2017-11-09T14:38:10-06:00 2017-06-30 061009205 BLUM SHAPIRO & COMPANY PC 2 ENTERPRISE DRIVE SHELTON CT 064844640 990 2016-07-01 461665232 SANDY HOOK PROMISE ACTION FUND INC SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 TIMOTHY MAKRIS EXECUTIVE DIRECTOR 2033049780 2017-11-09 1 JOHN ZINNO P00041154 2039442100 2017-11-07 50.200.120.74 2017-11-09 14:27:49 ES P 90786BB37C8CA318BCDC430CC792EEFA16A48B5C DF8EC6EC51E1FD1DECD3FD9B85C405DAF374F076 2016 2018-03-14 21:41:22Z TIM MAKRIS PO BOX 3489 NEWTOWN CT 06470 274976 0 X HTTP://WWW.SANDYHOOKPROMISE.ORG/ACTION_FUND X 2012 DE SANDY HOOK PROMISE ACTION FUND IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PASS STATE AND FEDERAL POLICY THAT REQUIRES SCHOOLS TO IMPLEMENT OUR LIFE-SAVING PREVENTION PROGRAMS AND PROTECTS INDIVIDUALS FROM ACCESSING FIREARMS WHEN AT-RISK OF HARMING THEMSELVES AND OTHERS. ACTIVITIES INCLUDE RESEARCHING EFFECTIVE ACTIONS, EDUCATING LEGISLATORS AND CONSTITUENTS AND LOBBYING FOR THE PASSAGE OF SENSIBLE POLICY. 9 7 0 0 0 0 357162 274976 0 0 0 0 9 0 357171 274976 0 0 0 0 0 0 0 0 27671 108057 376868 108057 376868 249114 -101892 294235 213859 10775 32291 283460 181568 X SANDY HOOK PROMISE ACTION FUND IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PASS STATE AND FEDERAL POLICY THAT REQUIRES SCHOOLS TO IMPLEMENT OUR LIFE-SAVING PREVENTION PROGRAMS AND PROTECTS INDIVIDUALS FROM ACCESSING FIREARMS WHEN AT-RISK OF HARMING THEMSELVES AND OTHERS. ACTIVITIES INCLUDE RESEARCHING EFFECTIVE ACTIONS, EDUCATING LEGISLATORS AND CONSTITUENTS AND LOBBYING FOR THE PASSAGE OF SENSIBLE POLICY. 0 0 328522 LOBBY FOR SENSIBLE POLICY - THIS INITIATIVE SUPPORTS THE RESEARCH, EDUCATION AND LOBBYING EFFORTS BY SHP FAMILY MEMBERS AND STAFF IN SUPPORT OF SENSIBLE SOLUTIONS TO PREVENT GUN VIOLENCE. THIS IS ACHIEVED THROUGH LEGISLATOR MEETINGS, COMMITTEE TESTIMONIES, SPEAKING ENGAGEMENTS, RALLIES AND EVENTS, EARNED AND PAID MEDIA, SOCIAL AND DIGITAL MEDIA, MOBILIZATION OF SHP'S BASE OF SUPPORTERS, PARTNERSHIP WITH AND COUNCIL FROM LIKE-MINDED INDIVIDUALS/ORGANIZATIONS AND WEBSITE CONTENT. 328522 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 X 9 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT DE SC TN WV X DAVID CONRAD 2033049780 PO BOX 3489 NEWTOWN CT 06470 NICOLE HOCKLEY BOARD CHAIR 1.00 40.00 X X 0 121318 11633 BILL SHERLACH BOARD VICE CHAIRMAN 1.00 1.00 X 0 0 0 JOE CASSIDY TREASURER 1.00 1.00 X 0 0 0 MARK BARDEN MANAGING DIRECTOR 1.00 40.00 X X 0 89914 2354 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MATT BENNETT BOARD DIRECTOR - SECRETARY 1.00 1.00 X 0 0 0 IAN HOCKLEY BOARD DIRECTOR 1.00 1.00 X 0 0 0 BRADLEY MILES BOARD DIRECTOR 1.00 1.00 X 0 0 0 PETER WILLNER BOARD DIRECTOR 1.00 1.00 X 0 0 0 TIM MAKRIS BOARD DIRECTOR 1.00 40.00 X 0 179711 24214 DAVID CONRAD CHIEF FINANCIAL OFFICER 1.00 40.00 X 0 25797 4404 JAMES BELDEN THROUGH 3117 OPERATIONS DIRECTOR 1.00 40.00 X 0 64884 7856 LAUREN ALFRED POLICY DIRETOR 1.00 40.00 X 0 107826 5347 0 589450 55808 0 0 1 0 0 274976 274976 274976 0 0 0 2325 1162 1163 20642 7990 9489 3163 24848 24485 153 210 PERSONNEL COSTS 251041 227215 10360 13466 CONTRACTUAL SERVICES 50200 50200 BUSINESS EXPENSES 27812 17470 673 9669 376868 328522 20675 27671 289235 213120 0 739 5000 0 294235 213859 10775 19500 0 12791 10775 32291 X 283460 181568 283460 181568 294235 213859 -101892 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTY 12791 12791 274976 0 274976 0 274976 376868 0 376868 0 376868 X X X X 0 0 0 0 0 0 0 0 0 TIM MAKRIS BOARD DIRECTOR 0 179583 0 0 0 128 0 0 0 24214 0 203925 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. THE TREASURER WILL PRESENT THE MATERIAL AND ANSWER APPLICABLE QUESTIONS DURING THIS PROCESS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE RENEWED ANNUALLY BY THE BOARD AND SIGNED BY THE BOARD DESIGNATED CONFLICT OF INTEREST POLICY MANAGER. TRANSACTIONS ARE REVIEWED FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 THE ACTION FUND HAD NO EMPLOYEES DURING THE YEAR; THEREFORE, NO COMPENSATION DETERMINATIONS WERE NECESSASRY. THE COST OF WORK PERFORMED WAS INCURRED BY THE FOUNDATION AS ALLOWABLE ADVOCACY EXPENDITURES. THE RATES FOR THOSE EMPLOYEES ARE BASED UPON MARKET RESEARCH AND SURVEY DATA FOR NON-PROFIT COMPENSATIONS AND APPROVED BY THE BOARD. TRANSACTIONS FOR SUCH EXPENSES ARE REVIEWED AND APPROVED BY THE MANAGING DIRECTORS AND CFO. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION DOES NOT HAVE A FORM 1023. THE ORGANIZATION HAS SELF-IDENTIFIED AS A 501(C)(4). FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE ACTION FUND. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A BOARD OF DIRECTORS THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED IN THE CURRENT PERIOD. SANDY HOOK PROMISE FOUNDATION INC PO BOX 3489 NEWTOWN CT 06470 461657101 SEE PART VII DE 501(C)(3) 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SANDY HOOK PROMISE FOUNDATION INC O 76598 FAIR MARKET VALUE