2017-11-13T11:56:01-06:00 2016-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2016-01-01 131882106 BALLET THEATRE FOUNDATION INC BALL 2124773030 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 KARA M BARNETT EXECUTIVE DIRECTOR 2124773030 2017-11-10 1 MICHAEL WALLACE P00881958 2126972299 38.142.140.186 2017-11-10 08:37:40 ES P 1E93C914C15040D0F9CA6C26F5286852340997B0 92F1F5EA3B3027A7BC03EA797A0C5FF6C1E07BC1 2016 2017-02-10 21:41:12Z AMERICAN BALLET THEATRE KARA M BARNETT 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 67248727 0 X WWW.ABT.ORG X 1947 NY THE FOUNDATION'S BALLET COMPANY, AMERICAN BALLET THEATRE, DESIGNATED BY CONGRESSIONAL RESOLUTION IN 2006 AS AMERICA'S NATIONAL BALLET COMPANY, PRESENTS THE GREAT REPERTOIRE OF FULL-LENGTH BALLETS, ONE-ACT CLASSICS AND PIONEERING NEW WORKS TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD. 49 47 699 75 0 0 15679219 23092439 23259842 25109723 695105 848638 529044 472020 40163210 49522820 895642 781599 0 0 23296566 24586829 327275 426303 2944254 18975282 18790814 43494765 44585545 -3331555 4937275 41200876 47293927 12309004 13646357 28891872 33647570 X TO CREATE, TO PRESENT, TO PRESERVE, AND TO EXTEND THE GREAT REPERTOIRE OF CLASSICAL DANCING THROUGH EXCITING PERFORMANCES AND EDUCATIONAL PROGRAMMING OF THE HIGHEST QUALITY, PRESENTED TO THE WIDEST POSSIBLE AUDIENCE. AMERICAN BALLET THEATRE IS COMMITTED TO ITS TRADITION OF EXCELLENCE AND ITS LEADERSHIP ROLE AS AMERICA'S NATIONAL BALLET COMPANY. 0 0 26381296 17452909 SEASONS:IN 2016, ABT PRESENTED 10 WEEKS OF PERFORMANCES IN NEW YORK CITY AND 2 WEEKS OF PERFORMANCES IN COSTA MESA, CALIFORNIA. ITS EIGHT-WEEK SPRING METROPOLITAN OPERA HOUSE SEASON INCLUDED THE RATMANSKY FESTIVAL CONSISTING OF THE SHOSTAKOVICH TRILOGY, THE SLEEPING BEAUTY AND THE RATMANSKY TRIPLE BILL FEATURING SEVEN SONATAS AND FIREBIRD. ALSO INCLUDED WAS A MAJOR REVIVAL OF THE GOLDEN COCKEREL AND THE RETURNING CLASSICS OF SYLVIA, ROMEO AND JULIET, LE CORSAIRE, AND SWAN LAKE. ABT PRESENTED CONTEMPORARY ONE-ACT BALLETS FOR TWO WEEKS IN LATE OCTOBER AT THE DAVID H. KOCH THEATER AT LINCOLN CENTER. IN DECEMBER, ABT PRESENTED THE NUTCRACKER FOR TWO WEEKS AT THE SEGERSTROM CENTER FOR THE ARTS IN COSTA MESA, CALIFORNIA. 7730980 2299500 TOURING: ABT'S TOURING BRINGS CLASSICAL BALLET TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD. DOMESTIC TOURING IN 2016 INCLUDED REGULAR RESIDENCIES AT THE JOHN F. KENNEDY CENTER FOR THE PERFORMING ARTS IN WASHINGTON, DC; THE DETROIT OPERA HOUSE IN DETROIT, MICHIGAN; THE MUSIC CENTER'S DOROTHY CHANDLER PAVILION IN LOS ANGELES, CALIFORNIA; THE FILENE CENTER AT THE WOLF TRAP NATIONAL PARK FOR THE PERFORMING ARTS IN VIENNA, VIRGINIA. INTERNATIONAL TOURING INCLUDED THE OPERA NATIONAL DE PARIS IN PARIS, FRANCE, IN WHICH ABT PROUDLY BROUGHT AMERICAN CLASSICAL BALLET TO AN INTERNATIONAL AUDIENCE. 5726082 781599 5424711 EDUCATIONAL TRAINING AND OUTREACH: IN 2016, AMERICAN BALLET THEATRE'S DEPARTMENT OF EDUCATION AND TRAINING SERVED OVER 18,000 INDIVIDUALS. ABT'S PRIMARY OUTREACH PROGRAM IS MAKE A BALLET: A FULL-TERM PROGRAM AT FOUR NYC SCHOOLS ENGAGING OVER 500 STUDENTS AND CONDENSED PROGRAMS COORDINATE WITH ABT'S TOUR REACHING MORE THAN 175 STUDENTS. ABT'S STUDENT TRAINING PROGRAMS INCLUDE THE JACQUELINE KENNEDY ONASSIS SCHOOL (450 STUDENTS); SUMMER INTENSIVES IN 6 US CITIES (1,350 STUDENTS) AND ABT STUDIO COMPANY (15 STUDENTS), A PRE-PROFESSIONAL PROGRAM. ABT'S TEACHER TRAINING PROGRAM (ABT NATIONAL TRAINING CURRICULUM) HAD 196 NEWLY CERTIFIED TEACHERS ENROLLED IN ITS 2016 COURSES. TO DATE, THE PROGRAM HAS CERTIFIED 1,421 TEACHERS IN 48 STATES AND 41 COUNTRIES. 39838358 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 159 0 1 699 1 0 0 0 0 0 1 1 0 0 0 0 X 49 47 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY CA CT FL NJ OH IL PA VA X X GODWIN FARRUGIA 2124773030 890 BROADWAY NEW YORK NY 10003 ANDREW F BARTH CHAIRMAN 5.00 X X 0 0 0 BRIAN J HEIDTKE PRESIDENT 5.00 X X 0 0 0 SHARON PATRICK VICE CHAIRMAN 5.00 X X 0 0 0 DAVID H KOCH VICE CHAIRMAN 1.00 X X 0 0 0 MELISSA A SMITH SECRETARY 5.00 X X 0 0 0 NANCY HAVENS-HASTY TREASURER 5.00 X X 0 0 0 LINDA ALLARD TRUSTEE 1.00 X 0 0 0 SARAH ARISON TRUSTEE 1.00 X 0 0 0 FRANCESCA MACARTNEY BEALE TRUSTEE 1.00 X 0 0 0 DAVID C BLOWERS TRUSTEE 1.00 X 0 0 0 HAMISH BOWLES TRUSTEE 1.00 X 0 0 0 MILDRED C BRINN HONRARY TRUSTEE 1.00 X 0 0 0 AUDRE D CARLIN TRUSTEE 1.00 X 0 0 0 VALENTINO D CARLOTTI TRUSTEE 1.00 X 0 0 0 LISA SMITH CASHIN TRUSTEE 1.00 X 0 0 0 AMY CHURGIN TRUSTEE 1.00 X 0 0 0 SUSAN FEINSTEIN TRUSTEE 1.00 X 0 0 0 LYNNE FLEXNER THROUGH 2016 TRUSTEE 1.00 X 0 0 0 SONIA FLORIAN TRUSTEE 1.00 X 0 0 0 PAMELA FORD TRUSTEE 1.00 X 0 0 0 SHIELA GRANT TRUSTEE 1.00 X 0 0 0 WILLIAM J GILLESPIE TRUSTEE 1.00 X 0 0 0 ANN L HICKS TRUSTEE (THROUGH 3/2016) 1.00 X 0 0 0 HENRY P JOHNSON TRUSTEE 1.00 X 0 0 0 WENDY EVANS JOSEPH TRUSTEE 1.00 X 0 0 0 CHRISTIAN KEESEE TRUSTEE 1.00 X 0 0 0 THERESA KHAWLY TRUSTEE 1.00 X 0 0 0 DONALD KRAMER TRUSTEE 1.00 X 0 0 0 REYNOLD LEVY TRUSTEE 1.00 X 0 0 0 PAULA MAHONEY TRUSTEE 1.00 X 0 0 0 ANDREW J MARTIN-WEBER THROUGH 2016 TRUSTEE 1.00 X 0 0 0 NANCY MCCORMICK TRUSTEE 1.00 X 0 0 0 BILL MCINTOSH TRUSTEE 1.00 X 0 0 0 RUTH NEWMAN TRUSTEE 1.00 X 0 0 0 HOWARD PALEY TRUSTEE 1.00 X 0 0 0 ANKA K PALITZ TRUSTEE 1.00 X 0 0 0 KAREN PHILLIPS TRUSTEE 1.00 X 0 0 0 MATTHEW RUBEL TRUSTEE 1.00 X 0 0 0 JENNA SEGAL TRUSTEE 1.00 X 0 0 0 CHARLES SEGARS TRUSTEE 1.00 X 0 0 0 STEWART SMITH TRUSTEE 1.00 X 0 0 0 MARTIN SOSNOFF TRUSTEE 1.00 X 0 0 0 BETH CHARTOFF SPECTOR TRUSTEE 1.00 X 0 0 0 SUTTON STRACKE TRUSTEE 1.00 X 0 0 0 ANNE M TATLOCK TRUSTEE 1.00 X 0 0 0 BLAINE TRUMP HONRARY TRUSTEE 1.00 X 0 0 0 JEAN VOLPE TRUSTEE 1.00 X 0 0 0 ALI WAMBOLD TRUSTEE 1.00 X 0 0 0 JOHN L WARDEN TRUSTEE 1.00 X 0 0 0 MARK E WATSON TRUSTEE 1.00 X 0 0 0 JOSEPH A WILSON TRUSTEE 1.00 X 0 0 0 DOUGLAS C WURTH TRUSTEE 1.00 X 0 0 0 LESLIE ZIFF TRUSTEE (THROUGH 2016) 1.00 X 0 0 0 KEVIN MCKENZIE ARTISTIC DIRECTOR 40.00 X X 383197 0 11138 KARA M BARNETT EXECUTIVE DIRECTOR (FROM 2/16) 40.00 X X 350000 0 20748 JOHN T LANDI CHIEF ADVANCEMENT OFFICER 40.00 X 260125 0 11138 WILLIAM TAYLOR CHIEF FINANCIAL OFFICER 40.00 X 177941 0 11138 ALEXEI RATMANSKY ARTIST IN RESIDENCE 40.00 X 317938 0 32564 GILLIAN MURPHY PRINCIPAL DANCER 40.00 X 188157 0 15015 DAVID LANSKY GENERAL MANAGER 40.00 X 171640 0 11138 KYLE RIDAUGHT DIRECTOR OF DEVELOPMENT 40.00 X 169087 0 11138 MARCELO GOMES PRINCIPAL DANCER 40.00 X 158772 0 13913 2176857 0 137930 36 0 1 0 GLOBAL SCENIC SERVICES 46 BROOKFIELD AVENUE BRIDGEPORT CT 06610 COSTUME CONSTRUCTION 495605 AD LUBOW ADVERTISING 404 5TH AVENUE 3RD FLOOR NEW YORK NY 10018 MARKETING SERVICES 355612 CLARK TRANSFER INC 800A PAXTON STREET HARRISBURG PA 171041647 SHIPPING 339136 SD & A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEFUNDING 288121 CATERING BY RESTAURANTS ASSOCIATES 132 WEST 31ST STREET 6TH FLOOR NEW YORK NY 10001 CATERING 235820 16 2313512 245700 20533227 881276 23092439 PERFORMANCE RECEIPTS 711120 19402682 19402682 TUITION INCOME 611710 5013926 5013926 HANDLING FEES 711120 286372 286372 PROGRAM FEES - EDUCATION 611710 229401 229401 COSTUME RENTAL 711120 105616 105616 71726 71726 25109723 678431 678431 353325 353325 16821548 16651341 170207 170207 170207 914357 2313512 914357 0 199716 160209 39507 39507 MISCELLANEOUS INCOME 900099 79188 27890 51298 79188 49522820 25177120 0 1253261 591963 591963 189636 189636 1204677 394335 539079 271263 17497044 16092500 534165 870379 846490 846490 3186018 2943578 135369 107071 1852600 1669916 90057 92627 68080 38806 8850 20424 60273 1507 57862 904 426303 426303 8638 8638 377365 377365 2678513 2678513 227073 94618 15058 117397 110284 55415 10375 44494 338902 338902 1998497 1884792 31172 82533 2185928 2161582 12448 11898 218482 86926 85806 45750 1327783 1267429 46225 14129 144795 82533 18823 43439 VENUE LABOR 5105454 5105454 PRODUCTION 913078 913078 FEES 827884 678497 21866 127521 CONSULTANTS 613825 388899 134136 90790 1585960 955624 53004 577332 44585545 39838358 1802933 2944254 3215257 3038406 172030 84605 6149956 11049505 287037 342911 227104 202378 1922037 4369791 20346907 14313291 6949069 6033616 19422591 19238295 2855795 2934420 41200876 47293927 2876263 4422809 1432741 1223548 8000000 8000000 12309004 13646357 X 2277740 1324185 8157480 14226953 18456652 18096432 28891872 33647570 41200876 47293927 4937275 -181577 0 X 0 1 X 1 0 X 15693299 17857398 21943330 15679219 23092441 94265687 15693299 17857398 21943330 15679219 23092441 94265687 9500305 84765382 1397838 1147947 1076653 1087852 1031756 5742046 107515 156876 143382 86016 79186 572975 100580708 119080297 0.84280 0.83150 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19422561 100000 666391 942000 8638 19238314 18692052 1200000 444167 905000 8658 19422561 19312266 105794 1337748 2055000 8756 18692052 17626442 115000 2399350 820000 8526 19312266 16323056 180635 1906549 776200 7598 17626442 0.25020 0.73950 0.01030 0 0 1238635 1229133 9502 2652549 2101710 550839 3165532 2909287 256245 13290191 8073161 5217030 6033616 RESERVE FUND - CONDOMINIUM ASSOCIATION 204000 BENEFICIAL INTERESTS IN REMAINDER TRUSTS 2708045 SECURITY DEPOSITS 22375 2934420 49341243 -181577 -181577 49522820 0 49522820 44585545 0 44585545 0 44585545 PART V, LINE 4: THE ENDOWMENT FUNDS' USES INCLUDE SUPPORT FOR NATIONAL RESIDENCY; CLASSICAL WORKS; NEW WORKS AND TRAINING SCHOLARSHIPS. THE ENDOWMENT FUNDS ALSO SUPPORT OPERATING EXPENSES. 0 EUROPE 0 0 PROGRAM SERVICES SET DESIGN 101233 EUROPE 0 0 PROGRAM SERVICES LICENSE FEES & ROYALTIES 151840 EUROPE 0 0 PROGRAM SERVICES OTHER ARTISTIC SERVICES 15750 EUROPE 0 0 PROGRAM SERVICES GUEST ARTISTS 71249 EUROPE 0 0 PROGRAM SERVICES GRANT 114475 NORTH AMERICA 0 0 PROGRAM SERVICES SET DESIGN 23130 NORTH AMERICA 0 0 PROGRAM SERVICES TEACHER 3436 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES GRANT 40500 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES OTHER ARTISTIC SERVICES 1120 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES GRANT 14861 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES OTHER ARTISTIC SERVICES 691 SOUTH AMERICA 0 0 PROGRAM SERVICES GRANT 19800 SOUTH AMERICA 0 0 PROGRAM SERVICES OTHER ARTISTIC SERVICES 560 0 0 0 0 0 0 521613 37032 558645 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 6 27000 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS EUROPE 23 85100 TUITION ASSITANCE BOOK VALUE SCHOLARSHIPS SOUTH AMERICA 3 11800 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 2 10000 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS EAST ASIA AND THE PACIFIC 4 13500 PAID BY CHECK SCHOLARSHIPS EUROPE 10 29375 PAID BY CHECK SCHOLARSHIPS SOUTH AMERICA 3 8000 PAID BY CHECK SCHOLARSHIPS RUSSIA 2 4861 PAID BY CHECK 0 0 0 0 0 0 PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS AND FINANCIAL AID TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. X X X X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVE PLEASANTVILLE NY 10570 SPRING GALA EVENT PLANNER 0 1695261 65000 1630261 BUCKLEY HALL EVENTS 17-19 MARBLE AVE PLEASANTVILLE NY 10570 FALL GALA EVENT PLANNER 0 1087164 70000 1017164 SD&A TELESERVICES 5757 WEST CENTURY BLVD 300 LOS ANGELES CA 90045 TELEFUNDRAISING TO CURRENT AND FORMER DONORS 0 542649 266303 276346 NGK GLOBAL 25 EAST 67TH STREET 5C NEW YORK NY 10065 SPRING GALA EVENT PLANNER 0 25000 25000 0 3350074 426303 2923771 NY CA CT FL NJ OH IL PA VA SPRING GALA 1695261 1258707 436554 436554 FALL GALA 1087164 769280 317884 317884 4 445444 285524 159920 159920 3227869 2313511 914358 914358 914358 0 1 SCHOLARSHIPS 231 100000 491963 BOOK TUITION ASSISTANCE PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. THE JKO SCHOOL RECRUITS DANCERS FROM ACROSS THE COUNTRY AND AROUND THE WORLD. STUDENTS ARE FORMALLY EVALUATED ON A SEMI-ANNUAL BASIS AND MUST REAPPLY ANNUALLY. SCHOLARSHIPS AND STIPENDS ARE GRANTED BASED ON MERIT. ABT ALSO ASSISTS PROMISING YOUNG DANCERS ACROSS THE COUNTRY WITH SCHOLARSHIPS SENT DIRECTLY TO THEIR LOCAL BALLET SCHOOL TO ASSIST WITH TUITION. ABT REQUIRES VERIFICATION FROM EACH STUDENT TO ENSURE THAT THE FUNDS ARE USED FOR THEIR INTENDED PURPOSE. X X X X 0 0 0 0 0 0 0 0 0 KEVIN MCKENZIE ARTISTIC DIRECTOR 383197 0 0 0 0 0 0 0 11138 0 394335 0 0 0 KARA M BARNETT EXECUTIVE DIRECTOR (FROM 2/16) 350000 0 0 0 0 0 0 0 20748 0 370748 0 0 0 JOHN T LANDI CHIEF ADVANCEMENT OFFICER 260125 0 0 0 0 0 0 0 11138 0 271263 0 0 0 WILLIAM TAYLOR CHIEF FINANCIAL OFFICER 177941 0 0 0 0 0 0 0 11138 0 189079 0 0 0 ALEXEI RATMANSKY ARTIST IN RESIDENCE 317938 0 0 0 0 0 0 0 32564 0 350502 0 0 0 GILLIAN MURPHY PRINCIPAL DANCER 188157 0 0 0 0 0 7056 0 7959 0 203172 0 0 0 DAVID LANSKY GENERAL MANAGER 171640 0 0 0 0 0 0 0 11138 0 182778 0 0 0 KYLE RIDAUGHT DIRECTOR OF DEVELOPMENT 169087 0 0 0 0 0 0 0 11138 0 180225 0 0 0 MARCELO GOMES PRINCIPAL DANCER 158772 0 0 0 0 0 5950 0 7963 0 172685 0 0 0 X 36 800625 FMV X AIR TICKETS 1 77651 AA VALUE TICKETS X MAC COSMETICS/MAKE UP FOR DANCERS 1 3000 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B ABT'S FORM 990 WAS PREPARED BY ITS INDEPENDENT AUDITOR, LUTZ & CARR, AND REVIEWED BY MANAGEMENT, INCLUDING THE EXECUTIVE DIRECTOR, CFO AND DIRECTOR OF FINANCE. THE FORM WAS THEN REVIEWED AND APPROVED AT A MEETING OF ABT'S AUDIT COMMITTEE. A COPY OF THE FINAL VERSION OF THE RETURN WAS EMAILED TO EVERY MEMBER OF THE BOARD OF GOVERNING TRUSTEES FOR A ONE WEEK REVIEW AND COMMENT PERIOD BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C AFTER THE ANNUAL BOARD ELECTIONS AND AS TRUSTEES ARE ELECTED THROUGH THE YEAR, EACH TRUSTEE COMPLETES A CONFLICT OF INTEREST DOCUMENT. SENIOR MANAGEMENT ALSO COMPLETES THIS DOCUMENT. A CONFLICT EXISTS IF A TRUSTEE OR EMPLOYEE IS A DIRECTOR, TRUSTEE OR KEY EMPLOYEE OF A COMPETING ENTITY OR AN ENTITY WITH WHICH ABT DOES BUSINESS. THE AUDIT COMMITTEE REVIEWS CONFLICT OF INTEREST DOCUMENTS AND, AT ITS DISCRETION, MAY INVESTIGATE FURTHER AND IMPOSE RESTRICTIONS ON THE TRUSTEES' INVOLVEMENT IN MATTERS WHERE A CONFLICT MAY EXIST. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR AND PRESIDENT OF THE BOARD REVIEW THE COMPENSATION OF THE ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR IN COMPARISON TO INDUSTRY STATISTICS FOR SIMILARLY SIZED AND STRUCTURED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ABT'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.