2017-11-07T09:01:27-06:00 2016-12-31 381357951 PLANTE & MORAN PLLC 10 S Riverside Plaza 9th Floor Chicago IL 60606 990 2016-01-01 020464400 ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION ALLI 7737029171 125 S WACKER DRIVE No 1600 CHICAGO IL 60606 MONICA BERTAGNOLLI MD PRESIDENT 7737029171 2017-10-24 1 Kimberly A Haumann P00546491 3122071040 2017-10-20 67.59.56.31 2017-10-24 12:19:29 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F551198EC90A92CA2ED3AE42C89D47A164E6F16 2016 2018-03-14 21:41:22Z MONICA BERTAGNOLLI MD 125 S WACKER DRIVE No 1600 CHICAGO IL 60606 30832503 0 X www.allianceforclinicaltrialsinoncology.org X 1993 IL The Foundation raises funds to help the Alliance for Clinical Trials in Oncology answer important treatment questions through large-scale clinical trials. 37 37 35 37 0 0 11310467 7237730 4164689 11319751 631123 1148100 0 0 16106279 19705581 9598416 8157022 0 0 1249280 2085260 0 0 241729 2889830 7330802 13737526 17573084 2368753 2132497 80899736 94521173 50542868 62580543 30356868 31940630 X The Alliance for Clinical Trials in Oncology Foundation is a nonprofit, tax-exempt foundation that raises funds to help the Alliance for Clinical Trials in Oncology answer important treatment questions through large-scale clinical trials. Through efforts of the foundation in support of Alliance clinical trials and laboratory research, donors can help find new ways to prevent, treat and cure many types of cancer, and help educate the medical community on methods of cancer diagnosis, treatment and prevention. 0 0 3171016 3171016 ANCILLARY PROJECT GRANTS - PROVIDE SUPPORT FOR EXPENSES OF MULTIDISCIPLINARY COMPANION STUDIES OF ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY AND ALLIANCE TREATMENT STUDIES RELATING TO CANCER AND LEUKEMIA RESEARCH. 3957408 3957408 STATISTICAL AND DATA MANAGEMENT GRANTS - PROVIDE SUPPORT FOR COSTS INCURRED TO DEVELOP CLINICAL TRIALS, COLLECT PATIENT DATA FROM INSTITUTIONS AND ANALYZE DATA FOR PUBLICATION OF RESULTS OF STUDIES. 4848789 11319751 ALLIANCE FOUNDATION TRIALS CONDUCTS CANCER CLINICAL RESEARCH AND ADDRESSES MEDICAL CARE AND TREATMENT THROUGH LARGE-SCALE CLINICAL TRIALS INVOLVING VARIOUS RELATED PARTNERS. 1784421 1028597 INSTITUTION PER-CASE GRANTS - PROVIDE SUPPORT FOR COSTS INSTITUTIONS INCUR IN COLLECTING DATA ON PATIENTS PARTICIPATING IN CLINICAL TRIALS RELATING TO CANCER & LEUKEMIA RESEARCH. OTHER RELATED PROGRAMS INCLUDE EXECUTIVE OFFICER TRAINING, CENTRAL OFFICE RESOURCES, JUNIOR FACULTY GRANTS, BIOREPOSITORY SUPPORT, INSTITUTION GRANTS, LABORATORY SUPPORT, INFORMATION TECHNOLOGY, PUBLICATIONS, MEETING AND CONSULTING. 1784421 1028597 13761634 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 97 0 1 35 1 0 0 0 0 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 1 0 IL X DHRUVA GOLLERKERI 6177327898 221 LONGWOOD AVENUE BOSTON MA 02115 Monica Bertagnolli President/Trustee 6.00 X X 0 0 0 suzanne george Vice President/Trustee 1.00 X X 0 0 0 Denise Brennan Treasurer 10.00 X X 5120 0 0 Trinidad Ajazi Secretary 10.00 X X 21000 0 0 James Atkins Trustee 1.00 X 0 0 0 Nancy Bartlett Trustee 1.00 X 0 0 0 Luda Bazhenova Trustee 1.00 X 0 0 0 Robert Behrens Trustee 1.00 X 0 0 0 Edward Benz Jr Trustee 1.00 X 0 0 0 Clara Bloomfield Trustee 1.00 X 0 0 0 Jan Buckner Trustee 1.00 X 0 0 0 Daniel Budman Trustee 1.00 X 0 0 0 Harold Burstein Trustee 1.00 X 0 0 0 Jeffrey Crawford Trustee 1.00 X 0 0 0 Maura Dickler Trustee 1.00 X 0 0 0 Konstantin Dragnev Trustee 1.00 X 0 0 0 Martin Edelman Trustee 1.00 X 0 0 0 John Ellerton Trustee 1.00 X 0 0 0 Gini Fleming Trustee 1.00 X 0 0 0 Richard Goldberg Trustee 1.00 X 0 0 0 Stephen Graziano Trustee 1.00 X 0 0 0 Steve Grubbs Trustee 1.00 X 0 0 0 Clifford Hudis Trustee 1.00 X 0 0 0 Kelly Hunt Trustee 1.00 X 0 0 0 David Hurd Trustee 1.00 X 0 0 0 Hedy Kindler Trustee 1.00 X 0 0 0 John Leonard Trustee 1.00 X 0 0 0 Ellis Levine Trustee 1.00 X 0 0 0 Minetta Liu Trustee 1.00 X 0 0 0 Alan Lyss Trustee 1.00 X 0 0 0 Charles Ryan Trustee 1.00 X 0 0 0 Richard Schilsky Trustee 1.00 X 0 0 0 Michael Schwartz Trustee 1.00 X 0 0 0 Thomas Shea Trustee 1.00 X 0 0 0 Patricia Spears Trustee 1.00 X 0 0 0 Phillip Stella Trustee 1.00 X 0 0 0 Everett Vokes Trustee 1.00 X 0 0 0 Eric Winer Trustee 1.00 X 0 0 0 Marie Wood Trustee 1.00 X 0 0 0 Edward Habermehl COO 40.00 X 38234 0 0 Dhruva Gollerkeri Controller 40.00 X 131851 0 7289 JENNIFER GASKIN DIRECTOR OF QUALITY & COMPLIANCE 40.00 X 126617 0 8527 CARTER DUFRANE SENIOR PROJECT MANAGER 40.00 X 111318 0 6415 JANE LANZILLOTTI SENIOR PROJECT MANAGER 40.00 X 107750 0 15227 541890 0 37458 4 0 0 0 Mayo Clinic 200 First Street SW Rochester MN 55905 Statistics and Data Management 2246461 BiologicsInc 120 Weston Oaks Court Cary NC 27513 Research 458586 WASHINGTON UNIVERSITY 660 S EUCLID AVE BOX 8118 ST LOUIS MO 63110 BIOREPOSITORY SERVICES 415715 GNS HEALTHCARE INC 196 BROADWAY CAMBRIDGE MA 02139 REsearch 350000 Halloran Consulting Group Inc 266 Summer Street 8th Floor Boston MA 02210 IT/Business Processes Consulting Service 306399 7 7237730 12484 7237730 RESEARCH CONTRACTS 900099 11319751 11319751 11319751 389545 389545 11885477 11126922 758555 758555 758555 19705581 11319751 0 1148100 8150022 8150022 7000 7000 26120 6697 18702 721 1725519 668665 984908 71946 333621 115982 202892 14747 47120 19878 25639 1603 97281 41039 52933 3309 132512 132512 1040193 296425 688928 54840 1770296 950262 774733 45301 119845 119539 288 18 33473 6779 24548 2146 140636 33794 98711 8131 252602 60699 177298 14605 673840 284266 366652 22922 28749 12128 15643 978 SITE PAYMENTS 1921589 1921589 BIOREPOSITORY 587366 587366 DRUG DISTRIBUTION 303157 303157 REGULATORY 144421 144421 37722 31926 5334 462 17573084 13761634 3569721 241729 59356256 28613730 7039347 2682474 1082758 9553135 633555 3369883 2613586 781676 1498575 1831910 11278784 48433383 10461 36658 80899736 94521173 4477047 4404886 24179592 33726450 21886229 24449207 50542868 62580543 X 25289566 27867750 5067302 4072880 30356868 31940630 80899736 94521173 2132497 -548735 0 X 0 1 X 1 0 X 10124096 6051173 6567166 6489424 5588356 34820215 10124096 6051173 6567166 6489424 5588356 34820215 22270721 12549494 267975 260583 303865 307356 389545 1529324 36349539 16809360 0.34520 0.33540 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17423742 17423742 16491179 1074623 -13836 128224 17423742 15189242 752266 662754 113083 16491179 13285096 572500 1421889 90243 15189242 8925016 3586727 851807 78454 13285096 1.00000 0 0 2613586 781676 1831910 1831910 GRANT ADVANCES 21779468 FUNDS HELD FOR OTHERS 2669739 24449207 X 19180364 -548735 23518 -525217 19705581 0 19705581 17596602 23518 23518 17573084 0 17573084 Part V, Line 4: THE BOARD DESIGNATED ENDOWMENT FUND IS SPECIFICALLY DESIGNATED TO SUPPORT FUTURE ACTIVITIES. IN CASE OF A FUNDING EMERGENCY, ACCESS TO THESE FUNDS MAY ONLY BE AUTHORIZED BY VOTE OF THE TRUSTEES. Part X, Line 2: The Alliance Foundation Trials, LLC and Mastering Breast Cancer, LLC are considered disregarded entities for tax reporting purposes. Accounting principles generally accepted in the United States of America require management to evaluate tax positions taken by the Foundation and recognize a tax liability if the Organization has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS or other applicable taxing authorities. Management has analyzed the tax positions taken by the Organization and has concluded that as of December 31, 2016, there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the consolidated financial statements. 1 0 0 0 0 0 0 0 0 0 North America - Canada and Mexico, but not the United States Institutional support for cancer research 7000 1 0 0 0 0 0 0 1 American College of Surgeons 633 N Saint Clair Street Chicago IL 60611 362192800 501(c)(3) Public Cha 95095 Institutional support for cancer research Board of Regents of University of Wisconsin System UW-Madison Office of Research Sponsored Programs Milwaukee WI 532780538 396006492 Other: Exempt 378424 Institutional support for cancer research Brigham & Women's Hospital 75 Francis Street Boston MA 02115 042312909 501(c)(3) Public Cha 7040 Institutional support for cancer research Cleveland Clinic Foundation 9500 Euclid Avenue Cleveland OH 44195 340714585 501(c)(3) Public Cha 10000 Institutional support for cancer research Dana-Farber Cancer Institute 44 Binney Street Boston MA 021156084 042263040 501(c)(3) Public Cha 186597 Institutional support for cancer research Decatur Memorial Hospital 2300 North Edward Street Decatur IL 62526 370661199 501(c)(3) Public Cha 8190 Institutional support for cancer research Duke University Medical Center 2301 Erwin Road Durham NC 27710 560532129 501(c)(3) Public Cha 148493 Institutional support for cancer research ECOG-ACRIN Medical Research Foundation Inc 1818 Market Street Suite 1100 Philadelphia PA 19103 460745339 501(c)(3) Public Cha 32532 Institutional support for cancer research Feinstein Institute for Medical Research 350 Community Drive Manhasset NY 11030 112673595 501(c)(3) Public Cha 14804 Institutional support for cancer research Health Research Inc Elm Carlton Streets Buffalo NY 14263 141402155 501(c)(3) Public Cha 67947 Institutional support for cancer research Iowa Oncology Research Association 300 East Locust Street Suite 350 Des Moines IA 50309 421104334 501(c)(3) Public Cha 10000 Institutional support for cancer research Massachusetts General Hospital 55 Fruit Street Boston MA 02114 042697983 501(c)(3) Public Cha 64538 Institutional support for cancer research Mayo Clinic 200 First Street SW Rochester MN 55905 416011702 501(c)(3) Public Cha 1845269 Institutional support for cancer research Medical University of South Carolina 171 Ashley Avenue Charleston SC 29425 576000722 Other: State 5994 Institutional support for cancer research Memorial Sloan-Kettering Cancer Center 1275 York Avenue New York NY 37206 131624182 501(c)(3) Public Cha 175093 Institutional support for cancer research Northwestern University 750 N Lake Shore Drive Chicago IL 60611 362167817 501(c)(3) Public Cha 6000 Institutional support for cancer research NRG Oncology Foundation Inc 1600 John F Kennedy Blvd Suite 1020 1020 Philadelphia PA 19103 900912747 501(c)(3) Public Cha 20836 Institutional support for cancer research Regents of University of California 924 Westwood Blvd Suite 710 Los Angeles CA 90095 954684995 501(c)(3) Public Cha 8167 Institutional support for cancer research Sentara Hospitals 6015 Poplar Hall Drive Norfolk VA 23502 541547408 501(c)(3) Public Cha 7000 Institutional support for cancer research SWOG - Clinical Trials Initiative LLC 24 Frank Lloyd Wright Drive Ann Arbor MI 48106 261145046 501(c)(3) Public Cha 11779 Institutional support for cancer research The Ohio State University 1960 Kenny Road Columbus OH 43210 316025986 501(c)(3) Public Cha 223920 Institutional support for cancer research The Rector and Visitors of the University of Virginia PO Box 800793 Charlottesville VA 22908 546001796 501(c)(3) Public Cha 228070 Institutional support for cancer research The Regents of the University of California San Francisco 1600 Divisadero Street San Francisco CA 94143 946036493 501(c)(3) Public Cha 150811 Institutional support for cancer research The Research Foundation of The State University of New York 750 E Adams Street Syracuse NY 13210 141368361 501(c)(3) Public Cha 22804 Institutional support for cancer research The Trustees of Columbia University in the City of New York 615 West 131st Street 3rd Floor New York NY 10027 135598093 501(c)(3) Public Cha 15380 Institutional support for cancer research The Trustees of Indiana University 400 E 7th Street Bloomington IN 47405 356001673 501(c)(3) Public Cha 44000 Institutional support for cancer research The University of Iowa 105 Jessup Hall Iowa City IA 52242 426004813 501(c)(3) Public Cha 9624 Institutional support for cancer research The University of Texas MD Anderson Cancer Center 1515 Holcombe Boulevard Houston TX 77030 746001118 Other - State Agency 406859 Institutional support for cancer research University of Alabama Birmingham 701 20th Street South Birmingham AL 35294 636005396 Other - State Univer 10000 Institutional support for cancer research University of Chicago 5841 S Maryland Avenue Chicago IL 606371470 362177139 501(c)(3) Public Cha 475487 Institutional support for cancer research University of North Carolina at Chapel Hill 3009 Old Blinic Bldg Chapel Hill NC 275997305 566001393 501(c)(3) Public Cha 286738 Institutional support for cancer research University of Pittsburgh 5150 Center Avenue Pittsburgh PA 15232 250965591 501(c)(3) Public Cha 145079 Institutional support for cancer research University of Utah 2000 Circle of Hope Salt Lake City UT 84112 876000525 501(c)(3) Public Cha 12778 Institutional support for cancer research University of Wisconsin System 21 North Park Street Madison WI 53715 391805963 Other: Exempt 47267 Institutional support for cancer research Wake Forest University Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) Public Cha 24361 Institutional support for cancer research Washington University 660 S Euclid St Louis MO 63110 430653611 501(c)(3) Public Cha 79911 Institutional support for cancer research Weill Medical College of Cornell University 1300 York Avenue New York NY 10065 131623978 501(c)(3) Public Cha 46089 Institutional support for cancer research 32 5 PART I, LINE 2: DISBURSEMENT OF FUNDS IS MONITORED BY THE BOARD TREASURER AND TRACKED THROUGH THE ACCOUNTING SYSTEM. Form 990, Part VI, Section B, line 11b THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATIONS FORM 990. THE FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE, THE BOARD TREASURER, THE CORPORATE OFFICERS, AND LEGAL COUNSEL PRIOR TO FILING WITH A REASONABLE AMOUNT OF TIME TO REVIEW AND RETURN ANY QUESTIONS OR OBSERVATION DIRECTLY TO THE ORGANIZATION. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. Form 990, Part VI, Section B, line 12c OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. Form 990, Part VI, Section B, line 15b THE ORGANIZATION USES VARIOUS COMPARABILITY DATA FROM INDEPENDENT CONSULTANTS AS WELL AS OTHER MARKET SURVEYS TO SET COMPENSATION GUIDELINES. THESE GUIDELINES INCLUDE REVIEW OF THE MARKET BY LOOKING AT SALARIES FOR COMPARABLE POSITIONS AS WELL AS A MERIT AND BONUS PROGRAM BASED ON PERFORMANCE. COMPENSATION DECISIONS ARE MADE BY PERSONS WHO ARE INDEPENDENT OF THE EMPLOYEES FOR WHOM THE COMPENSATION IS BEING DETERMINED. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. Alliance Foundation Trials LLC 125 S Wacker Dr Suite 1600 CHICAGO IL 60606 465750590 Clinical Trials IL 11326742 40692719 Mastering Breast Cancer LLC 125 S Wacker Dr Suite 1600 CHICAGO IL 60606 473387139 Clinical Trials IL 1000052 1000052