2025-11-03T08:52:59-06:00 2024-12-31 880583367 SPRING STREET TAX RESOURCES 12 CENTURY HILL DRIVE SUITE 104 LATHAM NY 12110 990PF 2024-08-28 994853345 LI YANG FAMILY FOUNDATION LIYA 2125495544 CO RCM PO BOX 5016 NEW YORK NY 101855016 JINGLI YANG PRESIDENT 2125495544 2025-11-03 1 0 WILLIAM SULLIVAN P02263405 5183278353 2024 2025-03-06 01:10:19Z X X X 19745320 X 20006973 9098 9098 73502 73502 1125620 1902554 1125620 21215193 1208220 0 0 0 21267 8550 12717 1661 1661 0 22928 10211 12717 0 0 22928 10211 12717 21192265 1198009 3261538 3261538 0 2072215 2052838 0 12307241 12040828 0 1620894 1596551 0 780002 777138 0 16427 16427 0 20058317 19745320 0 0 X 0 0 0 0 0 20058317 0 20058317 0 20058317 0 21192265 0 21192265 1133948 20058317 PUBLICLY TRADED 1902554 776934 1125620 1125620 1125620 16652 0 16652 0 16652 0 0 35000 0 35000 436 17912 17912 0 0 0 0 0 0 0 0 0 0 0 0 1 DE 1 0 0 0 0 1 N/A ROCKEFELLER CAPITAL MANAGEMENT 2125495544 PO BOX 5016 NEW YORK NY 101855016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JINGLI YANG PO BOX 5016 NEW YORK NY 101855016 DIRECTOR 1.00 0 0 0 PETER HONGCHENG LI PO BOX 5016 NEW YORK NY 101855016 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 6142465 3814094 0 9956559 0 0 9956559 149348 9807211 169272 169272 16652 16652 152620 0 152620 0 152620 12717 0 12717 152620 0 0 0 12717 0 0 0 12717 0 0 0 0 0 0 0 0 139903 0 0 0 JINGLI YANG PETER HONGCHENG LI X 0 0 14 9098 14 73502 18 1125620 0 1208220 0 1208220 0 0 0 0 0 0 0 0 0 0 X X 1 JINGLI YANG CO RCM PO BOX 5016 NEW YORK NY 121855016 10003487 X X 2 PETER HONGCHENG LI CO RCM PO BOX 5016 NEW YORK NY 121855016 10003487 X X 1 20510.747 SHARES SIMT TAX MANAGED LARGE CAP FUND 809559 2024-11-07 2 20509.806 SHARES SIMT TAX MANAGED LARGE CAP FUND 809522 2024-11-07 ISHARES TR CORE TOTAL USD 126109 123938 ISHARES TR 20 YR TR BD ETF 157537 152478 ISHARES TR 3 7 YR TREAS BD 166384 165699 ISHARES TR 7-10 YR TRSY BD 86380 85331 VANGUARD SCOTTSDALE FDS VANGUARD 135399 135035 VANGUARD SCOTTSDALE FUNDS VANGUARD 69675 68952 COMCAST CORP NEW NOTE CALL MAKE WHOLE 57707 57430 TRUIST FINL CORP SER G MTN 6.04700% 22430 22362 BANK AMERICA CORP SER N MTN 1.73400% 49637 49573 US BANCORP MTN 2.21500% 01/27/2028 23788 23703 JPMORGAN CHASE &CO NOTE CALL MAKE WHOLE 58980 58727 FIFTH THIRD BANCORP NOTE CALL MAKE WHOLE 22935 22747 AERCAP IRELAND CAP DESIGNATED NOTE 49612 49076 AT&T INC NOTE CALL MAKE WHOLE 4.35000% 61445 60657 PNC FINL SVCS GROUP INC NOTE 5.58200% 22633 22384 US BANCORP SER CC MTN 5.77500% 22742 22497 HOME DEPOT INC NOTE CALL MAKE WHOLE 64007 63060 CVS HEALTH CORP NOTE CALL MAKE WHOLE 58356 56790 BOEING CO NOTE CALL MAKE WHOLE 5.15000% 15005 14790 PFIZER INVT ENTERPRISES NOTE 4.65000% 22096 21768 BRISTOL-MYERS SQUIBB CO NOTE 5.10000% 10250 10064 MORGAN STANLEY MTN CALL MAKE WHOLE 59722 58516 VERIZON COMMUNICATIONS INC 2.35500% 68653 67173 CITIGROUP INC NOTE CALL MAKE WHOLE 60052 58358 CISCO SYS INC NOTE CALL MAKE WHOLE 29674 28895 WELLS FARGO &CO SER W MTN 5.38900% 50963 49444 GOLDMAN SACHS GROUP INC NOTE 5.33000% 48723 47104 CARLYLE TACTICAL PRIVATE CREDIT FUND CL M 500000 500000 FS CR REAL ESTATE INCOM TR INC CLASS S 500000 498988 ABBOTT LABORATORIES 30203 29522 ABBVIE INC COM USD0.01 44591 44425 ACCENTURE PLC 48364 47492 ALPHABET INC CAP STK CL A 55388 62848 AMAZON.COM INC 57663 63184 AMERIPRISE FINANCIAL INC COM USD0.01 50920 47919 ANALOG DEVICES INC COM 48076 47804 APPLE INC 69128 73623 ARISTA NETWORKS INC COM SHS 44127 47859 BANK AMERICA CORP COM 57460 54322 BLACKROCK INC COM 47883 47155 BRISTOL-MYERS SQUIBB CO COM 34879 33936 CADENCE DESIGN SYSTEMS INC COM USD0.01 49417 47773 CENCORA INC COM 51260 47632 CHENIERE ENERGY INC COM USD0.003 49588 48346 CHEVRON CORP NEW COM 67676 61847 CHUBB LIMITED COM NPV ISIN #CH0044328745 37119 36195 CISCO SYSTEMS INC 49036 49669 COSTCO WHOLESALE CORP COM 65293 62306 CROWDSTRIKE HLDGS INC CL A 50023 46876 DEERE & CO 33423 32201 DIAMONDBACK ENERGY INC COM USD0.01 38520 34077 DISNEY WALT CO COM 33596 32626 ELI LILLY &CO COM 26922 27792 EMERSON ELECTRIC CO 41545 39534 EOG RESOURCES INC 24037 22064 EQUINIX INC COM 47485 48087 GENERAL MILLS INC COM USD0.10 15045 14858 HOME DEPOT INC 50784 47846 HONEYWELL INTERNATIONAL INC COM USD1 97491 96455 JOHNSON &JOHNSON COM 28011 27333 JPMORGAN CHASE &CO. COM 80820 78865 KINDER MORGAN INC COM USD0.01 42570 41401 LINDE PLC COM EUR0.001 38663 35587 LOCKHEED MARTIN CORP COM USD1.00 43817 39361 LOWES COMPANIES INC COM USD0.50 43575 40969 L3HARRIS TECHNOLOGIES INC COM 54241 47944 M &T BANK CORP COM USD0.50 31475 27637 MCDONALD S CORP 32427 32468 MERCK &CO. INC COM 33525 33027 MICROSOFT CORP 127272 128136 MONDELEZ INTL INC COM NPV 23895 22160 NESTLE ADR 30136 29167 NEXTERA ENERGY INC COM USD0.01 38405 36060 NORFOLK SOUTHN CORP COM 51663 46471 NUCOR CORP COM USD0.40 58985 47851 NVIDIA CORPORATION COM 49721 47673 OREILLY AUTOMOTIVE INC COM 32661 32017 PARKER-HANNIFIN CORP COM 51705 47702 PEPSICO INC 22039 20832 PFIZER INC 11686 12071 PNC FINANCIAL SERVICES GROUP COM USD5 40298 37606 PPL CORP COM USD0.01 50485 47879 PROCTER AND GAMBLE CO COM 32855 31518 QUALCOMM INC 37748 37330 REGENERON PHARMACEUTICALS INC 24630 23507 SALESFORCE INC COM 48410 47809 SCHWAB CHARLES CORP COM 36203 33379 TE CONNECTIVITY PLC COM USD0.01 83052 78634 THERMO FISHER SCIENTIFIC INC 38634 39017 UBER TECHNOLOGIES INC COM 26481 22680 UNITED RENTALS INC 36762 32404 VERTEX PHARMACEUTICALS INC 33835 33827 VISA INC 47215 48038 WALMART INC COM 64974 64329 WASTE MANAGEMENT INC 50448 46412 WP CAREY INC COM 15289 14546 ZOETIS INC 51319 47901 CONSUMER DISCRETIONARY SELECT SECTOR 61888 62818 CONSUMER STAPLES SELECT SECTOR SPDR FUND 60655 58407 GLOBAL X FDS GLB X MLP ENRG I 75134 71885 HEALTH CARE SELECT SECTOR SPDR FUND 111844 107992 ISHARES CORE MSCI EMERGING MARKETS ETF 128628 124492 ISHARES CORE MSCI EUROPE ETF 22273 21862 ISHARES MSCI EMR MRK EX CHNA 239128 227955 ISHARES TR EAFE GRWTH ETF 566886 555030 ISHARES TR EAFE VALUE ETF 570434 556654 ISHARES TR EXPANDED TECH 17333 16520 ISHARES TR MSCI USA MMENTM 191883 185814 ISHARES TR MSCI USA QLT FCT 630938 616513 ISHARES TR US INFRASTRUC 135573 125492 ISHARES U.S. EQUITY FACTOR ROTATION 564665 554730 ISHARES US BROKER-DEALERS & SECURITIES 32285 30982 ISHARES US TECHNOLOGY ETF 246831 246777 SELECT SECTOR SPDR TR COMMUNICATION 61899 60506 SELECT SECTOR SPDR TR FINANCIAL 120320 115847 SELECT SECTOR SPDR TRUST TECHNOLOGY 134421 133001 VANGUARD INDEX FDS VANGUARD GROWTH ETF 1548283 1561724 VANGUARD INDEX FDS VANGUARD VALUE ETF 1006044 958069 VANGUARD INTL EQUITY INDEX FDS ALLWRLD 104529 100353 VANGUARD INTL EQUITY INDEX FDS FTSE 123277 118992 INTREPID INCOME FUND INSTITUTIONAL 495658 492929 PIMCO INCOME FUND INSTITUTIONAL FUND 993560 978675 1623222 1612550 448993 440288 ICAPITAL MILENIUM DRAWDOWN FUND AT COST 101000 101000 KKR INFRASTRUCTURE AT COST 500000 501475 ISHARES GOLD TR ISHARES NEW ISIN AT COST 64307 62729 WORLD GOLD TR SPDR GLD MINIS AT COST 114695 111934 ACCRUED INTEREST ON PURCHASES 16427 16427 FMV DIFFERENTIAL OF CONTRIBUTED STOCK 1133912 COST BASIS ADJUSTMENTS 36 INVESTMENT MANAGEMENT FEES 8550 8550 0 ADMINISTRATION FEES 12717 0 12717 FOREIGN TAXES PAID 1661 1661 0