2017-11-09T14:38:10-06:00 2017-06-30 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 2 ENTERPRISE DRIVE SHELTON CT 064844640 990 2016-07-01 461657101 SANDY HOOK PROMISE FOUNDATION INC SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 TIMOTHY MAKRIS EXECUTIVE DIRECTOR 2033049780 2017-11-09 1 JOHN ZINNO P00041154 2039442100 2017-11-09 50.200.120.74 2017-11-09 14:26:15 ES P 90786BB37C8CA318BCDC430CC792EEFA16A48B5C DF8EC6EC51E1FD1DECD3FD9B85C405DAF374F076 2016 2018-03-14 21:41:22Z TIMOTHY MAKRIS PO BOX 3489 NEWTOWN CT 06470 6190841 0 X HTTP://WWW.SANDYHOOKPROMISE.ORG X 2012 DE SANDY HOOK PROMISE FOUNDATION IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PREVENT GUN VIOLENCE BEFORE IT HAPPENS BY TEACHING YOUTH AND ADULTS HOW TO "KNOW THE SIGNS" OF INDIVIDUALS WHO MAY BE AT-RISK OF HURTING THEMSELVES OR OTHERS AND INTERVENE TO GET THEM HELP. DURING THE YEAR ENDED JUNE 30, 2017, DYLAN'S WINGS OF CHANGE BECAME A FISCALLY-SPONSORED PROJECT OF SANDY HOOK PROMISE. TOTAL ASSETS RELATED TO DYLAN'S WINGS OF CHANGE OF APPROXIMATELY $213,000 WERE CONTRIBUTED INTO THE FOUNDATION TO BE USED SOLELY FOR THE THIS SPONSORED PROJECT. DYLAN'S WINGS IS RUN AS A STANDALONE PROJECT, PAYS SANDY HOOK PROMISE A MONTHLY ADMINISTRATIVE FEE, AND IS GOVERNED BY ITS OWN BOARD OF DIRECTORS. DYLAN'S WINGS OF CHANGE RAISES ITS OWN FUNDING, PAYS ITS OWN EXPENSES, AND DISTRIBUTES ITS OWN GRANTS. 9 7 25 20 0 0 3458116 5555286 0 0 0 7078 446845 272598 3904961 5834962 3651 26850 0 0 1069579 1723693 126085 100448 776994 2024637 2698909 3223952 4549900 681009 1285062 1652558 2995896 472771 529931 1179787 2465965 X SANDY HOOK PROMISE FOUNDATION IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PREVENT GUN VIOLENCE BEFORE IT HAPPENS BY TEACHING YOUTH AND ADULTS HOW TO "KNOW THE SIGNS" OF INDIVIDUALS WHO MAY BE AT-RISK OF HURTING THEMSELVES OR OTHERS AND INTERVENE TO GET THEM HELP. DURING THE YEAR ENDED JUNE 30, 2017, DYLAN'S WINGS OF CHANGE BECAME A FISCALLY-SPONSORED PROJECT OF SANDY HOOK PROMISE. TOTAL ASSETS RELATED TO DYLAN'S WINGS OF CHANGE OF APPROXIMATELY $213,000 WERE CONTRIBUTED INTO THE FOUNDATION TO BE USED SOLELY FOR THE THIS SPONSORED PROJECT. DYLAN'S WINGS IS RUN AS A STANDALONE PROJECT, PAYS SANDY HOOK PROMISE A MONTHLY ADMINISTRATIVE FEE, AND IS GOVERNED BY ITS OWN BOARD OF DIRECTORS. DYLAN'S WINGS OF CHANGE RAISES ITS OWN FUNDING, PAYS ITS OWN EXPENSES, AND DISTRIBUTES ITS OWN GRANTS. 0 0 2161448 26850 "KNOW THE SIGNS" PREVENTION PROGRAMS - THIS INITIATIVE DELIVERS, AT NO COST, OUR FOUR EVIDENCED-BASED AND INFORMED "KNOW THE SIGNS" PROGRAMS TO YOUTH AND ADULTS NATIONWIDE IN ORDER TO HELP THEM IDENTIFY, INTERVENE AND GET HELP FOR INDIVIDUALS WHO MAY BE AT-RISK OF HURTING THEMSELVES OR OTHERS. THIS INITIATIVE ALSO INCLUDES ON-GOING PROGRAM DEVELOPMENT AND IMPACT MEASUREMENT THROUGH QUANTITATIVE AND QUALITATIVE RESEARCH. 1156709 BUILD AND ENGAGE AMERICANS - THIS INITIATIVE ATTRACTS, BUILDS AND ENGAGES A COMMITTED INFLUENTIAL MAJORITY OF AMERICANS TO JOIN SANDY HOOK PROMISE IN THE PREVENTION OF GUN VIOLENCE. WE ACHIEVE THIS THROUGH TARGETED MESSAGING AND EDUCATION THROUGH ADVERTISING, PUBLIC RELATIONS, PROMOTION, SOCIAL MEDIA, EVENTS, DOCUMENTARIES AND SPEAKING ENGAGEMENTS. 156086 ORGANIZE AND MOBILIZE AMERICANS - THIS INITIATIVE BUILDS AND MAINTAINS A NATIONAL GRASSROOTS NETWORK OF VOLUNTEER "PROMISE LEADERS" WHO HAVE BEEN TRAINED AND EMPOWERED WITH THE SKILLS, TOOLS AND MATERIALS TO RAISE AWARENESS, EDUCATE AND HELP IMPLEMENT OUR "KNOW THE SIGNS" PREVENTION PROGRAMS IN THEIR COMMUNITY. 34906 GRANTS AND AWARDS - THIS INITIATIVE PROVIDES FINANCIAL, IN-KIND OR OTHER ASSISTANCE TO IMPACTED GUN VIOLENCE INDIVIDUAL VICTIMS AND/OR FORMED ORGANIZATIONS. 34906 3509149 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 73 0 1 25 1 0 0 0 0 0 1 1 0 0 0 0 X 9 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT CA CO FL HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OH OR SC TN WV X DAVID CONRAD 2033049780 13 CHURCH HILL ROAD NEWTOWN CT 06470 NICOLE HOCKLEY MANAGING DIRECTOR 40.00 1.00 X X 121318 0 11633 MARK BARDEN SECRETARY 40.00 1.00 X X 89914 0 2354 BILL SHERLACH VICE CHAIR 1.00 1.00 X 0 0 0 JOE CASSIDY TREASURER 1.00 1.00 X 0 0 0 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MATT BENNETT BOARD DIRECTOR 1.00 1.00 X 0 0 0 IAN HOCKLEY BOARD DIRECTOR 1.00 1.00 X 0 0 0 BRADLEY MILES BOARD DIRECTOR 1.00 1.00 X 0 0 0 PETER WILLNER BOARD DIRECTOR 1.00 1.00 X 0 0 0 LORI BERTMAN THROUGH 122016 BOARD DIRECTOR 1.00 1.00 X 0 0 0 TIM MAKRIS BOARD DIRECTOR 1.00 1.00 X X 179711 0 24214 JOSEPH TYRIAN THROUGH 11316 INTERIM CFO AND BOARD TREASURER 25.00 0.00 X X 54076 0 0 JAMES BELDEN THROUGH 3117 OPERATIONS DIRECTOR 40.00 1.00 X 64884 0 7856 DAVID CONRAD CHIEF FINANCIAL OFFICER 40.00 1.00 X 25797 0 4404 PAULA FYNBOH FIELD AND PROGRAM DIRECTOR 40.00 1.00 X 102500 0 7223 LAUREN ALFRED POLICY DIRECTOR 40.00 1.00 X 107826 0 5347 746026 0 63031 4 0 1 0 ANNE LEWIS STRATEGIES LLC 1140 19TH ST NW SUITE 300 WASHINGTON DC 20036 MARKETING & ADVERTISING 604922 BAKER 1650 WEST END BLVD MINNEAPOLIS MN 55416 MARKETING CONSULTING FIRM 193901 BBDO USA LLC PO BOX 101425 ATLANTA GA 30392 ADVERTISING 189149 FLANAGAN FULKERSON & COMPANY 220 I STREET NE 250 WASHINGTON DC 20002 FUNDRAISING 100448 4 94752 5460534 3910 5555286 5014 5014 11737 9673 2064 2064 2064 596483 94752 334698 261785 261785 21909 11508 10401 10401 MISCELLANEOUS INCOME 900099 412 412 412 5834962 0 0 279676 24250 24250 2600 2600 638200 442239 84872 111089 873485 605279 116162 152044 98303 68119 13073 17111 113705 78792 15121 19792 14706 3970 107 10629 37013 9993 269 26751 100448 100448 13736 9517 1828 2391 850049 800049 50000 152470 116137 1202 35131 47699 36333 376 10990 197233 141140 10276 45817 254469 199730 17926 36813 12492 8939 651 2902 PROGRAM DEVELOPMENT 900762 900762 CONTRACTUAL SERVICES 207453 56009 1510 149934 CREDIT CARD REGISTRATIO 10760 5291 384 5085 MISCELLANEOUS EXPENSES 67 67 4549900 3509149 263757 776994 1013565 1874276 136700 158603 4316 3173 28432 143140 813930 21824 466701 792106 2844 11807 0 12791 1652558 2995896 61571 152775 0 10631 80000 40000 331200 326525 472771 529931 X 1164787 2255965 15000 210000 1179787 2465965 1652558 2995896 1285062 1116 0 X X 0 1 X 1 0 X 2893981 2915386 3361506 5460534 14631407 2893981 2915386 3361506 5460534 14631407 415477 14215930 1 5014 5015 5821 9287 1658 412 17178 14653600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 106742 0 0 106742 0 PART II-B, LINE 1: EXPENDITURES ARE INCURRED TO EDUCATE THE PUBLIC ON POLICY 264970 264970 163448 5026 158422 40669 16798 23871 344843 344843 792106 6170776 1116 334698 335814 5834962 0 5834962 4884598 334698 334698 4549900 0 4549900 PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE NETTED AGAINST REVENUES ON 990 PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE NETTED AGAINST REVENUES ON 990 X X X 1 FLANAGAN FULKERSON & COMPANY 220 I ST NE SUITE 250 WASHINGTON DC 20002 CONSULTING SERVICES 0 0 100448 -100448 100448 -100448 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY GALA 551666 15866 535800 19350 61823 222920 MARATHON 91079 78886 12193 12193 3 48490 48490 18412 691235 94752 596483 19350 61823 253525 334698 261785 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE ORGANIZATION CONSULTED WITH DEVELOPMENT PROFESSIONALS TO PREPARE, PLAN AND IMPLEMENT ACTIVITIES AND STRATEGIES FOR FUNDRAISING. 1 LOS ANGELES UNIFIED SCHOOL DISTRICT 333 SOUTH BEAUDRY AVE 29TH LOS ANGELES CA 90017 956001908 5000 FAIR MARKET VALUE TO ASSIST IN SERVICES RELATED TO GUN VIOLENCE PREVENTION SPECIAL OLYMPICS OF CONNECTICUT 2666 STATE ST SUITE 1 HAMDEN CT 06517 520889518 501(C)(3) 15000 FAIR MARKET VALUE TO PROVIDE A FORUM FOR POSITIVE SOCIAL INTERACTION/CONNECTIVENESS. 1 1 INDIVIDUAL FINANCIAL ASSISTANCE 2 2600 PART I, LINE 2: ASSISTANCE IS GIVEN DIRECTLY TO INDIVIDUALS OR C3 NON-PROFIT ORGANIZATIONS PROVIDING SERVICES RELATED TO GUN VIOLENCE PREVENTION AND YOUTH PROGRAMS CONSISTENT WITH THE FOUNDATION'S MISSION. PART II - SPECIAL OLYMPICS OF CONNECTICUT, COLUMN H GRANT MADE FROM FUNDS ASSOCIATED WITH DYLAN'S WINGS OF CHANGE PROJECT. X X X X 0 0 0 0 0 0 0 0 0 TIM MAKRIS BOARD DIRECTOR 179583 0 0 0 128 0 0 0 24214 0 203925 0 0 0 MARK BARDEN SECRETARY PURCHASE OF 13 CHURCH HILL RD, NEWTOWN, CONNECTICUT X 40000 40000 0 1 1 40000 X 1 8500 FAIR MARKET VALUE X 3910 FAIR MARKET VALUE X 6 17520 FAIR MARKET VALUE X LIQUOR AND WAVED CORKAGE FEE 2 5300 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. THE TREASURER WILL PRESENT THE MATERIAL AND ANSWER APPLICABLE QUESTIONS DURING THIS PROCESS FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE RENEWED ANNUALLY BY THE BOARD AND SIGNED BY THE BOARD DESIGNATED CONFLICT OF INTEREST POLICY MANAGER. TRANSACTIONS ARE REVIEWED FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION WAS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND BASED UPON A REVIEW AND ANALYSIS OF: BEST PRACTICES, SUCH AS CANDIDATE SALARY HISTORIES, NATIONAL AND REGIONAL ANNUAL MARKET DATA REPORTS AND DISCUSSIONS WITH PLACEMENT FIRMS. JOB DESCRIPTIONS AND TITLES WERE DEVELOPED AND COMPARED TO MARKET PLACE POSITIONS SURVEYED, INCLUDING OTHER GUN VIOLENCE AWARENESS, PREVENTION AND ADVOCACY ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE FOUNDATION. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A BOARD OF DIRECTORS THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED DURING THE CURRENT YEAR. SANDY HOOK PROMISE ACTION FUND INC PO BOX 3489 NEWTOWN CT 06470 461665232 PREVENT CAUSES OF GUN VIOLENCE DE 501(C)(4) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SANDY HOOK PROMISE ACTION FUND INC O 76598 FAIR MARKET VALUE