2017-11-13T10:46:21-06:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP 1966 GREENSPRING DRIVE SUITE 300 TIMONIUM MD 210934161 990 2016-07-01 363304707 LUTHERAN SERVICES IN AMERICA INCORPORATED LUTH 8006643848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 CHARLOTTE HABERAECKER PRESIDENT & CEO 8006643848 2017-11-13 1 PATRICIA L KATEBINI CPA P01714127 4104530900 67.137.57.251 2017-11-13 07:14:51 ES P BA538626596D3EF442D575632A9DFA3536DD11CA B91390038628DE82C92A2546EA2DCC671320EA7B 2016 2017-02-10 21:41:12Z CHARLOTTE HABERAECKER 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 3498546 0 X WWW.LUTHERANSERVICES.ORG X 1984 MD PROVIDE SERVICE TO OVER 300 LUTHERAN HEALTH & SOCIAL SERVICES AGENCIES - SEE PART III, LINE 1. 11 11 16 50 0 0 2542276 2746714 595602 713716 21071 22656 24718 15460 3183667 3498546 649470 796270 0 0 1477650 1532307 0 0 184784 964517 1003714 3091637 3332291 92030 166255 2533246 2773770 1077965 1152232 1455281 1621538 X LUTHERAN SERVICES IN AMERICA INCORPORATED (LSA) CHAMPIONS LUTHERAN SOCIAL MINISTRY BY BUILDING VALUABLE CONNECTIONS, AMPLIFYING OUR VOICES AND EMPOWERING OUR MEMBERS IN THEIR MISSION TO ANSWER GOD'S CALL TO LOVE AND SERVE OUR NEIGHBOR. 0 0 172667 1170 RAISING VISIBILITY FOR LUTHERAN SOCIAL MINISTRY:LUTHERAN SERVICES IN AMERICA IS THE VOICE OF LUTHERAN SOCIAL MINISTRY. BY TELLING A CLEAR AND CONSISTENT STORY THROUGH A UNIFIED VOICE AND BRAND, LUTHERAN SERVICES IN AMERICA SUPPORTS THE MEMBERS OF OUR NETWORK BY RAISING THE PROFILE OF THEIR WORK AND CONTRIBUTIONS. THESE EFFORTS INCLUDE: - RAISING THE VISIBILITY OF THE LUTHERAN SERVICES IN AMERICA NETWORK ACROSS A RANGE OF TOUCHPOINTS INCLUDING PRINT, DIGITAL AND BROADCAST MEDIA. - LEADING COMMUNICATIONS THROUGH OUR WEBSITE, PRINT AND DIGITAL COLLATERAL, RESOURCES MATERIALS, ELECTRONIC PUBLICATIONS, SOCIAL MEDIA AND REPORTS. - CONDUCTING OUTREACH TO PRESS, ALLIES, PARTNERS AND OPINION LEADER AUDIENCES. 1612057 796270 345842 CREATING MEMBER SOLUTIONS:LUTHERAN SERVICES IN AMERICA CREATES THE ENVIRONMENT FOR THE MEMBERS OF OUR NETWORK TO LEARN, GROW AND THRIVE. WE CONVENE THE COMMUNITY BY CONNECTING OUR MEMBERS IN ORDER TO HELP SUSTAIN AND EXPAND THEIR SERVICES BY: - CREATING OPPORTUNITIES FOR PEER-TO-PEER LEARNING, NETWORK COLLABORATION, LEARNING COHORTS, CONFERENCES, WEBINARS AND GROUP PROJECTS. - FOSTERING COMMUNITIES OF PRACTICE, LUTHERAN SERVICES IN AMERICA BRINGS TOGETHER MEMBERS WITH SHARED INTERESTS AND CHALLENGES TO FIND INNOVATIVE SOLUTIONS SPECIFIC TO CHILDREN, YOUTH AND FAMILIES, PEOPLE WITH DISABILITIES, COMMUNITY RESILIENCE AND SENIOR SERVICES. - STRENGTHENING AND EXPANDING FAITH-BASED CONNECTIONS.PROGRAM SERVICE ACCOMPLISHMENTS:LUTHERAN SERVICES IN AMERICA CREATES VALUE FOR THE MEMBERS OF OUR NETWORK BY DEVELOPING NEW CAPABILITIES, FINDING SYNERGIES AND PROVIDING FUNDING, SERVICE AND PARTNERSHIP OPPORTUNITIES. WE WORK WITH GOVERNMENT FUNDERS, PRIVATE AND COMMUNITY FOUNDATIONS, INDIVIDUAL DONORS, MEMBERS AND CORPORATE PARTNERS TO DEVELOP OPPORTUNITIES AND BUILD CAPACITY THAT STRENGTHENS OUR NETWORK AND IMPROVES THE LIVES OF THE PEOPLE WE SERVE. 553381 362744 LEADERSHIP DEVELOPMENT AND CONVENINGS:LUTHERAN SERVICES IN AMERICA UNITES ONE OF THE LARGEST AND MOST BROAD-BASED NETWORKS OF HEALTH AND SOCIAL SERVICES PROVIDES IN THE UNITED STATES. BY BRINGING THE MEMBERS OF THE NETWORK TOGETHER-THROUGH EVENTS, PARTNERSHIPS AND PILOT PROJECTS-WE CAN MULTIPLY OUR FORCES AND TACKLE SOCIETY'S MOST COMPLEX PROBLEMS IN A WAY THAT NO ORGANIZATION COULD ON ITS OWN. THESE ACTIVITIES INCLUDE: - CEO ACADEMY-AN INTENSIVE THREE-DAY FORUM FOR CHIEF EXECUTIVES - ANNUAL CONFERENCE-A VENUE THAT DRAWS NONPROFIT LEADERS, GOVERNMENT OFFICIALS AND THOUGHT LEADERS TO EXPLORE WHAT NONPROFIT ORGANIZATIONS NEED TO DO TO SURVIVE AND THRIVE.PROGRAM SERVICE ACCOMPLISHMENTS:LUTHERAN SERVICES IN AMERICA CREATES VALUE FOR THE MEMBERS OF OUR NETWORK THROUGH EVENTS, CONFERENCES AND OTHER CONVENINGS BY AMPLIFYING THE FAITH-BASED MISSION OF OUR MEMBERS, CREATING FORUMS FOR SHARING BEST PRACTICES, IDENTIFYING SOLUTIONS TO DRIVE SUSTAINABILITY AND PERFORMANCE, ENHANCING NETWORKING, FOSTERING INNOVATION AND PROVIDING THE FRAMEWORK FOR ACHIEVING GREATER IMPACT FOR THE PEOPLE WE SERVE. 272282 3960 ADVOCACY & PUBLIC POLICY:BY HARNESSING THE COLLECTIVE VOICE OF OUR MEMBERS, LUTHERAN SERVICES IN AMERICA ADVOCATES FOR AMERICA'S MOST VULNERABLE PEOPLE. WE DEVELOP TOOLS, RESOURCES AND TRAININGS THAT ENHANCE THE ABILITY OF THE MEMBERS OF OUR NETWORK TO ADVANCE PUBLIC POLICIES THAT SUPPORT THEIR WORK AND BENEFIT THE PEOPLE THEY SERVE. LUTHERAN SERVICES IN AMERICA PROVIDES ACCESS TO FEDERAL LEGISLATORS AND THE ADMINISTRATION, RAISES THE AWARENESS OF KEY POLICY ISSUES, SHARES INFORMATION, CONDUCTS ADVOCACY TRAINING, PROVIDES IN-DEPTH ISSUES ANALYSIS AND IS A SOURCE OF EXPERTISE, RESOURCES AND TOOLS. WE ALSO PROVIDE SPECIFIC ADVOCACY SUPPORT TO OUR MULTIPLE NETWORKS AND CATEGORIES OF MEMBERSHIP, SUCH AS DISABILITY SERVICES. 272282 3960 2610387 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 22 0 16 1 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS NV NH NJ NC ND OH OK OR PA RI SC TN UT WA WV WI VA DC NM NY AR MO X BOLA SODEINDE BUSINESS OPERATIONS MANAGER 2024995848 100 MARYLAND AVENUE NE SUITE 500 WASHINGTON DC 20002 MS BETTY L OLDENKAMP DIRECTOR; CHAIR 2.00 X X 0 0 0 MR DAVID FENOGLIETTO DIRECTOR; VICE CHAIR 1.00 X X 0 0 0 DR BRUCE KINTZ DIRECTOR; SECRETARY 1.50 X X 0 0 0 MR DAVID SWARTLING DIRECTOR; TREASURER 1.00 X X 0 0 0 REV DR DONALD FONDOW DIRECTOR 1.00 X 0 0 0 REV MELODY EASTMAN DIRECTOR 1.00 X 0 0 0 MS JODI HARPSTEAD DIRECTOR 1.00 X 0 0 0 MS CHRISTIE HINRICHS DIRECTOR 1.00 X 0 0 0 MS JUNIA JOHN-STRAKER DIRECTOR 1.00 X 0 0 0 REV KURT F KUSSEROW DIRECTOR 1.00 X 0 0 0 MS JULIE E SWANSON DIRECTOR 1.00 X 0 0 0 MR LARRY BRADSHAW DIRECTOR 1.00 X 0 0 0 MS ANN VAZQUEZ DIRECTOR 1.00 X 0 0 0 MR JAMES P ZILS DIRECTOR 1.00 X 0 0 0 REV DR STEPHEN P BOUMAN DIRECTOR 1.00 X 0 0 0 REV J BART DAY DIRECTOR 1.00 X 0 0 0 MR KEN DALY DIRECTOR 1.00 X 0 0 0 PATRICIA DAVENPORT DIRECTOR 1.00 X 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 40.00 X 237223 0 12838 STANLEY BERMAN CFO 8.50 X 55438 0 0 ALESIA FRERICHS VP MEMBER ENGAGEMENT 40.00 X 141020 0 16175 DEBORAH HOESLY VP DEVELOPMENT 40.00 X 113424 0 7810 547105 0 36823 3 0 1 0 PREMIER HEALTHCARE SOLUTIONS 13034 BALLANTYNE CORPORATE PLACE CHARLOTTE NC 28277 PREPARE MARKET ASSESSMENT OF OPPORTUNITI 100437 1 988577 1758137 2746714 EDUCATIONAL EVENTS 541900 367344 367344 CONSULTING AND SUPPORT 541610 346372 346372 713716 22656 22656 15460 15460 3498546 713716 0 38116 796270 796270 305500 157824 135173 12503 1038926 909007 4106 125813 26759 8233 18526 70081 17735 51191 1155 91041 28393 62648 19331 1320 4960 13051 68400 10912 57488 246160 201987 35374 8799 6111 6111 229692 145360 68528 15804 24668 18242 4333 2093 82670 52896 25850 3924 244842 233555 11287 2501 508 1962 31 MEMBERSHIP & REGISTRATI 44010 17521 24880 1609 HOSPITALITY & REPRESENT 23210 1190 22020 NONPAYROLL TAXES 8414 8414 E-COMMERCE SERVICES 3705 3323 380 2 3332291 2610387 537120 184784 409262 233964 2005125 2402247 17951 91000 66125 24911 29784 19149 272070 269571 4999 2499 2533246 2773770 182132 221825 316562 687522 483332 180525 112825 27786 17688 1077965 1152232 X 1253609 1457973 201672 163565 1455281 1621538 2533246 2773770 X 166255 2 X 0 1 X 1 0 X 1502212 1380292 1913072 2542276 2746714 10084566 421641 474579 471683 595602 713716 2677221 1923853 1854871 2384755 3137878 3460430 12761787 10450 19300 46616 23733 77283 177382 71175 155565 133254 179193 186090 725277 81625 174865 179870 202926 263373 902659 11859128 57516 65937 64261 45769 38116 271599 20 20 57516 65937 64261 45789 38116 271619 1981369 1920808 2449016 3183667 3498546 13033406 0.90990 0.91230 0.02080 0.02660 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 25547 9131 34678 3297612 3332290 316615 79154 0 0 316615 316615 474923 34678 34678 79154 79154 118731 25547 25547 0 1 X 272070 269571 2499 2499 LEASE ABANDONMENT OBLIGATION 17688 17688 X 3498546 0 3498546 0 3498546 3332290 0 3332290 0 3332290 PART IV, LINE 2B: THE ORGANIZATION FACILITATES COLLABORATION AMONG ITS MEMBERS FOR THE PURPOSE OF ADVANCING THE MINISTRIES OF THE MEMBERS. THE COLLABORATIVE GROUPS ARE CALLED NETWORKS. THE ORGANIZATION PROVIDES FISCAL AGENT SERVICES FOR SOME OF THESE NETWORKS, WHICH ARE REFERRED TO AS MANAGED NETWORKS IN THE FINANCIAL STATEMENTS. CASH HELD FOR MANAGED NETWORKS AND THE RELATED DEPOSIT LIABILITY WAS $112,825 AND $180,525 AT JUNE 30, 2017 AND 2016, RESPECTIVELY. PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AS AN ORGANIZATION, WHICH IS NOT A PRIVATE FOUNDATION. THE ORGANIZATION IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES. UNRELATED BUSINESS INCOME MAY BE SUBJECT TO FEDERAL AND STATE INCOME TAXES. MANAGEMENT BELIEVES THAT IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION UNDER THE ACCOUNTING CODIFICATION GUIDANCE. 1 LUTHERAN SOCIAL SERVICE OF MINNESOTA 2485 COMO AVENUE ST PAUL MN 55108 410872993 501(C)(3) 333975 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE LUTHERAN SOCIAL SERVICES OF NORTH DAKOTA 3911 20TH AVENUE SOUTH FARGO ND 58107 450226421 501(C)(3) 459795 MACF GRANT FOR THE GREAT PLAINS SENIOR SERVICES COLLABORATIVE 2 0 PART I, LINE 2: AS PROVIDED WITHIN THE SUB-GRANT AGREEMENTS, WORK IS PERFORMED IN ACCORDANCE WITH A WORKPLAN DEVELOPED AT THE START OF THE GRANT. LSA RECEIVES MONTHLY FINANCIAL AND NONFINANCIAL REPORTING OF PROGRESS FROM EACH, WITH MORE FORMAL REPORTING QUARTERLY AND ANNUALLY. X X X 0 0 0 0 0 0 0 0 0 CHARLOTTE HABERAECKER PRESIDENT/CEO 232223 0 5000 0 0 0 7117 0 5721 0 250061 0 0 0 ALESIA FRERICHS VP MEMBER ENGAGEMENT 141020 0 0 0 0 0 4231 0 11944 0 157195 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 ON MAY 5, 2017, LSA AMENDED ITS BYLAWS TO REDUCE THE SIZE OF ITS BOARD OF DIRECTORS TO FROM BETWEEN 10 AND 13 MEMBERS. EACH CLASS B MEMBER APPOINTS ONE MEMBER; NO LESS THAN 4 NOR MORE THAN 6 ARE ELECTED BY THE CLASS A MEMBERS; AND NO LESS THAN 4 NOR MORE THAN SIX ARE ELECTED BY THE BOARD OF DIRECTORS ITSELF. FORM 990, PART VI, SECTION A, LINE 6 LSA HAS CLASS A AND CLASS B MEMBERS. EACH CLASS A MEMBER SHALL BE REPRESENTED BY ONE (1) INDIVIDUAL WHO SHALL BE ITS REPRESENTATIVE AND SHALL VOTE ON ITS BEHALF. THE REPRESENTATIVE SHALL BE THE CLASS A MEMBER'S CHIEF STAFF EXECUTIVE OR THE CHIEF STAFF EXECUTIVE'S DULY APPOINTED REPRESENTATIVE. EACH REPRESENTATIVE OF A CLASS A MEMBER SHALL HAVE ONE (1) VOTE ON ANY MATTER PRESENTED TO THE MEMBERS FOR A VOTE. THE CLASS A MEMBERS SHALL BE REQUIRED TO PAY DUES IN ORDER TO BE CLASS A MEMBERS OF THE CORPORATION. EACH CLASS B MEMBER SHALL APPOINT ONE (1) INDIVIDUAL WHO SHALL BE ITS REPRESENTATIVE AND SHALL VOTE ON ITS BEHALF. EACH REPRESENTATIVE OF A CLASS B MEMBER SHALL HAVE ONE (1) VOTE ON ANY MATTER PRESENTED TO THE MEMBERS FOR A VOTE. FORM 990, PART VI, SECTION A, LINE 7A UNTIL MAY, THE BOARD OF DIRECTORS WAS COMPOSED OF NINE DIRECTORS ELECTED BY THE CLASS A MEMBERS OF THE CORPORATION AND NINE DIRECTORS APPOINTED BY THE CLASS B MEMBERS OF THE CORPORATION AND TWO DIRECTORS ELECTED BY THE CLASS A AND CLASS B MEMBERS OF THE BOARD OF DIRECTORS. AS DESCRIBED IN THE EXPLANATION ABOVE OF FORM 990, PART VI, SECTION A, LINE 4, THE BYLAWS WERE THEN AMENDED TO CHANGE THE COMPOSITION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B ONCE THE BUDGET HAS BEEN APPROVED IN WRITING BY THE CLASS B MEMBERS OF THE ORGANIZATION, BY A SUPERMAJORITY OF AT LEAST 80%, THE BOARD OF DIRECTORS RECOMMENDS THE BUDGET FOR APPROVAL BY THE MEMBERS ATTENDING THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND SUBSEQUENTLY MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY DIRECTOR AND EVERY EMPLOYEE COMPLETES THE CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. POTENTIAL CONFLICTS ARE EVALUATED AND RESOLVED. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS RECOMMENDED BY THE EXECUTIVE COMMITTEE OF THE INDEPENDENT BOARD OF DIRECTORS AND APPROVED BY THE FULL BOARD. IN 2015, AN INDEPENDENT COMPENSATION CONSULTANT COMPLETED A REVIEW OF THE CEO'S COMPENSATION PACKAGE. COMPENSATION FOR OTHER EMPLOYEES IS DETERMINED AND/OR APPROVED BY THE CEO WITHIN THE CONFINES OF A PERSONNEL BUDGET APPROVED BY THE BOARD OF DIRECTORS. THE PROCESS FOR OTHER EMPLOYEES LAST TOOK PLACE IN 2017. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY UPON REQUEST. FINANCIAL STATEMENTS AND WHISTLEBLOWER POLICY ARE POSTED ON THE WEBSITE, WWW.LUTHERANSERVICES.ORG. FORM 990, PART XI, LINE 9: ROUNDING 2.