2017-11-13T11:08:13-06:00 2016-12-31 330885895 LINDSAY & BROWNELL LLP 4225 EXECUTIVE SQUARE SUITE 1150 LA JOLLA CA 92037 990PF 2016-01-01 336338008 LASH FOUNDATION LASH 8584010818 PO BOX 22916 SAN DIEGO CA 92192 SHERRY KLINE TREASURER 8584010818 2017-11-10 1 KRISTINA M YANOVER P00535851 8585589200 98.174.140.130 2017-11-10 10:54:00 PS P 8D27BCE6BC9963368AD15EB8395177D45E2B17FB 8C77B8461A8589161459163EBA1FDEA1B9A16487 2016 2018-03-14 21:41:22Z X 7124254 X X 96 96 165828 165828 -161412 10119716 0 4512 165924 200000 80000 120000 35000 13250 21750 9006 3152 5854 61221 61221 0 15805 6288 9432 2389 0 69992 0 69992 8917 3567 5350 44151 18018 25948 446481 185496 258326 188858 188858 635339 185496 447184 -630827 0 27715 31965 31965 651215 113104 113104 6429613 6327990 6868693 95484 95484 95484 76702 73628 5718 3074 3074 4633 11934 11934 7214378 6583551 7124254 0 0 X 0 0 0 0 7214378 6583551 7214378 6583551 7214378 6583551 7214378 -630827 0 6583551 0 6583551 PUBLICALLY TRADED STOCK 2015-12-31 2016-12-31 10094620 10281128 -186508 -186508 CAPITAL GAIN DISTRIBUTION 2016-06-30 2016-12-31 518 518 518 CAPITAL GAIN DISTRIBUTION 2015-12-31 2016-12-31 12509 12509 12509 POWERSHARES K-1 2016-06-30 2016-12-31 4828 4828 4828 POWERSHARES K-1 2015-12-31 2016-12-31 7241 7241 7241 -161412 0 499830 7683696 0.065051 450992 7989672 0.056447 387038 7889893 0.049055 389721 7687479 0.050696 567781 6923216 0.082011 0.303260 0.060652 7047571 427449 0 427449 447184 X 0 0 0 0 0 4070 4070 4070 4070 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A SHERRY KLINE 8584010818 PO BOX 22916 SAN DIEGO CA 92192 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAWRENCE E KLINE PO BOX 22916 SAN DIEGO CA 92192 PRESIDENT & EXEC. DIRECTOR 30.00 100000 10000 0 SHERRY M KLINE PO BOX 22916 SAN DIEGO CA 92192 SECRETARY/TREASURER 35.00 100000 25000 0 NONE 0 NONE 0 0 6625326 529568 0 7154894 0 0 7154894 107323 7047571 352379 352379 0 352379 0 352379 0 352379 447184 0 447184 0 447184 352379 0 0 76913 11169 451 57297 123107 268937 447184 0 0 0 352379 94805 0 0 363742 0 0 0 0 0 0 76913 286829 11169 451 57297 123107 94805 X AMERICAN THORACIC SOCIETY FOUNDATION 61 BROADWAY 4TH FLOOR NEW YORK NY 10006 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 900 CONGREGATION BETH EL 8660 GILMAN DRIVE LA JOLLA CA 92037 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 5500 FOUNDATION FOR ANIMAL CARE AND EDUCATION 10455 SORRENTO VALLEY ROAD STE 208 SAN DIEGO CA 92121 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 14060 LA JOLLA PLAYHOUSE 2910 LA JOLLA VILLAGE DRIVE LA JOLLA CA 92037 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 900 NAVY SEAL FOUNDATION 1619 D STREET VIRGINIA BEACH VA 23459 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 5000 PHILADELPHIA COLLEGE OF OSTEOPATHIC MEDICINE 4170 CITY AVENUE PHILADELPHIA PA 19131 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 3000 SAN DIEGO ARMED SERVICES YMCA 3293 SANTO RD SAN DIEGO CA 92124 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 114359 SDSU CAMPANILE FOUNDATION 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 NONE 501(C)(3)- PUBLIC CH SCHOLARSHIPS 25000 UC SAN DIEGO FOUNDATION 9500 GILMAN DRIVE 0940 LA JOLLA CA 92037 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 4000 WOUNDED WARRIOR PROJECT 4899 BELFORT ROAD STE 300 JACKSONVILLE FL 32256 NONE 501(C)(3)- PUBLIC CH GENERAL PURPOSE 16139 188858 0 14 96 14 165828 18 -161412 0 4512 0 4512 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 9006 3152 5854 ORGANIZATIONAL COSTS 2004-04-13 10997 10997 60.000000000000 0 10997 SOFTWARE 2013-03-15 257 243 36.000000000000 14 0 257 SOFTWARE 2013-06-18 995 830 36.000000000000 165 0 995 SOFTWARE 2013-09-20 301 225 36.000000000000 76 0 301 OFFICE FURNITURE 2009-03-15 5963 2848 200DB 7.000000000000 133 0 COMPUTER EQUIPMENT 2010-04-19 2140 2140 200DB 5.000000000000 0 0 COMPUTER EQUIPMENT 2010-06-18 721 721 200DB 5.000000000000 0 0 SERVER & COMPUTER EQUIPMENT 2010-09-18 5963 5963 200DB 5.000000000000 0 0 COMPUTER EQUIPMENT 2010-09-22 3030 3030 200DB 5.000000000000 0 0 COMPUTER EQUIPMENT 2010-12-16 2813 2813 200DB 5.000000000000 0 0 COMPUTER EQUIPMENT 2011-01-26 1240 200DB 5.000000000000 0 0 IPAD & ACCESSORIES 2011-12-30 7086 200DB 5.000000000000 0 0 APPLE COMPUTER 2011-12-30 978 200DB 5.000000000000 0 0 APPLE COMPUTER 2011-07-22 869 200DB 5.000000000000 0 0 COMPUTER EQUIPMENT 2011-12-30 1195 200DB 5.000000000000 0 0 HARDDRIVE 2012-03-15 336 139 200DB 5.000000000000 19 0 COMPUTER 2012-06-21 4654 1925 200DB 5.000000000000 268 0 HARDDRIVE 2012-06-23 678 280 200DB 5.000000000000 39 0 COMPUTER 2012-09-18 2683 1109 200DB 5.000000000000 155 0 HARDDRIVE 2012-09-18 501 207 200DB 5.000000000000 29 0 COMPUTER EQUIPMENT 2012-04-17 373 154 200DB 5.000000000000 21 0 WIRELESS ZONE DETECTORS 2013-05-06 1776 632 200DB 5.000000000000 102 0 WIRELESS ZONE DETECTORS 2013-05-06 1170 416 200DB 5.000000000000 68 0 WIRELESS ZONE RECEIVER 2013-05-06 1385 493 200DB 5.000000000000 80 0 SCANNER PRINTER 2013-05-16 1333 474 200DB 5.000000000000 77 0 WIRELESS RECEIVER TRANSMITTERS 2013-05-16 1241 441 200DB 5.000000000000 72 0 APPLE COMPUTER 2013-06-18 2994 1066 200DB 5.000000000000 172 0 APPLE COMPUTER 2013-09-20 4934 1757 200DB 5.000000000000 284 0 APPLE COMPUTER 2013-09-20 1654 589 200DB 5.000000000000 95 0 EXTERNAL HARD DRIVE 2013-10-18 709 252 200DB 5.000000000000 41 0 OFFICE FURNITURE 2013-01-17 694 196 200DB 7.000000000000 43 0 OFFICE FURNITURE 2013-04-17 1437 404 200DB 7.000000000000 90 0 OFFICE FURNITURE 2014-11-18 909 141 200DB 7.000000000000 89 0 DELL LAPTOP 2015-10-04 2693 67 200DB 5.000000000000 512 0 INVESTMENTS - US TRUST - #5834 832886 939702 INVESTMENTS - US TRUST - #9977 5495104 5928991 INVESTMENTS - PROMOSOME LLC FMV 95484 95484 ORGANIZATIONAL COSTS 10997 10997 0 0 OFFICE FURNITURE 5963 5963 0 0 COMPUTER EQUIPMENT 2140 2140 0 0 COMPUTER EQUIPMENT 721 721 0 0 SERVER & COMPUTER EQUIPMENT 5963 5963 0 0 COMPUTER EQUIPMENT 3030 3030 0 0 COMPUTER EQUIPMENT 2813 2813 0 0 COMPUTER EQUIPMENT 1240 1240 0 0 IPAD & ACCESSORIES 7086 7086 0 0 APPLE COMPUTER 978 978 0 0 APPLE COMPUTER 869 869 0 0 COMPUTER EQUIPMENT 1195 1195 0 0 HARDDRIVE 336 326 10 10 COMPUTER 4654 4520 134 134 HARDDRIVE 678 658 20 20 COMPUTER 2683 2606 77 77 HARDDRIVE 501 487 14 14 COMPUTER EQUIPMENT 373 362 11 11 WIRELESS ZONE DETECTORS 1776 1622 154 154 WIRELESS ZONE DETECTORS 1170 1069 101 101 WIRELESS ZONE RECEIVER 1385 1266 119 119 SCANNER PRINTER 1333 1218 115 115 WIRELESS RECEIVER TRANSMITTERS 1241 1134 107 107 APPLE COMPUTER 2994 2735 259 259 APPLE COMPUTER 4934 4508 426 426 APPLE COMPUTER 1654 1511 143 143 EXTERNAL HARD DRIVE 709 648 61 61 OFFICE FURNITURE 694 586 108 108 OFFICE FURNITURE 1437 1213 224 224 SOFTWARE 257 257 0 0 SOFTWARE 995 995 0 0 SOFTWARE 301 301 0 0 OFFICE FURNITURE 909 685 224 224 DELL LAPTOP 2693 1926 767 767 ACCRUED INCOME EARNER - U.S. TRUST 4633 11934 11934 BUSINESS EXPENSES 2480 1020 1530 COMPUTER SERVER MAINENANCE 1633 653 980 OFFICE EXPENSE 130 52 78 OFFICE SUPPLIES 35092 14037 21055 POSTAGE & DELIVERY 1246 498 748 TELEPHONE & COMMUNICATIONS 2595 1038 1557 MISCELLANEOUS EXPENSES 435 435 0 POWERSHARES K-1 PORTFOLIO DEDUCTIONS 285 285 0 AMORTIZATION 255 0 0 MANAGEMENT FEES 61221 61221 0 PAYROLL TAXES 15720 6288 9432 FEDERAL TAXES 10 0 0 STATE TAXES 75 0 0