2018-05-15T09:53:35-05:00 2017-06-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2016-07-01 135598093 THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK % JULIA SHANAHAN TRUS 2128544684 615 WEST 131ST STREET MC 8741 NEW YORK NY 100277922 BARBARA HOUGH VP,CONTROLLER & TRSR 2128544684 2018-05-14 true ERIC M MCNEIL P00460263 6464713000 2018-05-09 155.201.188.32 13049920181355000014 2018-05-15 P D71E8DB878934F09E1D00B277CF9DFEB8D35F78A DAC7DA1C7F7B21C013874042B7663D66174C2093 2016 2021-01-29 14:40:06Z Lee C Bollinger 615 West 131st St MC 8741 New York NY 100277922 7498913953 false X www.columbia.edu X 1754 NY SEE ATTACHMENT 1 24 22 34811 15311 -12574230 -16579632 1357673833 1835150690 2807689470 3034989870 367880785 667385182 174981500 122946783 4708225588 5660472525 596757558 651189270 0 0 2606819393 2817480473 814808 2174516 112545174 1188402073 1304059894 4392793832 4774904153 315431756 885568372 16666878195 18506580939 3450377869 3820539048 13216500326 14686041891 X COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD. false false 1691617926 509975552 1480467907 THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY AND EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING, LEARNING, AND RESEARCH ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 31,317 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 16,613 FULL-TIME EMPLOYEES, INCLUDING 6,036 FULL-TIME FACULTY MEMBERS AND RESEARCH STAFF. 945100869 3540052 1178125032 THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 2.2 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 657 UNIVERSITY MEDICAL STUDENTS AND 942 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL. 575547590 131534268 198043661 THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS. 68830679 0 0 LIBRARY 260528870 0 0 CAMPUS OPERATIONS 320153019 0 0 INSTITUTIONAL SUPPORT 143724213 0 175838790 AUXILIARY ENTERPRISES 292015836 6139398 2514480 OTHER SOURCES 1085252617 6139398 178353270 4297519002 true true false true false true false true false true true true false false true false false true true true true true false true true false false true true true true false true false false false true false false true false true true false false true true true true false false true X 36335 0 true 34811 true true true true false false false true true false false false false false false false X 24 22 true false false false false false false true true false false true true true true true true true true false CA X JULIA SHANAHAN 2128517348 615 WEST 131ST STREET MC 8741 New York NY 10027 X LEE C BOLLINGER PRESIDENT 59.9 0.1 X X 3505341 0 449820 KENNETH A FORDE TRUSTEE 4.0 0.0 X 0 0 2592 ROLANDO T ACOSTA TRUSTEE 4.0 0.0 X 0 0 0 ARMEN A AVANESSIANS TRUSTEE 4.0 0.0 X 0 0 0 A'LELIA BUNDLES TRUSTEE 4.0 0.0 X 0 0 0 LISA CARNOY TRUSTEE 4.0 0.0 X 0 0 0 NOAM GOTTESMAN TRUSTEE 4.0 0.0 X 0 0 0 JOSEPH A GREENAWAY JR TRUSTEE 4.0 0.0 X 0 0 0 JAMES HARDEN TRUSTEE 4.0 0.0 X 0 0 0 BENJAMIN HOROWITZ TRUSTEE 4.0 0.0 X 0 0 0 ANN F KAPLAN TRUSTEE 4.0 0.0 X 0 0 0 MARK E KINGDON TRUSTEE (THROUGH 9/5/16) 4.0 0.0 X 0 0 0 JONATHAN LAVINE TRUSTEE 4.0 0.0 X 0 0 0 CHARLES LI TRUSTEE 4.0 0.0 X 0 0 0 PAUL J MADDON TRUSTEE 4.0 0.0 X 0 0 0 VIKRAM PANDIT TRUSTEE (THROUGH 9/5/16) 4.0 0.0 X 0 0 0 MICHAEL B ROTHFELD TRUSTEE 4.0 0.0 X 0 0 0 JONATHAN D SCHILLER TRUSTEE 4.0 0.0 X 0 0 0 ESTA STECHER TRUSTEE 4.0 0.0 X 0 0 0 KYRIAKOS TSAKOPOULOS TRUSTEE 4.0 0.0 X 0 0 0 CLAIRE SHIPMAN TRUSTEE 4.0 0.0 X 0 0 0 ANDREW BARTH TRUSTEE 4.0 0.0 X 0 0 0 MARC HOLLIDAY TRUSTEE 4.0 0.0 X 0 0 0 WANDA HOLLAND GREENE TRUSTEE 4.0 0.0 X 0 0 0 ABIGAIL ELBAUM TRUSTEE (AS OF 9/6/2016) 4.0 0.0 X 0 0 0 MARK GALLOGLY TRUSTEE (AS OF 9/6/2016) 4.0 0.0 X 0 0 0 JANE E BOOTH GENERAL COUNSEL 60.0 0.0 X 646593 0 36368 JOHN COATSWORTH PROVOST 59.8 0.2 X 767207 0 47114 JEROME DAVIS SECRETARY 60.0 0.0 X 404476 0 40766 ANNE R SULLIVAN EXECUTIVE VP FOR FINANCE & IT 59.7 0.3 X 707562 0 63475 GERALD M ROSBERG SR EXEC VP (AS OF 7/1/2016) 59.9 0.1 X 371149 0 32928 DAVID MADIGAN EXEC VP - ARTS & SCIENCES 59.8 0.2 X 546261 0 133279 LEE GOLDMAN EXEC VP FOR HEALTH SCIENCES 60.0 0.0 X 1615686 0 511568 PETER HOLLAND CEO & EXEC VP OF INV MGMT 60.0 0.0 X 4101782 0 2607643 NIRMAL NARVEKAR PRES INV MGMT THROUGH 11/16/16 60.0 0.0 X 4258277 0 51944 AMELIA ALVERSON EXEC VP - UNIV DVLP&ALUM RLTS 60.0 0.0 X 712763 0 38657 DAVID GREENBERG EXEC VP FACILITIES 60.0 0.0 X 502140 0 45765 DAVID N SILVERS CLINICAL PROFESSOR 60.0 0.0 X 4646300 0 45326 JEFFREY W MOSES PROFESSOR OF MEDICINE 60.0 0.0 X 2337892 0 33804 LAWRENCE GERALD LENKE PROFESSOR OF SURGERY 60.0 0.0 X 4005572 0 51907 KIEHYUN DANIEL RIEW PROFESSOR OF SURGERY 60.0 0.0 X 2749568 0 56599 ELIZABETH A WAGNER MANAGING DIRECTOR, IMC 60.0 0.0 X 3449430 0 52594 35327999 0 4302149 5297 false true false SYSCO FOOD SERVICES OF METRO NEW YO 20 THEODORE CONRAD DRIVE JERSEY CITY NJ 07305 FOOD SERVICES 7593925 IDEAL INTERIORS GROUP LLC 450 SEVENTH AVE STE 1605 NEW YORK NY 10123 CONSTRUCTION SRVCS 6014291 HUDSON HEART MANAGEMENT LLC 222 ROUTE 59 SUITE 302 SUFFERN NY 10901 MEDICAL SERVICES 5795783 DAVIS BRODY BOND LLP ONE NEW YORK PLAZA STE 4200 NEW YORK NY 10004 ARCHITECTURAL SRVCS 5628263 WALDNERS BUSINESS ENVIRONMENTS INC 125 ROUTE 110 FARMINGDALE NY 11735 OFFICE SERVICES 4926311 344 X 8565890 901056636 925528164 29821918 1835150690 TUITION & FEES 611600 1480467907 1480467907 OTHER EDUCATION & RESEARCH 541700 198043661 198043661 PATIENT CARE REVENUE 621110 1178125032 1178125032 AUXILIARY ENTERPRISES 900099 175838790 171199075 4639715 OTHER SOURCES 900099 1890640 1890640 623840 623840 3034989870 54285243 0 54285243 0 30472571 30472571 172461944 144200180 28261764 0 28261764 28261764 2305670028 1692570089 613099939 613099939 613099939 1104310 8565890 1671159 -566849 -566849 0 0 0 0 0 0 PARTNERSHIP INCOME 900099 64779297 -17213945 81993242 64779297 5660472525 3030350155 -12574230 807545910 X 95168758 95168758 509757177 509757177 46263335 46263335 0 16232140 2170429 14061711 710724 106264 604460 2248827589 2047777410 143182727 57867452 173944295 146655276 23144737 4144282 258618571 191161089 50546252 16911230 119147154 108495134 7586093 3065927 0 25436899 25436899 2163490 2159654 3836 519667 519667 2174516 2174516 14869233 14869233 198330329 177481934 14001244 6847151 9476632 8076099 466778 933755 241624469 223701938 12290750 5631781 28338248 16221101 10724802 1392345 0 207072703 199378667 6377150 1316886 72294858 65054395 5450582 1789881 0 65894166 53778376 4687072 7428718 60837779 58258257 2250998 328524 0 271093798 259599420 10030471 1463907 33944618 29872653 4071965 LIBRARY 28938051 28938051 BANK AND CREDIT CARD FEES 5899421 4620289 1268969 10163 DUES & SUBSCRIPTIONS 10137249 7285376 2428563 423310 UNRELATED BUS INCOME TAX EXP 478947 478947 26709337 17697574 8200253 811510 4774904153 4297519002 364839977 112545174 X 0 0 1315203659 1808985101 758759332 992542273 365534503 397864927 2144141 2682724 0 0 132926704 127774003 3039389 3072128 53734496 59997504 8505207877 3268437946 4950164430 5236769931 2479187095 1176179096 6054622193 8191134135 0 0 0 0 551562253 509579117 16666878195 18506580939 289156044 349148731 0 0 245630061 257898722 1584873943 1753444366 0 0 0 0 0 0 212029784 202478608 1118688037 1257568621 3450377869 3820539048 X 5959106072 6901035345 4268221155 4410972117 2989173099 3374034429 13216500326 14686041891 16666878195 18506580939 X 885568372 495869939 88103254 X X false true X true true true X 1427694060 1234408267 1239104776 1357673833 1835150690 7094031626 0 0 1427694060 1234408267 1239104776 1357673833 1835150690 7094031626 86003435 7008028191 252902435 294632895 293561605 274595453 257219758 1372912146 0 58925715 102676428 120213561 144279932 81993242 508088878 8975032650 13170043156 0.78084 0.77280 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false true 19202 true 50465 false true 450000 519667 false SCHEDULE C, PART II-B LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS; ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS; ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS; VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER; ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER; AND SENIOR PROJECT COORDINATOR FOR GOVERNMENT RELATIONS. LINE 1C - MEDIA ADVERTISEMENTS: N/A LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: N/A LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: N/A LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO CERTAIN OF THESE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE ASSISTANT VICE PRESIDENT FOR PLANNING AND PROJECT COORDINATION, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE SENIOR PROJECT COORDINATOR FOR GOVERNMENT RELATIONS, AMONG OTHER COLUMBIA UNIVERSITY EMPLOYEES, CONTACTED FEDERAL, STATE, AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE; THE VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER; THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER; AND OTHER COLUMBIA UNIVERSITY MEDICAL CENTER EMPLOYEES CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR CONSULTING AND ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS OF GOVERNMENT. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES. 11 10748154 1341320 27955491 true true X X X X true 9041027000 411858000 1140424000 114376000 441400000 40937000 9996596000 9639065000 176354000 -173840000 106989000 449177000 44386000 9041027000 9223047000 270192000 739891000 99309000 449275000 45481000 9639065000 8197880000 173837000 1424763060 92209000 440268000 40956060 9223047000 7654152000 165932000 871686632 81338000 374447000 38105632 8197880000 0.37000 0.63000 0.00000 true false 459365610 459365610 6256707017 2584874512 3671832505 498716876 287540289 211176587 1290418374 396023145 894395229 5236769931 GLOBAL EQUITIES 1006191696 F ABSOLUTE RETURN STRATEGIES 3053435599 F PRIVATE EQUITY 2071993321 F REAL ESTATE ASSETS 1772033760 F FIXED INCOME 287479759 F 8191134135 0 LIABILITY FOR SECURITIES PURCH 65375260 CAPITAL LEASE OBLIGATIONS 122903660 COND'L ASSET RETIREMENT OBLIGA 116272373 ACCRUED EMPLOYEE BENEFIT LIAB. 325657017 FEDERAL STUDENT LOAN FUNDS 84189904 ACTUARIAL LIAB- SPLIT INT AGRM 59955114 OTHER LONG TERM LIABILITIES 483215293 1257568621 X DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A, 2A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED. INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS. FIN 48 SCHEDULE D, PART X, LINE 2 THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1. SCHEDULE E, LINE 6A COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS. true Antarctica 2 Program Services EDUC/RESEARCH/OUTREACH 3769 Central America and the Caribbean 261 Program Services EDUC/RESEARCH/OUTREACH 1275676 Central America and the Caribbean Grantmaking 93297 Central America and the Caribbean Investments 4427462052 East Asia and the Pacific 5 1588 Program Services EDUC/RESEARCH/OUTREACH 11007159 East Asia and the Pacific Grantmaking 789877 East Asia and the Pacific Fundraising 352968 East Asia and the Pacific Investments 194666212 Europe (Including Iceland and Greenland) 23 3234 Program Services EDUC/RESEARCH/OUTREACH 15829753 Europe (Including Iceland and Greenland) Grantmaking 2452728 Europe (Including Iceland and Greenland) Fundraising 337085 Europe (Including Iceland and Greenland) Investments 484013021 Middle East and North Africa 3 678 Program Services EDUC/RESEARCH/OUTREACH 3594199 Middle East and North Africa Grantmaking 189817 Middle East and North Africa Fundraising 54148 North America 504 Program Services EDUC/RESEARCH/OUTREACH 1245543 North America Grantmaking 1190975 North America Fundraising 38665 North America Investments 26889402 Russia and the Newly Independent States 4 153 Program Services EDUC/RESEARCH/OUTREACH 4475348 Russia and the Newly Independent States Grantmaking 57934 South America 3 495 Program Services EDUC/RESEARCH/OUTREACH 3734212 South America Fundraising 40688 South America Investments 31368 South Asia 3 314 Program Services EDUC/RESEARCH/OUTREACH 2685804 South Asia Grantmaking 740524 South Asia Fundraising 83552 Sub-Saharan Africa 48 2691 Program Services EDUC/RESEARCH/OUTREAC 140714486 Sub-Saharan Africa Grantmaking 40748184 Sub-Saharan Africa Fundraising 10660 Sub-Saharan Africa Investments 156638604 31 6267 58 3653 89 9920 5144558279 376889431 5521447710 Sub-Saharan Africa Edu/Research 1168444 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 918815 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 642644 Check/Wire N/A N/A South Asia Edu/Research 621738 Check/Wire N/A N/A North America Edu/Research 553338 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 314118 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 305033 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 256731 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 215794 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 212917 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 208730 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 190969 Check/Wire N/A N/A North America Edu/Research 183149 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 171070 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 162675 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 160081 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 152360 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 143354 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 128296 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 127558 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 123167 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 122979 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 122530 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 114862 Check/Wire N/A N/A Middle East and North Africa Edu/Research 104986 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 96906 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 96485 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 81104 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 76407 Check/Wire N/A N/A South Asia Edu/Research 74308 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 72765 Check/Wire N/A N/A North America Edu/Research 68463 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 66072 Check/Wire N/A N/A Central America and the Caribbean Edu/Research 63297 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 61570 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 60000 Check/Wire N/A N/A Russia and the Newly Independent States Edu/Research 57934 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 54499 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 54375 Check/Wire N/A N/A Middle East and North Africa Edu/Research 53294 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 51227 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 49409 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 45689 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 45000 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 42900 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 42086 Check/Wire N/A N/A North America Edu/Research 41609 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 39950 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 37217 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 37056 Check/Wire N/A N/A North America Edu/Research 33949 Check/Wire N/A N/A North America Edu/Research 32378 Check/Wire N/A N/A Middle East and North Africa Edu/Research 31537 Check/Wire N/A N/A Central America and the Caribbean Edu/Research 30000 Check/Wire N/A N/A South Asia Edu/Research 25500 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 24400 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 23570 Check/Wire N/A N/A North America Edu/Research 23304 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 21218 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 20739 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 20702 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 20000 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 19278 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 18000 Check/Wire N/A N/A South Asia Edu/Research 16628 Check/Wire N/A N/A North America Edu/Research 16200 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 12500 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 11774 Check/Wire N/A N/A East Asia and the Pacific Edu/Research 11620 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 10300 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 9496 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 8979 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 8838 Check/Wire N/A N/A Europe (Including Iceland and Greenland) Edu/Research 7998 Check/Wire N/A N/A North America Edu/Research 6999 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 6000 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 379277 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 677806 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1862397 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 6022339 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 255545 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1755662 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 50607 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 694562 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 7777525 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 4951432 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1196671 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1861672 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 3885707 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 536605 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1202660 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 1027120 Check/Wire N/A N/A Sub-Saharan Africa Edu/Research 20750 Vehicle Book Value Sub-Saharan Africa Edu/Research 20750 Vehicle Book Value Sub-Saharan Africa Edu/Research 225439 Vehicle Book Value Sub-Saharan Africa Edu/Research 21400 Vehicle Book Value Sub-Saharan Africa Edu/Research 7313 Equipment Book Value Sub-Saharan Africa Edu/Research 37500 Equipment Book Value Sub-Saharan Africa Edu/Research 50919 Vehicle Book Value Sub-Saharan Africa Edu/Research 38644 Equipment Book Value Sub-Saharan Africa Edu/Research 72557 Equipment Book Value Sub-Saharan Africa Edu/Research 5240 Equipment Book Value Sub-Saharan Africa Edu/Research 186294 Vehicle Book Value Sub-Saharan Africa Edu/Research 1666276 Equipment Book Value Europe (Including Iceland and Greenland) EDU/RESEARCH 159566 CHECK/WIRE N/A N/A North America EDU/RESEARCH 145569 CHECK/WIRE N/A N/A North America EDU/RESEARCH 82617 CHECK/WIRE N/A N/ Europe (Including Iceland and Greenland) EDU/RESEARCH 6300 CHECK/WIRE N/A N/A 104 4 true true true true true true SUPPLEMENTAL INFORMATION SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. ----------------------------------------------------------------- FORM 990, SCHEDULE F, PART I, COLUMN (F) & PART II, LINE 1 COLUMBIA UNIVERSITY ACCOUNTS FOR ALL FOREIGN EXPENDITURES, INCLUDING CASH GRANTS AND NONCASH ASSISTANCE, ON THE ORGANIZATION'S FINANCIAL STATEMENTS IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES. ---------------------------------------------------------------- X X X X X X X true RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 CONSULTING false 1518053 604173 913880 KIMBIA INC 1050 E 11TH ST SUITE 200 AUSTIN TX 78702 CONSULTING false 12703616 112715 12590901 EVENTAGE 18 SOUTH ORANGE AVENUE SOUTH ORANGE NJ 07079 CONSULTING false 0 1457628 -1457628 14221669 2174516 12047153 NY ANNUAL DINNER 2354931 2243764 111167 66 183349 239851 2275 62197 AWARDS DINNER 1054975 978103 76872 2500 229319 35331 58 6260294 5344023 916271 916271 9670200 8565890 1104310 2566 412668 239851 2275 1013799 1671159 -566849 true UNIVERSITY OF CA AT SAN FRANCISCO ACT OFC EMF 0897 SAN FRANCISCO CA 94143 946036493 501(C)(3) 5402265 N/A N/A Research UNIV OF TEXAS AT ARLINGTON 756000121 501(C)(3) 4948096 N/A N/A Research UNIVERSITY OF MICHIGAN 386006309 501(C)(3) 2900315 N/A N/A Research UNIVERSITY OF CHICAGO 362177139 501(C)(3) 2743656 N/A N/A Research RSCH FOUNDATION FOR MENTAL HYGIENE 141410842 501(C)(3) 2586231 N/A N/A Research CORNELL UNIVERSITY MEDICAL COLLEGE 131623978 501(C)(3) 2343686 N/A N/A Research MASSACHUSETTS GENERAL HOSPITAL 042697983 501(C)(3) 2187950 N/A N/A Research UNIVERSITY OF CALIFORNIA SAN DIEGO 956006144 501(C)(3) 2186870 N/A N/A Research MASSACHUSETTS INSTITUTE OF TECHNOLOGY 042103594 501(C)(3) 1733585 N/A N/A Research RESEARCH FND OF THE STATE UNIV OF NY 141368361 501(C)(3) 1720365 N/A N/A Research REGENTS OF THE UNIVERSITY OF CA AT IRVINE ACT OFC BIO SCI III1400 IRVINE IRVINE CA 92697 952226406 501(C)(3) 1667530 N/A N/A Research HARVARD UNIVERSITY 042103580 501(C)(3) 1544055 N/A N/A Research UNIVERSITY OF PENNSYLVANIA 231352685 501(C)(3) 1540759 N/A N/A Research ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 136171197 501(C)(3) 1368524 N/A N/A Research YALE UNIVERSITY 060646973 501(C)(3) 1347585 N/A N/A Research DUKE UNIVERSITY 560532129 501(C)(3) 1328722 N/A N/A Research JOHNS HOPKINS UNIVERSITY 520595110 501(C)(3) 1280735 N/A N/A Research UNIVERSITY OF COLORADO 846000555 501(C)(3) 1224836 N/A N/A Research UNIVERSITY OF ARIZONA 866004791 501(C)(3) 1134563 N/A N/A Research NEW YORK UNIVERSITY 135562308 501(C)(3) 1111477 N/A N/A Research NORTHWESTERN UNIVERSITY 362167817 501(C)(3) 1048825 N/A N/A Research BOSTON UNIVERSITY 042103547 501(C)(3) 1021505 N/A N/A Research CHILDRENS HOSPITAL OF LOS ANGELES 951690977 501(C)(3) 1001890 N/A N/A Research THE BRIGHAM AND WOMENS HOSPITAL INC 042312909 501(C)(3) 999995 N/A N/A Research UNIVERSITY OF NORTH CAROLINA 566001393 501(C)(3) 995361 N/A N/A Research UNIVERSITY OF PUERTO RICO 660433762 501(C)(3) 993556 N/A N/A Research MILLENNIUM PROMISE ALLIANCE 203042135 501(C)(3) 946943 N/A N/A Research RUTGERS UNIVERSITY 226001086 501(C)(3) 880373 N/A N/A Research STANFORD UNIVERSITY 941156365 501(C)(3) 825884 N/A N/A Research UNIVERSITY OF WASHINGTON 916001537 501(C)(3) 782194 N/A N/A Research RESEARCH FOUNDATION OF THE CITY 131988190 501(C)(3) 743472 N/A N/A Research NEW YORK UNIVERSITY MEDICAL CENTER 135562309 501(C)(3) 709238 N/A N/A Research UNIVERSITY OF CALIFORNIA LOS ANGELES 111 ACADEMY WAY IRVINE CA 92697 IRVINE CA 92697 956006143 501(C)(3) 390786 N/A N/A Research UNIVERSITY OF PITTSBURGH 250965591 501(C)(3) 623970 N/A N/A Research UNIVERSITY OF TEXAS AT AUSTIN 746000203 501(C)(3) 620149 N/A N/A Research UNIVERSITY OF IOWA 426004813 501(C)(3) 571840 N/A N/A Research NEW YORK BLOOD CENTER 131949477 501(C)(3) 552710 N/A N/A Research BAYLOR COLLEGE OF MEDICINE 741613878 501(C)(3) 543908 N/A N/A Research Health Research Incorporated 141402155 501(C)(3) 516508 N/A N/A Research CORNELL UNIVERSITY 150532082 501(C)(3) 508182 N/A N/A Research GEORGETOWN UNIVERSITY 530196603 501(C)(3) 490043 N/A N/A Research COM AFFILIATION INC 472209056 501(C)(3) 473647 N/A N/A Research UNIVERSITY OF MIAMI 590624458 501(C)(3) 473313 N/A N/A Research GEORGE WASHINGTON UNIVERSITY 530196584 501(C)(3) 470705 N/A N/A Research OHIO STATE UNIVERSITY RESEARCH 316025986 501(C)(3) 464374 N/A N/A Research UNIVERSITY OF ALABAMA AT BIRMINGHAM 636005396 501(C)(3) 454674 N/A N/A Research UNIVERSITY OF VIRGINIA 546046419 501(C)(3) 435525 N/A N/A Research HOSPITAL FOR SPECIAL SURGERY 131624135 501(C)(3) 435074 N/A N/A Research MEMORIAL SLOAN-KETTERING CANCER Cnt 131924236 501(C)(3) 411999 N/A N/A Research Hebrew Home for the Aged at Riverdale 131739971 501(C)(3) 380023 N/A N/A Research MARY IMOGENE BASSETT HOPSITAL 135596796 501(C)(3) 372505 N/A N/A Research CHILDRENS HOSPITAL BOSTON 042774441 501(C)(3) 370236 N/A N/A Research UNIVERSITY OF MARYLAND 526002033 501(C)(3) 360812 N/A N/A Research Albany Medical CenterCollege 141338310 501(C)(3) 360268 N/A N/A Research WOODS HOLE OCEANOGRAPHIC INST 042105850 501(C)(3) 348586 N/A N/A Research JHPIEGO CORPORATION 237424444 501(C)(3) 339868 N/A N/A Research Christiana Care Health System 510103684 501(C)(3) 334737 N/A N/A Research UNIVERSITY OF MASSACHUSETTS 043167352 501(C)(3) 332343 N/A N/A Research MICHIGAN STATE UNIVERSITY 386005984 501(C)(3) 332164 N/A N/A Research TEACHERS COLLEGE 131624202 501(C)(3) 326507 N/A N/A Research UNIVERSITY OF CALIFORNIA BERKELEY 946002123 501(C)(3) 322512 N/A N/A Research Childrens Health Fund 133468427 501(C)(3) 313088 N/A N/A Research MAYO CLINIC IN ROCHESTER 416011702 501(C)(3) 292728 N/A N/A Research SOUTHERN METHODIST UNIVERSITY 750800689 501(C)(3) 291673 N/A N/A Research OREGON STATE UNIVERSITY 611730890 501(C)(3) 288220 N/A N/A Research BRANDEIS UNIVERSITY 042103552 501(C)(3) 285825 N/A N/A Research PENNSYLVANIA STATE UNIVERSITY 246000376 501(C)(3) 278811 N/A N/A Research UNIVERSITY OF WISCONSIN MADISON 396006492 501(C)(3) 278000 N/A N/A Research SAINT PETERS UNIVERSITY HOSPITAL 221487330 501(C)(3) 275589 N/A N/A Research ARIZONA STATE UNIVERSITY 860196696 501(C)(3) 275511 N/A N/A Research Cicatelli Associates Inc 133020576 501(C)(3) 274810 N/A N/A Research Garden State Infectious Disease 223310855 501(C)(3) 263262 N/A N/A Research EMORY UNIVERSITY 580566256 501(C)(3) 262357 N/A N/A Research DREXEL UNIV 231352630 501(C)(3) 250384 N/A N/A Research STEVENS INSTITUTE OF TECHNOLOGY 221487354 501(C)(3) 234427 N/A N/A Research INST FOR ADVANCED STUDY 210634988 501(C)(3) 232452 N/A N/A Research KAISER PERMANENTE 941105628 501(C)(3) 213751 N/A N/A Research UNIVERSITY OF ILLINOIS 376000511 501(C)(3) 211815 N/A N/A Research Visiting Nurse Service of New York 133189926 501(C)(3) 207809 N/A N/A Research UNIVERSITY OF MISSOURI 436003859 501(C)(3) 206434 N/A N/A Research Beth Israel Deaconess Medical Center 042103881 501(C)(3) 204189 N/A N/A Research American Museum of Natural History 136162659 501(C)(3) 200079 N/A N/A Research AMERICAN INST OF CHEMICAL ENGINEERS 131623892 501(C)(3) 199175 N/A N/A Research FAMILY HEALTH INTERNATIONAL 237413005 501(C)(3) 190660 N/A N/A Research JACKSON LABORATORY 010211513 501(C)(3) 190573 N/A N/A Research FRONTIER SCIENCE AND TECHNOLOGY 161056814 501(C)(3) 189489 N/A N/A Research UNIVERSITY OF FLORIDA 596002052 501(C)(3) 182102 N/A N/A Research UNIVERSITY OF KANSAS 480680117 501(C)(3) 181770 N/A N/A Research BROOKHAVEN NATIONAL LABORATORY 111630900 501(C)(3) 180472 N/A N/A Research WAKE FOREST UNIVERSITY 560532138 501(C)(3) 176574 N/A N/A Research WEST HARLEM ENVIRONMENTAL ACTION INC 133800068 501(C)(3) 179744 N/A N/A Research OREGON HEALTH AND SCIENCES UNIV 931176109 501(C)(3) 172711 N/A N/A Research UNIVERSITY OF TEXAS 746000949 501(C)(3) 170702 N/A N/A Research THE SCRIPPS RESEARCH INSTITUTE 330435954 501(C)(3) 168405 N/A N/A Research RICE UNIVERSITY 741109620 501(C)(3) 165226 N/A N/A Research DREXEL UNIVERSITY COLLEGE OF MEDICINE 232979433 501(C)(3) 163767 N/A N/A Research SAGE BIONETWORKS 264489946 501(C)(3) 161038 N/A N/A Research LOVELACE BIOMEDICAL AND ENV RSRCH INST 510154068 501(C)(3) 160001 N/A N/A Research MAINE MEDICAL CENTER 010238552 501(C)(3) 157073 N/A N/A Research HASTINGS CTR 132662222 501(C)(3) 149339 N/A N/A Research UNIVERSITY OF SOUTHERN CALIFORNIA 951642394 501(C)(3) 148900 N/A N/A Research FRED HUTCHINSON CANCER RESEARCH Cnt 237156071 501(C)(3) 148845 N/A N/A Research THE CHILDRENS HOSPITAL OF PHILADELPHIA 231352166 501(C)(3) 148582 N/A N/A Research UNIVERSITY OF ROCHESTER 160743209 501(C)(3) 147183 N/A N/A Research NAZARENE COMPASSIONATE MINISTRIES INC 431550318 501(C)(3) 146243 N/A N/A Research BROWN UNIVERSITY 050258804 501(C)(3) 142409 N/A N/A Research UNIVERSITY OF ALASKA AT FAIRBANKS 926000147 501(C)(3) 140323 N/A N/A Research POLAR OCEANS RESEARCH GROUP 810536140 501(C)(3) 137037 N/A N/A Research World Vision Inc 951922279 501(C)(3) 132635 N/A N/A Research CALIFORNIA INSTITUTE OF TECHNOLOGY 951643307 501(C)(3) 131691 N/A N/A Research VANDERBILT UNIVERSITY 620476822 501(C)(3) 131610 N/A N/A Research TEXAS A&M INSTITUTE 746000541 501(C)(3) 131302 N/A N/A Research CASA COLUMBIA 521736502 501(C)(3) 131086 N/A N/A Research NORTHERN ILLINOIS UNIVERSITY 366008480 501(C)(3) 129974 N/A N/A Research THOMAS JEFFERSON UNIVERSITY 231352651 501(C)(3) 128861 N/A N/A Research VIRGINIA INSTITUTE OF MARINE SCIENCE 546001802 501(C)(3) 123959 N/A N/A Research UNIVERSITY OF NORTH TEXAS 756064033 501(C)(3) 122632 N/A N/A Research TRUSTEES OF TUFTS COLLEGE 042103634 501(C)(3) 120616 N/A N/A Research HARLEM UNITED COMMUNITY AIDS CENTER 133461695 501(C)(3) 120315 N/A N/A Research UNIVERSITY OF HAWAII 996000354 501(C)(3) 117883 N/A N/A Research CASE WESTERN RESERVE UNIVERSITY 341018992 501(C)(3) 115573 N/A N/A Research WASHINGTON UNIVERSITY ST LOUIS 430653611 501(C)(3) 114295 N/A N/A Research SAN DIEGO STATE UNIVERSITY FOUNDATION 956042721 501(C)(3) 113873 N/A N/A Research NEW YORK STEM CELL FOUNDATION 202905531 501(C)(3) 113539 N/A N/A Research UNIVERSITY OF WISCONSIN SYSTEM 391805963 501(C)(3) 112394 N/A N/A Research Cook for Your Life 260525634 501(C)(3) 111071 N/A N/A Research BERMUDA INSTITUTE OF OCEAN SCIENCES 060706038 501(C)(3) 110339 N/A N/A Research NEW YORK MEDICAL COLLEGE 131099420 501(C)(3) 110037 N/A N/A Research REGENTS OF THE UNIVERSITY OF MINNESOTA 416007513 501(C)(3) 106062 N/A N/A Research RIVERSIDE RESEARCH 132593244 501(C)(3) 105281 N/A N/A Research UNIVERSITY OF THE VIRGIN ISLANDS 660432514 501(C)(3) 104560 N/A N/A Research NOVA SOUTHEASTERN UNIVERSITY 591083502 501(C)(3) 104461 N/A N/A Research HEALTHPARTNERS INSTITUTE FOR EDUCATION 411670163 501(C)(3) 102694 N/A N/A Research SAVE THE CHILDREN 060726487 501(C)(3) 100118 N/A N/A Research UNIVERSITY OF SOUTH CAROLINA FIN SVS ACTS RCVBL RM612 COLUMBIA SC 29208 570967350 501(C)(3) 98258 N/A N/A Research University of California at Santa Cruz 941539563 501(C)(3) 94006 N/A N/A Research NEW YORK CITY HEALTH AND HOSPITALS 132655001 501(C)(3) 89641 N/A N/A Research UNIVERSITY OF MAINE 016000769 501(C)(3) 89574 N/A N/A Research FEDERATION OF STATE HUMANITIES COUNCILS 351409894 501(C)(3) 89016 N/A N/A Research GEORGIA INSTITUTE OF TECHNOLOGY 580603146 501(C)(3) 88265 N/A N/A Research HUGO W MOSER RESEARCH INSTITUTE 521524967 501(C)(3) 87616 N/A N/A Research ALBERT EINSTEIN COLLEGE OF MEDICINE 131624225 501(C)(3) 87171 N/A N/A Research CALLEN-LORDE COMMUNITY HEALTH CENTER 133409680 501(C)(3) 86818 N/A N/A Research WAYNE STATE UNIV 386028429 501(C)(3) 86367 N/A N/A Research SRVS & ADVCY FOR GAY LESBIAN BISEXUAL TRNSG 132947657 501(C)(3) 86245 N/A N/A Research UNIVERSITY OF NOTRE DAME 350868188 501(C)(3) 86120 N/A N/A Research MONTEFIORE MEDICAL CENTER 131740114 501(C)(3) 85791 N/A N/A Research Public Health Solutions 135669201 501(C)(3) 84838 N/A N/A Research RHODE ISLAND HOSPITAL 050258954 501(C)(3) 84311 N/A N/A Research Clinical Directors Network Inc 141717344 501(C)(3) 82404 N/A N/A Research PRINCETON UNIVERSITY 210634501 501(C)(3) 81823 N/A N/A Research Rand Corporation 951958142 501(C)(3) 80758 N/A N/A Research LOYOLA UNIVERSITY OF CHICAGO 361408475 501(C)(3) 80221 N/A N/A Research BRIGHAM YOUNG UNIVERSITY 870217280 501(C)(3) 80146 N/A N/A Research TEMPLE UNIVERSITY 231365971 501(C)(3) 80080 N/A N/A Research COLORADO STATE UNIVERSITY 846000545 501(C)(3) 79162 N/A N/A Research Creighton University 470376583 501(C)(3) 79106 N/A N/A Research FLORIDA STATE UNIVERSITY 591961248 501(C)(3) 76215 N/A N/A Research CANCER RESEARCH AND BIOSTATISTICS 911828539 501(C)(3) 75865 N/A N/A Research ADELPHI UNIVERSITY 111630741 501(C)(3) 75785 N/A N/A Research MCLAUGHLIN RESEARCH INSTITUTE 810459235 501(C)(3) 75437 N/A N/A Research ROCHESTER INSTITUTE OF TECHNOLOGY 160743140 501(C)(3) 74251 N/A N/A Research UNIVERSITY OF WYOMING 836000331 501(C)(3) 73876 N/A N/A Research TGEN 753065445 501(C)(3) 73277 N/A N/A Research ROCKEFELLER UNIVERSITY 131624158 501(C)(3) 71627 N/A N/A Research Schepens Eye Research Institute 042129889 501(C)(3) 71165 N/A N/A Research AMERICAN ACADEMY OF PEDIATRICS 362275597 501(C)(3) 70658 N/A N/A Research UNIVERSITY OF TENNESSEE 626001636 501(C)(3) 69895 N/A N/A Research STOCKHOLM INSTITUTE U S 204659308 501(C)(3) 68366 N/A N/A Research LAWRENCE LIVERMORE NATL SEC 205624386 501(C)(3) 68000 N/A N/A Research UNIVERSITY OF CINCINNATI 530 51 GOODMAN 210222 CINCINNATI OH 45221 316000989 501(C)(3) 67611 N/A N/A Research CAMBRIDGE CLIMATE INSTITUTE 812076081 501(C)(3) 67082 N/A N/A Research UNIVERSITY OF NEW HAMPSHIRE 026000937 501(C)(3) 66923 N/A N/A Research INDIANA UNIVERSITY 356001673 501(C)(3) 64587 N/A N/A Research Cancer Prevention Institute of CA 237427232 501(C)(3) 64512 N/A N/A Research LEHIGH UNIVERSITY 240795445 501(C)(3) 64164 N/A N/A Research COLD SPRING HARBOR LABORATORY 112013303 501(C)(3) 84042 N/A N/A Research Dana-Farber Cancer Institute 042263040 501(C)(3) 63619 N/A N/A Research TEXAS BIOMEDICAL RESEARCH INSTITUTE 741109630 501(C)(3) 63318 N/A N/A Research FORSYTH INST 042104230 501(C)(3) 61735 N/A N/A Research RUSH UNIVERSITY MEDICAL CENTER 362174823 501(C)(3) 60264 N/A N/A Research EL CAMINO HOSPITAL 943167314 501(C)(3) 60000 N/A N/A Research UNIVERSITY OF NEW MEXICO 856000642 501(C)(3) 59030 N/A N/A Research ANN & ROBERT H LURIE CHILDRENS HOSP 362170833 501(C)(3) 58185 N/A N/A Research Research Triangle Institute 560686338 501(C)(3) 58168 N/A N/A Research LA JOLLA INSTITUTE FOR ALLERGY 330328688 501(C)(3) 57467 N/A N/A Research NATIONAL DEVELOPMENT RESEARCH 237009089 501(C)(3) 55796 N/A N/A Research LITTLE SISTERS OF THE ASSUMPTION 132867881 501(C)(3) 54891 N/A N/A Research Rensselaer Polytechnic Institute 141340095 501(C)(3) 54746 N/A N/A Research SUFFOLK COUNTY COMM COLLEGE 262415339 501(C)(3) 54587 N/A N/A Research GEISINGER HEALTH SYSTEM 236291113 501(C)(3) 54528 N/A N/A Research UNIVERSITY OF UTAH 201 S PRES CIR SALT LAKE CITY UTAH SALT LAKE CITY UT 84112 876000525 501(C)(3) 54025 N/A N/A Research MDRC 237379473 501(C)(3) 53507 N/A N/A Research ECOHEALTH ALLIANCE 311726494 501(C)(3) 52706 N/A N/A Research George Mason University 540836354 501(C)(3) 52410 N/A N/A Research UNIVERSITY OF TEXAS SOUTHWESTERN 756002868 501(C)(3) 50579 N/A N/A Research NY STATE ASC OF COUNTY HEALTH OFFICIALS 141747742 501(C)(3) 50245 N/A N/A Research CHILDRENS NATIONAL MEDICAL CENTER 521640403 501(C)(3) 48417 N/A N/A Research IOWA STATE UNIVERSITY 426004224 501(C)(3) 47848 N/A N/A Research UTAH STATE UNIVERSITY 876000528 501(C)(3) 47695 N/A N/A Research CSU BAKERSFIELD AUX SPNSRD PRG ADM 320291662 501(C)(3) 47578 N/A N/A Research MEDICAL UNIVERSITY OF SOUTH CAROLINA 576000722 501(C)(3) 47265 N/A N/A Research NORTHERN MANHATTAN IMPROVEMENT 132972415 501(C)(3) 46488 N/A N/A Research NEW MEXICO INSTITUTE OF MINING 856000411 501(C)(3) 45516 N/A N/A Research STATE OF CO SCH OF MINES 846000551 501(C)(3) 44242 N/A N/A Research RIVERSTONE SENIOR LIFE SERV 133355074 501(C)(3) 44223 N/A N/A Research AMERICAN INSTITUTES FOR RESEARCH 1000 T JEFFERSON ST NW WASHINGTON DC 20007 250965219 501(C)(3) 42599 N/A N/A Research BARNARD COLLEGE 131628149 501(C)(3) 82982 N/A N/A Research Seattle Institute for Biomedical and Clin Rsc 911452438 501(C)(3) 38011 N/A N/A Research HEALTH AND CLIMATE FOUNDATION 261671380 501(C)(3) 37106 N/A N/A Research UNIVERSITY OF GEORGIA 581353149 501(C)(3) 37068 N/A N/A Research University Corporation for Atmospheric Rsch 042608324 501(C)(3) 36980 N/A N/A Research NORTHWEST ARKANSAS CHILD CARE RESOURCE 710780981 501(C)(3) 36458 N/A N/A Research LOUISIANA STATE UNIVERSITY 726000848 501(C)(3) 36379 N/A N/A Research SEATTLE CHILDRENS HOSPITAL 910564748 501(C)(3) 34161 N/A N/A Research EAST CAROLINA UNIVERSITY GREENVILLE CTRE 2900 GREENVILLE NC 27858 566000403 501(C)(3) 33818 N/A N/A Research UNIVERSITY OF DELAWARE 516000297 501(C)(3) 32787 N/A N/A Research NEW YORK ACADEMY OF MEDICINE 131656674 501(C)(3) 47121 N/A N/A Research CHILD CARE COUNCIL OF DUTCHESS 141641361 501(C)(3) 32076 N/A N/A Research NORTH SHORE LONG ISLAND HEALTH SYSTEM 113418133 501(C)(3) 30377 N/A N/A Research WESTERN MICHIGAN UNIVERSITY 386007327 501(C)(3) 29291 N/A N/A Research THE UNIVERSITY OF TEXAS 746001118 501(C)(3) 29004 N/A N/A Research PHYSICIANS FOR REPRODUCTIVE HEALTH INC 133693391 501(C)(3) 28363 N/A N/A Research BIGELOW LABORATORY FOR OCEAN SCIENCES 016006001 501(C)(3) 26993 N/A N/A Research WESTERN WASHINGTON UNIVERSITY 916000562 501(C)(3) 26669 N/A N/A Research NEW YORK HOSPITAL OF QUEENS 111839362 501(C)(3) 24613 N/A N/A Research UNC WILMINGTON 601 S COLLEGE RD H0155 WILMINGTON NC 28403 561258660 501(C)(3) 24147 N/A N/A Research OFM RESEARCH INC 571222227 501(C)(3) 22922 N/A N/A Research CITY COLLEGE OF NY 136000565 501(C)(3) 22151 N/A N/A Research MCLEAN HOSPITAL CORPORATION 042697981 501(C)(3) 21362 N/A N/A Research FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH 112673595 501(C)(3) 20887 N/A N/A Research WINTHROP UNIVERSITY HOSPITAL 111633486 501(C)(3) 19254 N/A N/A Research UNIVERSITY OF KENTUCKY RESEARCH 616033693 501(C)(3) 19207 N/A N/A Research ADVENTIST HEALTH SYSTEM SUNBELT INC 590724459 501(C)(3) 18991 N/A N/A Research SAN JOSE STATE UNIVERSITY 946017638 501(C)(3) 18248 N/A N/A Research PUBLIC HEALTH FOUNDATION ENTERPRISES INC 13300 CRSROADS PKY 450 INDUSTRY CA 91746 952557063 501(C)(3) 17863 N/A N/A Research INSTITUTE FOR APPLIED RESEARCH 455241139 501(C)(3) 17000 N/A N/A Research REGENTS OF THE UNIV OF CA AT RIVERSIDE 956006142 501(C)(3) 16866 N/A N/A Research VIRGINIA STATE UNIVERSITY 546001811 501(C)(3) 16386 N/A N/A Research International Food Policy Research 521041632 501(C)(3) 15847 N/A N/A Research ST THOMAS UNIVERSITY 590949880 501(C)(3) 15646 N/A N/A Research NORTH CAROLINA STATE UNIVERSITY 566000756 501(C)(3) 15447 N/A N/A Research American College of Nurse-Midwives 8403 COLESVILLE RD 1550 SILVER SPR SILVER SPRING MD 20910 741685515 501(C)(3) 15068 N/A N/A Research PURDUE UNIVERSITY 356002041 501(C)(3) 15021 N/A N/A Research UNIVERSITY OF TEXAS AT DALLAS 751305566 501(C)(3) 14080 N/A N/A Research MERCER UNIVERSITY 580566167 501(C)(3) 13326 N/A N/A Research CHILDRENS HOSPITAL MEDICAL CENTER 310833936 501(C)(3) 12534 N/A N/A Research THE POPULATION COUNCIL INC 131687001 501(C)(3) 12018 N/A N/A Research REGENTS UNIV OF OKLAHOMA HLT SCIENCES CTR 736017987 501(C)(3) 11967 N/A N/A Research CHILDREN'S HOSPITAL MEDICAL CENTER 340714357 501(C)(3) 11750 N/A N/A Research BARBARA ANN KARMANOS CANCER HOSPITAL 201649466 501(C)(3) 10973 N/A N/A Research MEDICAL COLLEGE OF WISCONSIN 390806261 501(C)(3) 10605 N/A N/A Research THE UNIVERSITY OF ALABAMA 636001138 501(C)(3) 9814 N/A N/A Research HARVARD PILGRIM HEALTH CARE INC 042452600 501(C)(3) 8955 N/A N/A Research ALZHEIMERS ASSOC NYC 133277408 501(C)(3) 8758 N/A N/A Research TEXAS TECH UNIVERSITY 756002622 501(C)(3) 8093 N/A N/A Research NY METHODIST HOSP 111631796 501(C)(3) 8010 N/A N/A Research SARC 861087705 501(C)(3) 7939 N/A N/A Research TRUSTEES OF DARTMOUTH COLLEGE 020222111 501(C)(3) 7499 N/A N/A Research KESSLER FOUNDATION 311562134 501(C)(3) 6638 N/A N/A Research FOX CHASE CANCER CENTER 232003072 501(C)(3) 6195 N/A N/A Research CEDAR SINAI MEDICAL CENTER 951644600 501(C)(3) 5843 N/A N/A Research CLEVELAND CLINIC 340714585 501(C)(3) 5531 N/A N/A Research THE VILLAGE SOUTH INC 591452736 501(C)(3) 5064 N/A N/A Research DEPARTMENTS OF NYS STATE 136400434 Government 185281 N/A N/A Research PUERTO RICO DEPARTMENT OF HEALTH 900002462 Government 117602 N/A N/A Research DEPARTMENT OF THE INTERIOR 530196958 Government 5866 N/A N/A Research Cathedral Church of St John the Divine 131623934 501(C)(3) 22000 N/A N/A Program Services Behind the Book Inc 320086097 501(C)(3) 6500 N/A N/A Literacy Program Bloomingdale School of Music 132562192 501(C)(3) 6500 N/A N/A Financial Aid Broadway Community Inc 601 West 114th St NEW YORK NY 10025 133652817 501(C)(3) 6000 2250 FMV Canned Food Program Services Broadway Presb Church Nursery Schl 131623916 501(C)(3) 10000 N/A N/A Scholarship/Fin Aid Children's Learning Cnt of Morningside Hghts 134111840 501(C)(3) 10000 N/A N/A Scholarship/Fin Aid Community Impact Inc 2980 Broadway-105 Earl Hl NEW YORK NEW YORK NY 10027 133386904 501(C)(3) 9000 N/A N/A Initiative Program Doing Art Together 133363579 501(C)(3) 5500 N/A N/A Program Services Figure Skating In Harlem 361 West 125th St FLR 4 NEW YORK NY 10027 133945168 501(C)(3) 7000 N/A N/A Program Services Friends of the Children NY 061597902 501(C)(3) 6000 N/A N/A Program Services Graham Windham Harlem Beacon Ctr Fam Enrchmt Prgm 132926426 501(C)(3) 8000 N/A N/A Scholarship/Fin Aid Harlem Academy 562454573 501(C)(3) 9000 N/A N/A Scholarship/Fin Aid Harlem Lacrosse and Leadership Corporation 451634118 501(C)(3) 5500 N/A N/A Program Services Legal Outreach Inc 133214627 501(C)(3) 5500 N/A N/A Program Services Lifeforce in Later Years Inc 800401075 501(C)(3) 5500 N/A N/A Program Services Purple Circle Day Care 133073319 501(C)(3) 10000 N/A N/A Scholarship/Fin Aid Red Balloon Day Care Center Inc 132772534 501(C)(3) 10000 N/A N/A Scholarship/Fin Aid Rev Linnette Williamson Memorial Park Asc 133861293 501(C)(3) 6000 N/A N/A Program Services Samaritan Foundation Inc 112490500 501(C)(3) 8000 N/A N/A Program Services SNACK & Friends Inc 205934666 501(C)(3) 5500 N/A N/A Program Services St Marys Episcopal Chrch Soup Kitchen&Food 521 West 126th St New York NY 1002 NEW YORK NY 10027 131624179 501(C)(3) 6500 N/A N/A Program Services The Harlem Chamber Players 452160781 501(C)(3) 5500 N/A N/A Program Services Top Honors Inc 753062601 501(C)(3) 11000 N/A N/A Program Services Wendy Hilliard Gymnastics Foundation 133879321 501(C)(3) 10500 N/A N/A Program Services West Side Campaign Against Hunger 263 WEST 86th ST NEW YORK NY 10024 710908184 501(C)(3) 10500 10050 FMV Canned Food Food Supplies AARON DAVIS HALL INC 133166308 501(C)(3) 7500 N/A N/A Program Services AMER AUSTRIAN FOUND 133275103 501(C)(3) 15000 N/A N/A Program Services AMERICAN ACADEMY OF NURSING 1000 VERMONT AV NW 910 WASHINGTON DC 20005 522213870 501(C)(3) 15000 N/A N/A Program Services AMERICAN HEART ASSOCIATION 135613797 501(C)(3) 15000 N/A N/A Program Services BOOMER ESIASON FOUNDATION 113142753 501(C)(3) 53000 N/A N/A Program Services BREAST CANCER RSCH FOUND 133727250 501(C)(3) 6100 N/A N/A Program Services BROADWAY MALL ASSN 133419786 501(C)(3) 48789 N/A N/A Program Services CARDIOVASCULAR RESEARCH FOUNDATION 521752653 501(C)(3) 15000 N/A N/A Program Services CHINESE AMERICAN MEDICAL SOCIETY 133418133 501(C)(3) 7000 N/A N/A Program Services CRUTCHES 4 KIDS INC 271039186 501(C)(3) 25500 N/A N/A Program Services Dominican Womens Development Center 133593885 501(C)(3) 12850 N/A N/A Program Services FRIENDS OF COLUMBIA SECONDARY SCHOOL 261146491 501(C)(3) 509940 N/A N/A Program Services FRIENDS OF THE NATIONAL LIBRARY OF MEDIC 521417780 501(C)(3) 10000 N/A N/A Program Services GENERAL DAVID HUMPHREYS BRANCH NO 1 CT 900430833 501(C)(3) 10000 N/A N/A Program Services HARBORING HEARTS GALA 943433059 501(C)(3) 11500 N/A N/A Program Services HARLEM CONGREGATIONS FOR 133516262 501(C)(3) 10700 N/A N/A Program Services INSTITUTE OF INTERNATIONAL EDUCATION 131624046 501(C)(3) 15000 N/A N/A Program Services ISABELLA FOUND INC 133725701 501(C)(3) 22800 N/A N/A Program Services MEXICAN COALITION FOR THE EMPOWERMENT 462463951 501(C)(3) 20000 N/A N/A Program Services NAACP NEW YORK STATE CONFERENCE 7410 LEMER HL2920 BROADWAY NEW YORK NEW YORK NY 10025 455460395 501(C)(3) 10000 N/A N/A Program Services NEW YORK ACADEMY OF SCIENCES 7 World Trd Ct 250 Greenwich St NY NEW YORK NY 10007 131773640 501(C)(3) 16000 N/A N/A Program Services NEW YORK BUILDING CONGRESS 131097030 501(C)(3) 12400 N/A N/A Program Services NEW YORK PRESBYTERIAN FUND IN 133160356 501(C)(3) 103750 N/A N/A Program Services NEW YORK PRESBYTERIAN HOSPITAL 133957095 501(C)(3) 20206 N/A N/A Program Services ONE TO WORLD 133179151 501(C)(3) 21500 N/A N/A Program Services OREF 366009467 501(C)(3) 27000 N/A N/A Program Services PARKINSONS DISEASE FOUNDATION 821294765 501(C)(3) 12500 N/A N/A Program Services PROJECT ALS 134019464 501(C)(3) 60000 N/A N/A Program Services THE ARNOLD P GOLD FOUNDATION 619 Palisade AVE Englewood Cliffs NJ 07632 223052098 501(C)(3) 15000 N/A N/A Program Services W HARLEM GROUP ASSISTANCE INC 237169558 501(C)(3) 15000 N/A N/A Program Services YMYWHA OF WASHINGTON HEIGHTS AND INWOOD 131635308 501(C)(3) 22104 N/A N/A Program Services American Friends of Shalva 315 Fifth Ave FLR 6 NEW YORK NY 10016 562676533 501(C)(3) 61000 N/A N/A Program Services American Israel Education Foundation 521623781 501(C)(3) 100000 N/A N/A Program Services American Jewish Committee (AJC) 135563393 501(C)(3) 10000 N/A N/A Program Services AMIT Children Inc 817 Broadway NEW YORK NY 10003 135631502 501(C)(3) 15000 N/A N/A Program Services Center for Safety and Change 132989233 501(C)(3) 10000 N/A N/A Program Services Chabad on Campus International 200078855 501(C)(3) 10000 N/A N/A Program Services Chabad-Lubavitch Inc 042601026 501(C)(3) 18000 N/A N/A Program Services COPD Foundation 201048322 501(C)(3) 10000 N/A N/A Program Services Glimmerglass Opera Theater Inc 161053970 501(C)(3) 13320 N/A N/A Program Services Hadassah The Women's Zionist Org of America 50 W 58th St New York NY 10019 new york NY 10019 131656651 501(C)(3) 100000 N/A N/A Program Services JCC Rockland Inc 133329286 501(C)(3) 43500 N/A N/A Program Services Jewish Federation of Rockland County 133268920 501(C)(3) 150000 N/A N/A Program Services Juvenile Diabetes Research Fnd (JDRF Intl) 26 Broadway 14th Fl New York NY 10 New York NY 10004 231907729 501(C)(3) 10000 N/A N/A Program Services Lincoln Center for the Performing Arts 131847137 501(C)(3) 35000 N/A N/A Program Services Lupus Research Alliance 582492929 501(C)(3) 50000 N/A N/A Program Services Metropolitan Opera for the Major Gifts Prgm 30 Lincoln Center New York NY 1002 NEW YORK NY 10023 131624087 501(C)(3) 25000 N/A N/A Program Services Museum of Arts and Design 133585408 501(C)(3) 50000 N/A N/A Program Services New York Public Radio 133015230 501(C)(3) 25000 N/A N/A Program Services One Love Foundation 813651192 501(C)(3) 100000 N/A N/A Program Services Ramaz School 131635279 501(C)(3) 100000 N/A N/A Program Services Richard Tucker Music Foundation 237431029 501(C)(3) 15000 N/A N/A Program Services Sharsheret 134198529 501(C)(3) 50000 N/A N/A Program Services ThirteenWNET 262810489 501(C)(3) 25000 N/A N/A Program Services UJA Federation of New York 510172429 501(C)(3) 25000 N/A N/A Program Services University of Wisconsin Foundation 390743975 501(C)(3) 37500 N/A N/A Program Services VCS (Volunteer Counseling Services) Inc 132720369 501(C)(3) 100000 N/A N/A Program Services Reid Hall 131611126 501(C)(3) 218375 N/A N/A Capital Contr Columbia University Health Care Inc 133948652 501(C)(3) 3540052 N/A N/A Capital Contr Knight First Amendment Inst at CU 412 Low Mem Lib 535 W 116 NEW YORK NEW YORK NY 10027 814759386 501(C)(3) 2922222 N/A N/A Capital Contr UNIVERSITY OF CALIFORNIA DAVIS PO Box 989062 WEST SACRAMENTO CA 95798 956006143 501(C)(3) 276281 N/A N/A 353 0 CCS NANCY RUPP SCHOLARSHIPS 2 6000 N/A STUDENT TUITION GRANTS AND SCHOLARSHIPS 14371 509751177 N/A DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY. X X X X X true true X X X X X false false false true false false false true false LEE C BOLLINGER PRESIDENT 1371910 0 700000 0 1433431 0 27200 0 422620 0 3955161 0 0 0 JANE E BOOTH GENERAL COUNSEL 646593 0 0 0 0 0 27200 0 9168 0 682961 0 0 0 JOHN COATSWORTH PROVOST 726061 0 0 0 41146 0 27200 0 19914 0 814321 0 0 0 JEROME DAVIS SECRETARY 404476 0 0 0 0 27200 0 13566 0 445242 0 0 0 DAVID MADIGAN EXEC VP - ARTS & SCIENCES 503551 0 0 0 42710 0 27200 0 106079 0 679540 0 0 0 ANNE R SULLIVAN EXECUTIVE VP FOR FINANCE & IT 707562 0 0 0 0 0 27200 0 36275 0 771037 0 0 0 GERALD M ROSBERG SR EXEC VP (AS OF 7/1/2016) 371149 0 0 0 0 0 23785 0 9143 0 404077 0 0 0 LEE GOLDMAN EXEC VP FOR HEALTH SCIENCES 1097031 0 226127 0 292528 0 502400 0 9168 0 2127254 0 0 0 PETER HOLLAND CEO & EXEC VP OF INV MGMT 874838 0 3226944 0 0 0 2541316 0 66327 0 6709425 0 2988222 0 NIRMAL NARVEKAR PRES INV MGMT THROUGH 11/16/16 834642 0 3423635 0 0 0 27200 0 24744 0 4310221 0 3324917 0 AMELIA ALVERSON EXEC VP - UNIV DVLP&ALUM RLTS 712763 0 0 0 0 0 27200 0 11457 0 751420 0 0 0 DAVID GREENBERG EXEC VP FACILITIES 502140 0 0 0 0 0 27200 0 18565 0 547905 0 0 0 DAVID N SILVERS CLINICAL PROFESSOR 2998368 0 1647932 0 0 0 37142 0 8184 0 4691626 0 0 0 JEFFREY W MOSES PROFESSOR OF MEDICINE 2337892 0 0 0 0 0 7825 0 25979 0 2371696 0 0 0 LAWRENCE GERALD LENKE PROFESSOR OF SURGERY 4005572 0 0 0 0 0 30096 0 21811 0 4057479 0 0 0 KIEHYUN DANIEL RIEW PROFESSOR OF SURGERY 2749568 0 0 0 0 0 30088 0 26511 0 2806167 0 0 0 ELIZABETH A WAGNER MANAGING DIRECTOR, IMC 595495 0 2853935 0 0 0 27200 0 25394 0 3502024 0 0 0 SUPPLEMENTAL COMPENSATION INFORMATION NOTES TO PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS WHEN THE TRAVEL IS SUBSTANTIATED AS A REASONABLE EXPENSE TO SUPPORT THE MISSION OF THE UNIVERSITY. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OF ANOTHER OFFICER OR KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR OTHER CEREMONIES OR EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON OF $32,311 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $396,802 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $4,928 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE ACTUAL AMOUNT EARNED DURING THE REPORTING PERIOD WAS $985,304 FOR MR. NARVEKAR AND $3,721,203 FOR MR. HOLLAND. THE LARGER COMPENSATION FIGURES SHOWN IN COLUMN (E) INCLUDE DOUBLE REPORTING OF PREVIOUSLY REPORTED DEFERRED COMPENSATION THAT VESTED AND WAS PAID DURING THE REPORTING PERIOD. THE ACTUAL AMOUNT EARNED BY EACH INDIVIDUAL IS CALCULATED BY SUBTRACTING COLUMN (F) FROM COLUMN (E). PAYMENT OF MR. NARVEKARS AND MR. HOLLANDS PERFORMANCE BASED BONUS IS, IN EACH CASE, DEFERRED SUBJECT TO VESTING UPON CONTINUING SERVICE TO THE UNIVERSITY. COLUMNS (C) AND (E) INCLUDE DEFERRED COMPENSATION AWARDED DURING THE REPORTING PERIOD BUT SUBJECT TO FUTURE VESTING. NOTE TO LEE BOLLINGER'S COMPENSATION AMOUNTS FOR PRESIDENT BOLLINGER IN COLUMN (B)(II) INCLUDE PAYMENTS UNDER A PERFORMANCE-BASED BONUS AWARD. THE AMOUNT SHOWN IN COLUMN (B)(III) AS "OTHER REPORTABLE COMPENSATION" REFLECTS PAYMENT OF ACCRUED BENEFITS AND LEAVE. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO PROVIDE DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD $475,200 ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO DR. MOSES', DR. LENKES, & DR. RIEW'S COMPENSATION THE COMPENSATION OF DR. MOSES, DR. LENKE, AND DR. RIEW IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE TO MS. WAGNER'S COMPENSATION MS. WAGNER'S COMPENSATION INCLUDES $1,606,987 IN DEFERRED COMPENSATION AMOUNTS, WHICH VESTED UPON HER ELIGIBILITY FOR RETIREMENT. A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B 146000293 649901R49 2003-03-05 122696491 FUND NEW QUALIFIED PROJECTS false false false B DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A 146000293 649903ZN4 2008-04-23 293606826 FUND NEW QUALIFIED PROJECTS false false false C DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A 146000293 649905DF0 2009-05-14 117000000 FUND NEW QUALIFIED PROJECTS false false false D DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A 146000293 649906AV6 2011-02-16 312102192 FUND NEW QUALIFIED PROJECTS false false false A 87775000 0 123718793 0 0 0 802880 0 0 122097219 818694 0 2004 false false true true B 82715000 0 295785662 0 0 0 1641578 0 0 292178836 1965248 0 2009 false false true true C 0 0 117067254 0 0 0 823388 0 0 115269253 974613 0 2009 false false true true D 0 0 312258392 0 0 0 1678394 0 0 308005990 2574008 0 false false true true A false true true true true true 0.00000 0.00000 0.00000 false false false true B false true true true true true 0.00000 0.00093 0.00093 false false false true C false true true true true true 0.00000 0.00234 0.00234 false false false true D false true true true true true 0.00000 0.00000 0.00000 false false false true A false false false true true false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true true false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2011A, SERIES 2012A, SERIES 2015A, SERIES 2015B, SERIES 2016A&B, AND SERIES 2017A&B ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. -------------------------------------------------------------- SCHEDULE K, PART IV, LINE 2 FOR ALL SERIES EXCEPT THE 2015A AND 2015B, THE BOND PROCEEDS ARE SLIGHTLY EXCEEDED BY THE TOTAL USES DUE TO EARNINGS IN THE CONSTRUCTION FUND HELD AT THE TRUSTEE. THE LATEST ARBITRAGE COMPUTATION FOR DASNY 2003A&B, 2008A, 2009A, 2011A, 2012A, 2015A, 2015B, AND 2016A&B WAS DECEMBER 31, 2016. A DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A 146000293 649906F33 2012-06-07 174118498 REFUND 2008A & FUND NEW PROJECTS false false false B DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A 146000293 6499077D8 2015-04-23 125006199 FUND NEW QUALIFIED PROJECTS false false false C DORMITORY AUTHORITY OF STATE OF NEW YORK 2015B 146000293 64990BGH0 2015-04-23 56240112 REFUND DASNY 2004B BONDS false false false D DORMITORY AUTHORITY OF STATE OF NEW YORK 2016A&B 146000293 64990BZK2 2016-04-27 491547535 REFUND 2006AB & FUND NEW PROJECTS false false false A 0 0 174157898 0 0 0 738570 0 0 173344328 75000 0 false true true true B 0 0 125006199 0 0 0 482921 0 0 124474161 49116 0 false false true true C 4850000 0 56240112 0 0 0 239228 0 0 0 56000884 0 2007 true false true true D 0 0 491760973 0 0 0 1299153 0 0 239032940 251423156 5724 true false false true A false true true true true true 0.00000 0.00000 0.00000 false false false true B false true true true true true 0.00000 0.00000 0.00000 false false false true C false true true true true true 0.00000 0.00000 0.00000 false false false true D false true true true true true 0.00000 0.00000 0.00000 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true A DORMITORY AUTHORITY OF NEW YORK 2017A&B 146000293 64990CQE4 2017-03-01 240921142 REFUND 2004C AND FUND NEW PRJCTS false false false A 0 0 240987340 0 0 0 879150 0 0 103862652 49380917 86864622 false true false true A false true true true true true 0.00000 0.00000 0.00000 false false false true A false true false false false false 0 false 0 false true A true JOHN COATSWORTH OFFICER HOUSING X 1475000 1871765 false true true JOHN COATSWORTH OFFICER HOUSING X 525000 530959 false true true DAVID MADIGAN OFFICER HOUSING X 400000 280000 false true true 2682724 JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 106264 EMPLOYMENT false NOTES TO SCHEDULE L ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSE OF THE KEY EMPLOYEE LISTED IN SCHEDULE L WAS AN EMPLOYEE OF THE UNIVERSITY DURING THE REPORTING PERIOD. HER COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOANS REPORTED FOR JOHN COATSWORTH IN PART II ARE INTEREST BEARING AND SECURED BY AN INTEREST IN A PRIMARY RESIDENCE. THE LOAN REPORTED FOR DAVID MADIGAN IN PART II IS INTEREST BEARING AND WAS MADE IN CONNECTION WITH A PRIMARY RESIDENCE. X 19 X 587 29821918 COST/SALES PRICE X 2 X 5 X 2 X EQUIPMENT 6 0 0 X EVENT TICKETS & FEES 16 0 0 X BOOKS 2 0 0 31 false true true USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS SCHEDULE M, PART I, LINE 32B THE UNIVERSITY USES THIRD PARTY INVESTMENT BROKERS TO SELL NON-CASH CONTRIBUTED SECURITIES. THIRD PARTIES ARE NOT USED TO SOLICIT OR PROCESS ANY CONTRIBUTIONS. DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I, LINE 33 UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS. NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED. SUPPLEMENTAL DISCLOSURES FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE TRUSTEE LISTED ON PART VII WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED NON-TAXABLE BENEFITS DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST ANGOLA BANGLADESH BRAZIL CAMEROON CHILE CHINA CONGO ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MOZAMBIQUE MYANMAR RWANDA SIERRA LEONE SOUTH AFRICA SOUTH SUDAN SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) UGANDA ZAMBIA ZIMBABWE ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2017, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 THE TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 2, 2018. THE FINAL FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST." WHEN AN OFFICER OR KEY EMPLOYEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCE TO HIS OR HER SUPERVISOR, THE TRUSTEES OR OTHERS, AS APPROPRIATE; (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE OFFICER OR EMPLOYEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSION OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED AND ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE"INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. -------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (4 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES OFTEN DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION. -------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON RELATED HOURS INDIVIDUALS WITH LISTED HOURS FOR A RELATED ORGANIZATION SIT ON THE BOARD OF COLUMBIA CONTROLLED AFFILIATES AS PART OF THEIR OVERALL COLUMBIA DUTIES, WHEN AND AS NEEDED BY THE AFFILIATES AND THAT MAY NOT BE ON A REGULAR OR WEEKLY BASIS. -------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. -------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 5 COMPENSATION PAID TO CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES COMPENSATION AMOUNTS PRESENTED AS MANAGEMENT AND GENERAL EXPENSES ARE FOR CURRENT OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES WHO ARE PART OF CENTRAL ADMINISTRATION. WHILE THESE OFFICERS AND KEY EMPLOYEES SPEND A PORTION OF THEIR TIME ON PROGRAM SERVICES AND/OR FUNDRAISING ACTIVITIES IN ADDITION TO THEIR MANAGEMENT RESPONSIBILITIES, THE UNIVERSITY HAS CHOSEN NOT TO ALLOCATE THE EXPENSES BETWEEN CATEGORIES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART X, LINE 7 LOAN INFORMATION LOANS RECEIVABLE FROM STUDENTS TOTAL $102,211,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $27,071,632. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 0.41% TO 6.52%, WITH MATURITY DATES RANGING FROM 2017 THROUGH 2047. THE OUTSTANDING BALANCES RANGE FROM $20,000 TO $2,782,319 AND A PORTION OF WHICH ARE SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,035,530. ------------------------------------------------------------- FORM 990, PART X, BEGINNING OF YEAR ASSETS PRESENTATION OF AMOUNTS THE PRESENTATION OF CERTAIN AMOUNTS IN THE BEGINNING OF YEAR ASSETS COLUMN HAS BEEN RECLASSIFIED TO CONFORM TO FISCAL YEAR 2017 PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS. ------------------------------------------------------------- FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCE CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY 2,762,416 PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS 8,796,604 CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS 56,210,931 OTHER NON-OPERATING ADJUSTMENTS 20,333,303 -------------- TOTAL OTHER CHANGES IN NET ASSETS 88,103,254 ------------------------------------------------------------- FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. COLUMBIA INVESTMENT MGT COMPANY LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 INVEST MGMT NY 0 0 COLUMBIA CIM I LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901851 INVEST HOLDNG DE 47628969 331581580 COLUMBIA CIM II LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901854 INVEST HOLDNG DE 0 0 COLUMBIA CIM III LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901855 INVEST HOLDNG DE 0 0 COLUMBIA CIM IV LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901856 INVEST HOLDNG DE 1572241 24433755 COLUMBIA CIM V LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901861 INVEST HOLDNG DE -489726 87229501 COLUMBIA CONQUEST MANAGED FUTURES SELECT FUND II 540 MADISON AVENUE 20TH FLOOR NEW YORK NY 10022 135598093 INVESTMENTS DE -489726 87229501 CIM V CIM VI LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901857 INVEST HOLDNG DE 0 0 COLUMBIA CIM VII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901858 INVEST HOLDNG DE 0 0 COLUMBIA CIM VIII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901859 INVEST HOLDNG DE 0 0 COLUMBIA CIM XII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901864 INVEST HOLDNG DE 8820299 92417818 COLUMBIA CIM XIII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901865 INVEST HOLDNG DE 0 0 COLUMBIA CIM XIV LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133901866 INVEST HOLDNG DE 0 0 COLUMBIA CIM XVII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 141977498 INVEST HOLDNG DE 4037 4288432 COLUMBIA CIM XVIII LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 141977500 INVEST HOLDNG DE 0 0 COLUMBIA DYNAMO BRASIL VI LLC 1209 ORANGE STREET WILMINGTON DE 19801 135598093 INVESTMENTS DE 0 166600709 COLUMBIA COLUMBIA AFFILIATED PHYSICIANS IPA LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 262162648 PHYSICNS PRAC NY 1065452 2867598 COLUMBIA COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 061576880 NEW MEDIA NY 0 0 COLUMBIA HITHER PROPERTY LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 270201222 REAL ESTATE DE 0 2196179 COLUMBIA CU GSAPP LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 EDUCATION NY 0 0 COLUMBIA ACCESS PROJECT LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTH RESCH NY 0 0 COLUMBIA MSPH LESOTHO LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 258707 COLUMBIA MSPH MOZAMBIQUE LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 3743260 COLUMBIA MSPH NIGERIA LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 0 COLUMBIA MSPH RWANDA LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 0 COLUMBIA MSPH SOUTH AFRICA LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 638436 COLUMBIA MSPH TANZANIA LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 303585 COLUMBIA MSPH TAJIKISTAN LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 0 COLUMBIA MSPH KG LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 HEALTHCARE NY 0 0 COLUMBIA COLUMBIA INT'L PROJECTS LLC (KENYA) 412 LOW MEMORIAL LIBRARY 535 W 116 NEW YORK NY 10027 135598093 EDUCATION NY 0 0 COLUMBIA COLUMBIA GLOBAL CENTERS LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 EDUCATION NY 0 0 COLUMBIA COLUMBIA GLOBAL RESEARCH INITIATIVES LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 EDUCATION NY 0 0 COLUMBIA CU STUDIO LLC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 135598093 EDUCATION NY 0 0 COLUMBIA COLUMBIA UNIVERSITY HEALTH CARE INC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133948652 HEALTHCARE NY 501(C)(3) 10 COLUMBIA true COL PRESBYTERIAN MEDICAL CENTER FUND INC 630 WEST 168TH STREET NEW YORK NY 10032 136162924 FUNDRAISING NY 501(C)(3) 12A NA false COL UNIV RETIREE MED LIFE INS BNFITS TR 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 133800106 BENEFITS SUPP NY 501(C)(3) 12A COLUMBIA true COLUMBIA UNIVERSITY PRESS 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 131623968 ACADEMIC PUB NY 501(C)(3) 12A COLUMBIA true FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR 1051 RIVERSIDE DRIVE NEW YORK NY 10032 133118570 EDUC SUPPORT NY 501(C)(3) 12A NA false MORNINGSIDE HEIGHTS LEGAL SERVICES INC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 510192355 CLINICAL EDUC NY 501(C)(3) 12A COLUMBIA true REID HALL INC 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 131611126 EDU/CUL EXCH NY 501(C)(3) 12A COLUMBIA true CENTRE UNIVERSITAIRE AMERICAN REID HALL 535 WEST 116TH STREET NEW YORK NY 10027 EDUCATION FR N/A N/A REID HALL true COLUMBIA GLOBAL CENTERS I EUROPE (PARIS) 4 RUE DE CHEVREUSE PARIS FR 75006 EDUCATION FR N/A N/A REID HALL true CU NEW YORK 4 RUE DE CHEVREUSE PARIS FR 75006 EDUCATION FR N/A N/A REID HALL true RESEARCH COLLECTIONS AND PRES CONSORTIUM 400 FORRESTAL ROAD PRINCETON NJ 08540 223751732 LIBRARY COLL NJ 501(C)(3) 12A NA false FOUNDATION FOR CTR FOR ENERGY MARINE 3225 GALLOWS RD FAIRFAX VA 22037 541962639 EDUC SUPPORT DE 501(C)(3) 12D NA false THE CLYDE & HELEN WU FAMILY FOUNDATION 1275 AUDOBON AVENUE GROSSE POINTE PK MI 48230 383441481 EDUC SUPPORT MI 501(C)(3) 12D NA false CENTER FOR ENVIRONMENT ECONOMY & SOCIETY 2852 BROADWAY NEW YORK NY 10025 RESEARCH DR N/A N/A CIP true CENTER FOR NATL HLTH DEVELP IN ETHIOPIA KEBELE 06 H447 PO BX 664 ADDIS ABABA ET 1250 HEALTHCARE ET N/A N/A COLUMBIA true CENTERS FOR INTERNATIONAL PROJECTS TRUST APT 101 K-62 HAUZ KHAS ENCLAVE NEW DELHI IN 110016 RESEARCH IN N/A N/A CIP true COLUMBIA GLOBAL CENTER IN INDIA 630 W 168TH STREET NEW YORK NY 10032 RESEARCH IN N/A N/A CGC LLC true COLUMBIA UK FUND LTD 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 FUNDRAISING UK N/A N/A COLUMBIA true COLUMBIA UNIVERSITY HONG KONG FUND GPO BOX 5314 CONNAUGHT PLACE HK FUNDRAISING HK N/A N/A COLUMBIA true MSPH SWAZILAND 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 HEALTHCARE WZ N/A N/A CIP true FUNDACION COLUMBIA U GLOBAL CTR - CHILE AVDAG HAMMASKJOLD 32691ST FL SANTIAGO CI RESEARCH CI N/A N/A COLUMBIA true INSTITUTE ON MEDICINE AS A PROFESSION C/O 630 WEST 168TH STREET PS BOX NEW YORK NY 10032 331033330 HEALTHCARE DE 501(C)(3) 12C NA false COLUMBIA GLOBAL CENTERS INITIATIVE 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 RESEARCH FR N/A N/A COLUMBIA true COL GLOBAL CENTER EASTERN & SOUTH AFRICA PO BOX 51412 NAIROBI KE 00100 RESEARCH KE N/A N/A COLUMBIA true CU MIDDLE EAST RESEARCH CENTER 5 MOHD AL SAD AL-BATAYNEH STREET AMMAN JO 11814 EDUC SUPPORT JO N/A N/A COLUMBIA true CENTER FOR INTL PROGRAMS ZIMBABWE TRUST 39 Lawson Av 42 Bates St Harare ZI HLTH/RESEARCH ZI N/A N/A COLUMBIA true ASSOC OF CLLBTV STUDIO X PRJCTS BRAZIL RUA MARIA EUGENIA 90301 RIO DE JANEIRO BR 22261 EDUCATION BR N/A N/A STUDIOGSAPP true KNIGHT FIRST AMDMT INST AT COLUMBIA 615 WEST 131ST STREET MC8741 NEW YORK NY 10027 814759386 EDU/PMT EXPR NY 501(C)(3) 12A COLUMBIA true AP MC FUND I LP ENTSUJI GADELIUS BLDG 1F 2-39 AKASAKA CHOME TOKYO MI JA 107-0052 980504300 INVESTMENTS JA COLUMBIA EXCLUDED 1 0 false 0 false MERIT ENERGY PARTNERS V LP 13727 NOEL ROAD SUITE 1200 DALLAS TX 75240 752411038 INVESTMENTS TX COLUMBIA EXCLUDED 1632173 15693663 false 0 false 0.99091 SANJEEVINI INVESTMENT HOLDING IFS COURT TWENTYEIGHT CY MP EBENE 981113898 INVESTMENTS MP COLUMBIA EXCLUDED 17745 12951704 false 0 false 0.91749 GCM GROSVENOR BLUE LP 767 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10010 300773582 INVESTMENTS DE COLUMBIA EXCLUDED 3954049 45450420 false -15 false 0.99451 Q INDIA EQUITY FUND LIMITED LETOILE DE MAHE GROUND FL COASTAL FLIC EN FLACREPUBLIC OF MA MP 980494924 INVESTMENTS MP COLUMBIA EXCLUDED 5030785 62264837 false 0 false 0.63707 CANAAN RESOURCES PARTNERS DRILLING FD 1101 N Broadway Suite 300 OKLAHOMA CITY OK 73103 364777388 INVESTMENTS OK COLUMBIA EXCLUDED 5629165 31852227 false 0 false 0.99000 VECTRA ENG DRL FD I LP 2305 WEST BERRY AVENUE LITTLETON CO 80120 471901248 INVESTMENTS DE COLUMBIA UNRELATED -25699 93048 false -25699 false 0.97500 VECTRA EN DR FD I-A LP 2305 WEST BERRY AVENUE LITTLETON CO 80120 471842822 INVESTMENTS DE COLUMBIA UNRELATED 103259 119472 false 52487 false 0.99900 DAVIS INVESTMENT VENTURES FUND III-B LP 125 High Street 21st Floor Boston MA 02110 474999894 INVESTMENTS DE COLUMBIA EXCLUDED 76855 9704240 false -30750 false 0.30423 STAR ASIA OPPORTUNITY FUND III LP 125 Gaither Drive Suite L Mount Laurel NJ 08054 981291896 INVESTMENTS HK COLUMBIA EXCLUDED 3802 79770857 false 0 false 0.98770 16 EAST 60TH STREET CORPORATION 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 133675222 REAL ESTATE NY COLUMBIA C-CORP 0 0 1.00000 true 2301 12TH AVENUE OWNERS CORP 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 991786950 REAL ESTATE NY COLUMBIA C-CORP 0 0 1.00000 true COLUMBIA PRESBYTERIAN IPA 161 FORT WASHINGTON AVE SUITE 132 NEW YORK NY 10032 133396165 PHYS PRACTICE NY COLUMBIA C-CORP 0 0 1.00000 true FATHOM KNOWLEDGE NETWORK INC 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 134054997 NEW MEDIA DE COLUMBIA C-CORP 0 0 1.00000 true FREEZER BOX INC 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 991596696 REAL ESTATE NY COLUMBIA C-CORP 0 0 1.00000 true MORNINGSIDE INC 311 LOW MEMORIAL LIBRARY NEW YORK NY 10027 061430120 REAL ESTATE NY COLUMBIA C-CORP 0 0 1.00000 true COLUMBIA DOCTORS OF NEW JERSEY 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 264364931 HEALTHCARE NJ COLUMBIA C-CORP 694972 231333 1.00000 true BEIJING DE GA INTRNTL CONSULTING CTR LTD TOWERA TSINGHUA SCIENCEPARK CHENGFURD HAIDIAN CH 100084 EDUCATION CH COLUMBIA FOREIGN CORP 0 94408 1.00000 true ASM HUDSON RIVER FUND WALKER HSE87 MARY ST GEORGE TOWN GRD CAYMAN CJ KY1-9002 INVESTMENTS CJ COLUMBIA REG MUTUAL FUND 371515 52702102 1.00000 true CALUNIUS LITIGATION RISK FUND LP 1ST FL DOREY CRT ADMIRAL PK ST PETER PORT GK GY1 6HJ 980684876 INVESTMENTS GK COLUMBIA FOREIGN CORP -23054 15456206 0.75000 true COLUMBIAPATRON SCOTLAND LP 50 LOTHIAN RD FESTIVAL SQ EDINBURGH SCOTLAND UK EH3 9BY INVESTMENTS UK COLUMBIA FOREIGN CORP 392 2392864 1.00000 true FPCM INFLATION LINKED OPPORTUNITIES LTD WALKER HSE87 MARY ST GEORGE TOWN GRD CAYMAN CJ KY1-9002 INVESTMENTS CJ COLUMBIA FOREIGN CORP 47628969 331581580 1.00000 true HARBOUR LITIGATION INVEST OFFSHORE FUND PO BOX 309 UGLAND HOUSE GRAND CAYMAN CJ KY1-1104 980660716 INVESTMENTS CJ COLUMBIA FOREIGN CORP 1943 4798380 1.00000 true NCH INVESTORS FUND (CU) CORP UGLANDS CHURCHPO309 GEORGE TOWN GD CAYMAN CJ KY1-1104 INVESTMENTS CJ COLUMBIA FOREIGN CORP 0 321879 1.00000 true CALUNIUS LITIGATION RISK FUND 2 LP PO656 TRAFALGAR CT LES BANQUES ST PETER PT GK GY13PP 981162651 INVESTMENTS GK COLUMBIA FOREIGN CORP 8117 22158788 0.60020 true HARBOUR OFFSHORE FUND II LP UGLAND HOUSE PO BOX 309 GRAND CAYMAN CJ KY1-1104 981049614 INVESTMENTS CJ COLUMBIA FOREIGN CORP 11604413 15204248 0.49350 true CHARITABLE REMAINDER TRUSTS (62) N/A NY COLUMBIA TRUST 0 0 POOLED INCOME FUNDS (2) N/A NY COLUMBIA TRUST 0 0 CENTERS FOR INTERNATIONAL PROGRAMS 535 WEST 116TH STREET NEW YORK NY 10027 135598093 PROGRAM SRVCS DE COLUMBIA C-CORP 0 912347 1.00000 true GLOBAL HEALTH RESEARCH CNTR-CE 1255 AMSTERDAM AVENUE NEW YORK NY 10027 PROGRAM SRVCS DE COLUMBIA C-CORP 0 126160 1.00000 true ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL RUA DA CANDELARIA 9 3O ANDAR CNT RIO DE JANEIRO BR PROGRAM SRVCS BR CGC LLC N/A 9165 165993 1.00000 true UNIVERSITY WOMEN'S REALTY CORPORATION 408 LOW MEMORIAL LIBRARY MC 4336 NEW YORK NY 10025 132524803 REAL ESTATE NY COLUMBIA C-CORP 0 0 1.00000 true COLUMBIA DOCTORS OF BERGEN COUNTY 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 473568473 HEALTHCARE NJ COLUMBIA C-CORP 3112956 1064288 1.00000 true CALUNIUS LITIGATION RISK FUND 3 LP PO656 TRAFALGAR CT LES BANQUES ST PETER PORT GK GY1 3PP 981336667 INVESTMENTS GK COLUMBIA FOREIGN CORP 87324 9105640 0.60000 true COLUMBIA GLOBAL DANISMANLIK VE ARASTIRMA MECIDITE MAH MAVI SARAY 37/7 SARIYER TU PROGRAM SERVICES TU COLUMBIA FOREIGN CORP 8396 0 1.00000 true COLUMBIA RESEARCH AND CONSULTANCY SRVCS EXPRESS TOWERS 11TH FL NARIMAN PT MUMBAI IN 400021 PROGRAM SRVCS IN CU INT'L PRJCTS FOREIGN CORP 0 0 1.00000 true false true false false false false false false false true false false false false false false false false true ASM HUDSON RIVER FUND S 16501899 FMV CALUNIUS LITIGATION RISK FUND 2 LP B 13897273 FMV CALUNIUS LITIGATION RISK FUND 3 LP B 9693982 FMV CALUNIUS LITIGATION RISK FUND LP B 1449490 FMV CANAAN RESOURCE PARTNERS DRILLING FUND LP S 7392311 FMV CANAAN RESOURCE PARTNERS DRILLING FUND LP B 9000000 FMV GCM GROSVENOR BLUE LP S 15345477 FMV GCM GROSVENOR BLUE LP B 78332 FMV DAVIS INVESTMENT VENTURES FUND III-B LP S 94181 FMV DAVIS INVESTMENT VENTURES FUND III-B LP B 7500000 FMV FPCM INFLATION LINKED OPPORTUNITIES LTD S 100000000 FMV HARBOUR LITIGATION INVEST OFFSHORE FUND LP B 287032 FMV MERIT ENERGY PARTNERS V LP S 5445000 FMV Q INDIA EQUITY FUND LTD B 50000000 FMV SANJEEVINI INVESTMENT HOLDINGS S 3302969 FMV STAR ASIA OPPORTUNITY FUND III B 78256218 FMV VECTRA ENERGY DRILLING FUND IA (WHITING) S 544549 FMV VECTRA ENERGY DRILLING FUND IA (WHITING) B 52734 FMV KNIGHT FIRST AMDMT INST AT COLUMBIA B 2922222 FMV REID HALL INC B 218375 FMV COLUMBIA UNIVERSITY HEALTH CARE INC B 3540052 FMV SUPPLEMENTAL INFORMATION SCHEDULE R COLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2016 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $5,365,462 SHARE OF END-OF-YEAR (GROSS) ASSETS: $61,331,084 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $(10,011) SHARE OF END-OF-YEAR (GROSS) ASSETS: $15,694,395 CALUNIUS LITIGATION RISK FUND 2 LP SHARE OF TOTAL (GROSS) INCOME: $586 SHARE OF END-OF-YEAR (GROSS) ASSETS: $18,746,964 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,880,927 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $49,484,343 SHARE OF END-OF-YEAR (GROSS) ASSETS: $716,835,828 HARBOUR LITIGATION INVESTMENT OFFSHORE SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,778,403 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $(713,480) SHARE OF END-OF-YEAR (GROSS) ASSETS: $568,718 HARBOUR OFFSHORE FUND II LP SHARE OF TOTAL (GROSS) INCOME: $463 SHARE OF END-OF-YEAR (GROSS) ASSETS: $18,877,614 CALUNIUS LITIGATION RISK FUND 3 LP SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $5,675,389 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2017, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 62 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 2 POOLED INCOME FUNDS DOMICILED IN NEW YORK.