2017-11-06T10:56:27-06:00 2016-12-31 381357951 PLANTE & MORAN PLLC 10 S Riverside Plaza 9th Floor Chicago IL 60606 990 2016-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 Le Monte G Booker Sr Chief Financial Officer 3129229410 2017-10-30 1 Lu Ann Trapp P01506476 3122071040 2017-10-30 67.59.56.31 2017-10-30 12:33:21 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BC3C601473DBFA21F2EC98090FDE5B85B06AE70F 2016 2017-02-10 21:41:12Z RICHARD W LARIVIERE 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 136459698 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 80 74 716 650 4650074 848736 63343083 38223933 28493341 35836777 8752489 16593478 -81901 -193219 100507012 90460969 253388 194921 0 0 29442310 33253625 248317 212574 4677450 44519551 46743600 74463566 80404720 26043446 10056249 667168160 677332895 210249974 204761616 456918186 472571279 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD (CONTINUED ON SCHEDULE O) IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 28804743 184443 1634462 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF Four COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, THE SCIENCE ACTION CENTER, And the learning center. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 30,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 18079506 7622 23928209 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2016, THE MUSEUM WELCOMED MORE THAN 1,500,000 VISITORS. 11368516 0 0 Museum Services: The Museum has approximately 1,300,000 square feet for which Museum Services provides engineering, maintenance, and security, as well as directly supports the Science and Education and Public Programs. 9812593 2856 10274106 MUSEUM OUTREACH AND BUSINESS ENTERPRISES. 9812593 2856 10274106 68065358 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 1 154 0 1 716 1 1 1 0 0 0 0 1 1 0 0 0 0 X 80 74 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR AZ CA CO CT GA IL KS KY ME MD MA MI MN NJ FL NY NC OH OK OR PA RI SC TN UT VA WA WV WI MS ND MO X Le Monte G Booker Sr 3126657240 1400 S LAKESHORE DRIVE CHICAGO IL 606052496 Richard W Lariviere President + CEO 35.00 0.00 X X 585603 0 155434 James L Alexander Board Member 1.00 0.00 X 0 0 0 Lucinda M Baier Board Member 1.00 0.00 X 0 0 0 Susan M Benton Board Member 1.00 0.00 X 0 0 0 Howard B Bernick Board Member 1.00 0.00 X 0 0 0 Amy E Best Board Member 1.00 0.00 X 0 0 0 Norman R Bobins Vice Chair, Audit 3.00 0.00 X X 0 0 0 John L Bucksbaum Vice Chair, Facilities and Administrative Svcs 3.00 0.00 X X 0 0 0 John A Canning Jr Board Member 3.00 0.00 X X 0 0 0 Gregory C Case Board Member 1.00 0.00 X 0 0 0 Dr Richard A Chaifetz Vice Chair, Retirement & Benefits 3.00 0.00 X X 0 0 0 Richard W Colburn Board Member 1.00 0.00 X 0 0 0 Eduardo F Conrado Board Member 1.00 0.00 X 0 0 0 Kenneth W Coquillette Board Member 1.00 0.00 X 0 0 0 David Cotton Board Member 1.00 0.00 X 0 0 0 Sir Peter Crane FRS Board Member 1.00 0.00 X 0 0 0 Kermit R Crawford Board Member 1.00 0.00 X 0 0 0 Robert W Crawford Jr Board Member 1.00 0.00 X 0 0 0 Marsha A Cruzan Vice Chair, Development 3.00 0.00 X X 0 0 0 Oscar A David Board Member 1.00 0.00 X 0 0 0 Louis T Delgado Board Member 1.00 0.00 X 0 0 0 Roger K Deromedi Board Member 1.00 0.00 X 0 0 0 Richard Elden Board Member 1.00 0.00 X 0 0 0 Charles M Falcone Board Member 1.00 0.00 X 0 0 0 Rick Fezell Board Member 1.00 0.00 X 0 0 0 Marshall Field V Board Member 1.00 0.00 X 0 0 0 Michael E Flannery Board Member 1.00 0.00 X 0 0 0 James S Frank Vice Chair, Science 3.00 0.00 X X 0 0 0 Marshall B Front Vice Chair, Investment 3.00 0.00 X X 0 0 0 J Erik Fyrwald Board Member 1.00 0.00 X 0 0 0 Wilbur H Gantz III Vice Chair, Collections 3.00 0.00 X X 0 0 0 Ronald J Gidwitz Board Member 1.00 0.00 X 0 0 0 Ruth Ann M Gillis Board Member 1.00 0.00 X 0 0 0 Robert H Gordon Board Member 1.00 0.00 X 0 0 0 Jack M Greenberg Board Member 1.00 0.00 X 0 0 0 Judy Greffin Vice Chair, Finance 3.00 0.00 X X 0 0 0 Kelly J Grier Board Member 1.00 0.00 X 0 0 0 Lewis S Gruber Board Member 1.00 0.00 X 0 0 0 Adnaan Hamid Board Member 1.00 0.00 X 0 0 0 Caryn Harris Board Member 1.00 0.00 X 0 0 0 David D Hiller Vice Chair, Integrative Research 3.00 0.00 X X 0 0 0 Jamee C Field Kane Board Member 1.00 0.00 X 0 0 0 Todd Kaplan Board Member 1.00 0.00 X 0 0 0 Michael L Keiser Board Member 1.00 0.00 X 0 0 0 Constance T Keller Board Chair 3.00 0.00 X X 0 0 0 Jeffrey B Keller Board Member 1.00 0.00 X 0 0 0 Richard L Keyser Board Member 1.00 0.00 X 0 0 0 William C Kunkler III Vice Chair, Governance 3.00 0.00 X X 0 0 0 Randolph R Kurtz Board Member 1.00 0.00 X 0 0 0 Diane von Schlegell Levy Board Member 1.00 0.00 X 0 0 0 Margaret B MacLean Board Member 1.00 0.00 X 0 0 0 Dr Patricia Marroquin Norby Board Member 1.00 0.00 X 0 0 0 W James McNerney Jr Board Member 1.00 0.00 X 0 0 0 Bobby Mehta Vice Chair, Learning 3.00 0.00 X X 0 0 0 Clare Munana Vice Chair, Government 3.00 0.00 X X 0 0 0 Neil S Novich Board Member 1.00 0.00 X 0 0 0 James J O'Connor Jr Board Member 1.00 0.00 X 0 0 0 Michael O'Grady Board Member 3.00 0.00 X X 0 0 0 David C Parry Board Member 1.00 0.00 X 0 0 0 Aurie A Pennick Board Member 1.00 0.00 X 0 0 0 John F Podjasek III Board Member 1.00 0.00 X 0 0 0 Peter B Pond Vice Chair, Exhibitions 3.00 0.00 X X 0 0 0 Richard S Price Board Member 1.00 0.00 X 0 0 0 John Rau Board Member 1.00 0.00 X 0 0 0 Douglas P Regan Board Member 1.00 0.00 X 0 0 0 Thomas S Ricketts Board Member 1.00 0.00 X 0 0 0 John W Rowe Chair Emeritus 3.00 0.00 X X 0 0 0 Michael J Sacks Board Member 1.00 0.00 X 0 0 0 Jessica P Sarowitz Board Member 1.00 0.00 X 0 0 0 Nydia Searle Board Member 1.00 0.00 X 0 0 0 Dr Michael E Severino Board Member 1.00 0.00 X 0 0 0 Jai Shekhawat Board Member 1.00 0.00 X 0 0 0 Alejandro Silva Board Member 1.00 0.00 X 0 0 0 Adele S Simmons Board Member 1.00 0.00 X 0 0 0 Matthew K Simon Secretary 3.00 0.00 X X 0 0 0 Dawn L Solomon Board Member 1.00 0.00 X 0 0 0 Thomas S Souleles Board Member 1.00 0.00 X 0 0 0 Mark Tebbe Vice Chair, Technology 3.00 0.00 X X 0 0 0 Mark R Walter Board Member 1.00 0.00 X 0 0 0 Everett S Ward Board Member 1.00 0.00 X 0 0 0 Laura S Washington Board Member 1.00 0.00 X 0 0 0 Melvin D Williams Board Member 1.00 0.00 X 0 0 0 W Rockwell Wirtz Vice Chair, Marketing 3.00 0.00 X X 0 0 0 Patrick Wood-Prince Board Member 1.00 0.00 X 0 0 0 Le Monte G Booker Sr Chief Financial Officer 35.00 0.00 X 249223 0 26720 Debra Moskovits VP, Science and Education 35.00 0.00 X 202958 0 22192 Raymond DeThorne Chief Marketing Officer 35.00 0.00 X 253603 0 22658 Charles Katzenmeyer VP, Institutional Advancement 35.00 0.00 X 255075 0 22998 R L Grande Distinguished Service Curator 35.00 0.00 X 200118 0 33394 Olivier Rieppel Curator 35.00 0.00 X 190265 0 26069 Eva Bynum Director, Science Action Center 35.00 0.00 X 177704 0 25797 Shawn VanDerziel Chief Human Resources Officer 35.00 0.00 X 174648 0 19542 J W Croft Former Executive Vice President 0.00 0.00 X 266835 0 0 2556032 0 354804 32 1 1 0 OMD USA LLC 195 BROADWAY NEW YORK NY 10007 ADVERTISING 1288499 DDB 200 E Randolph St Chicago IL 60616 ADVERTISING 566989 Ortiz Builders Inc 3607 West 26th Street Chicago IL 60623 CONSTRUCTION 511946 ALLIED SECURITY HOLDINGS LLC 161 WASHINGTON ST CONSHOHOCKE PA 19428 SECURITY SERVICES 506422 ARAMARK MANAGEMENT SERVICES LIMITED PART 2300 WARRENVILLE ROAD DOWNERS GROVE IL 60515 HOUSEKEEPING 458521 34 2217328 7457973 28548632 1554635 38223933 ADMISSIONS 900099 20798071 20798071 Event Income 900099 4832665 254695 4577970 traveling exhibits 900099 3130138 3130138 MEMBERSHIP DUES 900099 2280716 2280716 Commissions 900099 2254154 2254154 2541033 2541033 35836777 5685859 72104 5613755 119369 119369 56368741 45461122 10907619 10907619 10907619 225019 2217328 537607 -312588 -312588 90460969 31258807 4650074 16328155 X 13724 13724 127558 127558 53639 53639 1518572 530421 604395 383756 21530263 17775451 1715567 2039245 1172454 977475 103645 91334 7205185 5951442 570891 682852 1827151 1523296 161520 142335 144406 1525 142881 256493 256493 61500 61500 212574 212574 1046606 1046606 10130098 9155509 400302 574287 1901401 1898319 763 2319 5748583 4509960 918265 320358 1252114 990900 261214 243219 243219 10141403 9747889 331621 61893 2120694 1833519 174139 113036 1908 1908 12658422 12473262 131699 53461 555910 258250 297660 UNRELATED BUSINESS INCO 359873 359873 120970 120970 80404720 68065358 7661912 4677450 691417 1777972 14935732 56555127 50916373 40572399 5182683 5967510 134021 138680 5685822 3478173 440464068 206588218 242339927 233875850 96317671 100972136 246011471 230488810 4953043 3506238 667168160 677332895 7343137 7978645 10530508 9525803 166500000 165223585 1800000 0 24076329 22033583 210249974 204761616 X 230989295 233026714 82564329 86066331 143364562 153478234 456918186 472571279 667168160 677332895 X 10056249 6256432 -659588 X 0 1 X 1 1 1 X 35500504 23508548 48657237 60529880 34818310 203014479 5592178 5607427 5690148 5717121 5686336 28293210 41092682 29115975 54347385 66247001 40504646 231307689 34242860 197064829 4707156 4300242 4055098 3818730 5805228 22686454 705088 611914 946745 859697 848736 3972180 266743 896484 1163227 259129550 136289856 0.76050 0.73030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 50 0 0 1 75371 0 0 75421 0 Part II-B, Line 1: THE MUSEUM DEVOTED AN INSUBSTANTIAL PART OF ITS ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL AND STATE LEGISLATURES IN AN EFFORT TO FURTHER LEGISLATION WHICH MIGHT BENEFIT THE MUSEUM. IN ADDITION TO MINIMAL EMPLOYEE TIME ALLOCATED TO LOBBYING, A CONSULTANT WAS PAID $60,000 FOR THEIR SERVICES IN SUPPORT OF THESE ACTIVITIES IN 2016. THE CONSULTANT PROVIDES STRATEGIC COUNSEL TO THE MUSEUM REGARDING RELATIONS MATTERS AND PROVIDES PROFESSIONAL STAFF TO CARRY OUT GOVERNMENT FUNCTIONS IN WASHINGTON, D.C. 0 1 X X X X 0 346238286 20783608 19381431 15874000 1046606 369482719 346592799 12782333 2678313 14787000 1028159 346238286 341408704 4113504 16912794 14827000 1015203 346592799 299203583 6398159 51278220 14586000 885258 341408704 274221882 4772738 35343073 14300000 834110 299203583 0.53600 0.31700 0.14700 1 0 309347408 148544694 160802714 103907464 47185151 56722313 26636263 10858373 15777890 572933 572933 233875850 EQUITY SECURITY FUNDS 103470466 F FIXED INCOME SECURITIES FUNDS 6056796 F HEDGED EQUITY FUNDS 44035798 F ABSOLUTE RETURN FUNDS 75131703 F LIMITED PARTNERSHIP 1760000 C Other funds 34047 F 230488810 ACCRUED PENSION COSTS 3342629 INTEREST RATE SWAP 18690954 22033583 X 95682802 6256432 133988 -121981 6268439 89414363 1046606 1046606 90460969 80029709 133988 537607 671595 79358114 1046606 1046606 80404720 Part III, Line 1a: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING FINANCIAL STATEMENTS AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2016 or 2015. Part III, Line 4: The Museum's collections are comprised of artifacts of historical, cultural, or scientific significance. A portion of the collection is featured in the Museum's general collection which is open for public exhibition. The collection is also used for advanced scientific study and scholarly research. Through exhibition and study, the Museum acts as an independent center of learning focused on diversity in the world's physical environments and cultures in furtherance of the organization's exempt purpose. Part V, Line 4: The assets of the endowment funds shall be invested to obtain the greatest "total return" commensurate with the risks deemed appropriate pursuant to the provisions of the investment policy. The primary objectives of the management of the endowment funds are to 1) achieve long-term growth through capital appreciation as well as income and 2) preserve the purchasing power of the assets of the endowment fund by obtaining a "real return" equal to or in excess of normal annual spending-endowment withdrawals to support the Museum. Part X, Line 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE TAX YEARS ENDED 2013, 2014, 2015 AND 2016 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2016 AND 2015, NO INTEREST AND PENALTIES WERE RECORDED. Part XI, Line 2d - Other Adjustments: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -659,588. special events expenses 537,607. Part XII, Line 2d - Other Adjustments: special events expenses 537,607. 1 East Asia & the Pacific Program Service Public Programs 723449 Europe (Iceland & Greenland) Program Service Public Programs 282440 Middle East & North Africa Program Service Public Programs 750 North America Program Service Public Programs 87319 East Asia & the Pacific Program Service Science & Education 98351 Europe (Iceland & Greenland) Program Service Science & Education 66941 North America Program Service Science & Education 32022 Russia & Newly Independent States Program Service Science & Education 850 South America Program Service Science & Education 717597 South Asia Program Service Science & Education 5222 Sub-Saharan Africa Program Service Science & Education 58807 Central America and the Caribbean Program Service Science & Education 862 Sub-Saharan Africa Grantmaking Stipend for Research 25390 South America Grantmaking Stipend for Research 3309 South Asia Grantmaking Stipend for Research 12900 Europe (Iceland & Greenland) Grantmaking Stipend for Research 4152 East Asia & the Pacific Grantmaking Stipend for Research 7888 Central America and the Caribbean Investments 102810327 North America Program Service Museum Services 88127 0 0 0 0 0 0 1292122 103734581 105026703 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina, Faso, STIPEND FOR RESEARCH 25390 WIRE 1 Stipend for research SOUTH ASIA 1 12900 CHECK 1 0 1 1 1 0 Part I, Line 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. X X X X X X X 1 Patricia Hurley 205 W Wacker Dr Ste 1400 Chicago IL 60606 Event Consultant 0 2013623 65000 1948623 SD&A 5757 W CENTURY BLVD SUITE 300 los angeles CA 90045 telemarketing 0 71425 49900 21525 Marts & Lundy 1200 Wall Street West Lyndhurst NJ 07071 Campaign Consultant 0 0 97674 -97674 2085048 212574 1872474 AK AL CA CO CT FL GA IL IN KS KY MA MD ME MI MN MO NC ND NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV WOMEN'S BOARD GALA 2013623 1902323 111300 421912 WOMEN'S BOARD LUNCHEON 170005 148465 21540 55144 1 258719 166540 92179 60551 2442347 2217328 225019 537607 537607 -312588 1 STIPENDS FOR SCIENCE AND EDUCATION 21 126404 Stipends for public programs 1 1154 Part I, Line 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 Richard W Lariviere President + CEO 585603 0 0 0 0 0 145100 0 10334 0 741037 0 0 0 Le Monte G Booker Sr Chief Financial Officer 241573 0 7650 0 0 0 10702 0 16018 0 275943 0 0 0 Debra Moskovits VP, Science and Education 202958 0 0 0 0 0 16317 0 5875 0 225150 0 0 0 Raymond DeThorne Chief Marketing Officer 245603 0 8000 0 0 0 12323 0 10335 0 276261 0 0 0 Charles Katzenmeyer VP, Institutional Advancement 247575 0 7500 0 0 0 17256 0 5742 0 278073 0 0 0 R L Grande Distinguished Service Curator 197618 0 2500 0 0 0 16420 0 16974 0 233512 0 0 0 Olivier Rieppel Curator 187265 0 3000 0 0 0 15336 0 10733 0 216334 0 0 0 Eva Bynum Director, Science Action Center 177704 0 0 0 0 0 8823 0 16974 0 203501 0 0 0 Shawn VanDerziel Chief Human Resources Officer 168648 0 6000 0 0 0 13800 0 5742 0 194190 0 0 0 J W Croft Former Executive Vice President 0 0 0 0 266835 0 0 0 0 0 266835 0 266835 0 Part I, Line 1a The President received social club dues. The purpose of the social club dues are for business uses related to enteraining guests, fundraising, and networking. Part I, Lines 4a-b J.W. CROFT'S 2016 W-2 COMPENSATION INCLUDES $266,835 OF PREVIOUSLY ACCRUED COMPENSATION. PER THE RETIRING EXECUTIVE VICE PRESIDENT'S COMPENSATION AGREEMENT, POST-EMPLOYMENT COMPENSATION WAS PROVIDED THROUGH 10/31/2016. THIS EXPENSE WAS FULLY ACCRUED AND REPORTED AS DEFERRED COMPENSATION IN THE PRIOR YEAR'S 990. THE POST-EMPLOYMENT COMPENSATION IS IN RECOGNITION OF MORE THAN 30 YEARS OF SERVICE AND LEADERSHIP TO THE MUSEUM. THE ONLY EMPLOYEE TO PARTICIPATE IN THE MUSEUM'S SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IS RICHARD W. LARIVIERE. (NO DISTRIBUTION WAS MADE, BUT $123,900 WAS ADDED TO THE PLAN). Part I, Line 7 The compensation committee of the board of trustees reviews the Museum's performance for the prior year and makes a recommendation for a bonus payment for the President. IN 2016, THE MUSEUM ALSO MADE A ONE-TIME PAYMENT TO SELECT STAFF BASED ON PERFORMANCE AS APPROVED BY THE BOARD OF TRUSTEES. A Illinois Finance Authority 861091967 2015-07-30 88500000 Current Refunding 0 0 0 A 88500000 341000 88159000 1 0 1 1 A 0 1 1 0 1 0 0 0 1 A 1 Part I (A)(F) CURRENT REFUNDING OF PRIOR ISSUES ISSUED ON 12/03/1985; 11/08/1990; 4/15/1998; 3/22/2000 PART II, LINE 11 PROCEEDS USED BY 9/01/2015 TO CURRENTLY REFUND PRIOR ISSUE BONDS. DOUGLAS P REGAN TRUSTEE OF THE MUSEUM AND MIDWEST CHAIRMAN AT JP MORGAN 3385888 JP MORGAN PROVIDES FINANCIAL SERVICES TO THE MUSEUM RELATED TO THE MUSEUM'S OUTSTANDING BONDS. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 MICHAEL O'GRADY TRUSTEE OF THE MUSEUM AND PRES. OF CORPORATE & INST. SVCS OF NORTHERN TRUST 897027 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 WILLIAM C KUNKLER III TRUSTEE OF THE MUSEUM AND WIFE IS A DIRECTOR AT NORTHERN TRUST 897027 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 TODD KAPLAN TRUSTEE OF THE MUSEUM AND EXEC. VICE CHAIR, GLOBAL BANKING, BANK OF AMERICA 460005 BANK OF AMERICA PROVIDES MERCHANT SERVICES FOR THE MUSEUM'S CREDIT CARD PROCESSING. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 GREGORY C CASE TRUSTEE OF THE MUSEUM AND PRESIDENT/CEO OF AON CORPORATION 255679 AON CORPORATION PROVIDES CONSULTING SERVICES TO THE MUSEUM FOR ITS RETIREMENT BENEFIT PROGRAM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 X 56 1554635 FAIR MARKET VALUE X 403 X 13 0 1 1 Part I, Line 32b: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. Part I, Line 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. Form 990, Part VI, Section A, line 2 BOARD OF TRUSTEES MEMBER JAMEE C. FIELD KANE HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBER AURIE A. PENNICK HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JOHN A. CANNING JR., AMY BEST, AND RUTH ANN M. GILLIS HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, Bobby Mehta, Kermit R. Crawford, AND JUDY GREFFIN HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, MICHAEL O'GRADY AND WILLIAM C. KUNKLER III HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER JOHN A. CANNING, JR. HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER THOMAS S. SOULELES BOARD OF TRUSTEES MEMBER JOHN A. CANNING JR. HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JOHN F. PODJASEK III. BOARD OF TRUSTEES MEMBER NORMAN R. BOBINS HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JOHN F. PODJASEK III BOARD OF TRUSTEES MEMBER MICHAEL E. FLANNERY HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER HOWARD B. BERNICK BOARD OF TRUSTEES MEMBERS WILLIAM C. KUNKLER III AND ROGER K. DEROMEDI HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER CONSTANCE T. KELLER HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JEFFREY B. KELLER. Form 990, Part VI, Section B, line 11b THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. Form 990, Part VI, Section B, line 12c THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. Form 990, Part VI, Section B, line 15 The Executive Committee of the Board of Trustees is responsible for the approval of compensation of the CEO. The Executive Committee is comprised of independent trustees. The Chair of the Board and Executive Committee established a Compensation Sub-Committee. The Compensation Committee is comprised of six Trustees, each of which is a member of the Executive Committee. The Compensation Committee reviews the CEO's compensation and bonus program and makes recommendations to the Executive Committee for final approval. Executive Committee decisions regarding the CEO's compensation are held in executive session. The compensation arrangements for the CEO are documented via an employment contract and written bonus plan (approved by the Executive Committee). The Chief Human Resources Officer conducts a salary benchmark analysis for officers and key employees with outside consultants and external surveys on a biennial basis; this information is shared with the Compensation Committee and CEO for their review. Form 990, Part VI, Section C, line 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSUEM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). Form 990, Part IX, line 11g SCIENTIFIC RESEARCH, CONSERVATION, AND EXHIBITION DESIGN FEES: Program service expenses 9,155,509. Management and general expenses 400,302. Fundraising expenses 574,287. Total expenses 10,130,098. Form 990, Part XI, line 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -659,588. MUSEUM CAMPUS CORPORATION 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 364272361 ATTRACT VISITORS TO THE MUSEUM CAMPUS' CENTRALLY LOCATED FACILITIES IL 501(c)(3) Line 12a, I 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0