2017-11-08T13:39:14-06:00 2016-12-31 953680171 MCGOWAN GUNTERMANN 111 E VICTORIA ST 2ND FLOOR SANTA BARBARA CA 931012018 990 2016-01-01 952268554 SANTA BARBARA ZOOLOGICAL FOUNDATION SANT 8059625339 500 NINOS DRIVE SANTA BARBARA CA 93103 RICHARD BLOCK CEO 8059625339 2017-10-30 1 CHRISLEY N REED CPA P00025230 8059629175 64.88.174.3 2017-10-30 09:42:23 PD P A4110D55C10C953ABF3718796FB582BC1EBCA14F A4110D55C10C953ABF3718796FB582BC1EBCA14F 2016 2017-02-10 21:41:12Z RICHARD BLOCK 500 NINOS DRIVE SANTA BARBARA CA 93103 16353505 0 X WWW.SANTABARBARAZOO.ORG X 1961 CA TO MAINTAIN AND OPERATE ZOO FACILITIES LOCATED IN SANTA BARBARA, CALIFORNIA FOR THE BENEFIT AND EDUCATION OF THE GENERAL PUBLIC. 21 19 281 348 0 0 3173662 2726298 5571173 6174634 91549 177012 2274683 2628166 11111067 11706110 0 0 0 0 6688525 7028493 0 0 621699 4228307 4416480 10916832 11444973 194235 261137 28751402 29485394 1626777 1235928 27124625 28249466 THE SANTA BARBARA ZOO IS DEDICATED TO THE PRESERVATION, CONSERVATION, AND ENHANCEMENT OF THE NATURAL WORLD AND ITS LIVING TREASURES THROUGH EDUCATION, RESEARCH, AND RECREATION. 0 0 9550448 8485016 OPERATION AND MAINTENANCE OF FAMILY PARK, GARDENS AND ANIMAL ZOO REACHING NEARLY 500,000 VISITORS ANNUALLY. 9550448 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 39 0 1 281 1 0 0 0 0 0 1 1 0 0 0 0 X 21 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X GREG WILSON 8059625339 500 NINOS DRIVE SANTA BARBARA CA 93103 JOHN DIXON DIRECTOR 1.00 X 0 0 0 J TERRY SCHWARTZ DIRECTOR 1.00 X 0 0 0 RHONDA HENDERSON CHAIR 1.00 X X 0 0 0 DENNIS POWER DIRECTOR 1.00 X 0 0 0 RANDY WEISS SECRETARY 1.00 X X 0 0 0 BRIAN KOPEIKIN DIRECTOR 1.00 X 0 0 0 CAROL DUNCAN DIRECTOR 1.00 X 0 0 0 DAVID GRAFF DIRECTOR 1.00 X 0 0 0 GEORGE LEIS DIRECTOR 1.00 X 0 0 0 DAVID ARTHURS DIRECTOR 1.00 X 0 0 0 MARK DANIELSON DIRECTOR 1.00 X 0 0 0 PAUL JOHNSON TREASURER 1.00 X X 0 0 0 PETER JORDANO DIRECTOR 1.00 X 0 0 0 BRIAN ROBERTSON DIRECTOR 1.00 X 0 0 0 PEGGY WILEY DIRECTOR 1.00 X 0 0 0 DANIEL COHEN DIRECTOR 1.00 X 0 0 0 KELLY JENSEN DIRECTOR 1.00 X 0 0 0 ROBYN PARKER DIRECTOR 1.00 X 0 0 0 CRYSTAL WYATT VICE CHAIR 1.00 X X 0 0 0 YVETTE BIRCH GILLER DIRECTOR 1.00 X 0 0 0 ELIZABETH MACPHEE DIRECTOR 1.00 X 0 0 0 AMY PRYOR DIRECTOR 1.00 X 0 0 0 RICHARD BLOCK CEO 40.00 X 239986 0 62872 NANCY MCTOLDRIDGE ZOO DIRECTOR 40.00 X 146844 0 44989 CAROL BEDFORD CFO 40.00 X 124482 0 29002 ELAINE MAH BEST DEVELOPMENT DIRECTOR 40.00 X 108765 0 18329 DEAN NOBLE MARKETING DIRECTOR 40.00 X 114443 0 29492 734520 0 184684 5 0 1 0 RINCON CATERING INC 3805 SANTA CLAUS LANE CARPINTERIA CA 93013 EVENT CATERING, FOOD, BAR SERVICE 245313 JORDANO'S INC PO BOX 6803 SANTA BARBARA CA 93160 FOOD FOR SALE, SUPPLIES & EQUIP 237585 WELLS MARKETING LLC 66 TIERRA CIELO LANE SANTA BARBARA CA 93111 MARKETING CONSULTATION 159495 INTEGRATED DESKTOP SOLUTIONS 1628 CALLE CANON SANTA BARBARA CA 93101 COMPUTER SYSTEMS 126166 4 1617030 1109268 35992 2726298 ZOO ADMISSIONS 900099 5342455 5342455 EDUCATION PROGRAMS, CLASSES & LEC 900099 597795 597795 FOSTER FEEDERS 900099 234384 234384 6174634 130291 130291 294759 0 294759 294759 294759 3356361 3309640 46721 46721 46721 751162 386657 364505 364505 2903250 951098 1952152 1952152 MISC 900000 16750 16750 16750 11706110 8485016 0 494796 919204 315566 250911 352727 4760944 4192939 384646 183359 244686 215250 24604 4832 722669 671835 31220 19614 380990 343221 23516 14253 5544 5544 28678 28678 27025 27025 12999 12747 252 321101 321101 18167 15379 2788 115824 115824 658483 627013 31470 36727 36727 123921 112198 10897 826 1428162 1217988 210174 97257 87531 9726 ANIMAL FOOD 238758 238758 SUPPLIES 182398 126546 12804 43048 BANK CHARGES 167241 167241 ANIMAL HEALTH 154533 154533 799662 676685 122977 11444973 9550448 1272826 621699 41700 37100 998218 1884583 391731 251904 115914 117670 339192 431395 181470 133414 36446593 15686368 21892286 20760225 4760919 5095277 29972 773826 28751402 29485394 761488 848465 505289 37463 360000 350000 1626777 1235928 X 23483708 23444932 2384982 2782122 1255935 2022412 27124625 28249466 28751402 29485394 261137 137227 726477 X X 0 1 X 1 0 X 2708712 3007604 2218840 3173662 2726298 13835116 2708712 3007604 2218840 3173662 2726298 13835116 1506531 12328585 221760 168668 139051 141019 130291 800789 9532 11309 12717 11500 16750 61808 14697713 43864830 0.83880 0.84870 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 2952121 40000 168085 3160206 2280684 736477 -65040 2952121 2109383 171301 2280684 1858770 250613 2109383 1692569 166201 1858770 0.08000 0.64000 0.28000 0 0 13778930 3794356 9984574 18016885 8779559 9237326 3881640 2815608 1066032 769138 296845 472293 20760225 POST RETIREMENT BENEFIT PAYABLE 350000 350000 X 12480196 951098 951098 11529098 177012 177012 11706110 12396071 951098 951098 11444973 0 11444973 PART V, LINE 4: ENDOWMENT ASSETS ARE MAINTAINED AND INVESTED TO PROVIDE INCOME TO BE USED FOR OPERATIONS AND CAPITAL IMPROVEMENTS OF THE ZOO. PART X, LINE 2: THE ZOO EVALUATES UNCERTAIN TAX POSITIONS, WHEREBY THE EFFECT OF THE UNCERTAINTY WOULD BE RECORDED IF THE OUTCOME WAS CONSIDERED PROBABLE AND REASONABLY ESTIMABLE. AS OF DECEMBER 31, 2016, THE ZOO HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. THE ZOO FILES TAX RETURNS IN CALIFORNIA AND U.S. FEDERAL JURISDICTIONS. THE ZOO IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2013 AND 2012 RESPECTIVELY. PART XI, LINE 2D - OTHER ADJUSTMENTS: COGS RETAIL SALES AND FOOD SERVICE 951,098. PART XI, LINE 4B - OTHER ADJUSTMENTS: INTEREST AND DIVIDENDS 130,291. REALIZED GAIN (LOSS) ON INVESTMENTS 46,721. PART XII, LINE 2D - OTHER ADJUSTMENTS: COGS RETAIL SALES AND FOOD SERVICE 951,098. ZOOFARI 455913 455913 58676 126664 5498 97011 ZOO BREW 115268 115268 4459 13950 800 12436 3 179981 179981 29968 1400 35795 751162 751162 63135 170582 7698 145242 386657 364505 X X X X 0 0 0 0 0 0 0 0 0 RICHARD BLOCK CEO 239986 0 0 0 0 0 19471 0 43401 0 302858 0 0 0 NANCY MCTOLDRIDGE ZOO DIRECTOR 146844 0 0 0 0 0 12019 0 32970 0 191833 0 0 0 CAROL BEDFORD CFO 124482 0 0 0 0 0 10174 0 18828 0 153484 0 0 0 PETER JORDANO MEMBER OF BOARD AND PRESIDENT OF JORDANOS, INC. 237585 PURCHASE OF FOOD FOR RESALE, SUPPLIES AND EQUIPMENT. 0 KELLY JENSEN MEMBER OF BOARD AND PRESIDENT OF JENSEN AUDIO VISUAL 2895 PURCHASE OF AUDIO VISUAL RELATED EQUIPMENT AND SERVICES. 0 0 X MISC GOODS 15 35992 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B BEFORE IT IS FILED WITH ANY TAX AGENCY, THE TAX RETURN IS REVIEWED IN DEPTH, COMPARED TO THE AUDIT REPORT AND OTHER FINANCIAL STATEMENTS. THE CEO ALSO REVIEWS THE TAX RETURN PRIOR TO FILING AND A COMPLETE COPY IS GIVEN ALL BOARD MEMBERS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C WHEN REQUESTS FOR PROPOSALS ARE MADE TO COMPANIES AFFILIATED WITH BOARD MEMBERS, MANAGEMENT ENSURES THAT THE GUIDELINES OF THE POLICY ARE FOLLOWED. AT THE START OF EACH BOARD MEETING, THE MEMBERS ARE QUERIED IF THEY HAVE A POTENTIAL CONFLICT OF INTEREST WITH ANY AGENDA ITEMS. IF SO THEY WILL BE EXCUSED FROM THE MEETING OR BE UNABLE TO VOTE ON THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 THE REVIEW OF THE ZOO'S CEO TAKES PLACE ANNUALLY BEGINNING IN JANUARY OF EACH YEAR. A REVIEW COMMITTEE IS FORMED CONSISTING OF THE BOARD CHAIR, USUALLY THE PAST-CHAIR, AND A THIRD MEMBER OF THE EXECUTIVE COMMITTEE. THE PROCESS IS INITIATED WHEN THE CEO PROVIDES A SELF-ASSESSMENT OF PERFORMANCE AGAINST GOALS TO THE REVIEW COMMITTEE. ONE ON ONE INTERVIEWS WITH KEY MANAGEMENT STAFF ARE CONDUCTED BY THE BOARD CHAIR AND RESULTS ARE SHARED WITH THE REVIEW COMMITTEE. COMPARABLE COMPENSATION DATA FOR THE INDUSTRY AND LOCAL NONPROFITS ARE OBTAINED. THE REVIEW COMMITTEE PREPARES AN ASSESSMENT OF THE CEO'S DOCUMENT, SUMMARIZES THE SURVEY RESULTS, AND SHARES THEIR FINDINGS WITH THE ENTIRE BOARD DURING AN EXECUTIVE SESSION. THE REVIEW COMMITTEE TAKES BOARD INPUT AND DRAFTS A PERFORMANCE EVALUATION AND COMPENSATION RECOMMENDATION THAT IS THEN APPROVED BY THE FULL BOARD DURING EXECUTIVE SESSION. FOLLOWING RECEIPT OF FINAL APPROVAL, THE REVIEW COMMITTEE SHARES THEIR DOCUMENTED EVALUATION WITH THE CEO. THE COMMITTEE ALSO REVIEWS AND APPROVES COMPENSATION FOR OTHER KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. ANNUAL AUDITED FINANCIAL STATEMENTS ALSO AVAILABLE ON ORGANIZATION'S WEB SITE. FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE REVIEWS THE AUDIT REPORT AND THE FINAL AUDIT REPORT IS APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART XI, LINE 9, CHANGES IN NET ASSETS: DURING 2016, IT WAS DETERMINED THAT THE ZOO WAS THE BENEFICIARY OF A CHARITABLE REMAINDER TRUST. ACCORDINGLY, THE ZOO RESTATED ITS FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2015. THE EFFECT OF THE RESTATEMENT WAS TO INCREASE THE CHANGE IN NET ASSETS FOR 2015 BY $726,477 RESULTING IN AN INCREASE IN BEGINNING TEMPORARILY RESTRICTED NET ASSETS AND CHARITABLE REMAINDER TRUSTS AS OF JANUARY 1, 2016 BY $726,477.