2017-11-14T16:37:48-06:00 2016-12-31 331197384 ANDERSEN TAX LLC 4 PARK PLAZA STE 450 IRVINE CA 92614 990PF 2016-01-01 330868088 THE DAVID AND DIANA SUN FOUNDATION DAVI 7144352640 PO BOX 8566 FOUNTAIN VALLEY CA 92728 DARA SUN TREASURER 7144352640 2017-11-08 1 DANIEL J ROBERTS P01489269 9498854550 2017-11-08 209.194.90.170 2017-11-08 17:12:57 PS P 18C1EC7FD495737847397B687995E14B42FE0EBE 0FD11AED2DA7A2DCD02C1B070F5A5BB4D085C8F2 2016 2017-02-10 21:41:12Z X 36616512 X 15001476 1093 1093 433923 433923 4302012 17421888 4302012 19738504 4737028 0 0 0 0 0 23317 11658 0 11659 94073 1952 0 0 100207 99552 0 655 217597 113162 0 12314 2467500 1046000 2685097 113162 0 1058314 17053407 4623866 0 1137522 10447042 10447042 19775206 26138734 26138734 19478 30736 30736 20932206 36616512 36616512 1421500 0 132091 0 1553591 X 20932206 35062921 20932206 35062921 20932206 36616512 20932206 17053407 0 37985613 2922692 35062921 PUBLICLY TRADED STOCK P 7409862 7434605 -24743 -24743 PUBLICLY TRADED STOCK P 10001626 5685271 4316355 4316355 CAPITAL GAINS DIVIDENDS P 10400 10400 10400 4302012 4291612 0 4610602 23170604 0.198985 1905727 4511576 0.422408 2818551 1652736 1.705385 1744329 629727 2.769977 3242985 1465510 2.212871 7.309626 1.461925 21286788 31119688 46239 31165927 1058314 92477 0 92477 0 92477 63224 55000 118224 25747 25747 0 0 0 0 0 0 0 0 1 0 0 1 1 CA 1 0 0 0 1 1 N/A ALBERT KONG 7144352600 17600 NEWHOPE STREET FOUNTAIN VALLEY CA 92708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 DAVID SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 PRESIDENT 1.00 0 0 0 DIANA SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 VICE PRESIDENT 1.00 0 0 0 DARA SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 TREASURER 1.00 0 0 0 DIANA KONG PO BOX 8566 FOUNTAIN VALLEY CA 92728 SECRETARY 1.00 0 0 0 MEI WONG PO BOX 8566 FOUNTAIN VALLEY CA 92728 DIRECTOR 1.00 0 0 0 YVONE CURRY PO BOX 8566 FOUNTAIN VALLEY CA 92728 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 19564216 2046736 0 21610952 0 0 21610952 324164 21286788 1064339 1064339 92477 92477 971862 0 971862 0 971862 1058314 0 1058314 0 1058314 971862 0 0 3194206 1712849 2768102 1819325 3458307 12952789 1058314 0 0 0 971862 86452 0 0 13039241 0 0 0 0 0 0 3194206 9845035 1712849 2768102 1819325 3458307 86452 X ORANGE COUNTY COMMUNITY FOUNDATION 4041 MACARTHUR BLVD 510 NEWPORT BEACH CA 92660 N/A PC SUPPORT FOR COLLEGE EDUCATION SCHOLARSHIP 1000000 ASIAN AMERICAN SENIOR CITIZENS SERVICE CENTER INC 850 NORTH BIRCH STREET BREA CA 92701 N/A PC SUPPORT FOR EDUCATION & EMPLOYMENT SERVICE TO SENIORS IN ASIAN COMMUNITIES 7000 IRVINE EVERGREEN CHINESE SENIOR ASSOCIATION 20 LAKE ROAD IRVINE CA 92604 N/A PC SUPPORT FOR SOCIAL PROGRAMS FOR CHINESE SENIORS IN LOCAL COMMUNITIES 5000 HEARTFULNESS INSTITUTE 6320 AYERS DRIVE AUSTIN TX 78746 N/A PC SUPPORT FOR HEALTH AND WELLNESS 10000 UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION 120 THEORY SUITE 150 IRVINE CA 92697 N/A PC SUPPORT FOR EDUCATION AND VARIOUS UNIVERSITY PROGRAMS 24000 1046000 GUANG YUAN CHARITABLE FOUNDATION NO 1-5 LIXING 1ST ROAD HSINCHU SCIENCE PARK TAIPEI TW N/A NC SUPPORT FOR EDUCATION, CULTURAL AND SOCIAL WELFARE 1421500 1421500 14 1093 14 433923 18 4302012 0 4737028 0 4737028 0 0 0 0 0 0 0 0 0 0 X X 1 DAVID SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 10001476 X 2 DAVID SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 5000000 X 1 1,235 SHARES ABIOMED, INC. 147200 2016-12-14 1 1,271 SHARES BARNES GROUP INC. 60601 2016-12-14 1 283 SHARES AMAZON.COM, INC. 218431 2016-12-14 1 131 SHARES BALCHEM CORPORATION 11316 2016-12-14 1 142 SHARES BEACON ROOFING SUPPLY, INC. 6505 2016-12-14 1 4,584 SHARES BADGER METER, INC. 175567 2016-12-14 1 3,112 SHARES BANK OF HAWAII CORPORATION 275288 2016-12-14 1 3,594 SHARES THE CHEESECAKE FACTORY INCORPORATED 227321 2016-12-14 1 2,676 SHARES CABOT MICROELECTRONICS CORPORATION 165751 2016-12-14 1 1,387 SHARES CDW CORPORATION 73927 2016-12-14 1 2,127 SHARES CEB INC. 125238 2016-12-14 1 2,379 SHARES COGNEX CORPORATION 152922 2016-12-14 1 1,165 SHARES CORE LABORATORIES N.V. 140045 2016-12-14 1 1,769 SHARES CANTEL MEDICAL CORPORATION 147145 2016-12-14 1 5,397 SHARES CINEMARK HOLDINGS, INC. 212372 2016-12-14 1 2,836 SHARES CYRUSONE INC. 128698 2016-12-14 1 2,043 SHARES CARRIAGE SERVICES, INC. 58389 2016-12-14 1 1,299 SHARES EQUIFAX INC. 151243 2016-12-14 1 1,209 SHARES EMPLOYERS HOLDINGS, INC. 44370 2016-12-14 1 690 SHARES EMCOR GROUP INC. 49701 2016-12-14 1 3,025 SHARES FIRST FINANCIAL BANCORP. 85547 2016-12-14 1 3,861 SHARES FIRST MERCHANTS CORPORATION 138957 2016-12-14 1 1,290 SHARES GENERAL ELECTRIC COMPANY 40906 2016-12-14 1 2,139 SHARES GRACO INC. 179975 2016-12-14 1 2,761 SHARES GREAT WESTERN BANCORP, INC. 114278 2016-12-14 1 333 SHARES J & J SNACK FOODS CORP. 43859 2016-12-14 1 1,022 SHARES JACK HENRY & ASSOCIATES, INC. 92195 2016-12-14 1 1,755 SHARES JPMORGAN CHASE & CO. 149070 2016-12-14 1 1,734 SHARES LANDSTAR SYSTEM, INC. 154985 2016-12-14 1 1,550 SHARES MASIMO CORPORATION 101200 2016-12-14 1 605 SHARES OF THE MIDDLEBY CORPORATION 82183 2016-12-14 1 1,076 SHARES MARKETAXESS HOLDINGS, INC. 179337 2016-12-14 1 1,995 SHARES MARTEN TRANSPORT, LTD. 50474 2016-12-14 1 2,669 SHARES MICROSEMI CORPORATION 146528 2016-12-14 1 3,226 SHARES MASTEC, INC. 124201 2016-12-14 1 1,274 SHARES PNC FINANCIAL SERVICES GROUP, INC. 145478 2016-12-14 1 32,624 SHARES POWERSHARES FTSE RAFI US 1000 (ETF) 3310357 2016-12-14 1 2,006 SHARES PRIMERICA, INC. 141283 2016-12-14 1 2,350 SHARES RLI CORP. 146241 2016-12-14 1 2,681 SHARES RE/MAX HOLDINGS, INC. 146115 2016-12-14 1 1,992 SHARES RBC BEARINGS INCORPORATED 180535 2016-12-14 1 3,267 SHARES RUDOLPH TECHNOLOGIES, INC. 70665 2016-12-14 1 2,111 SHARES SUN HYDRAULICS CORPORATION 86635 2016-12-14 1 44 SHARES SENSIENT TECHNOLOGIES CORPORATION 3560 2016-12-14 1 1,274 SHARES UNITEDHEALTH GROUP INC 204171 2016-12-14 1 3,015 SHARES VIAD CORP 137032 2016-12-14 1 1,595 SHARES WD-40 COMPANY 178720 2016-12-14 1 9,352 SHARES RUSSELL 1000 GROWTH ETF 994959 2016-12-14 ACCOUNTING FEES 23317 11658 0 11659 GUANG YUAN CHARITABLE FOUNDATION NO 1-5 LIXING 1ST ROAD HSINCHU SCIENCE PARK TAIPEI TAIWAN TW 2015-12-01 1392665 EDUCATION, CULTURAL AND SOCIAL WELFARE 1318363 NO 5/4/2017 2017-05-14 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE. EXPLANATION FORM 990-PF, PART VII-A, LINE 12 THE INFORMATION BELOW PROVIDES DETAIL OF DISTRIBUTIONS PAID BY THE FOUNDATION DURING THE REPORTING PERIOD TO A DONOR ADVISED FUND OVER WHICH THE FOUNDATION OR A DISQUALIFIED PERSON HAD ADVISORY PRIVILEGES:RECIPIENT ORGANIZATION: ORANGE COUNTY COMMUNITY FOUNDATIONAMOUNT TREATED AS QUALIFYING DISTRIBUTION: $1,000,000HOW DISTRIBUTION ACCOMPLISHES CHARITABLE PURPOSE: THE AMOUNT DONATED TO THE DONOR ADVISED FUND LISTED ABOVE WAS USED TO FUND COLLEGE EDUCATION COSTS OF UNDERPRIVILEGED STUDENTS IN THE ORANGE COUNTY AREA. 1ST GLOBAL CAPITAL CORP. 26138734 26138734 FEDERAL TAX REFUNDABLE 19478 INVESTMENT SECURITIES SOLD RECEIVABLE 30736 30736 UNREALIZED GAIN/(LOSS) ON INVESTMENTS 2922692 INVESTMENT MANAGEMENT FEES 99003 99003 0 0 BANK CHARGES 35 17 0 18 STATE FILING FEES 105 0 0 105 INSURANCE 1064 532 0 532 EXCISE TAX PAYABLE 0 31291 INVESTMENT SECURITIES PURCHASED PAYABLE 0 100800 FED EXCISE TAX 92121 0 0 0 FOREIGN TAXES PAID 1952 1952 0 0