2018-10-30T13:07:49-05:00 2017-12-31 Foundation Source One Hollow Ln Ste 212 Lake Success NY 11042 990PF 2017-01-01 274093841 Michael and Andrea Leven Family Foundation % Foundation Source MICH 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 MICHAEL A LEVEN president 8008391754 2018-10-20 true Jeffrey D Haskell P01345770 8008391754 24.187.244.114 06391520183035000015 2018-10-30 P 54CCAE8F7BC02385263C2CCCA723B6609AD4C170 259C731B7C7CCB55DA46458F0098BC0D5A2501CB 2017 2018-06-14 16:35:46Z X 9082807 X 0 X 229 229 410833 410833 447011 7854029 447011 36975 -6 895048 858067 0 77141 77141 2398 2398 11632 32 45560 1009 44549 136731 80580 44549 4402250 4402250 4538981 80580 4446799 -3643933 777487 322747 217597 217597 1897 7310193 5960471 6723775 2611859 5063 5112 1357075 1779086 2136323 11603771 7962217 9082807 3077 5456 3077 5456 X 11600694 7956761 11600694 7956761 11603771 7962217 11600694 -3643933 7956761 7956761 Publicly-traded Securities 7625210 7145834 479376 479376 Sec 751 Gain on Sale of Ptshp Reclass -31823 HPC DOUBLE BLK DMND D-D ESC P 2011-12-29 2017-11-06 60253 49361 10892 10892 UBS TRIGGER PLUS ON THE EURO STOXX P 2014-12-29 2017-01-04 105437 100000 5437 5437 JP MORGAN PLUS ON XOP P 2015-08-31 2017-09-06 63129 80000 -16871 -16871 447011 false 3720944 13701505 0.271572 3249284 17356889 0.187204 2497007 23637995 0.105635 1272871 18325032 0.069461 440854 9817777 0.044904 0.678776 0.135755 10597318 1438639 7775 1446414 4446799 X 7775 7775 7775 20300 20300 X 12525 7800 4725 false false false false false true true true true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false false false false false false false false false false false false false false false false false Andrea Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP, Dir 1.0 0 0 0 Jon Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 VP 1.0 0 0 0 Michael A Leven Foundation Source 501 Silverside Rd Wilmington DE 198091377 Pres, Dir, Sec 1.0 0 0 0 Morgan Stanley 3280 peachtree rd NE ste 2000 ALTANTA GA 30305 Investment Mgmt 77141 8332897 483068 1942733 10758698 0 10758698 161380 10597318 529866 529866 7775 4127 11902 517964 517964 517964 4446799 0 0 0 0 4446799 7775 4439024 517964 2015 2014 2013 370999 1334141 2405692 3053145 7163977 4446799 517964 3928835 11092812 0 11092812 370999 1334141 2405692 3053145 3928835 Andrea Leven Michael A Leven X ALPHA EPSILON PI FOUNDATION INC 8815 WESLEYAN RD INDIANAPOLIS IN 46268 N/A PC General & Unrestricted 10000 ALPHA EPSILON PI FOUNDATION INC 8815 WESLEYAN RD INDIANAPOLIS IN 46268 N/A PC Michael A. Leven Leadership Institute Fund 175000 AYN RAND INSTITUTE THE CENTER FOR THE ADVANCEMENT 6 HUTTON CENTRE DR STE 600 SANTA ANA CA 92707 N/A PC Charitable Event 125000 BIRTHRIGHT ISRAEL FOUNDATION 33 E 33RD ST 7TH FL NEW YORK NY 10016 N/A PC Birthright Israel Program 225000 BNAI BRITH YOUTH ORGANIZATION INC 800 8TH ST NW WASHINGTON DC 20001 N/A PC Support curriculum development and deployment for the BBYO Leadership Academy Campaign 95000 BOSTON LATIN SCHOOL ASSOCIATION 27 SCHOOL ST STE 300 BOSTON MA 02108 N/A PC Michael A. Leven '55 Family Fund for Athletics 200000 BOSTON LATIN SCHOOL ASSOCIATION 27 SCHOOL ST STE 300 BOSTON MA 02108 N/A PC Viterbi-Leven Fund for Technology to provide technology support personnel at BLS 50000 BOSTON UNIVERSITY TRUSTEES OF BOSTON UNIVERSITY 595 COMMONWEALTH AVE STE 700 BOSTON MA 02215 N/A PC The Michael A. Leven MSMS Program 150000 CAMP YOUNG JUDAEA INC 5410 BELLAIRE BLVD STE 207 BELLAIRE TX 77401 N/A PC Izzy Ezagui Book Project 70000 CENTER FOR ENTREPRENEURIAL JEWISH PHILANTHROPY 435 STRATTON RD NEW ROCHELLE NY 10804 N/A PC General & Unrestricted 150000 CONGREGATION NER HAMIZRACH 1858 LAVISTA RD NE ATLANTA GA 30329 N/A PC Kollel Ner HaMizrach 50000 ELI AND BESSIE COHEN CAMPS 888 WORCESTER ST STE 350 WELLESLEY MA 02482 N/A PC Aaron and Blanche Gordon Facility at Camp Tevya 125000 FOUNDATION FOR THE DEFENSE OF DEMOCRACIES INC PO BOX 33249 WASHINGTON DC 20033 N/A PC funding of Iran projects through a matching grant for the Qualitative Military Edge 170000 FOUNDATION OF THE HOSPITALITY SALES AND MARKETING 7918 JONES BRANCH DR STE 300 MCLEAN VA 22102 N/A SO I Charitable Event 100000 FOUNDERS EDUCATION LEGACY INC 5898 JASPER RIDGE ST LAS VEGAS NV 89130 N/A PC Teachers & Staff compensation fund and the Michael Leven Teacher Appreciation Initiative 50000 FUEL FREEDOM FOUNDATION 18100 VON KARMAN AVE STE 870 IRVINE CA 92612 N/A PC General & Unrestricted 50000 FUENTE LATINA INC 1125 NE 125TH ST STE 300 3 NORTH MIAMI FL 33161 N/A PC Miami Office Operations Support 125000 HEBREW BENEVOLENT CONGREGATION THE TEMPLE 1589 PEACHTREE ST NE ATLANTA GA 30309 N/A PC Andrea and Michael Leven Jewish Identity Institute 200000 INDEPENDENT WOMENS FORUM 1875 I ST NW STE 500 WASHINGTON DC 20006 N/A PC General & Unrestricted 25000 INSTITUTE FOR HUMANE STUDIES 3434 WASHINGTON BLVD MS 1C5 ARLINGTON VA 22201 N/A PC Leven Fellowships Fund 100000 INSTITUTE FOR HUMANE STUDIES 3434 WASHINGTON BLVD MS 1C5 ARLINGTON VA 22201 N/A PC Liberty Expansion in Academia Project 100000 INTERCOLLEGIATE STUDIES INSTITUTE INC 3901 CENTERVILLE RD WILMINGTON DE 19807 N/A PC Support for ISI programs and spring Salem Radio campaign with Hugh Hewitt 50000 INTERFAITHFAMILY COM INC 90 OAK ST 4TH FL NEWTON MA 02464 N/A PC General & Unrestricted 81000 ISRAEL EMERGENCY ALLIANCE - STANDWITHUS 6505 WILSHIRE BLVD 5TH FL LOS ANGLELES CA 90048 N/A PC Summer 2017 INSIGHT trip for College Leaders Program 25000 JEWISH FAMILY & CAREER SERVICES INC 4549 CHAMBLEE DUNWOODY RD ATLANTA GA 30338 N/A PC Guardians of Human Dignity Campaign 110000 JEWISH JUMPSTART 2801 OCEAN PARK BLVD 348 SANTA MONICA CA 90405 N/A PC In connection with JLens to fund the hiring of a shareholder advocacy professional for Jewish communal concerns, based in NYC 50000 JEWISH KIDS GROUPS FOUNDATION INC 1440 SPRING ST NW ATLANTA GA 30309 N/A PC Interfaith Family Enrollment Initiative 50000 JOHNSON & WALES UNIVERSITY - CHARLOTTE CAMPUS 801 W TRADE ST CHARLOTTE NC 28202 N/A PC Free Markets and the American Identity Course and Center for Free Market Studies 42000 KINGS COLLEGE 56 BROADWAY 5TH FL NEW YORK NY 10004 N/A PC Michael and Andrea Leven Family Foundation Scholarship Fund 30000 KINGS COLLEGE 56 BROADWAY 5TH FL NEW YORK NY 10004 N/A PC Cornerstone Building Campaign 150000 MARCUS JEWISH COMMUNITY CENTER OF ATLANTA INC 5342 TILLY MILL RD DUNWOODY GA 30338 N/A PC JCC Maccabi Games Atlanta 2019 Program 100000 NATIONAL CENTER FOR CIVIL AND HUMAN RIGHTS INC 250 WILLIAMS ST STE 2322 ATLANTA GA 30303 N/A PC sponsorship of the memoriam Program 62500 NATIONAL MUSEUM OF AMERICAN JEWISH HISTORY 101 S INDEPENDENCE MALL E PHILADELPHIA PA 19106 N/A PC Educational Programming 50000 P E F ISRAEL ENDOWMENT FUNDS INC 630 3RD AVE 15TH FL NEW YORK NY 10017 N/A PC construction of two biotechnology laboratories on the campus of Hadassah College 150000 P E F ISRAEL ENDOWMENT FUNDS INC 630 3RD AVE 15TH FL NEW YORK NY 10017 N/A PC Michael A. and Andrea Leven Fellowship Program at Hadassah Academic College in Jerusalem 155000 PACE ACADEMY INC 966 W PACES FERRY RD NW ATLANTA GA 30327 N/A PC Aim High Campaign in support of the Upper School and the Riverview Stadium Expansion Project 100000 PRAGER UNIVERSITY FOUNDATION 10045 RED RUN BLVD STE 250 OWINGS MILLS MD 21117 N/A PC General & Unrestricted 100000 ROBERT W WOODRUFF ARTS CENTER - ALLIANCE THEATRE 1280 PEACHTREE ST NE ATLANTA GA 30309 N/A PC Alliance Theatre Campaign 25000 SWC MUSEUM CORP 1399 S ROXBURY DR LOS ANGELES CA 90035 N/A PC Museum of Tolerance - Jerusalem Project 50000 THE ELECTRIC INFRASTRUCTURE SECURITY 13400 WASHINGTON BLVD STE 206 MARINA DEL REY CA 90292 N/A PC BSX Emergency Communications Emergency Comm Project (Prototype Design Funding) 125000 THE JEWISH INSTITUTE FOR NATIONAL SECURITY OF AMER 1101 14TH ST NW STE 1110 WASHINGTON DC 20005 N/A PC In support of the COO position 100000 THE RETHINK ISRAEL INITIATIVE INC PO BOX 6833 BRIDGEWATER NJ 08807 N/A PC General & Unrestricted 100000 TORAH ACADEMY OF BOCA RATON INC 447 NW SPANISH RIVER BLVD BOCA RATON FL 33431 N/A PC Scholarship Fund 15000 TRUSTEES OF TUFTS COLLEGE PO BOX 3306 BOSTON MA 02241 N/A PC to establish the Michael and Andrea Leven Scholars at the School of Arts and Sciences at Tufts University 110000 TURNING POINT USA NFP 217 1/2 ILLINOIS ST LEMONT IL 60439 N/A PC Student Leadership Development Program 40000 TURNING POINT USA NFP 217 1/2 ILLINOIS ST LEMONT IL 60439 N/A PC Campus Leadership Project 168750 YEHUDI INC 3790 ROYAL PALM AVE MIAMI BEACH FL 33140 N/A PC Co-sponsorship of the YEHUDI Statewide Campus Costa Rica Fellowship Program 18000 4402250 14 229 14 410833 18 447011 K-1 Inc/Loss 525990 -253 14 -6 Federal Tax Refund 01 5411 Sec 751 Gain on Sale of Ptshp 525990 31823 31570 863478 895048 false false false false false false false false false false PVH CORP - 4.500% - 12/15/2022 5063 5112 ADIENT PLC 745 1259 PRICELINE.COM INCORPORATED 21633 29542 PRICESMART, INC 1388 1464 ALPHABET INC CL A 10611 18961 BAIDU.COM - ADR 3576 4684 ALIBABA GROUP HOLDING LTD 2467 4483 UNITEDHEALTH GROUP INC 7380 8818 ALPHABET INC CL C 23375 50227 ASOS PLS ADR 3703 4595 ADIDAS AG 5574 5191 KERRY GROUP PLC 4656 6148 BRIGHTHOUSE FINANCIAL INC 2823 3225 WELLS FARGO NON-CUM PFD STOCK 1543 1555 ESSILOR INTL ADR 3323 4208 FOMENTO ECONOMICO MEXICANO 5749 5916 WIRECARD AG 2562 7430 REGENERON PHARMACEUTICALS INC 24798 25941 EVOLUTION GAMING GROUP AB ADR 1203 2702 CRITEO SA 3132 2134 SYNOVUS FIN CORP 7.875% 2379 2169 CTRIP.COM INTERNATIONAL LTD 3730 3749 ALKERMES 5260 4980 ROYAL DUTCH SHELL CL A 5016 6071 SANDS CHINA LTD UNSP ADR 3832 4709 URSTADT BIDDLE PRO CUM RED PRE 2340 2432 DOMINOS PIZZA UNSP ADR 2045 1738 GLOBAL NET LEASE CUM RED PRF S 2342 2413 KBW REGIONAL BANKING ETF 5008 5708 TENCENT HOLDINGS LIMITED 2552 5140 PEPSICO INC 6483 11992 PROCTER GAMBLE CO 6426 9188 STANLEY BLACK & DECKER INC 15655 16969 PNC FINANCIAL GROUP INC 6490 14429 ANHEUSER BUSCH COS INC 9146 11714 CROWN CASTLE INTL 9769 12433 FRESENIUS MED CAR AG 4802 6043 MEDTRONIC PLC 8990 9286 BOEING CO 17312 35684 INGENICO S.A 2277 2616 SUNTRUST BKS INC 8134 8009 ALIGN TECHNOLOGY, INC 11516 28218 VALLEY NATIONAL BANKCORP PFD S 3563 3571 AMERICAN HOMES 4 RENT PFD D 3543 3724 O'REILLY AUTOMOTIVE INC 27709 33195 WR BERKLEY CORP PFD D 3539 3630 MB FINANCIAL INC - 6.00% - PR 3610 3707 PS BUSINESS PARKS PFD SER T - 3680 3550 WELLS FARGO & CO 5.500% PFD 3693 3652 AT&T INC GLOBAL 66 5.35000% 11 3610 3731 HARGREAVES LANSDOWN 2221 3577 AMTRUST FINANCIAL SERVICES, IN 3446 3600 TWO HARBORS INVT CO - 7.25% 3585 3612 STIFEL FINL CORP SER B 5.200% 3632 3615 CAPITAL ONE FINANCIAL CO NON-C 3880 3946 NATIONAL STORAGE AFFILIATES TR 3644 3802 NIELSEN HOLDINGS N.V 6103 5496 TCF FINL CORP NON CUM PERP DEP 3876 3962 ANNALY CAPITAL MANAGEMENT INC 3872 4002 AGNC INVESTMENT PFD SER C 3883 3987 YOOX NET A PORTER GRP 4642 5512 MGM CHINA HLDGS LT UNSP ADR 4427 5765 YANDEX N V 3821 5175 ALLSTATE CORP 6.625% SER D 4544 4249 SCE TRUST IV NEW MONEY PFD SER 4637 4180 INVESCO MTG CAP- 7.75% PFD SER 4135 4173 KOSE CORPORATION UNSP ADR 2897 5137 JP MORGAN CHASE PFD SER Y - 6. 4395 4344 AMERICAN FINANCIAL GROUP 4337 4274 UNITED STATES CELLULAR CORPORA 4337 4218 3M CO 29011 39071 TWO HARBORS INVESM PFD SER A F 4210 4525 COLONY NORTHSTAR INC PFD SER E 4449 4411 NETENT AB ADR UNSPONSORED 3084 2718 MASTERCARD INC 15811 29818 GRIFOLS SA REP 1/2 CL B 3089 4515 ZOETIS INC 13915 14336 DIGITAL REALTY TRUST PFD SER C 5387 5490 AMER INTERNATIONAL GROUP INC 11147 11916 WALT DISNEY HOLDINGS CO 10815 21502 GARTNER INC 15399 25738 ZALANDO SE 3605 5603 ING GROUP N V SPONSORED ADR 2972 3877 CARSALES.COM 3518 5116 KIMBERLY CLARK CORP 27657 27149 SIEMENS AG 16352 16209 B&M EUROPEAN VALUE RETAIL SA A 3415 5513 NATIONAL RETAIL PROP PFD SER E 6138 6211 DOLLAR GENERAL CORP 19480 23439 ACCENTURE PLC 19047 38732 GUGGENHEIM LIMITED DURATION FU 6280 6341 SCE TRUST IV PFD K 7468 6898 VALLEY NATL BANCORP - 6.250% - 7542 7271 BAYER A G SPONSORED ADR 7267 8208 NEXTERA ENERGY, INC 32264 41234 MORGAN STANLEY PFD K 6715 7182 CHS INC - PFD CLASS B 7940 7488 HILTON WORLDWIDE HOLDINGS, INC 16524 21323 STIFEL FINANCIAL CORPS SER A 6 7239 7285 TORCHMARK CAP TR III PFD C 7136 7279 JPM NON-CUM PFD SER W - 6.300% 7487 7385 CELGENE CORP 30633 28595 AMERICAN HOMES 4 RENT PFD E 6973 7367 AEGON NV PFD - 6.500% 7241 7162 WR BERKLEY CORP PFD C 7186 7252 CHUBB LIMITED 35455 40624 WESTERN ALLIANCE BAN CORP 7086 7289 WELLS FARGO & CO PFD SER J - 8 7776 7182 BOOZT AB UNSPONSORED 2534 2596 TRAVELERS COMPANIES INC 32417 38250 GOLDMAN SACHS GROUP PFD SHS SE 7797 7934 RAYTHEON CO 37280 54101 ST JAMES PLACE 3759 4815 UNITED STATES CELLULAR CORPORA 7461 7465 DIAGEO PLC ADS 32588 42349 CAN IMPERIAL BK OF COMMERCE 23562 28346 AMTRUST FINANCIAL SERVICES 7564 7560 JP MORGAN 6.10% PFD G 7880 7902 FARMLAND PARTNERS 6% PARTICIPA 7682 7551 CITIGROUP CAP TR IX PFD - 6.00 7827 7917 ARCH CAPITAL GROUP LTD PFD - 5 7299 7436 MERLIN ENTERTAINME SPON ADR EA 3671 2960 GROUPE DANONE ADS 4039 5065 BANCO SANTANDER PFD - CLASS B 7138 7302 ROYAL BK OF SCOT GRP SER S - 6 7734 7737 QWEST CORP PFD STOCK - 6.625% 7875 6928 FACEBOOK INC 32079 54173 ACRH CAP GROUP LTD NON CUM DEP 7784 7906 AMTRUST FINANCIAL SERVICES INC 7749 6426 AEGON NV PFD STOCK SER I FLOAT 7749 7596 ADOBE SYSTEMS, INC 31702 56077 WELLS FARGO PFD SHS SER W - 5. 8418 8343 ALLSTATE CORP SER E PFD STK 6. 9094 8505 COLOPLAST AS ADR 2216 2612 ELI LILLY & CO 26613 29223 MORGAN STANLEY PFD SER A 7462 7901 MARKET VECTORS PHARMACEUTICAL 18352 20759 AUTOMATIC DATA PROCESSING INC 29966 41720 TORONTO DOMINION 17076 21323 VALIDUS HLDGS LTD 5.800% PREF 9127 9326 REGIONS FINANCIAL CORP NEW MON 10426 10377 CHEVRON CORP 38662 45945 COLONY NORTHSTAR PFD J 9375 9386 CITIGROUP INC PFD SER J - 7.12 11575 11425 VERIZON COMMUNICATIONS 19397 21013 HOME DEPOT INC 45825 75812 OPPENHEIMER DEVELOPING MARKETS 14205 17366 WELLS FARGO PFD NON-CUM - 5.85 10906 11205 APOLLO INVESTMENT CORPORATION 11184 10897 HUNTINGTON BANCSHARES 11262 11763 GLOBAL INDEMNITY LTD 10370 10844 SELECT SECTOR SPDR UTILITIES 22114 22442 EXXON MOBIL CORP 37082 35882 EDENRED SA 5100 6274 JOHNSON & JOHNSON 51275 61617 BANK OF MONTREAL 30643 35609 VISA INC 36278 51537 ASSURED GUARANTY MUNICIPAL HOL 11926 11820 BANK OF AMERICA CORP 6441 13550 NESTLE S.A 35424 40320 GOLDMAN SACHS PFD SER D - 4.00 10627 11159 FNB CORP 7.25% PFD 15619 14591 APPLE INC 41335 85291 SCHLUMBERGER LTD 38349 34099 HSBC HOLDINGS PLC 17280 26285 WORLDPAY GRP PLC UNSPON ADR 5543 8886 BAC CAPITAL TR V PFD - 6.500% 14593 14456 ALTRIA GROUP INC 36017 38419 BANK OF AMERICA CORP - 6.625% 14794 14634 EBAY PFD STK SENIOR NOTES - 6. 14350 14575 DIGITAL REALTY TR PFD SER H - 15573 14508 ASPEN INSURANCE HOLDINGS LIMIT 15594 14949 JAPAN EXCHANGE GROUP INC 4188 4822 HARTFORD FINL SVCS GRP PFD - 7 17415 16298 COLUMBIA EMERGING MARKETS CONS 12759 15837 AEGON NV PFD - 6.375% 14436 14562 CHARLES SCHWAB SER D PFD 15475 15282 TRANSCANADA CORP 25774 27579 N S GROUP INC 14998 14225 OM ASSET MGMT SR NOTES 5.125% 14603 14628 CAPITAL ONE FINANCIAL CO NON-C 16512 15770 SWISSCOM AG S/ADR 27540 31465 WELLTOWER INC 40852 37624 SELECT SECTOR SPDR ENERGY FUND 39115 43067 DOWDUPONT INC 32661 42874 ASPEN INSURANCE PERP 15035 15545 METLIFE INC 24624 30892 UNILEVER N V N Y 26527 34524 VEREIT INC PFD SER F 16460 15905 STATE STREET 5.35% - CLASS B 16781 16923 WINTRUST FIN CORP - 6.500% - P 18054 17503 GLAXOSMITHKLINE PLC 26324 22240 PHILIP MORRIS INTL 61261 66560 MERCK & CO INC 37189 35957 US BANCORP PFD STK - 6.500% 19820 18315 SANOFI-AVENTIS SPONSORED ADR 26334 27950 STATE STREET CORP NEW MONEY PF 18809 18124 BP PLC SPONSORED ADR 23771 27992 HEALTH CARE PPTY INVS INC 21858 17395 NOVARTIS AG ADR 49313 56673 DOMINOS PIZZA UK & I 5343 6535 ROYAL DUTCH SHEL PLC SPONS ADR 37703 47052 ORACLE CORP 24154 33096 NATIONAL GRID TRANSCO PLC 49552 41285 SWEDBANK AB S/ADR 16840 17051 PAYSAFE GROUP PLC 2973 5731 CIELO SA ADR 5288 5141 INTEL CORP 24065 33420 FITB - 6.625% - PFD SER 1 22456 20805 MORGAN STANLEY PFD SER E - 7.1 22310 21517 TOTAL FINA ELF S.A 37494 41515 KEYCORP 6.125% DEP PFD SERIES 19497 21777 ENBRIDGE INC 29928 29528 ALSEA SAB DE CV COM NPV 2469 2416 NEW YORK COMMUNITY BANCORP SER 19544 21622 BRITISH AMERICAN TOBACCO PLC 46726 50912 JOHNSON CONTROLS INTERNATIONAL 33674 29764 CONOCOPHILLIPS 34608 42979 CITIGROUP CAPITAL XIII - 7.875 20645 21737 ZIONS BANCORPORATION 6.3% SRS 23438 21597 NIKE INC-CL B 30966 49852 PEOPLES UNITED FINANCIAL INC 21095 22883 TELUS CORP 26756 31053 QWEST CORPORATION 21977 19609 MATTHEWS PACIFIC TIGER FUND 19829 26638 TELEPHONE & DATA SYSTEMS INC 22135 21767 BAC CAPITAL PFD 6.20% 23006 23736 QWEST CORP SR NOTES 6.500% - 0 22449 19525 GOLDMAN SACHS GP PFD - 6.375% 24746 25047 MICROSOFT CORP 56648 76472 WELLS FARGO & CO 43528 56241 SHAW COMMUNICATIONS INC 19351 21483 GOLDMAN SACHS GROUP PFD SER J 25200 25052 REINSURANCE GRP OF AMER 6.20% 28389 26006 STARBUCKS CORP COM 45336 54444 AT&T, INC 38907 37286 NTT DOCOMO ADS 22222 22867 ALLSTATE CORP SUB DE FIXED TO 27114 25505 TELENOR ASA 16188 21091 IMPERIAL BRANDS PL 47907 42201 TEMPLETON EMERGING MRKTS SMALL 12382 15296 MORGAN STANLEY PFD SER F - 6.8 29126 28525 PARTNERRE LTD PFD H 30052 28985 CHS INC PFD 7.10% CL B 29939 27770 MORGAN STANLEY - 6.375% PFD CL 28636 28518 ZURICH INS GROU ADR 28808 31322 JP MORGAN CHASE 65660 111003 JUST EAT PLC UNSP ADR 3788 5527 GALAXY ENTERTAINMENT 4375 8533 CORNING INC 22472 34229 GUGGENHEIM TOTAL RETURN BOND F 28803 29374 CHS INC PFD - 6.750% - 12/31/2 30779 28879 PFIZER INC 37377 39552 ROCHE HOLDING LTD ADR 33617 35054 GUGGENHEIM MACRO OPPORTUNITIES 31048 32114 FORTIS INC 39647 44591 SINGAPORE TELE ADR 35310 32993 PNC FINANCIAL SERVICES PFD SER 38885 36535 REINSURANCE GROUP OF AMERICA I 34960 36443 GENERAL ELECTRIC CO 41044 23540 MUENCHENER RUECKVERS 25380 31010 CITIGROUP INC PFD SER D - 6.87 43706 43251 CISCO SYSTEMS INC 43616 58522 BCE INC 69807 73503 BT GROUP PLC ADS 33904 29152 GMAC CAPITAL TRUST I - 8.125% 45346 46736 BARON EMERGING MARKETS FUND 19840 28627 WELLS FARGO PFD SER R - 6.625% 56085 54321 VODAFONE GROUP PLC 56902 63194 VIRTUS EMERGING MARKETS OPPTS 20589 25261 SSE PLC SPON ADR 44708 39533 ASTRAZENECA 66329 80364 HERSHA HOSPITALITY TRUST 53705 43211 FEDERATED HIGH YIELD TRUST INS 19014 19800 DOUBLELINE TOTAL RETURN BOND 32705 31933 BLACKROCK STRAT INC OPP - INS 31308 32050 PRUDENTIAL FLOATING RATE INCOM 32356 32152 PIMCO INCOME FUND P CLASS 46805 48188 AMBEV SA 23717 27016 ANGEL OAK MULTI-STRATEGY INCOM 47870 48514 TCW EMERGING MARKETS INCOME FU 36169 38363 AUTO TRADER GROUP UNSP ADR EA 6087 5802 PRUDENTIAL JENNISON MLP Z 54656 56787 HERSHA HOSPITALITY TRUST PREF 249999 251378 HERSHA HOSPITALITY TRUST PFD E 249999 247399 MATTHEWS ASIA PACIFIC EQUITY I 261860 316303 BLACKSTONE RE DEBT STRATEGIES 140526 145218 RIVERVIEW (F/K/A AIP) SELECT M 237920 252827 HPC DOUBLE BLK DMND D-D ESC 50640 60343 HPC STARBOARD VALUE LTD D ESC 100000 166727 HPC MILLENNIUM INT LTD D ESC 300000 484083 CITI TRIGGER JUMP ON EEM 200000 200000 CS PLUS ON SX5E 250000 283500 CS JUMP ON SPX 250000 273500 MS PLUS ON SPX 250000 270125 As explained below, the Foundation has no plans for dissolution. This statement is submitted to report the distribution of certain assets during the year. The distributions resulted in a substantial contraction of assets. The following information is submitted in accordance with Treasury Regulation Section 1.6043-3(a)(1) and the Form 990-PF instructions: During the taxable year ending December 31, 2017, the Foundation made distributions from assets from sources other than current income.Collectively, the distributions in excess of current income totaled $4,402,250. This amount represents over 25% of the Foundation's net assets of $12,236,733 (as measured by fair market value) at the beginning of the Foundation's taxable year ending December 31, 2017. Although the Foundation technically experienced a substantial contraction, it will continue in existence and has no plans for dissolution. The Foundation made distributions of cash to the grantees listed in the attachment to Part XV, Line 3a; each such grant was made solely for the charitable purpose specified therein. Administrative Fees 44524 44524 Bank Charges 1007 1007 K-1 Exp SPECTRA ENERGY PRTN LP 4 2 State or Local Filing Fees 25 25 K-1 Inc/Loss ENERGY TRANSFER EQUITY LP -61 4 K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP -198 -10 K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP 42 K-1 Inc/Loss RICE MIDSTREAM PARTNERS LP 65 K-1 Inc/Loss SPECTRA ENERGY PRTN LP -107 Federal Tax Refund 5411 Sec 751 Gain on Sale ENERGY TRANSFER EQUITY LP 291 Sec 751 Gain on Sale ENTERPRISE PRODUCTS PARTNERS 12037 Sec 751 Gain on Sale MAGELLAN MIDSTREAM PARTNERS L 12628 Sec 751 Gain on Sale RICE MIDSTREAM PARTNERS LP 2723 Sec 751 Gain on Sale SPECTRA ENERGY PRTN LP 4144 OUSTANDING OPTIONS 3077 5456 Investment Management Services 77141 77141 990-PF Estimated Tax for 2017 11600 Foreign Tax Paid 32 32