND LP 570395 0 570395 570395 CITIBANK #0768 - SEE ATTACHED 32311 32741 -430 -430 CITIBANK #0768 - SEE ATTACHED 2982478 1293796 1688682 1688682 STATE STREET BANK & TRUST COMPANY #000038 - CAP GAIN DISTRIBUTION 11381 0 11381 11381 6663056 false 8837847 94630109 0.093394 6746695 104033304 0.064851 6979548 102791997 0.0679 6486718 100142795 0.064775 5983491 106134522 0.056376 0.347296 0.069459 90512457 6286905 79355 6366260 8283567 X 79355 79355 79355 126078 150000 276078 196723 196723 false false false false false false false true true NY true false false false false true SCHULTE ROTH & ZABEL LLP 2127580404 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 DEBORAH MARTIN 163 RUMFORD AVENUE UNIT 201 MANSFIELD NY 02048 ADMIN ASSISTANT 40.0 111328 21127 STATE STREET BANK & TRUST COMPANY PO BOX 5300 BOSTON MA 02206 INVESTMENT ADVISORY 419887 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 330429 SLATE PR C/O FORTE 170 VARICK STREET FL 2 NEW YORK NY 10022 CONSULTING 53550 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 162,616) 362616 53631579 1311034 36948206 91890819 0 91890819 1378362 90512457 4525623 4525623 79355 79355 4446268 4446268 4446268 8283567 0 0 0 0 8283567 79355 8204212 4446268 0 2014 2013 2012 0 672052 1503224 1848086 1666870 4106342 9796574 8283567 0 4446268 3837299 13633873 0 0 0 0 672052 12961821 1503224 1848086 1666870 4106342 3837299 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 7514100 SARAH RUHL 115 WILLOW STREET APT 6A BROOKLYN NY 11201 N/A I STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. 200000 7714100 14 1634 14 873107 18 6663056 SPRUCE PRIVATE INVESTMENT FUND 900099 326523 14 -261730 -359 SPRUCE TAXABLE BOND FUND LP 14 -148894 SPRUCE EQUITIES FUND LP 14 -189451 SPRUCE PRIVATE INVESTMENT FUND II 14 389093 STEINBERG PARTNERS FUND 14 1235800 326523 8562615 -359 8888779 11 NONDEDUCTIBLE EXPENSES PER SPRUCE PRIVATE INVESTMENT FUND K-1. false false false false false false false false false false ACCOUNTING FEES 25818 12909 12909 CORPORATE STOCK (CITIBANK) 0 0 MUTUAL FUNDS (STATE ST BANK) AT COST 19519782 20981644 SPRUCE PRIVATE INVESTMENTS FD AT COST 7278586 7747468 SPRUCE ABSOLUTE RETURN (OFF) AT COST 11305269 15219153 SPRUCE GLOBAL EQUITY (OFF) AT COST 13296271 18830933 SPRUCE FIXED INCOME LP AT COST 0 0 SPRUCE EQUITIES FUND LP AT COST 0 0 SPRUCE PRIVATE INVEST. FUND II AT COST 4169533 3930330 STEINBERG PARTNERS FUND LP AT COST 15454161 15454161 LEGAL FEES 330429 165215 165214 PAYROLL ADJUSTMENT 4231 1841 1841 DISTRIBUTION RECEIVABLE 8372 2874433 2874433 ARC FUND - DISTR. RECEIVABLES 11009038 0 0 SPRUCE ALPHA FUND - DIS. RECEI 87487 0 0 INTEREST RECEIVABLE 0 105 105 MARK TO MARKET ON RECEIPT OF SECURITIES 1521743 PRIOR PERIOD ADJUSTMENTS 27714 AWARD RELATED EXPENSES 162616 162616 FILING FEES 1500 1500 SPRUCE PRIVATE INVESTMENT FUND LP 64434 -262089 SPRUCE FIXED INCOME LP -148894 -148894 SPRUCE GLOBAL EQUITIES FUND LP -189451 -189451 SPRUCE PRIVATE INVESTMENT FUND II 389093 389093 STEINBERG PARTNERS FUND 1235800 1235800 BANK CUST.&INVEST. ADVIS. FEE 419887 419887 FOREIGN TAXES PAID 23 23