2017-11-14T16:08:21-06:00 2016-12-31 473685506 Thayer O'Neal Company LLC 101 Parklane Blvd 201 Sugar Land TX 77478 990PF 2016-01-01 760141071 The Medallion Foundation Inc MEDA 7136291381 1407 Fannin Street Houston TX 77002 Robert J Pilegge Director 7136291381 2017-11-14 1 John Thayer P00223490 2815528430 50.240.240.125 2017-11-14 16:08:18 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 A21786E6D528B16E0E6C379941647BB8406F1CBE 2016 2017-02-10 21:41:12Z X 53221614 X 9404045 1041147 1039495 263389 263389 457978 457978 457978 30649 1556745 30649 555613 555613 11752821 2347124 36000 18000 18000 88839 88839 0 17955 17955 0 501219 501219 0 213352 213352 0 857365 839365 18000 700104 700104 1557469 839365 718104 10195352 1507759 228944 800161 201037 201037 28370141 18759301 28370141 26879934 5130397 41511929 47962194 24847549 1596412 1596412 1596412 1293094 266179 294829 0 68293323 78424613 53221614 838911 851283 838911 851283 X 1774205 1774205 0 0 65680207 75799125 67454412 77573330 68293323 78424613 67454412 10195352 0 77649764 76434 77573330 ST PASSTHROUGH FROM FRINKELSTEIN P 2016-01-01 2016-12-31 113869 -113869 -113869 LT PASSTHROUGH FROM FINKELSTEIN P 2015-01-01 2016-12-31 194340 194340 194340 LT PASSTHROUGH FROM FINKELSTEIN P 2015-01-01 2016-12-31 1563 1563 1563 LT PASSTHROUGH FROM STEFIL P 2015-01-01 2016-12-31 10426 10426 10426 HARBOR HI YLD BD I P 2016-06-09 2016-07-25 25279 25000 279 279 ISHS MSCI EAFE INDEX ETF P 2016-06-09 2016-12-12 29244 29445 -201 -201 VNGRD HIGH DIV YLD ETF P 2016-01-28 2016-11-26 59322 50640 8682 8682 VNGRD INT TM INV GD ADML P 2016-07-28 2016-12-31 192095 200000 -7905 -7905 WSDMTRE EURO HDGD EQ ETF P 2015-09-29 2016-06-09 61006 61406 -400 -400 DIREHAUS E/MKT GRW P 2014-01-01 2016-01-28 80000 100987 -20987 -20987 DIREHAUS E/MKT GRW P 2014-05-09 2016-07-28 15000 16596 -1596 -1596 DIREHAUS E/MKT GRW P 2014-05-09 2016-12-12 41336 47416 -6080 -6080 FPA CRESCENT P 2015-01-01 2016-01-28 125282 133067 -7785 -7785 HARBOR HI YLD BD I P 2015-01-01 2016-07-25 80797 90711 -9914 -9914 ISHS MSCI EAFE INDX ETF P 2013-05-03 2016-07-28 60101 65572 -5471 -5471 ISHS MSCI EAFE INDEX ETF P 2015-01-01 2016-12-12 133939 141776 -7837 -7837 CLRBRDG AGG GRW I P 2013-05-02 2016-06-09 75000 59169 15831 15831 MAINSTRY CONV I P 2014-01-07 2016-07-28 60000 64232 -4232 -4232 MTHWS PAC TIGER INVS P 2014-07-31 2016-07-28 10000 11163 -1163 -1163 RDGWRTH SEIX FL T RT I P 2013-05-02 2016-12-13 96150 100000 -3850 -3850 SPDR D&P 500 P 2013-05-03 2016-01-31 124718 106663 18055 18055 VNGRD FTSE EMG MKTS ETF P 2015-01-01 2016-01-28 40871 59547 -18676 -18676 mtHWS PAC TIGER INVS P 2014-07-31 2016-12-12 40276 48837 -8561 -8561 30649 0 589006 25833669 0.022800 521652 17042085 0.030610 806016 17377294 0.046383 733423 14813560 0.049510 1421422 24490638 0.058039 0.207342 0.041468 26248400 1088469 15078 1103547 718104 30155 0 30155 0 30155 80244 80244 X 50089 50089 0 0 0 0 0 0 0 0 0 0 0 0 1 TX 1 0 0 0 0 1 N/A The Medallion Foundation 7136540144 1407 Fannin St Houston TX 77002 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Robert J Pilegge 1407 Fannin St Houston TX 77002 Director 4.00 12000 0 0 Jereld E McQueen 1407 Fannin St Houston TX 77002 Director 3.00 12000 0 0 Mark L Entmann 4849 Dumfries Houston TX 77096 Director 2.00 12000 0 0 NONE 0 NONE 0 0 0 615071 26033051 26648122 27188564 0 26648122 399722 26248400 1312420 1312420 30155 30155 1282265 0 1282265 0 1282265 718104 0 718104 0 718104 1282265 564291 0 0 718104 564291 0 0 153813 0 0 0 0 0 0 0 0 1128452 0 0 0 The Medallion Foundation Inc 1407 Fannin St Houston TX 77002 7136540144 Prescribed information requests supplied to applicants None None AIDS Foundation Houston 6260 Westpark Dr Suite 100 Houston TX 77057 none opc Stone Soup Food Pantry 5000 American Heart Association 7272 Greenville Avenue Dallas TX 75231 none OPC 71 CPR iin Schools Training 44375 Amschwand Sarcoma Cancer Foundation 2726 Bissonnet St Ste 240-314 Houston TX 77005 none OPC Housting program 50000 Altamont School 4801 Altamont Rd S Birmingham AL 35222 none opc Supporitve Services for Residents 20000 Bay Area Habitat for Humanity 2900 Dickinson Ave Dickinson TX 77539 none opc New home construction FY 2016 -2017 15000 Baylor College 6620 Main St Houston TX 77030 None OPC Mark Entman Endowed Fund for CVRI 100000 Be A Resource fo CPS Kids 6300 Chimney Rock Rd Houston TX 77081 none opc School Uniforms 10000 Brazos Education Foundation 111 S 18th Street Waco TX 76701 none opc Endowed Scholarship Fund 5000 Casa De Esperanza 1407 Wichita St Houston TX 77054 None OPC Technology upgrades for Program Center 7000 Child Advocates Inc 3701 Kirby Drive Suite 400 Houston TX 77098 None OPC Telecom equipment for new office space 85000 Diocesan Services Fund 1700 San Jacinto St Houston TX 77002 none opc Match Donation made by Robert Pilegge 1000 Have Shears Will Travel 3007 Woodland Hills Dr Kingwood TX 77339 none opc RV For Mobile Hair Salon 1000 Healthcare for homeless 1934 Caroline St Houston TX 77002 none opc Furniture, fixtures, equipment for new clinic 10000 Holocaust Meseum Houston 5401 Caroline St Houston TX 77004 none opc Butterfly Project-one bonnet 10000 Houston Christian High School 2700 West Sam Houston Pkwy N Houston TX 77043 none opc Matching donation made by Nadine Murphy 350 Houston Hospice 1905 Holcombe Blvd Houston TX 77030 none opc Charity Care Program 5000 Miracle Flights 5740 S Eastern Ave Ste 240 Las Vegas NV 89119 none opc Flights for Kids program - Houston/Texas 5000 Memorial High School Booster Club 935 Echo Ln Houston TX 77024 none opc Paver for field Houston 5000 Northwest Assistance Ministries 15555 Kuykendahl Rd Houston TX 77090 none opc Capital Campaign for new REtail and Training Center 3000 Open Door Mission 5803 Harrisburg Blvd Houston TX 77011 none opc Convalescent Care Center program expense 10000 Passthrough from Finklestein PO Box 1101 Houston TX 77251 none opc Passthrough 8029 Robert M Beren Academy 11333 Cliffwood Dr Houston TX 77035 none opc Smart Board 6000 Search Homeless Service 2015 Congress Ave Houston TX 77002 none opc House of Tiny Treasires educational program 25000 Seven Acres Jewish Center 6200 N Braeswood Blvd Houston TX 77074 none opc Match donation by Mark & Carol Entman 2750 SIRE INC 24161 Spring Dr Hockley TX 77447 none opc Barn at Spring Site 25000 St Dominic Village 2401 Holcombe Blvd Houston TX 77021 none opc Renovate Skilled Nursing Stations 1, 3 & 4 50100 ST James the Apostle Catholic Church 22800 Aldine Westfield Spring TX 77373 none opc Beds & Mattresses for nursing care residents 10000 St Jude Childrens 262 Danny Thomas PLace Memphis TN 38105 none opc 2nd installment of 3 year $50,000 greant- Phse II Pediatric Cancer 20000 Strake Jesuit Preparatory 8900 Bellaire Blvd Houston TX 77036 None OPC Employee Match Grant 500 The Beacon 1212 Prairie St Houston TX 77002 none opc Rent-Brigid's Hope 2500 The Mission of Yahweh 10247 Algiers Rd Houston TX 77041 none opc Passenger Van 5000 The Periwinkle Foundation 3400 Bissonnet Street Suite 185 Houston TX 77005 none opc Camp Periwinkle 10000 The Sunshine Kids 2814 Virginia Houston TX 77098 None OPC Activities for Houston Area 10000 The University of Texas 23rd Austin TX 78759 None OPC UTHealth 2016 Stomp Out Stroke Festival Houston / ULN 52000 The Women's Home 607 Westheimer Rd Houston TX 77006 none OPC Const. of Whole Life Service Center 25000 Therapy Pet Pals of Texas 3930 Bee Cave Rd West Lake Hills TX 78746 none opc Recruit/Train 10 Pet Pal Volunteers 2000 Undies for Everyone 1700 Bissonnet Street Houston TX 77005 none opc undergarments for disadvantaged students 5000 Vecino Health Center 424 Hahlo St Houston TX 77020 none opc Primary care for uninsured pattients 5000 Virtuosi of Houston 2121 Kirby Drive 117 Houston TX 77019 none opc Musical Touch Initiative 5000 Vita-Living Inc 3300 S Gessner Rd 150 Houston TX 77063 none opc Renovation costs for new group home 25000 Young Audiences Inc of Houston 4550 Post Oak Place Dr 230 Houston TX 77027 none opc Arts-in-education for Houston Schools 7500 Wellspring Village Inc PO Box 311017 Houston TX 77231 none opc Supporitve Services for Residents 5000 The Focus Foudndation 2772 Rutland Rd Davidsonville MD 21035 None OPC Chromosomal Disorder 2000 700104 0 14 1041147 14 263389 531120 423441 16 34537 18 555613 18 30649 423441 1925335 0 2348776 0 0 0 0 0 0 0 0 0 0 X X 1 Estate of Hubert S Finkelstein 1407 Fannin Houston TX 77002 9404045 X 1 lot 1,3,4,5,6,9,10,13,14,15 Block 6, in La Ventana, Phase 6A, a subdivision 9404045 Accounting 17955 17955 0 Stifel Brokerage STatement FMV 3039401 3039401 Finkelstien Partners LTD FMV 37695032 15454963 Shadow Creek Center LLC FMV 1020640 867544 Riverstone Plaza FMV 4809866 4088386 silverlake plaza FMV 1397255 1397255 Legal 88839 88839 0 Brazoria County Mud 750 Federal Taxes 50844 80244 Accrued Interest Income 214585 214585 Unrealized Gain/Losses 76434 Liability Insurance 4067 4067 0 Investment Expenses 27684 27684 0 Portfolio Deductions 181601 181601 0 Passthrough from Finkelstein 594501 594501 594501 passthrough from Finkelstein -112410 -112410 -112410 Passthrough From Finkelstein 13381 13381 13381 Passthrough from Shadow Creek 58643 58643 58643 Barclays Mutual Fund Settlement 1498 1498 1498 Finkelstein Payable - Cost Depletion 613031 613031 Deposits - M. Rambin Reserve 4640 0 Estate of Hubert Payable 212676 212676 Tenant Deposits 8564 0 Federal Tax Payable 0 25576 Minority Level Discounts (Lack of liquidity & Lack of Marketability)Book Value - BVFair Market Value - FMVMinimum Investment Calculation - MIC Finkelstein note BV: 201037 FMV: 201037 MIC: 615071 INVESTMENT - STIFEL BV: 3039401 FMV: 3039401 MIC:2931809 INVESTMENT FPL BV: 37695032 FMV: 15454963 MIC: 15454963 INVESTMENT RIVERSTONE BV: 4809866 FMV: 4088386 MIC: 4088386 INVESTMENT SHADOW CREEK BV: 1020640 FMV: 867544 MIC: 867544 INVESTMENT SILVERLAKE BV: 1397255 FMV: 1397255 MIC: 1397255 LAND BV: 1596412 FMV: 1293093 MIC: 1293093 ACCRUED INTEREST RECEIVABLE BV: 214585 FMV: 0 MIC:0 990 T TAX PREPAYMENT BV: 80244 FMV: 0 MIC: 0 Taxes & Operating Expenses 501219 501219 0