2017-11-05T13:51:10-06:00 2016-12-31 ERNST & YOUNG US LLP 5 TIMES SQUARE NEW YORK NY 100366530 990 2016-01-01 464248304 Mount Sinai Health System Inc % MICHAEL PASTIER MOUN 2127313149 ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 DONALD SCANLON EVP,SYSTEM CFO & CCS 2127313149 2017-11-01 true LAURA KIELCZEWSKI P00740769 2127733000 72.89.28.204 26308520173095000010 2017-11-05 P C615670AFDD9429436BA62B2A78334C6D1DA1F78 050F75853A9F423F493495C03CDD05FDA32C01D0 2016 2017-02-10 21:41:12Z Donald Scanlon 150 E 42nd Street 5th Floor New York NY 10017 27525525 false X N/A X 2013 NY Mount Sinai Health System was organized to provide compassionate patient care with seamless coordination and to advance medicine through education, research, and outreach. 18 18 0 0 812839 -30897 9046475 17365497 2509574 10160028 0 0 0 0 11556049 27525525 0 0 0 0 0 0 0 0 0 11556049 27525525 11556049 27525525 0 0 0 0 0 0 0 THE MISSION OF THE MOUNT SINAI HEALTH SYSTEM IS TO PROVIDE COMPASSIONATE PATIENT CARE WITH SEAMLESS COORDINATION AND TO ADVANCE MEDICINE THROUGH UNRIVALED EDUCATION, RESEARCH, AND OUTREACH IN THE MANY DIVERSE COMMUNITIES WE SERVE. false false 843736 0 908539 healthcare and hospital management consulting and strategic advising, continuing medical education programs, training programs and observerships, and international accreditation assistance. 26681789 0 9251489 manage and improve quality of care for populations as well as individuals through improved access, coordinated care, and improved efficiency. 27525525 true true false false false false false false false false false false false false false false false true false false true false false false false false false false false true false false false false false false false false false false false false true true true true false false true 0 0 0 false false false false false false false false false false X 18 18 true false false false false false false true true false false true true true true true true false false false NY X MICHAEL PASTIER 2127313149 150 E 42ND STREET 5TH FLOOR NEW YORK NY 10017 PHILIP BERNEY TRUSTEE (Resigned 4/18/16) 1.0 5.0 X 0 0 0 JEFF T BLAU TRUSTEE 1.0 9.0 X 0 0 0 PETER CROWLEY TRUSTEE 1.0 5.0 X 0 0 0 SUSAN R CULLMAN VICE CHAIRMAN 2.0 14.0 X 0 0 0 JOEL S EHRENKRANZ VICE CHAIRMAN 2.0 14.0 X X 0 0 0 JAMES E FLYNN TRUSTEE 1.0 6.0 X 0 0 0 BLAINE V FOGG VICE CHAIRMAN/SECRETARY 2.0 14.0 X X 0 0 0 RICHARD A FRIEDMAN VICE CHAIRMAN 2.0 14.0 X X 0 0 0 DONALD J GOGEL SR VICE CHAIRMAN 2.0 14.0 X X 0 0 0 STEVEN HOCHBERG SR VICE CHAIRMAN 2.0 18.0 X X 0 0 0 STANLEY KOMAROFF ESQ TRUSTEE 1.0 5.0 X 0 0 0 JOHN A LEVIN VICE CHAIRMAN 2.0 14.0 X X 0 0 0 PETER W MAY CHAIRMAN OF BOARD OF TRUSTEES 2.0 14.0 X X 0 0 0 EUGENE MERCY TRUSTEE 1.0 6.0 X 0 0 0 MICHAEL MINIKES SR VICE CHAIRMAN/TREASURER 2.0 21.0 X X 0 0 0 JOEL I PICKET VICE CHAIRMAN 2.0 17.0 X X 0 0 0 RICHARD RAVITCH VICE CHAIRMAN 2.0 17.0 X X 0 0 0 THOMAS W STRAUSS VICE CHAIRMAN 2.0 14.0 X X 0 0 0 JAMES S TISCH SR VICE CHAIRMAN 2.0 14.5 X X 0 0 0 JUDAH GRIBETZ TRUSTEE 1.0 7.0 X 0 0 0 KENNETH L DAVIS MD 1 PRESIDENT/CEO 0.5 58.0 X 0 4082072 3179142 DENNIS CHARNEY MD 12 PRESIDENT, ACADEMIC AFFAIRS 0.5 58.0 X 0 1799682 46678 JEREMY BOAL MD 1 EVP, SYSTEM CMO 0.5 57.5 X 0 1270161 59053 BETH ESSIG ESQ 1 EVP, GENERAL COUNSEL 0.5 68.0 X 0 1251507 27989 ARTHUR KLEIN MD 1 EVP, PRES. OF HEALTH NETWORK 0.5 60.0 X 0 1503499 38908 MARGARET PASTUSZKO 1 EVP, CHIEF INTEGRATION OFFICER 0.5 57.5 X 0 1185271 63386 DONALD T SCANLON 1 EVP, SYSTEM CFO & CCSO 0.5 69.0 X 0 1868167 59287 JEFFREY SILBERSTEIN 1 EVP, SYSTEM CAO 0.5 56.0 X 0 1096069 59838 KUMAR CHATANI 1 EVP, SYSTEM CIO 0.5 56.0 X 0 890693 47969 JAMES W CRYSTAL VICE CHAIRMAN 2.0 14.0 X 0 0 0 GLEN DUBIN VICE CHAIRMAN 2.0 14.0 X 0 0 0 HENRY R KRAVIS VICE CHAIRMAN 2.0 14.0 X 0 0 0 ERIC MINDICH VICE CHAIRMAN 2.0 14.0 X 0 0 0 HON ROBERT E RUBIN SR VICE CHAIRMAN 2.0 14.0 X 0 0 0 ANDREW M SAUL VICE CHAIRMAN 2.0 15.0 X 0 0 0 FREDERICK A KLINGENSTEIN HONORARY CHAIRMAN 2.0 14.0 X 0 0 0 BURTON DRAYER MD 1 EVP, SYSTEM CCA 0.5 57.0 X 0 1505838 43395 NIYUM GANDHI 1 EVP, CHIEF POP. HEALTH OFFICER 0.5 56.0 X 0 915746 30157 ANDREW SNYDER MD 1 EVP, SYSTEM CIO 0.5 56.0 X 0 974380 22624 FRANK CINO 1 SVP, SYSTEM CHIEF RISK OFFICER 0.5 56.0 X 0 551912 54109 0 18894997 3732535 0 false true false 0 17365497 17365497 CONSULTING 541900 908539 95700 812839 PATIENT SERVICES 621110 9251489 9251489 10160028 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 27525525 9347189 812839 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PURCHASED SALARIES 17226884 17226884 OTHER PURCHASED SERVICES 5317664 5317664 PURCHASED EMPLOYEE BENEFITS 4980977 4980977 27525525 27525525 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 0 0 0 0 0 0 0 0 0 0 0 X false true X true false X X 5 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 136171197 2 true 0 0 THE MOUNT SINAI HOSPITAL 131624096 3 true 14918518 0 BETH ISRAEL MEDICAL CENTER 135564934 3 true 12607007 0 ST LUKE'S ROOSEVELT HOSPITAL CENTER 132997301 3 true 0 0 THE NEW YORK EYE AND EAR INFIRMARY 135562304 3 true 0 0 5 27525525 0 true false false false false false false false false false false false false false false false Part IV Section C Control and management of Mount Sinai Health System, Inc. is vested in the same persons that control and manage its supported organizations by virtue of the overlap of the Trustees and Officers of Mount Sinai Health System, Inc. and its supported organizations. Although the Trustees of Mount Sinai Health System, Inc. do not comprise a majority of each of the Boards of its supported organizations, nonetheless all of the Trustees of Mount Sinai Health System, Inc. serve on the Boards of some or all of Mount Sinai Health System, Inc.'s supported organizations. Further, all of the Officers of Mount Sinai Health System, Inc. also serve as Officers of all of Mount Sinai Health System, Inc.'s supported organizations. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED Russia and the Newly Independent States Unrelated Trade or Business CONSULTING 605994 Europe (Including Iceland and Greenland) Unrelated Trade or Business CONSULTING 208711 East Asia and the Pacific Unrelated Trade or Business CONSULTING 29031 843736 843736 false false false false false false false false false false true false true false false KENNETH L DAVIS MD 1 PRESIDENT/CEO 0 2400000 0 0 0 1682072 0 3139000 0 40142 0 7261214 0 0 DENNIS CHARNEY MD 12 PRESIDENT, ACADEMIC AFFAIRS 0 1000000 0 400000 0 399682 0 26500 0 20178 0 1846360 0 0 JEREMY BOAL MD 1 EVP, SYSTEM CMO 0 774996 0 335076 0 160089 0 26500 0 32553 0 1329214 0 0 BETH ESSIG ESQ 1 EVP, GENERAL COUNSEL 0 863076 0 326787 0 61644 0 26500 0 1489 0 1279496 0 0 ARTHUR KLEIN MD 1 EVP, PRES. OF HEALTH NETWORK 0 850000 0 590000 0 63499 0 26500 0 12408 0 1542407 0 0 MARGARET PASTUSZKO 1 EVP, CHIEF INTEGRATION OFFICER 0 663600 0 514100 0 7571 0 21200 0 42186 0 1248657 0 0 DONALD T SCANLON 1 EVP, SYSTEM CFO & CCSO 0 1030000 0 485000 0 353167 0 26500 0 32787 0 1927454 0 0 JEFFREY SILBERSTEIN 1 EVP, SYSTEM CAO 0 684000 0 334165 0 77904 0 26500 0 33338 0 1155907 0 0 KUMAR CHATANI 1 EVP, SYSTEM CIO 0 540000 0 179935 0 170758 0 26500 0 21469 0 938662 0 0 FRANK CINO 1 SVP, SYSTEM CHIEF RISK OFFICER 0 385000 0 159360 0 7552 0 21200 0 32909 0 606021 0 0 BURTON DRAYER MD 1 EVP, SYSTEM CCA 0 300000 0 194000 0 1011838 0 26500 0 16895 0 1549233 0 0 NIYUM GANDHI 1 EVP, CHIEF POP. HEALTH OFFICER 0 650000 0 194000 0 71746 0 21200 0 8957 0 945903 0 0 ANDREW SNYDER MD 1 EVP, SYSTEM CIO 0 650000 0 12125 0 312255 0 8667 0 13957 0 997004 0 0 PART VII, SECTION A & SCHEDULE J COMPENSATION FOOTNOTES (1) COMPENSATION AND BENEFITS ARE FUNDED FROM THE MOUNT SINAI HOSPITAL, ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, BETH ISRAEL MEDICAL CENTER, ST. LUKE'S-ROOSEVELT HOSPITAL CENTER AND/OR NEW YORK EYE AND EAR INFIRMARY. (2) EMPLOYEE HAS AN OUTSTANDING LOAN REFLECTED IN SCHEDULE L, PART II OF ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI FORM 990 Schedule J Part 1 Line 4B The Chief Executive Officer is the sole participant in the organization's first and only supplemental executive retirement plan ("SERP") and earned unvested benefits of $3,112,500 during 2016 which are reported on Schedule J Part II Col C. Benefits earned under the SERP are nonvested forms of deferred compensation that fund the employee's eventual retirement benefit. These benefits are provided in exchange for all the employee's years of service to the organization. The amounts are at risk and will not be paid unless and until the employee has provided substantial future services to the organization. Benefits under the SERP vest if the employee remains employed at the organization through January 1, 2018 and are forfeited on a pro rated basis if the employee is terminated for cause or by reason of death or disability by the organization or if the employee leaves the organization voluntarily prior to January 1, 2018. SCHEDULE J, PART I, LINES 6A & 6B THE MOUNT SINAI HOSPITAL, A RELATED ORGANIZATION, ANSWERED YES TO QUESTIONS 6A AND 6B IN SCHEDULE J AS THE INSTITUTION UTILIZES AN INCENTIVE BASED BONUS PROGRAM FOR CERTAIN EMPLOYEES, INCLUDING SEVERAL OF THOSE EMPLOYEES LISTED IN SCHEDULE J. NET EARNINGS IS ONE OF SEVERAL METRICS UTILIZED BY THE INSTITUTION IN THE ANNUAL BONUS CALCULATION. OTHER METRICS UTILIZED IN THE INCENTIVE COMPENSATION MODEL INCLUDE THE ORGANIZATION'S PERFORMANCE ON THE JCAHO HOSPITAL CORE MEASURES, PATIENT SATISFACTION SCORES, AND OTHER ORGANIZATIONAL GOALS SUCH AS LENGTH OF STAY INITIATIVES. INDIVIDUALS THAT HAVE RESPONSIBILITIES IN RELATED ORGANIZATIONS TO THE HOSPITAL MAY HAVE INCENTIVES BASED ON THE PERFORMANCE OF THESE ORGANIZATIONS AS WELL AS THAT OF THE HOSPITAL. Part VI, Section A, Line 2 FAMILY/BUSINESS RELATIONSHIPS TRUSTEE STEVEN HOCHBERG AND TRUSTEE JAMES FLYNN HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, LINE 11B FORM 990 PROVIDED TO GOVERNING BODY THE FINANCE DEPARTMENT GATHERED THE RELEVANT INFORMATION AND PREPARED THE TAX RETURNS. - THE TAX DEPARTMENT OF ERNST & YOUNG (EY), PARTICIPATED IN THE PREPARATION OF, AND REVIEWED, ALL TAX RETURNS. - A QUESTIONNAIRE WAS CIRCULATED TO ALL TRUSTEES (I.E., DIRECTORS), OFFICERS AND KEY EMPLOYEES IN ORDER TO ELICIT THE INFORMATION REQUIRED TO BE REPORTED ON THE TAX RETURNS. - THE TRUSTEE CONFLICTS OF INTEREST REVIEW COMMITTEE REVIEWED THE RESPONSES PROVIDED BY TRUSTEES AND CERTAIN OFFICERS IN THE QUESTIONNAIRES AND ASSESSED ADDITIONAL PERTINENT FACTS GATHERED BY THE INSTITUTION IN ORDER TO EVALUATE THE APPLICABILITY OF IRS REPORTING REQUIREMENTS. THE REVIEW COMMITTEE THEN DETERMINED THE APPROPRIATE TRUSTEE (AND CERTAIN OFFICER) DISCLOSURES THAT SHOULD BE MADE ON FORM 990 BASED ON THE RECOMMENDATIONS OF THE FINANCE DEPARTMENT, THE GENERAL COUNSEL'S OFFICE AND THE AUDIT AND COMPLIANCE DEPARTMENT. THESE RECOMMENDATIONS WERE REVIEWED AND APPROVED BY EY. THE SAME PROCESS WAS CONDUCTED BY THE FINANCE DEPARTMENT, THE GENERAL COUNSEL'S OFFICE, TEH AUDIT AND THE COMPLIANCE DEPARTMENT AND EY WITH RESPECT TO THE QUESTIONNAIRES SUBMITTED BY OTHER OFFICERS AND KEY EMPLOYEES. - THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED A REVIEW OF THE ENTIRE TAX RETURN, WITH THE PARTICIPATION OF EY, THE FINANCE DEPARTMENT, AND THE GENERAL COUNSEL'S OFFICE AND THE AUDIT AND COMPLIANCE DEPARTMENT. THE AUDIT COMMITTEE APPROVED THE TAX RETURNS AS PRESENTED. - THE AUDIT COMMITTEE'S REPORT OF ITS REVIEW OF THE TAX RETURNS AND ITS RECOMMENDATION TO FILE THE RETURNS WERE PRESENTED TO, AND ACCEPTED BY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES (THE "EXECUTIVE COMMITTEE"). - IN ADDITION TO AUTHORIZING THE FILING OF THE TAX RETURNS, THE EXECUTIVE COMMITTEE DIRECTED THAT THE RETURNS, WHICH WILL BE FILED ON OR BEFORE NOVEMBER 15, 2017, BE PROVIDED TO ALL TRUSTEES VIA THE TRUSTEES' CONFIDENTIAL WEBSITE, AND THOSE RETURNS WERE SO PROVIDED BEFORE BEING FILED. FORM 990, PART VI, LINE 12C - CONFLICT OF INTEREST POLICY COMPLIANCE WITH THE ORGANIZATION'S BUSINESS CONFLICTS OF INTEREST POLICY (THE "POLICY") IS REQUIRED OF TRUSTEES, EMPLOYEES, MEDICAL STAFF AND NON-EMPLOYEE MEMBERS OF INSTITUTIONAL COMMITTEES AND INCLUDES AN ONGOING DUTY TO DISCLOSE POTENTIAL CONFLICTS. COMPLIANCE WITH THE POLICY IS MONITORED AND ENFORCED REGULARLY AND CONSISTENTLY. ALL DISCLOSURES WITH THE POTENTIAL FOR CONFLICT ARE REVIEWED BY AN APPROPRIATE COMMITTEE WHERE THEY ARE CAREFULLY EVALUATED. WHEN APPROPRIATE, A PLAN, WHICH MAY INVOLVE MEASURES INCLUDING, BUT NOT LIMITED TO, RECUSAL FROM PARTICIPATING IN AFFECTED TRANSACTIONS, IS DEVELOPED TO MANAGE THE POTENTIAL CONFLICT. Part VI, Section B, Lines 12-14 THE BOARDS OF MOUNT SINAI MEDICAL CENTER, ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI AND THE MOUNT SINAI HOSPITAL HAVE ADOPTED ALL POLICIES REFERRED TO IN FORM 990, PART VI, SECTION B QUESTIONS 12 TO 14, WHICH WOULD APPLY TO ALL OWNED/CONTROLLED ENTITIES, INCLUDING MOUNT SINAI HEALTH SYSTEM, INC. FORM 990, PART VI, LINE 19 - DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE ORGANIZATION MAKES ITS BUSINESS CONFLICTS OF INTEREST POLICY AVAILABLE ON ITS WEBSITE (WWW.MOUNTSINAI.ORG) AND MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. MOUNT SINAI MSO LLC ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 000000000 SUPPORT NY 14074782 0 MSHS MOUNT SINAI INTERNATIONAL LLC ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 383945155 SUPPORT NY 908539 0 MSHS MOUNT SINAI HEALTH NETWORK LLC 150 EAST 42ND STREET NEW YORK NY 10017 HEALTHCARE NY 0 0 MSHS THE MOUNT SINAI MEDICAL CENTER INC ONE GUSTAVE L LEVY PLACE New York NY 10029 136271888 SUPPORT NY 501(C)(3) 12 TYPE II MSHS true THE MOUNT SINAI HOSPITAL ONE GUSTAVE L LEVY PLACE New York NY 10029 131624096 HOSPITAL NY 501(C)(3) 3 MSHG true MITRAL FOUNDATION 1190 FIFTH AVENUE New York NY 10029 800468600 RESEARCH NY 501(C)(3) 12 TYPE I ISMMS true THE MOUNT SINAI CHILDREN'S CENTER FND ONE GUSTAVE L LEVY PLACE New York NY 10029 223059294 SUPPORT NY 501(C)(3) 12 TYPE I ISMMS true MSMC REALTY CORPORATION ONE GUSTAVE L LEVY PLACE New York NY 10029 133852596 REAL ESTATE NY 501(C)(3) 12 TYPE I SEE PART VII true MSMC RESIDENTIAL REALTY LLC 1425 MADISON AVENUE New York NY 10029 200244426 REAL ESTATE NY 501(C)(3) 12 TYPE I SEE PART VII true MOUNT SINAI DIAGNOSTIC & TREATMENT CENTE ONE GUSTAVE L LEVY PLACE New York NY 10029 450537391 DIAG CLINIC NY 501(C)(3) 3 MSH true MSMC RESIDENTIAL REALTY MANAGER INC 1425 MADISON AVENUE New York NY 10029 201289396 MGMT NY 501(C)(3) 12 TYPE II SEE PART VII true VALENTIN FUSTER MT SINAI FND SCI HLTH ONE GUSTAVE L LEVY PLACE New York NY 10029 800952088 SUPPORT NY 501(C)(3) 12 TYPE I ISMMS & MSH true MOUNT SINAI HOSPITAL GROUP INC ONE GUSTAVE L LEVY PLACE New York NY 10029 464242915 HOLDING CO NY 501(C)(3) 12 TYPE II MSHS true ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE New York NY 10029 136171197 SCHOOL NY 501(C)(3) 2 MSHS true CONTINUUM HEALTH PARTNERS INC 555 WEST 57TH STREET 5TH FL New York NY 10019 133939476 HOLDING CO NY 501(C)(3) 12 TYPE I NA false BIMC HOLDING CORPORATION FIRST AVENUE AT 16TH STREET New York NY 10003 133444730 HOLDING CO NY 501(C)(3) 12 TYPE I BIMC true BETH ISRAEL AMBULATORY CARE SERVICES 555 WEST 57TH 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false MANHATTAN MANAGEMENT SERVICES 1780 BROADWAY 7TH FL NEW YORK NY 10019 133618543 MGMT SERVICES NY SLR C false SLR MANAGEMENT SERVICES 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133853145 MGMT SERVICES NY SLR C false WEST CARE MEDICAL PC 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 133811203 INACTIVE NY SLR C false MOUNT SINAI HC VENTURES 555 WEST 57TH STREET 5TH FL NEW YORK NY 10019 460953126 HEALTH CARE MGMT NY BIMC HOLDCO C false HIBER-CELL INC 850 NEW BURTON ROAD SUITE 201 DOVER DE 19904 820608182 CLINICAL LABS DE ISMMS C false AMATHUS THERAPEUTICS INC 1506 BOSTON PROVIDENCE HIGHWAY STE NORWOOD MA 02062 814373501 BIOTECH/PHARMA MA ISMMS C false false false true false false false false false false false false false false false false true false false false The Mount Sinai Hospital C 9120567 COST The Mount Sinai Hospital P 14918518 COST BETH ISRAEL MEDICAL CENTER C 8244930 COST BETH ISRAEL MEDICAL CENTER P 12607007 COST PART II, COLUMN F MSMC REALTY CORPORATION ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, MOUNT SINAI MEDICAL CENTER ARE ALL MEMBERS OF THIS ENTITY. MSMC RESIDENTIAL REALTY LLC ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, THE MSMC REALTY CORPORATION AND THE MSMC RESIDENTIAL REALTY MANAGER, INC. ARE ALL MEMBERS OF THIS ENTITY. MSMC RESIDENTIAL REALTY MANAGER, INC ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI, THE MOUNT SINAI HOSPITAL, THE MSMC REALTY CORPORATION ARE ALL MEMBERS OF THIS ENTITY.