2017-11-13T14:25:48-06:00 2016-12-31 351178661 Blue & Co LLC 813 West Second Street Seymour IN 47274 990 2016-01-01 611329396 Foundation For Appalachian Kentucky Inc FOUN 6064391357 420 Main Street Hazard KY 41701 Gerry Roll Executive Director 6064391357 2017-11-09 1 Kandy L Wischmeier CPA P00118327 8125228416 2017-11-09 69.174.141.242 2017-11-09 07:09:02 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7C7B47936940A20FE0123DA9B400AB0E4818A817 2016 2017-02-10 21:41:12Z GERRY ROLL 420 Main Street Hazard KY 41701 2225265 0 X WWW.appalachianky.org X 2002 KY THE PRIMARY PURPOSE OF THE ORGANIZATION IS TO RECEIVE, HOLD, HANDLE, ADMINISTER, INVEST, AND REINVEST MONEY AND PROPERTY OF ALL KINDS RECEIVED BY GIFT, DEVISE, PAYMENTS, BEQUEST, OR APPOINTMENT, IN TRUST OR OTHERWISE, FOR CHARITABLE PURPOSES, PRIMARILY IN, OR FOR THE BENEFIT OF, THE PEOPLE OF SOUTHEASTERN KENTUCKY, INCLUDING FOR SUCH PURPOSES AS -A. TO ASSIST COMMUNITIES AND ORGANIZATIONS IN PROVIDING INNOVATIVE, HIGH-QUALITY PROGRAMS AND SERVICES TO THE RESIDENTS OF SOUTHEASTERN KENTUCKY.B. TO ADMINISTER FOR CHARITABLE PURPOSES PROPERTY DONATED TO THE CORPORATION;C. TO DISTRIBUTE MONEY FOR SUCH PURPOSES IN ACCORDANCE WITH THE TERMS OF GIFTS, BEQUESTS, OR DEVISES TO THE CORPORATION NOT INCONSISTENT WITH ITS PURPOSES, AS SET FORTH IN THESE ARTICLES OF INCORPORATION, OR IN ACCORDANCE WITH DETERMINATIONS MADE BY THE BOARD OF DIRECTORS PURSUANT TO THESE ARTICLES OF INCORPORATION; ANDD. TO DISTRIBUTE PROPERTY TO QUALIFIED CHARITABLE ORGANIZATIONS FOR CHARITABLE PURPOSES. 11 11 6 100 0 0 827585 1784605 0 0 140693 62931 -10986 -5001 957292 1842535 446246 346841 0 0 207067 249312 0 0 143742 207914 373426 861227 969579 96065 872956 6148637 7240970 16391 49654 6132246 7191316 X Our mission is to be a catalyst for community collaboration and charitable giving; to create permanent endowment funds as a sustaining resource to improve quality of life and place in Eastern Kentucky. 0 0 698666 346841 During the past year, the Foundation:*continued to operate and establish a well-grounded, well known and well regarded office and staff in the heart of the southeastern Kentucky coal fields while establishing and participating in regional initiatives to transition to a diverse economy as the coal industry continues to decline;*met national standards for US Community Foundations as set forth by the Community Foundations National Standards Board at the National Council on Foundations;*had over $3.2 million assets under management in over 90 funds with more than 2,300 donors, and a mailing list of over 3,000 people;*provided fiscal and administrative sponsorships for over 10 organizations; and*provided leadership and support to the Appalachia Funders Network, a collaborative of 80+ public and private funders working together to build community capacity and promote an equitable economic transition into new and emerging sectors as the coal industry continues to decline. 698666 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 0 0 KY X X The Organization 6064391357 420 Main Street Hazard KY 41701 Alison F Davis DIRECTOR 1.00 X 0 0 0 Crissy Fiscus SeCRETARY 2.00 X 0 0 0 DANNY MAGGARD diRECTOR 1.00 X 0 0 0 Geoff Marietta diRECTOR 1.00 X 0 0 0 Kathy King Allen dIRECTOR 1.00 X 0 0 0 Maria Braman MD DIRECTOR 1.00 X 0 0 0 SCOTT MCREYNOLDS DIRECTOR 1.00 X 0 0 0 Taylor Williams DIRECTOR 1.00 X 0 0 0 CHRIS GOOCH tREASURER 1.00 X X 0 0 0 Gerry Roll Executive Director 40.00 X X 60000 0 12534 Joel Brashear Chair 2.00 X X 0 0 0 Rodney Chrisman Vice Chair 1.00 X X 0 0 0 60000 0 12534 0 0 0 0 0 104177 1680428 1784605 81525 81525 359135 377729 -18594 -18594 -18594 0 104177 5001 -5001 -5001 1842535 0 0 57930 343741 343741 3100 3100 72534 23936 23936 24662 127211 41979 41980 43252 6686 2207 2206 2273 27874 9199 9198 9477 15007 4953 4952 5102 7503 7503 50087 20034 10018 20035 9345 9345 19615 6472 6669 6474 4796 1582 1631 1583 6101 1525 3050 1526 28607 9440 9441 9726 23174 7646 7648 7880 3170 1046 1078 1046 3962 3962 PROGRAM EXPENSES 212944 212944 MISCELLANEOUS 4122 1359 1402 1361 969579 698666 127171 143742 216046 700093 92561 229080 50081 44933 343993 42504 4119 301489 2339139 2629680 3446691 3335695 6148637 7240970 4312 13747 12079 35907 16391 49654 X 33347 445073 4104817 4407667 1994082 2338576 6132246 7191316 6148637 7240970 X 872956 124453 61661 X X 0 1 X 1 0 X 4512689 553963 555286 827585 1784605 8234128 4512689 553963 555286 827585 1784605 8234128 5124119 3110009 38442 63449 72957 78036 81525 334409 8568537 0.36300 0.30560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6 824748 570065 619972 1 1 0 1 X 6108899 1285470 178169 346841 410376 23171 6792150 6053033 716441 -25942 446246 167740 20647 6108899 5896542 591575 95960 365397 139886 25761 6053033 5621705 421188 200686 242052 83115 21870 5896542 1550905 4387188 53048 347153 22283 5621705 0.00150 0.34430 0.65420 0 0 300329 300329 15264 14104 1160 28400 28400 0 301489 INTEREST IN CHARITABLE LEAD ANNUITY TRUST 3335695 3335695 X 1996793 124367 12000 108244 244611 1752182 7496 82857 90353 1842535 937723 12000 27756 39756 897967 7503 64109 71612 969579 Part IV, Line 2b: CUSTODIAL FUNDS REPRESENTS FUNDS PLACED ON DEPOSIT WITH THE ORGANIZATION BY OTHER 501(C)(3) ORGANIZATIONS BASED ON THEIR INDIVIDUAL BOARD RESOLUTIONS. THE ORGANIZATION ACCOUNTS FOR THESE TRANSFERS AS A LIABLITY IN ACCORDANCE WITH STATEMENT OF FINANCIAL ACCOUNTING STANDARDS NO. 136. INCOME IS ADDED TO THESE FUNDS PERIODICALLY IN ACCORDANCE WITH THE ORGANIZATIONS INVESTMENT ALLOCATION POLICIES. Part V, Line 4: TO SUPPORT CHARITABLE PURPOSES OF APPALACHIAN KENTUCKY. Part X, Line 2: THE FOUNDATION IS ORGANIZED AS A NOT-FOR-PROFIT CORPORATION UNDER SECTION 501(C)(3) OF THE UNITED STATES INTERNAL REVENUE CODE. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY VARIOUS FEDERAL AND STATE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2016 AND 2015, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS. AS SUCH, THE FOUNDATION IS GENERALLY EXEMPT FROM INCOME TAXES. HOWEVER, THE FOUNDATION IS REQUIRED TO FILE FEDERAL FORM 990 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX WHICH IS AN INFORMATIONAL RETURN ONLY. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. Part XI, Line 2d - Other Adjustments: ADMINISTRATIVE FEES 22,755. change in value of split interest agreement 85,489. Part XI, Line 4b - Other Adjustments: fundraising expense -5,001. SFAS 136 ADJUSTMENT 87,858. Part XII, Line 2d - Other Adjustments: ADMINISTRATIVE FEES 22,755. Fundraising Expense 5,001. Part XII, Line 4b - Other Adjustments: SFAS 136 ADJUSTMENT 64,109. Run For The Hills Charity Challenge 104177 104177 298 4703 104177 104177 298 4703 5001 -5001 1 Appalachian Arts Alliance Inc 420 Main Street Hazard KY 41701 461391829 501C3 13215 To further the exempt purpose of the orgainzation ARH Foundation for Healthier Communities 100 Airport Gardens Road Hazard KY 41701 204840007 501c3 10231 to further the exempt purpose of the organization Buckhorn Presbyterian Church 300 Buckhorn Lane Buckhorn KY 41721 501C3 5000 To further the exempt purpose of the orgainzation Challenger Learning Center One Community College Dr Hazard KY 41701 311492348 501c3 21565 to further the exempt purpose of the organization Chavies First Church of God 185 Hunter Drive Hazard KY 41701 501C3 5000 To further the exempt purpose of the orgainzation County Line Community Church 30 Pads Branch Road Hazard KY 41701 208732193 501C3 5000 To further the exempt purpose of the orgainzation DavIdson Baptist Church 1912 KY Hwy 28 Hazard KY 41701 501C3 10000 To further the exempt purpose of the orgainzation Franklin Road Academy 4700 Franklin Road Nashville TN 37220 621138075 501c3 50000 to further the exempt purpose of the organization Hazard Independent College Foundation PO Box 1052 Hazard KY 41702 610660686 501c3 6318 to further the exempt purpose of the organization Hazard Perry County Community Ministries 151 Miss Edna Lane Hazard KY 41701 610899221 501c3 22025 to further the exempt purpose of the organization Hazard Rotary Foundation PO Box 1864 Hazard KY 41702 462342735 501c3 7751 to further the exempt purpose of the organization HazardPerry County Chamber of Commerce 601 Main Street Hazard KY 41701 501C3 6400 To further the exempt purpose of the orgainzation Housing Development Alliance Inc PO Box 7284 Hazard KY 41702 611253346 501C3 61378 To further the exempt purpose of the orgainzation Kentucky River Regional Animal Shelter PO Box 465 Hazard KY 41702 611155329 501C3 6552 To further the exempt purpose of the orgainzation KY Infant Development Station 426 Mulberry St Hazard KY 41701 611317002 501c3 5246 to further the exempt purpose of the organization KY River Child Advocacy Center 465 Cedar Street Hazard KY 41701 611367930 501c3 6272 to further the exempt purpose of the organization LKLP Community Action Council Inc 398 Roy Campbell Drive Hazard KY 41701 610661299 501c3 5000 to further the exempt purpose of the organization Redbud Financial Alternatives Inc 2871 North Main Street Hazard KY 41701 472214397 501C3 10000 To further the exempt purpose of the orgainzation Rock Bottom Baptist Church 3867 State Hwy 2022 Buckhorn KY 41721 501C3 5000 To further the exempt purpose of the orgainzation St Paul's Church PO Box 189 McKee KY 40447 611132894 501C3 7000 To further the exempt purpose of the orgainzation USO PO Box 96860 Washington DC 20090 131610451 501c3 12000 to further the exempt purpose of the organization Wounded Warrior Project PO Box 75817 Topeka KS 66675 202370934 501c3 30000 to further the exempt purpose of the organization 22 0 SCHOLARSHIPS 4 3100 Part I, Line 2: GRANTS THAT ARE PAID OUT ARE PAID THROUGH PASS-THROUGH FUNDS. ALL DOCUMENTATION IS KEPT ON FILE REGARDING ANY GRANTS PAID. Form 990, Part VI, Section B, line 11b A copy of the 990 is reviewed and approved by the board prior to filing. Form 990, Part VI, Section B, line 12c ALL ACTIVITIES ARE REVIEWED AND BROUGHT BEFORE THE BOARD FOR APPROVAL AND DISAPPROVAL. ANY ACTIVITY THOUGHT TO BE A POSSIBLE CONFLICT IS OR WILL BE BROUGHT TO THE ATTENTION OF THE FOUNDATION LEGAL COUNSEL. Form 990, Part VI, Section B, line 15a THE BOARD SETS THE SALARY AND WAGES FOR ALL EMPLOYEES. SUCH ITEMS ARE DISCUSSED AND VOTED ON AT THE REGULARLY MONTHLY MEETINGS. Form 990, Part VI, Section C, line 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST. Form 990, Part XI, line 9: Change in Value of Split-Interest Agreement 85,489. SFAS 136 ADJUSTMENT -23,828. FORM 990, PART XiI, LINE 2C THE PROCEDURES THAT THE AUDIT COMMITTEE TAKES ANNUALLY DID NOT CHANGE DURING THE YEAR.