2017-11-14T16:40:37-06:00 2016-12-31 Grant Thornton LLP 1000 WILSON BLVD SUITE 1400 ARLINGTON VA 22209 990 2016-01-01 360710830 AIR LINE PILOTS ASSOCIATION INTERNATIONAL % ELIZABETH ROBINSON AIRL 7036894170 535 HERNDON PARKWAY HERNDON VA 20170 W RANDOLPH HELLING vp finance/treasurer 7036894170 2017-11-14 true MARY TORRETTA P00847851 7038477500 38.69.39.117 54681420173185000003 2017-11-14 P AA918D8483008E32154F6CC583B06457B9AF9E42 AA918D8483008E32154F6CC583B06457B9AF9E42 2016 2017-02-10 21:41:12Z CAPTAIN TIMOTHY G CANOLL 535 HERNDON PARKWAY HERNDON VA 20170 220450907 false X HTTP://WWW.ALPA.ORG X 1931 VA THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PROMOTE THE IS TO PROMOTE THE INTERESTS OF THE AIRLINE PILOTING PROFESSION AND TO SAFEGUARD THE RIGHTS, INDIVIDUALLY AND COLLECTIVELY, OF ITS MEMBERS. 190 187 329 410 335497 -9832 0 0 141518253 182950939 2384139 3391604 671230 384632 144573622 186727175 133121 138253 0 0 60400343 68947841 0 0 0 76904193 77551131 137437657 146637225 7135965 40089950 107625017 167418863 86240372 87238072 21384645 80180791 X THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PROMOTE THE INTERESTS OF THE AIRLINE PILOTING PROFESSION AND TO SAFEGUARD THE RIGHTS, INDIVIDUALLY AND COLLECTIVELY, OF ITS MEMBERS. false false SEE SCHEDULE O SEE SCHEDULE O SEE SCHEDULE O false false false false false false false true false true false false false true true false true false true true true false false false false false true false true false false false false false false false false false false false true true true false true X 148 0 true 329 true true true true CA CJ false false false false X 190 187 false false true false true true false true true false true true false true false true true true true true true false X ELIZABETH ROBINSON 7036894170 535 HERNDON PARKWAY Herndon VA 20170 X See Sch O For List Board of Directors 1.0 0.0 X 0 0 0 Joe DePete First Vice-President 50.0 5.0 X 177833 0 0 William Couette VP Administration/Secretary 50.0 5.0 X 205320 0 0 W Randolph Helling VP Finance/Treasurer 50.0 5.0 X 183417 0 0 Timothy Canoll President 60.0 5.0 X 1109273 0 67400 Lawrence Beck Executive Vice President 10.0 0.0 X 6000 0 0 Andrew Massey Executive Vice President 10.0 0.0 X 6000 0 0 Christopher Suhs Executive Vice President 10.0 0.0 X 6000 0 0 Michael McMackin Executive Vice President 10.0 0.0 X 6000 0 0 Russell Sklenka Executive Vice President 10.0 0.0 X 6000 0 0 Paul Stuart Executive Vice President 10.0 0.0 X 12384 0 0 Dan Adamus Executive Vice President 10.0 0.0 X 6154 0 0 Lori Garver General Manager 40.0 5.0 X 494573 0 36605 Elizabeth Robinson Dir. Of Finance/CFO 40.0 5.0 X 370189 0 35004 Ricardo Dominguez Executive Administrator 40.0 0.0 X 196238 0 0 Jonathan Cohen General Counsel/Dir, Legal 40.0 0.0 X 487567 0 62695 James Johnson Sr. Managing Attorney 40.0 0.0 X 387279 0 58774 Bruce York Sr. Advisor & Chief Negotiator 40.0 0.0 X 551049 0 69031 William Roberts Asst. Dir. Representation 40.0 0.0 X 385450 0 102269 Howard Hagy Dir. of Engineering Air Safety 40.0 0.0 X 373171 0 68124 Ana Mcahron-Schulz Director of Economic Financial 40.0 0.0 X 378868 0 67333 Elizabeth Ginsburg Director of Representation 40.0 0.0 X 423800 0 66802 Elizabeth Koby Sr. Managing Attorney 40.0 5.0 X 354172 0 59134 Arthur Luby Asst. Dir. Representation 40.0 0.0 X 345276 0 59037 GC Warner Sr. Managing Attorney 40.0 0.0 X 347716 0 65656 Marie Schwartz Dir of Strategic Mem Dev & Res 40.0 0.0 X 319992 0 64254 Marcus Migliore Sr. Managing Attorney 40.0 0.0 X 348177 0 62191 Kelly Collie Dir. of Human Resources 40.0 2.0 X 302107 0 63941 Andrew Shostack Asst. Dir. Representation 40.0 0.0 X 326276 0 55647 David Krieger Managing Director 40.0 0.0 X 428245 0 65119 Richard Harrell Dir of IT & Services 40.0 0.0 X 296775 0 66184 Elizabeth Baker Dir. Of Government Affairs 40.0 0.0 X 291619 0 30715 Catherine St Denis Dir. Of Communications 40.0 0.0 X 152404 0 26499 Robert Bailey Senior Attorney 40.0 0.0 X 311710 0 79937 Elwyn Woody Sr. Benefits Attorney 40.0 0.0 X 298799 0 67637 John Schleder Sr Lbr Rel Cnsl/MEC Coord 40.0 0.0 X 296267 0 65562 Robert Plunkett Sr. Lbr Relations Counsel 40.0 0.0 X 273101 0 61585 Jane Schraft Sr. Lbr Rel Cnsl/MEC Coord 40.0 0.0 X 281384 0 57283 10746585 0 1584418 178 false true false Cohen Weiss Simon 900 Third Avenue NEW YORK NY 10022 Legal 2384626 Virtual Flight Surgeons Inc 7000 S Yosemite Street 110 CENTENNIAL CO 80112 Aeromedical Advisors 2148846 Kelly Press Inc 1701 Cabin Branch Drive CHEVERLY MD 20785 Printing 1116447 1625 Massachusetts Avenue LLC C/O Pilot Mgmt Inc 4922A St Elmo A BETHESDA MD 20814 Real Estate Leasing 883033 NG One Hartsfield Centre LLC PO BOX 936087 ATLANTA GA 31193 Real Estate Leasing 858158 29 0 MEMBERSHIP DUES 900099 179626450 179626450 PUBLICATIONS 541800 2342588 2158353 184235 MEMBER BENEFITS 900099 981901 981901 182950939 2769122 2769122 0 17473 17473 0 0 0 0 34336239 9975 33721284 2448 614955 7527 622482 622482 0 0 0 0 0 0 0 0 0 0 CONSULTING 900099 151262 151262 MISCELLANEOUS 900099 215897 215897 367159 186727175 182766704 335497 3624974 125835 0 12418 0 0 8579330 0 43739350 3692161 8884838 4052162 0 2930129 0 0 284750 0 0 0 0 0 6411009 445977 2341356 842449 0 5776243 12423430 0 4219167 969 0 0 1796109 0 0 1981234 0 UNRELATED BUSINESS TAXES 1429 0 0 0 FLIGHT PAY LOSS & RELATED 33800099 0 0 0 OTHER EXPENSES 3139505 0 0 0 PER CAPITA DUES 1157276 0 0 0 146637225 0 0 0 2052 2054 19722786 38585722 0 0 4050997 6315060 0 0 0 0 2549966 2485019 0 0 1824100 3007703 24409321 18675417 5700799 5733904 67538793 106456807 3698460 2374614 0 0 0 0 2537064 2457980 107625017 167418863 29975454 42746217 0 0 20898649 0 0 0 0 0 0 0 0 0 0 0 35366269 44491855 86240372 87238072 X 21384645 80180791 0 0 0 0 21384645 80180791 107625017 167418863 X 40089950 1516114 19135336 -1945254 X X false true X true false true 2159226 7045 118212 2048059 false 0 0 0 0 0 5461951 3647283 1814668 0 18947370 15028134 3919236 5733904 0 POSTRETIREMENT BENEFITS - RETIREE 29194376 DEFERRED LIABILITIES 11928563 POSTRETIREMENT BENEFITS - PENSION 3368872 OTHER LIABILITIES 44 44491855 X AGENT, TRUSTEE, CUSTODIAN, ETC. ARRANGEMENT SCHEDULE D, PART IV, LINE 1B Air Line Pilots Association, International ("ALPA"Association") COLLECTS ASSESSMENT PAYMENTS ON BEHALF OF THE MASTER EXECUTIVE COUNCIL (MEC) AND DEPOSITS COLLECTED FUNDS INTO SEPARATE MEC ACCOUNTS WHICH ALPA ADMINISTERS AND MAKES PAYMENTS OUT OF THE ACCOUNTS AS APPROVED BY THE MEC. THESE ACCOUNTS ARE NOT INCLUDED IN THE ALPA'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND FORM 990. LIABILITY FOR UNCERTAIN TAX POSITIONS (ASC 740) SCHEDULE D, PART X, LINE 2 THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE SECTION 501(C)(5), THOUGH THEY ARE SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. REVENUE FROM INVESTMENTS IN PARTNERSHIPS, ADVERTISING AND CONSULTING IS TAXABLE AS UNRELATED BUSINESS INCOME. THE ASSOCIATION HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE TAX YEARS ENDING DECEMBER 31, 2016, 2015, 2014, AND 2013 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE ASSOCIATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ASSOCIATION FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITON WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. North America 3 8 Program Services See program services. 1431422 North America Program Services Contribution 12418 Central America and the Caribbean Investments Captive Insurance Co. 2717528 Central America and the Caribbean Investments 2374614 3 8 3 8 6535982 6535982 true false true false false false Accounting method Schedule F, Part I, Column F The expenditures, per region, are presented on the accrual basis of accounting. false AERO CLUB OF WASHINGTON PO BOX 17295 WASHINGTON DC 20041 526054159 501(c)(6) 9600 CONTRIBUTION AMERICAN ASSOCIATION OF AIRPORT EXECUTIVES 601 MADISON STREET Alexandria VA 22314 510094939 501(c)(6) 12000 CONTRIBUTION INTERNATIONAL AVIATION CLUB PO BOX 65585 WASHINGTON DC 20035 521190359 501(c)(7) 6285 CONTRIBUTION WAYNE STATE UNIVERSITY 5401 Cass Ave DETROIT MI 48202 386028429 501(c)(3) 35000 CONTRIBUTION National Democratic Club 30 Ivy Street SE WASHINGTON DC 20003 530233594 501(c)(7) 6000 CONTRIBUTION 1 4 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. SCHEDULE I, PART I, LINE 2 ALPA'S GRANTS/ASSISTANCES ARE SPONSORSHIPS OR SCHOLARSHIPS FOR ONE-TIME EVENTS. ALPA SPECIFIES THE PURPOSE OF THE GRANTS/ASSISTANCE IN THE AWARD LETTER WHEN IT IS DISBURSED. THE EXECUTIVE COUNCIL APPROVES ALL CONTRIBUTIONS AS PART OF THE BUDGETING PROCESS. X X X true true X X X X false true false Joe DePete First Vice-President 0 0 0 0 177833 0 0 0 0 0 177833 0 0 0 William Couette VP Administration/Secretary 0 0 0 0 205320 0 0 0 0 0 205320 0 0 0 W Randolph Helling VP Finance/Treasurer 0 0 0 0 183417 0 0 0 0 0 183417 0 0 0 Timothy Canoll President 477659 0 26400 0 605214 0 26500 0 40900 0 1176673 0 0 0 Jonathan Cohen General Counsel/Dir, Legal 424033 0 23861 0 39673 0 26500 0 36195 0 550262 0 0 0 James Johnson Sr. Managing Attorney 336448 0 20651 0 30180 0 26500 0 32274 0 446053 0 0 0 Bruce York Sr. Advisor & Chief Negotiator 396614 0 22818 0 131617 0 26500 0 42531 0 620080 0 0 0 William Roberts Asst. Dir. Representation 277155 0 21091 0 87204 0 26500 0 75769 0 487719 0 0 0 Howard Hagy Dir. of Engineering Air Safety 319590 0 19942 0 33639 0 26500 0 41624 0 441295 0 0 0 Ana Mcahron-Schulz Director of Economic Financial 327741 0 20540 0 30587 0 26500 0 40833 0 446201 0 0 0 Elizabeth Ginsburg Director of Representation 371051 0 21835 0 30914 0 26500 0 40302 0 490602 0 0 0 Elizabeth Koby Sr. Managing Attorney 311243 0 19625 0 23304 0 26500 0 32634 0 413306 0 0 0 Arthur Luby Asst. Dir. Representation 304182 0 19332 0 21762 0 26500 0 32537 0 404313 0 0 0 GC Warner Sr. Managing Attorney 307474 0 19601 0 20641 0 26500 0 39156 0 413372 0 0 0 Marie Schwartz Dir of Strategic Mem Dev & Res 293071 0 18984 0 7937 0 26500 0 37754 0 384246 0 0 0 Marcus Migliore Sr. Managing Attorney 307735 0 19601 0 20841 0 26500 0 35691 0 410368 0 0 0 Kelly Collie Dir. of Human Resources 270321 0 18113 0 13673 0 26500 0 37441 0 366048 0 0 0 Robert Bailey Senior Attorney 277927 0 18970 0 14813 0 26500 0 53437 0 391647 0 0 0 Elwyn Woody Sr. Benefits Attorney 276984 0 18694 0 3121 0 26500 0 41137 0 366436 0 0 0 Andrew Shostack Asst. Dir. Representation 288641 0 18773 0 18862 0 26500 0 29147 0 381923 0 0 0 Lori Garver General Manager 445196 0 24436 0 24941 0 26500 0 10105 0 531178 0 0 0 David Krieger Managing Director 376717 0 22049 0 29479 0 26500 0 38619 0 493364 0 0 0 John Schleder Sr Lbr Rel Cnsl/MEC Coord 267538 0 17595 0 11134 0 26500 0 39062 0 361829 0 0 0 Richard Harrell Dir of IT & Services 265834 0 17931 0 13010 0 26500 0 39684 0 362959 0 0 0 Elizabeth Baker Dir. Of Government Affairs 269718 0 17872 0 4029 0 26500 0 4215 0 322334 0 0 0 Catherine St Denis Dir. Of Communications 117120 0 17827 0 17457 0 15146 0 11353 0 178903 0 0 0 Elizabeth Robinson Dir. Of Finance/CFO 341600 0 20536 0 8053 0 26500 0 8504 0 405193 0 0 0 Ricardo Dominguez Executive Administrator 0 0 0 0 196238 0 0 0 0 0 196238 0 0 0 Robert Plunkett Sr. Lbr Relations Counsel 253131 0 17706 0 2264 0 26500 0 35085 0 334686 0 0 0 Jane Schraft Sr. Lbr Rel Cnsl/MEC Coord 260542 0 17388 0 3454 0 26500 0 30783 0 338667 0 0 0 HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE SCHEDULE J, PART I, LINE 1A A NATIONAL OFFICER WHO INCURS EXPENSES WHEN THEY MAINTAIN A PRIMARY RESIDENCE OUTSIDE OF THE WASHINGTON, DC AREA IS REIMBURSED FOR APPROPRIATE HOUSING, MEALS, AND INCIDENTAL EXPENSES WHILE IN THE WASHINGTON, DC AREA AND TRANSPORTATION BETWEEN HIS/HER PRIMARY RESIDENCE OUTSIDE THE WASHINGTON, DC AREA AND WASHINGTON, DC. THIS POLICY HAS BEEN APPROVED BY THE ALPA BOARD OF DIRECTORS. AMOUNTS PROVIDED ARE REPORTED AS TAXABLE TO THE RECIPIENT. DISCRETIONARY SPENDING ACCOUNT SCHEDULE J, PART I, LINE 1A THE NATIONAL OFFICERS RECEIVE A MONTHLY PAYMENT FOR REIMBURSEMENT OF EXTRAORDINARY EXPENSES, BOTH PERSONAL AND BUSINESS, ASSOCIATED WITH SERVICES IN AN ALPA NATIONAL OFFICER POSITION NOT UNDER AN ACCOUNTABLE PLAN. THIS PAYMENT WAS APPROVED BY THE ALPA BOARD OF DIRECTORS. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B ADDITIONAL TAXABLE COMPENSATION RELATED TO A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN WAS REPORTED ON SCHEDULE J, PART II, COLUMN (B) (III) AS NOTED BELOW: (1) TIMOTHY G. CANOLL - $365,979 (2) BRUCE YORK - $96,560 PRESIDENT'S REPORTABLE COMPENSATION SCHEDULE J, PART II THE PRESIDENT'S REPORTABLE COMPENSATION INCLUDED SALARY, TAXABLE ALLOWANCES AND NONQUALIFIED DEFERRED COMPENSATION. THE COMPENSATION PACKAGE WAS REVIEWED AND APPROVED BY ALPA BOARD OF DIRECTORS. PROGRAM SERVICE ACTIVITY #1 FORM 990, PART III, LINE 4A COLLECTIVE BARGAINING: ALPA IS THE COLLECTIVE BARGAINING AGENT FOR OVER 54,000 AIRLINE PILOTS AND PROFESSIONAL FLIGHT ENGINEERS WHO MAKE UP 31 PILOT GROUPS IN THE UNITED STATES AND CANADA. IN ADDITION TO NEGOTIATING LABOR CONTRACTS, IT PROCESSES GRIEVANCES, ARBITRATIONS, AND OTHER CONTRACT ADMINISTRATION-RELATED ACTIVITIES. THE YEAR 2016 WAS A BUSY PERIOD FOR COLLECTIVE BARGAINING, AS THE ASSOCIATION WAS ENGAGED IN NEGOTIATIONS TO AMEND, CREATE, OR IMPLEMENT COLLECTIVE BARGAINING AGREEMENTS AT SEVERAL ALPA CARRIERS. PROGRAM SERVICE ACTIVITY #2 FORM 990, PART III, LINE 4B GOVERNMENT AFFAIRS: AS THE VOICE OF PROFESSIONAL AIRLINE PILOTS, THE ASSOCIATION REPRESENTS A PILOT PARTISAN AGENDA TO CONGRESS AND TO MANY ADMINISTRATION AGENCIES INCLUDING THE DEPARTMENT OF TRANSPORTATION, FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF STATE, DEPARTMENT OF HOMELAND SECURITY AND TRANSPORTATION SECURITY ADMINISTRATION. KEY LEGISLATIVE ISSUES FOR PILOTS IN 2016 INCLUDED ENFORCEMENT OF OPEN SKIES AGREEMENTS AND STOPPING FLAG OF CONVENIENCE OPERATIONS IN AVIATION; PROMOTING SAFETY IN THE REAUTHORIZATION OF THE FEDERAL AVIATION ADMINISTRATION BY ADVOCATING FOR HAZARDOUS MATERIALS SAFETY WHEN SHIPPED BY AIR, SECONDARY COCKPIT BARRIERS, MAINTAINING SAFETY REGULATIONS AND SAFE INTEGRATION OF UNMANNED AIRCRAFT SYSTEMS (UAS) and FUNDING FOR TSA SECURITY PROGRAMS SUCH AS FEDERAL FLIGHT DECK OFFICER PROGRAM. PROGRAM SERVICE ACTIVITY #3 FORM 990, PART III, LINE 4C AVIATION SAFETY: ALPA MAINTAINS A NETWORK OF HUNDREDS OF PILOT VOLUNTEERS, SUPPORTED BY APPROXIMATELY TWO DOZEN STAFF PROFESSIONALS, ORGANIZED INTO AN EXTENSIVE STRUCTURE OF LOCAL AND NATIONAL COMMITTEES. KEY SAFETY ISSUES IN 2016 INCLUDED: PILOT FATIGUE, PILOT TRAINING AND QUALIFICATION, AIRPORT AND RUNWAY SAFETY, VARIOUS IMPROVEMENTS TO AVIATION SECURITY AND PILOT AND PASSENGER SCREENING, SAFETY MANAGEMENT SYSTEMS, AND THE RESULTS OF KEY ACCIDENT INVESTIGATIONS. PROGRAM SERVICE ACTIVITY #4 FORM 990, PART III, LINE 4D PUBLICATIONS: THE UNION'S MAGAZINE, AIR LINE PILOT, IS PUBLISHED 10 TIMES PER YEAR WITH A CIRCULATION OF ABOUT 81,000 COPIES, MOSTLY TO MEMBERS AND RETIRED PILOTS. ITS CONTENT IS A MIXTURE OF UNION NEWS, INDUSTRY TRENDS, AND TECHNICAL SAFETY AND SECURITY-RELATED INFORMATION. MOST OF ALPA'S 31 PILOT GROUPS INCLUDING THEIR INDIVIDUAL LOCAL COUNCILS, PUBLISH AND DISTRIBUTE BOTH PAPER AND E-MAIL NEWSLETTERS WITH NEWS AND INFORMATION OF INTEREST TO THEIR PILOTS. THE ASSOCIATION OCCASIONALLY PUBLISHES SPECIALIZED NEWSLETTERS ON MATTERS OF URGENT INTEREST AND ALSO MAINTAINS AN EXTENSIVE WEBSITE THAT CARRIES NEWS, ANNOUNCEMENTS, AND GENERAL INFORMATION ON BOTH PUBLICALLY ACCESSIBLE HOMEPAGE AND A "MEMBER ONLY" PORTION OF THE WEBSITE. SIGNIFICANT CHANGES IN GOVERNING DOCUMENTS FORM 990, PART VI, LINE 4 ALPA BOARD OF DIRECTORS MODIFIED THE CONSTITUTION AND BY-LAWS (CBL) DURING 2016: 1) CHANGES TO ARTICLE III, LOCAL COUNCILS AND LOCAL EXECUTIVE COUNCILS, SECTION 9, ELECTION GROUPS. 2) CHANGES TO ARTICLE VIII, HEARING AND APPEAL PROCEDURES, TO CLARIFY THE LANGUAGES OF ARTICLE VIII, EXPAND THE OPTIONS FOR DELIVERING DOCUMENTS, AND REMOVE DISCONTINUED PRACTICES. 3) CHANGES TO ARTICLE XXII, ALPA CANADA BOARD, ADOPTING CERTAIN AMENDMENTS DISCUSSED IN A REPORT RECEIVED FROM THE CANADA BOARD STRUCTURAL REVIEW COMMITTEE (CBSRC), REGARDING (I) ORGANIZATION, (II) JURISDICTION AND DUTIES, (III) MEETINGS, (IV) ALPA CANADA PRESIDENT, (V) ALPA CANADA VICE PRESIDENT/IFALPA DIRECTOR AND ALPA CANADA VICE PRESIDENT ADMINISTRATION AND FINANCE, AND (VI) VACANCY IN OFFICE. MEMBERS OR STOCKHOLDERS FORM 990, PART VI, LINE 6 ALPA REPRESENTS OVER 54,000 PILOT MEMBERS. ALPA HAS ONLY ONE CATEGORY OF ACTIVE MEMBERS. ALPA ALSO COLLECTS DUES FROM EXECUTIVE INACTIVE MEMBERS (AT A REDUCED RATE) AND "NON-MEMBERS" (AT ANOTHER REDUCED RATE). EXECUTIVE INACTIVE MEMBERS ARE ENTITLED TO ALL OF THE RIGHTS AND BENEFITS OF ACTIVE MEMBERS EXCEPT THEY MAY NOT VOTE, ASSUME OR HOLD ELECTIVE OR APPOINTIVE OFFICE (INCLUDING COMMITTEE ASSIGNMENTS), ATTEND MEETINGS OR BE INCLUDED ON THE ACTIVE MEMBER MAILING LIST. "NON-MEMBERS" ARE NOT MEMBERS OF ALPA WHO ARE NEVERTHELESS COMPELLED TO PAY UNION DUES OR FEES UNDER AN AGENCY SHOP AGREEMENT. NON-MEMBERS ARE ENTITLED TO A PRO RATA ADJUSTMENT FOR ANY EXPENSES THAT ARE NOT GERMANE. NON-MEMBERS ARE NOT ENTITLED TO ANY BENEFITS OF ALPA MEMBERSHIP. MEMBERS OR STOCKHOLDERS WHO MAY ELECT FORM 990, PART VI, LINE 7A ALPA'S HIGHEST GOVERNING BODY IS THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD OF DIRECTORS ARE DIRECTLY ELECTED FROM LOCAL COUNCILS BY THE ACTIVE AND EXECUTIVE ACTIVE MEMBERS ASSIGNED TO THOSE LOCAL COUNCILS. THE MEMBERS OF OTHER ALPA GOVERNING BODIES - ALL OF WHICH ARE SUBSIDIARY TO THE BOARD OF DIRECTORS - ARE ELECTED BY THE MEMBERS OF THE BOARD OF DIRECTORS. FORM 990 REVIEW PROCESS FORM 990, PART VI, LINE 11B THE RETURN IS REVIEWED BY THE SENIOR STAFF ACCOUNTANT, FINANCE DEPARTMENT MANAGEMENT STAFF, PRESIDENT, GENERAL MANAGER, AND VICE PRESIDENT FINANCE/TREASURER OF ALPA. CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT FORM 990, PART VI, LINE 12C (1) ALPA'S CONFLICT OF INTEREST POLICY IS REVIEWED WITH EMPLOYEES, A WRITTEN COPY IS INCLUDED IN EACH EMPLOYEE NEW HIRE KIT, A COPY IS INCLUDED IN THE EMPLOYEE HANDBOOK, AND THE POLICY IS POSTED ON THE EMPLOYEE STAFF CENTER WEBSITE. THE POLICY PROVIDES EXAMPLES OF SOME OF THE RELATIONSHIPS THAT SHOULD BE AVOIDED. THE POLICY REQUIRES THAT ALL EMPLOYEES AVOID CONFLICTS BETWEEN THEIR PERSONAL INTEREST AND THE MEMBERS OF, OR PERSONS REPRESENTED BY, ALPA OR THE INTEREST OF ALPA IN DEALING WITH EMPLOYERS OR WITH SUPPLIERS, CUSTOMERS, AND ALL OTHER ORGANIZATIONS OR INDIVIDUALS SEEKING TO DO BUSINESS WITH ALPA. IF A CONFLICT IS REPORTED, DISCOVERED, OR SUSPECTED, IT IS ADDRESSED FIRST BY THE EMPLOYEE'S SUPERVISOR AND, IF NECESSARY, BY THE HUMAN RESOURCES DEPARTMENT, AND IN EITHER CASE, APPROPRIATE MEASURES ARE TAKEN, WHICH CAN INCLUDE TERMINATION FOR VIOLATION OF THE POLICY. (2) IN ACCORDANCE WITH FEDERAL LABOR LAWS, ALPA IS GOVERNED BY OFFICERS ELECTED FROM AMONG THE MEMBERSHIP. ACCORDINGLY, DECISIONS MADE BY ALPA'S GOVERNING BODIES NECESSARILY AFFECT THE OFFICERS WHO MAKE UP THOSE GOVERNING BODIES, JUST AS THOSE DECISIONS AFFECT THE UNION MEMBERS AS A WHOLE. HOWEVER, SECTION 501(A) OF THE LABOR-MANAGEMENT REPORTING AND DISCLOSURE ACT (LMRDA), 29 U.S.C. 501(A), STATES THAT OFFICERS AND OTHER UNION REPRESENTATIVES "OCCUPY POSITIONS OF TRUST" WITH RESPECT TO THE UNION AND SO THAT "[I]T IS, THEREFORE, THE DUTY OF EACH SUCH PERSON, TAKING INTO ACCOUNT THE SPECIAL PROBLEMS AND FUNCTIONS OF A LABOR ORGANIZATION, TO HOLD ITS MONEY AND PROPERTY SOLELY FOR THE BENEFIT OF THE ORGANIZATION AND ITS MEMBERS AND TO MANAGE, INVEST, AND EXPEND THE SAME IN ACCORDANCE WITH ITS CONSTITUTION AND BYLAWS AND ANY RESOLUTIONS OF THE GOVERNING BODIES ADOPTED THEREUNDER, TO REFRAIN FROM DEALING WITH SUCH ORGANIZATION AS AN ADVERSE PARTY OR IN BEHALF OF AN ADVERSE PARTY IN ANY MATTER CONNECTED WITH HIS DUTIES AND FROM HOLDING OR ACQUIRING ANY PECUNIARY OR PERSONAL INTEREST WHICH CONFLICTS WITH THE INTEREST OF SUCH ORGANIZATION, AND TO ACCOUNT TO THE ORGANIZATION FOR ANY PROFIT RECEIVED BY HIM IN WHATEVER CAPACITY IN CONNECTION WITH TRANSACTIONS CONDUCTED BY HIM OR UNDER HIS DIRECTION ON BEHALF OF THE ORGANIZATION." THE RESPONSIBILITIES IMPOSED BY LMRDA SECTION 501(A) MAY BE ENFORCED BY UNION MEMBERS THROUGH SUITS IN FEDERAL COURTS, OR BY THE SECRETARY OF LABOR, AND THOSE RESPONSIBILITIES GOVERN THE UNION'S ACTIONS. PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, LINES 15A & 15B (1) ALPA'S COMPENSATION REVIEW PROCESS INCLUDES EVALUATION OF INDIVIDUAL EDUCATION AND PROFESSIONAL EXPERIENCE, REVIEW AND UPDATING OF EACH STAFF POSITION, PERFORMANCE APPRAISAL, ASSESSMENT OF INTERNAL EQUITY, AND EXTERNAL/MARKET BENCHMARKING. ALPA EVALUATES/RE-EVALUATES STAFF POSITIONS ON AN ON-GOING BASIS, ROTATING THROUGH EACH POSITION APPROXIMATELY EVERY FOUR YEARS. THE EVALUATION IS AN INTERACTIVE, WRITTEN PROCESS THAT INCLUDES THE EMPLOYEE, DEPARTMENT MANAGEMENT, AND HUMAN RESOURCES. EXTERNAL/MARKET BENCHMARKING IS PART OF THE COMPENSATION REVIEW PROCESS, AS WELL AS THE ANNUAL PERFORMANCE APPRAISAL PROCESS. ALPA SUBSCRIBES TO/PARTICIPATES IN SEVERAL BENCHMARKING DATA SOURCES INCLUDING ERI EXECUTIVE COMPENSATION ASSESSOR, SALARY.COM COMPANALYST, AND THE HRA-NCA SURVEY FOR DC ASSOCIATIONS. SALARY MINIMUMS/MAXIMUMS ARE PRESCRIBED BY COLLECTIVE BARGAINING AGREEMENTS FOR 86% OF ALPA STAFF. A SALARY ADMINISTRATION PLAN FOR MANAGEMENT AND NON-BARGAINING EMPLOYEES IS APPROVED BY THE GENERAL MANAGER ANNUALLY. THE SALARY REVIEW COMMITTEE IS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION AND MEETS ON A REGULAR BASIS. (2) THE PRESIDENT'S COMPENSATION IS APPROVED BY THE ALPA BOARD OF DIRECTORS (BOD). THE BOD LAST REVIEWED THE PRESIDENT'S COMPENSATION AT THE 2016 BOD MEETING. THE PRESIDENT'S COMPENSATION IS UPDATED BY THE DIRECTOR-FINANCE AT LEAST ANNUALLY PER THE CALCULATION APPROVED BY THE BOD. THE GENERAL MANAGER'S COMPENSATION IS APPROVED BY THE PRESIDENT AND THE DIRECTOR-HUMAN RESOURCES. OTHER KEY EMPLOYEE'S COMPENSATION IS APPROVED BY THE GENERAL MANAGER AND THE DIRECTOR-HUMAN RESOURCES. THE REVIEW PROCESS FOR KEY EMPLOYEES WAS UNDERTAKEN DURING 2016. HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC FORM 990, PART VI, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC TO THE EXTENT REQUIRED BY LAW. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS ARE ATTRIBUTABLE TO: INHERENT CONTRIBUTION $1,564,906 RETIREE HEALTH RELATED LOSSES ($3,187,557) PENSION RELATED GAINS $763,364 TRANSLATION GAINS $6,943 INTERFUND TRANSFER ($1,092,910) ------------- TOTAL ($1,945,254) OVERSIGHT PROCESS FORM 990, PART XII, LINE 2C THE CONSOLIDATED FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT ACCOUNTANT. THE ORGANIZATION's Executive Team ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. 2016 ALPA BOARD OF DIRECTORS FORM 990, PART VII, SECTION A, BOARD OF DIRECTORS THE FOLLOWING INDIVIDUALS SERVED ON ALPA BOARD OF DIRECTORS IN 2016 AND DID NOT RECEIVE ANY REPORTABLE COMPENSATION FROM THE ORGANIZATION FOR SERVICES RENDERED IN THEIR CAPACITY AS DIRECTORS: A. S. CORNELISON AARON L. LANIGAN ADAM J. BELL ADAM M. CHRONAS ALBANE V. KOENIG ALBERTO E. GASPARI ALFRED D. BYRNE ANDREW A. ROSS ANDREW D. COWARD ANITA E. SHEW ANTHONY H. MILLER ANTHONY P. DRAKULA ANTHONY-PAUL ZERAFA BENJAMIN R. SALLEY BENNIE L. JENNINGS BRADLEY J. PARTRIDGE BRENDAN F. TWOMEY BRENEN G. SOROKAN BRIAN A. ROSEEN BRIAN A. STILKE BRIAN C. RICHARDSON BRYAN J. FREEMAN C W. TEETER CARL A. FLEMING CHAD L. ADAMS CHARLES B. ROSENSTEIN CHARLES D. RITTER JR CHARLES E. SWINDELLS CHARLES H. MEGGINSON CHARLES J. ROOS CHERYL L. KONTER CHRISTIAN F. LYNCH CHRISTOPHER K. TANG CHRISTOPHER M. BOYLAN DANIEL E. HAHN DANIEL F. GARCIA DANIEL J. KRIEGER DANIEL J. PARNHAM DANIEL P. LEO DANNY B. ROWBOTHAM DAVID A. HAHN DAVID N. WILSON DAVID W. VOSS DOMINIQUE ROY DON G. RAY DONALD G. CLARK II DONALD S. LOEPKE DONN E. MINOGGIE DOUGLAS J. GETTELFINGER DOUGLAS ZINK EDWARD C. BENNETT ELYA G. BACHES ERIK G. SCHELLER ERIK LARSEN ERIN K. MCCOY EZEKIEL VAZQUEZ FRED D. GALEY JR GANNETT K. JEAN GEORGE M. DREBO GERALD B. CHERNOCHAN GERALD H. KAMPHUIS GREGORY A. JANS HARRY D. STAHL IVAN A. ATI J D. HANNAN JAMES A. MCGUIRE JAMES D. MORTON JAMES J. MUMBY JR JAMES P. TRIMBELL JAMES R. KILLEN JR JAMES W. JOHNSON JAMES W. MORRIS JR JAN M. PASHINSKI JARED L. HUNT JARED T. ALEXA JEFFREY W. COHEN JEFFREY W. JACOBS JEREMY T. SAYLOR JESSE M. PETERS JIMMY K. ABDALLA JOAO A. PEREIRA JOEL A. RODDA JOHN D. BASSETT JOHN E. SHARKEY JR JOHN P. BREILING JOHN P. COSTELLO JOHN V. WALSH JOHN W. RIDDEL JR JON M. ATHANS JONATHAN HAYES JOSEPH B. KOLARIK JOSEPH K. PYNCH JOSEPH M. FERREIRA JOSHUA A. SULT JUSTIN L. MEISSER JUSTIN T. ROGERS KRISTOPHER R. REAVILLE KURT W. RUSSELL LAWRENCE H. PAYNE JR LONNIE D. UTLEY JR LOUIS-ERIC MONGRAIN LUIS C. SAAVEDRA MARC DUFFY-VINCELETTE MARC E. GONZALEZ MARK S. LENESKI MATTHEW L. CHADWICK MATTHEW T. WISE MAURICIO E. BOLIVAR MICHAEL A. SORBIE MICHAEL E. ARCAMUZI MICHAEL J. LUCKSTONE MICHAEL J. SULLIVAN MIRKO SCHERRER MONA L. CATES NATHAN R. CARON NICHOLAS E. HARWOOD NIKOLAOS GIANNOUSSIDIS PATRICE ROY PATRICK M. BARRETT PAUL M. DE GRENIER PAUL P. MEYER PHILIP E. GOWER PRIYESH A. AMIN RANDALL BOOTH RAYMOND A. IGOU REED C. DONOGHUE RICHARD C. WHEELER RICHARD D. GALLAHER RICHARD S. CLARKE ROB WATSON ROBERT A. MARSH ROBERT A. OWEN ROBERT B. LEGGETT ROBERT H. BURGESS ROBERT L. HAZZARD ROBERT O. LEE ROBERT S. CECCHI ROGER N. ANDERSON ROLAND VERA RONAN J. O DONOGHUE ROSS W. SCHUMACHER RYAN C. BABCOCK RYAN C. HOLLENBECK SAMUEL C. VAUGHAN SCOTT EWING SCOTT HOPE SCOTT SIMPSON SEAN P. SMITH SEBASTIEN L. ROUSSEL SHANE A. ATKINS STACEY TUMOTH STACY H. STADER STEPHEN M. BRYCE STEVE DONOVAN STEVEN M. JONES TAYLOR A. SOLI THOMAS L. ROGERS TIMOTHY K. DAVIS TODD C. HUNTER TOM A. ESTRADA TREVOR J. KLEINSCHNITTGER TYLER A. ROWE TYLER J. HOVER VICTOR M. CASTRO WESLEY J. HARDER WILLIAM J. MEACHEM WILLIAM L. BARTELS JR WILLIAM R. DESHAZER ZACHARY J. BLACKBURN FORM 990, PART VII, SECTION A, BOARD OF DIRECTORS THE FOLLOWING INDIVIDUALS SERVED ON ALPA BOARD OF DIRECTORS IN 2016. ALL PAYMENTS TO THESE INDIVIDUALS REPRESENT REIMBURSEMENT FOR EXPENSES OR LOST BENEFITS (FLIGHT PAY LOSS). THESE AMOUNTS ARE TAXABLE TO THE RECIPIENT AS REPORTABLE COMPENSATION: ANDREW COLLINS $340.67 ANDREW G. MANILLA $97.80 ANDREW J. HUGHES $15,168.11 ARMANDO GOMEZ $2,022.46 BENJAMIN W. PEACOCK $952.98 BRADLEY J. HUTCHENS $29.70 CARLOS J. RODRIGUEZ $738.39 CHAD E. REAM $7,856.87 CHARLES M. SCHAEFER $312.96 CHRISTOPHER A. HAZLETON $212.32 CHRISTOPHER J. BOWERS $787.29 CHRISTOPHER M. KENNEY $279.70 CHRISTOPHER N. KERN $3,251.64 COLEMAN A. KING $65.20 DANIEL J. RIESGO $1,590.76 DANIEL L. MOORE $309.27 DAVID C. BIRCH $102.69 DAVID J. MCCONNELL $130.40 DAVID J. NESTOR $310.99 DAVID S. HAMILTON $6,665.32 DAVID WOOD $70.42 ERIC J. POPPER $567.90 ERIC N. HALL $2,437.88 GILBERT RENAUD $1,537.60 GLENN R. JOHNSON JR $958.44 HAYDEN S. HAMMER $7,748.09 HERMON C. COOK III $4,045.74 HOON S. LEE $5,538.46 IVAN D. HARRIS $979.63 JAMES A. JOHNSON $8,915.73 JAMES ACKERMAN $104.32 JAMES HARDING $1,346.77 JAMES M. LOWE $971.48 JARED F. ROBERTS $117.36 JASON B. LEONARD $544.09 JEFF J. PETERSON $99.43 JEFFERY L. BOHL $185.60 JEFFREY A. CIARCIA $1,500.00 JEFFREY R. WOLF $66.83 JOEL C. SCHULTHEISS $1,065.10 JOHN F. BARTON JR $249.39 JOHN L. KENDRICK $307.84 JON J. LEWIS $4,879.51 JONATHAN A. JONES $66.83 JONATHAN D. LYKKEN $35.63 JONATHAN D. WRIGLEY $662.06 JUDSON D. CRANE $3,637.86 KAREN M. LACY $544.51 KENNETH M. ARMSTRONG $13,133.44 KEVIN E. BUXTON $242.02 KEVIN M. KETELAAR $174.20 KYLE R. FLYNN $786.14 LAMONT T. EDEL $714.45 LINO R. ROJAS $88.02 MARK LANGTON $92.91 MATTHEW G. LOVEDAY $295.03 MICHAEL E. WILCHCOMBE $136.92 MICHAEL J. FRAHM $1,492.82 MICHAEL S. POGGI $4,847.56 MICHAEL W. REINMUTH $851.53 NATHANIEL S. BROWN $880.20 NEAL J. SPANIER $1,339.16 NICHOLAS S. TOON $3,426.41 OLIVIER GOUDREAU $22,589.54 PATRICK O. WHITEHEAD $138.55 PATRICK S. WALSH $96.17 PETER A. HARMON $478.43 ROBERT J. WOLF $93.30 ROBIN Y. KIM $216.79 ROGER I. GOODWIN $749.81 RYAN E. SCHNITZLER $61.94 RYAN J. PACHKOFSKY $3,041.58 S D. ARRINGTON JR $89.08 SAM G. DEROSA $15,612.57 SAMUEL J. MASON $6,817.87 SCOTT H. MARTIN $8,371.97 STEVE D. ZEMAN $3,575.95 STEVEN M. TOOTHE $226.57 THOMAS F. BRIELMANN $120.62 TIMOTHY B. HECK $2,505.01 TIMOTHY CONNORS $348.83 TIMOTHY J. SIMARD $159.82 TODD A. THORNTON $53.79 TODD E. LISAK $750.00 TODD J. HIRSHON $79.87 TOM M. MURPHY $347.19 VINCENT B. ZAGARELLA $1,084.24 VINCENT VAN WINDEN $2,661.97 WILLIAM A. NEVEU $91.28 WILLIAM C. MATHIESON $184.19 ALPA EMERGENCY RELIEF FUND Inc 535 HERNDON PARKWAY HERNDON VA 20170 141936814 Charitable VA 501(C)(3) 12-type-I ALPA true THE 1625 MASSACHUSETTS AVE NW CORP 535 HERNDON PARKWAY HERNDON VA 20170 520946056 RENT PROPERTY VA 501(C)(2) ALPA true AIR LINE PILOTS ASSOCIATION PAC 535 HERNDON PARKWAY HERNDON VA 20170 521062313 PAC VA 527 ALPA true RETIREE HEALTH PLN FOR EMPLOYEES OF ALPA 535 HERNDON PARKWAY HERNDON VA 20170 541587464 VEBA VA 501(C)(9) ALPA true ALPA PILOT WELFARE BENEFIT PLAN 535 HERNDON PARKWAY HERNDON VA 20170 541775762 VEBA VA 501(C)(9) ALPA true FEDEX PILOTS POST MDCR RTR PM REIM PLAN 535 HERNDON PARKWAY HERNDON VA 20170 651297729 VEBA VA 501(C)(9) ALPA true KITTY HAWK INSURANCE CO LTD FB PERRY BLDG-1ST FL 40 CHURCH ST HAMILTON BD HM12 CAPTIVE INS. BD ALPA C Corp 1095850 3291775 1.00000 true ALPA CANADA INSURANCE TRUST 360 ALBERT STREET STE 1210 K1R 7X7 OTTAWA ONTARIO CA VEBA CA NA TRUST false false true false true false false false false false false true true false false true false true true false ALPA Emergency Relief Fund Inc b 35210 Cost Air Line Pilots Association PAC d 51911 Cost The 1625 Massachusetts Ave Corp d 239014 Cost The 1625 Massachusetts Ave Corp k 1698600 Lease agreement ALPA Pilots Welfare Benefit Plan l 436946 Cost FEDEX Pilots Post Mdcr Rtr PM Reim Plan l 355589 Cost Kitty Hawk Insurance Co LTD l 127252 Cost Air Line Pilots Association PAC q 47757 Cost FEDEX Pilots Post Mdcr Rtr PM Reim Plan q 14768 Cost The 1625 Massachusetts Ave Corp q 122021 Cost Retiree Health Plan for Employees of ALPA r 1400000 Cost Kitty Hawk Insurance Co LTD r 2717528 Cost