2018-05-15T13:01:04-05:00 2017-06-30 680456752 DILLWOOD BURKEL & MILLAR LLP 175 CONCOURSE BLVD STE A SANTA ROSA CA 95403 990 2016-07-01 941669646 UNITED WAY OF THE WINE COUNTRY UNIT 7075284485 PO BOX A SANTA ROSA CA 95402 MIKE KALLHOFF CHIEF EXECUTIVE OFFICER 7075284485 2018-05-15 1 PENNY MILLAR P00140274 7075778806 2018-05-15 184.23.232.130 2018-05-15 11:00:26 PD P 44BEFFA3B8F5A58A28173759ACDCE376C4DAF0B1 C28A1612144B9ABC8E75EBF2DDA1B129CF5E545A 2016 2021-01-29 14:40:06Z MIKE KALLHOFF PO BOX A SANTA ROSA CA 95402 3209189 0 X WWW.UNITEDWAYWINECOUNTRY.ORG X 1967 CA UWWC IS COMMITTED TO CREATE LASTING CHANGES BY ADDRESSING THE UNDERLYING CAUSE OF PROBLEMS. 26 26 19 1115 0 0 3079864 3109408 83305 91921 6208 7860 0 0 3169377 3209189 1603262 1356756 0 0 955700 948110 0 0 268160 549299 727890 3108261 3032756 61116 176433 2575998 2854103 406774 429742 2169224 2424361 X THE MISSION OF THE UNITED WAY OF THE WINE COUNTRY IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY THROUGH LEADERSHIP, COMMUNITY ENGAGEMENT AND EFFECTIVE INVESTMENT. 0 0 838002 1) 206 EARN IT! KEEP IT! SAVE IT! VOLUNTEERS PROCESSED 5600 TAX RETURNS RESULTING IN $2,640,000 FEDERAL EITC AND $7,600,000 TOTAL TAX REFUNDS ACROSS 5 COUNTIES.2) SCHOOLS OF HOPE SERVED 522 STUDENTS, TUTORED BY 584 VOLUNTEERS IN 36 SCHOOLS IN SONOMA, MENDOCINO AND LAKE COUNTIES.3) DAYS OF CARING PROVIDED 899 VOLUNTEERS AND COMPLETED 69 PROJECTS AT 61 DIFFERENT NON-PROFIT AGENCIES.4) 12,644 SAVED $583,850 ON PRESCRIPTION DRUGS THROUGH OUR PROMOTION OF FAMILYWIZE ACROSS 5 COUNTIES.5) 4500 CHILDREN AGES 3-5 RECEIVED SCHOOL READINESS BACKPACKS IN SONOMA, LAKE, DEL NORTE AND HUMBOLDT COUNTIES.6) 1,000 CHILDREN AGES 5-8 RECEIVED SUMMER READING PACKS CONTAINING SIX BOOKS EACH IN SONOMA COUNTY. 712791 712791 60563 UNITED WAY OF THE WINE COUNTRY DELIVERED DESIGNATED DONATIONS TO 520 501C3 AGENCIES IN ACCORDANCE TO THE WISHES OF 2,308 INDIVIDUALS. 643965 643965 UNITED WAY'S FUNDING FOR LOCAL COMMUNITY SERVICE PROGRAMS DELIVERED THE FOLLOWING MEASURABLE RESULTS:1) OVER 33,000 RESIDENTS WERE CONNECTED TO HEALTH AND HUMAN RESOURCES THROUGH A 2-1-1 CALL CENTER AND 45,000 RESIDENTS CONNECTED THROUGH A 2-1-1 WEBSITE IN SONOMA, MENDOCINO, AND HUMBOLDT COUNTIES.2) 176 INDIVIDUALS RECEIVED FINANCIAL EDUCATION AND ASSET BUILDING SERVICES IN SONOMA AND LAKE COUNTIES.3) 794 INDIVIDUALS WERE PROVIDED WITH EDUCATION AROUND CARDIOVASCULAR DISEASE BY TRAINED COMMUNITY HEALTH WORKERS IN SONOMA COUNTY.4) 12 LAKE COUNTY VALLEY FIRE SURVIVORS RECEIVED FINANCIAL ASSISTANCE WITH RECOVERY.5) 3 SONOMA COUNTY HIGH SCHOOLS PRODUCED SIX LITTLE FREE LIBRARIES PLACED IN LOW-INCOME NEIGHBORHOODS. 2194758 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 24 0 1 19 1 0 0 0 0 0 0 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X X X KATE STEFAN 7075284485 975 CORPORATE CENTER PARKWAY SUITE SANTA ROSA CA 95407 TINA SHELDON DIRECTOR 1.00 X 0 0 0 SPENCER BADER TREASURER 1.00 X X 0 0 0 TONY GOSSNER DIRECTOR 1.00 X 0 0 0 SOCORRO SHIELS DIRECTOR 1.00 X 0 0 0 STEVE HERRINGTON DIRECTOR 1.00 X 0 0 0 ROBB DAER DIRECTOR 1.00 X 0 0 0 PERCY BRANDON DIRECTOR 1.00 X 0 0 0 NEAL CARNAM DIRECTOR 1.00 X 0 0 0 MIKE MCKEON BOARD CHAIR 1.00 X X 0 0 0 MARCOS SUAREZ DIRECTOR 1.00 X 0 0 0 MICHELLE GLANCY DIRECTOR 1.00 X 0 0 0 LISA WITTKE SCHAFFNER DIRECTOR 1.00 X 0 0 0 KIRK PAPPAS SECRETARY 1.00 X X 0 0 0 KARISSA KRUSE DIRECTOR 1.00 X 0 0 0 JOSH MOORE PAST BOARD CHAIR 1.00 X X 0 0 0 JUSTIN HANSEL DIRECTOR 1.00 X 0 0 0 JERRY DUNN DIRECTOR 1.00 X 0 0 0 JUDY COFFEY DIRECTOR 1.00 X 0 0 0 HENRI KOMRIJ DIRECTOR 1.00 X 0 0 0 DAN CONDRON VICE CHAIR 1.00 X X 0 0 0 ANNE MOLGAARD DIRECTOR 1.00 X 0 0 0 KAREN FIES DIRECTOR 1.00 X 0 0 0 TERI MCCONNICO DIRECTOR 1.00 X 0 0 0 BARBIE ROBINSON DIRECTOR 1.00 X 0 0 0 M KALLHOFF PRESIDENT AND CEO 40.00 X 124584 0 6828 124584 0 6828 1 0 0 0 0 352200 2757208 3109408 DONOR DESIGNATED FEES 900099 55868 55868 EVENT REVENUE 900099 32519 32519 FUNDRAISING FEE 900099 3534 3534 91921 7694 7694 166 0 166 166 166 3209189 99615 0 166 1356756 1356756 224485 112243 76324 35918 576050 288025 195857 92168 83891 41946 28522 13423 63684 31842 21653 10189 20500 10250 6970 3280 51696 25848 17577 8271 49705 24852 16900 7953 244258 122129 83048 39081 29295 14648 9960 4687 55706 27853 18940 8913 22265 11133 7570 3562 5328 2664 1812 852 10060 5030 3420 1610 22335 11167 7594 3574 GIFTS IN KIND 77324 38662 26290 12372 OPERATING EXPENSES 44739 22370 15211 7158 POSTAGE & COPYING 38092 19046 12951 6095 MEMBERSHIP & FEES 30509 15255 10373 4881 26078 13039 8866 4173 3032756 2194758 569838 268160 790776 204517 584245 806758 327795 827251 18806 21903 201125 188087 20400 13038 829976 976636 4000 4000 2575998 2854103 121552 146351 285222 283391 0 406774 429742 X 2169224 2424361 0 2169224 2424361 2575998 2854103 176433 1380 77324 0 X 0 1 X 1 0 X 3093428 3081501 2240136 3079864 3109408 14604337 3093428 3081501 2240136 3079864 3109408 14604337 14604337 4720 5519 4341 6208 7694 28482 14632819 91921 0.99810 0.82020 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 201125 188087 13038 13038 LONG-TERM INVESTMENTS 976636 C 976636 X 3287893 1380 77324 78704 3209189 0 3209189 3032756 0 3032756 0 3032756 PART X, LINE 2: ASC 740 DISCLOSURE: THE ORGANIZATION HAS ADOPTED ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES UNDER ACCOUNTING STANDARDS CODIFICATION (ASC) 740 INCOME TAXES. THE CODIFICATION REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE TAX RETURNS AND DOES NOT ALLOW RECOGNITION OF TAX POSITIONS WHICH DO NOT MEET A MORE-LIKELY-THAN-NOT THRESHOLD OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. THE ORGANIZATION DOES NOT BELIEVE IT HAS TAKEN ANY TAX POSITIONS THAT WOULD NOT MEET THIS THRESHOLD. THE FEDERAL AND STATE INCOME TAX RETURNS OF THE ORGANIZATION ARE SUBJECT TO POSSIBLE EXAMINATION BY THE TAXING AUTHORITIES UNTIL THE EXPIRATION OF THE RELATED STATUTES OF LIMITATIONS ON THOSE TAX RETURNS. IN GENERAL, THE FEDERAL INCOME TAX RETURNS HAVE A THREE YEAR STATUTE OF LIMITATIONS, AND THE STATE INCOME TAX RETURNS HAVE A FOUR YEAR STATUTE OF LIMITATIONS. THE POLICY OF THE ORGANIZATION IS TO REFLECT INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS AS PART OF INCOME TAX EXPENSE, WHEN AND IF THEY BECOME APPLICABLE. PART XI, LINE 1 AND PART XII, LINE 1 THE 2016/17 AUDIT OF FINANCIAL STATEMENTS WAS NOT COMPLETE AT THE TIME OF FILING THE TAX RETURN, SO THE AUDITED AMOUNTS REPORTED ARE NOT FINAL. 1 CATHOLIC CHARITIES DIOCESE OF SANTA ROSA PO BOX 4900 SANTA ROSA CA 95402 942479393 501 (C) 3 160000 SAVINGS AND CREDIT-READY. 211 SONOMA 143 STONY CIRCLE STE 100 SANTA ROSA CA 95401 941751375 501 (C) 3 25000 GENERAL SUPPORT. 211 HUMBOLDT 1707 E STREET STE 2 EUREKA CA 95501 946107605 501 (C) 3 25000 GENERAL SUPPORT. CENTER FOR WELL-BEING 101 BROOKWOOD AVE STE A SANTA ROSA CA 95404 931144835 501 (C) 3 73710 KNOW YOUR NUMBERS. CTE FOUNDATION 1030 APOLLO WAY STE 200 SANTA ROSA CA 95407 465607272 501 (C) 3 3000 LITTLE FREE LIBRARIES PROGRAM. CHILDREN'S MUSEUM OF SONOMA COUNTY 1835 W STEELE LN SANTA ROSA CA 95403 203496878 501 (C) 3 2200 SCHOOL REDINESS BACKPACKS NORTH COAST OPPORTUNITIES 413 N STATE ST UKIAH CA 95482 941671958 501 (C) 3 4500 FIRE RECOVERY (CF OF COLLIER COUNTY) SCHEDULE 1, PART 1, LINE 2: UNITED WAY OF THE WINE COUNTRY GRANT MAKING CRITERIA: UNITED WAY OF THE WINE COUNTRY (UWWC) IS COMMITTED TO PROVIDING THE NECESSARY RESOURCES FOR, AND WORKING IN PARTNERSHIP WITH, THE APPLICANTS AND VOLUNTEERS TO ENSURE THAT PROGRAM-FUNDING DECISIONS ARE FAIR AND SOUND AND THAT THEY TRULY SERVE THE NEEDS OF THE COMMUNITY. WITHIN FUNDING GUIDELINES, THEY ACCEPT PROPOSALS THAT CREDIBLY ADDRESS THE GOAL OF THE THREE STRATEGIC AREAS OF EDUCATION, INCOME AND HEALTH AND SERVE THE COMMUNITIES OF SONOMA, MENDOCINO, LAKE, HUMBOLDT AND DEL NORTE COUNTIES. CLEAR GUIDELINES AND AN APPLICATION TEMPLATE ARE PROVIDED TO AGENCIES OUTLINING FUNDING CRITERIA AND PROVIDING TOOLS TO COMPLETE THE APPLICATION. ADDITIONALLY, THEY OFFER ONE-ON-ONE COACHING TO AGENCIES THAT HAVE QUESTIONS ON HOW TO COMPLETE THE FUNDING APPLICATION. EACH PROPOSAL IS REVIEWED BY A TEAM OF VOLUNTEERS WHO EVALUATE THE RELATIVE NEED FOR THE PROGRAM PROPOSED BASED UPON THE FOLLOWING CRITERIA: 1) DOES THE PROPOSAL STATE THE SCOPE OF THE PROBLEM THAT THE PROGRAM PROPOSES TO ADDRESS IN NUMBERS AND INTENSITY? 2) DOES THE PROPOSAL ADDRESS THE IDENTIFIED CHALLENGE THROUGH USE OF DEMOSTRATED SUCCESS, BEST PRACTICES OR EVIDENCE BASED RESEARCH OR FACT-BASED EXPERIENCE? 3) DOES THE ORGANIZATION HAVE THE CAPACITY AND CAPABILITY TO DELIVER THE PROGRAM INCLUDING QUALIFICATIONS OF KEY STAFF, BOARD, FINANCIAL STRENGTH AND RECENT PERFORMANCE ON IMPACT PROMISES? 4) DOES THE PROPOSAL CONVEY THE EFFECT OR BENEFIT THAT THE PROGRAM WILL DELIVER IN TERMS OF OUTPUTS, SUBJECTIVE OUTCOMES, OBJECTIVE OUTCOMES, RESULTS, POTENTIAL CORRELATIONS AND RETURN RATIOS PER DOLLAR OF PROPOSED FUNDING OR TOTAL PROGRAM FUNDING? THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS ARE AS FOLLOWS: 1. THE FUNDED AGENCY MUST SUBMIT A SIX-MONTH AND TWELVE-MOTH STATUS REPORT DEMONSTRATING PROGRESS IN ACHIEVING PROGRAM OUTPUTS, OUTCOMES AND RESULTS AS OUTLINED IN THE GRANT APPLICATION THEORY OF CHANGE MATRIX. 2. AT LEAST ONE SITE VISIT IS MADE EACH YEAR BY A TEAM OF UWWC STAFF AND VOLUNTEERS TO REVIEW PERFORMANCE. 3. UWWC COMPARES REPORTED ACTUAL PROGRAM PERFORMANCE WITH PROJECTED OUTPUTS AND OUTCOMES, ACCUMULATES MULTI-AGENCY KEY (AND NON-KEY) METRICS AND PROGRAM RESULTS FOR CORRELATION, AND PROVIDES STATISTICAL ANALYSIS TO CORRELATE CUMULATIVE KEY-METRIC OUTCOMES AND CUMULATIVE RESULTS WITH THIRD-PARY COMMUNITY-LEVEL STATISTICS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION RELIES ON SELF-DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES A COMPENSATION SURVEY OR STUDY AND A COMPARISON OF OTHER NON-PROFIT ORGANIZATIONS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATIONS CEO, TOP MANAGEMENT AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE. FORM 990, PART VI, SECTION B, LINE 11: A COPY OF FORM 990 IS PROVIDED TO THE AUDIT COMITTE FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C: THE ORGANIZATION RELIES ON SELF-DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15: THE ORGANIZATION USES A COMPENSATION SURVEY OR STUDY AND A COMPARISON OF OTHER NON-PROFIT ORGANIZATIONS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATIONS CEO, TOP MANAGEMENT AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19: THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE.