2018-05-15T11:50:07-05:00 2017-06-30 521186096 RUBINO & COMPANY CHARTERED 6903 ROCKLEDGE DRIVE SUITE 1200 BETHESDA MD 208171818 990 2016-07-01 223139858 SAY YES TO EDUCATION INC SAYY 8602408900 ONE STATE STREET 20TH FLOOR HARTFORD CT 06103 EUGENE CHASIN TREASURER 8602408900 2018-05-11 1 PATRICIA A O'MALLEY CPA P00285909 3015643636 23.24.109.106 2018-05-11 19:08:26 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7D90D555DB8810B67C63656D42146D15BF616F9F 2016 2021-01-29 14:40:06Z MARY ANNE SCHMITT-CAREY ONE STATE STREET 20TH FLOOR HARTFORD CT 06103 42031173 0 X WWW.SAYYESTOEDUCATION.ORG X 1987 CT SAY YES TO EDUCATION, INC. IS A NATIONAL NONPROFIT THAT PARTNERS WITH COMMUNITIES AROUND THE GOALS OF ALL STUDENTS NOT ONLY GRADUATING HIGH SCHOOL - BUT DOING SO WITH THE SUPPORT, PREPARATION AND WHEREWITHAL TO ATTAIN A COLLEGE DEGREE OR OTHER POSTSECONDARY CREDENTIAL. MORE THAN 130,000 STUDENTS IN KINDERGARTEN THROUGH GRADE 12, MOST OF THEM IN COMMUNITIES IN NEW YORK, PENNSYLVANIA, AND NORTH CAROLINA, HAVE ACCESS TO ACADEMIC AND NON-ACADEMIC SUPPORT SERVICES FROM PARTNERS IN SAY YES COMMUNITIES. UPON HIGH SCHOOL GRADUATION, SAY YES SCHOLARS ALSO HAVE ACCESS TO POSTSECONDARY SCHOLARSHIPS - TO IN-STATE PUBLIC COLLEGES AND UNIVERSITIES, OR THE MORE THAN 100 PRIVATE COLLEGES AND UNIVERSITIES IN THE SAY YES HIGHER EDUCATION COMPACT. THE SAY YES STRATEGY IS ALIGNED WITH WHAT RESEARCH INDICATES IS NEEDED TO ENABLE ALL CHILDREN TO MAXIMIZE THEIR GIFTS AND TALENTS. THE SAY YES PROMISE AND SUPPORTS BEGIN WHEN A CHILD ENTERS KINDERGARTEN AND CONTINUE THROUGH HIGH SCHOOL AND BEYOND. 15 13 45 250 0 0 4010486 12927520 0 0 2411507 2272382 27677 -403394 6449670 14796508 5039868 8688603 0 0 3975132 4518565 0 75815 597709 7083414 7148829 16098414 20431812 -9648744 -5635304 40659510 36440888 1308835 1079784 39350675 35361104 X SEE SCHEDULE O 0 0 6337882 2629319 BUFFALO, NY CHAPTER:BUFFALO CHAPTER EMBRACES THE ENTIRE CITY SCHOOL DISTRICT, IMPLEMENTING SUPPORT SERVICES TO ADDRESS ACADEMIC, SOCIAL/EMOTIONAL AND HEALTH NEEDS OF STUDENTS. UNLIKE SYRACUSE, BUFFALO PUBLIC SCHOOLS WERE DIVIDED INTO FOUR COHORTS, WITH EACH INCLUDING EQUAL REPRESENTATION OF HIGH, MID AND LOW PERFORMING SCHOOLS. THE FOLLOWING SERVICES HAVE BEEN ROLLED OUT TO EACH COHORT: AFTER SCHOOL AND SUMMER ENRICHMENT PROGRAMMING, COLLEGE COACHING, MENTORING, TUTORING AND ACADEMIC ASSISTANCE, AND LEGAL ASSISTANCE FOR FAMILIES. ADDITIONAL SERVICES CURRENTLY AVAILABLE ARE SCHOLARSHIPS AND STUDENT MONITORING. 5004248 2291324 GUILFORD, NC CHAPTERGUILFORD COUNTY, NORTH CAROLINA IS WORKING WITH SAY YES TO EDUCATION TO SCALE A SUSTAINABLE SCHOLARSHIP PROGRAM COUNTY-WIDE AND TO SCALE NON-ACADEMIC SUPPORTS THAT WILL ENHANCE POSTSECONDARY SUCCESS 2135821 1875797 HARLEM, NY CHAPTERHARLEM CURRENTLY WORKS WITH 270 STUDENTS. THIS WAS THE FIRST SAY YES CHAPTER TO IMPLEMENT THE STUDENT MONITORING SYSTEM. A RANGE OF SUPPORTS ARE PROVIDED TO THE STUDENTS AND FAMILIES, INCLUDING EXTENDED DAY/YEAR PROGRAMMING, TUTORING, FAMILY OUTREACH AND SUPPORT, SOCIAL SERVICES, SCHOLARSHIPS TO HIGH SCHOOL GRADUATES, AS WELL AS PARENT AND SIBLING FINANCIAL ASSISTANCE FOR HIGHER EDUCATION, FREE LEGAL SERVICES, AND AN ANNUAL/BIANNUAL RETREAT WITH SCHOOL STAFF AND ADMINISTRATION. THESE SERVICES HELP TO CREATE A POSITIVE, SUSTAINING FRAMEWORK FOR EACH STUDENT'S ACADEMIC EXPERIENCE-ONE THAT ENCOURAGES AND REWARDS CONTINUED EFFORT. 3260720 1892163 SYRACUSE, NY CHAPTERTHIS IS SAY YES'S FIRST CITY-WIDE CHAPTER. SAY YES SYRACUSE COMBINES AN EARLY INCENTIVE OF COLLEGE EDUCATION WITH HIGH QUALITY AND SUSTAINED ACADEMIC, SOCIAL, EMOTIONAL, HEALTH AND FAMILY SUPPORTS THROUGHOUT THE K-12 YEARS. IN SCHOOL SUPPORTS INCLUDE: EXTENDED DAY AND YEAR PROGRAMS, TUTORING, MENTORING, FAMILY OUTREACH AND ENGAGEMENT, SOCIAL WORK/COUNSELING SERVICES, FINANCIAL AID COUNSELING, AND REFERRALS FOR HIGH-QUALITY HEALTH CARE AND LEGAL ASSISTANCE. THE PROGRAM CULMINATES WITH THE PROMISE OF FREE TUITION FOR ALL SYRACUSE CITY SCHOOL DISTRICT GRADUATES WHO MEET RESIDENCY, GRADUATION, AND ADMISSION REQUIREMENTS INTO ONE OF OVER 100 PRIVATE HIGHER EDUCATION INSTITUTIONS & SUNNY AND CUNNY SCHOOLS.PHILADELPHIA CHAPTER OUR PHILADELPHIA CHAPTER INCLUDES 47 POST SECONDARY STUDENTS THAT WE HAVE WORKED WITH SINCE THEY WERE KINDERGARTENERS. SUPPORTS INCLUDED BOTH ACADEMIC AND NON-ACADEMIC SERVICES THAT REMOVE THE PREDICTABLE ACADEMIC, SOCIAL EMOTIONAL, AND HEALTH AND WELLNESS BARRIERS TO POST SECONDARY ATTAINMENT.NEW CITIES THIS YEAR SAY YES RELEASED AN RFP AND BEGAN LAYING THE FOUNDATION AND INTENSELY VETTING CLEVELAND OHIO AS THE NEXT SAY YES COMMUNITY. CRITICAL CORE LEVEL WORK WAS COMPLETED INCLUDING CREATION OF MEMORANDUMS OF UNDERSTANDING, COMPLETION OF A LOCAL SCHOLARSHIP MODEL, DATA SHARING AGREEMENTS AND WORK COMMENCED ON ANALYTICS. A FINAL DECISION IS EXPECTED DURING THE 2018 FISCAL YEAR. 3260720 1892163 16738671 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 66 0 1 45 1 0 0 0 0 0 1 1 0 0 X 15 13 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY CT PA X KORAY GURZ CONTROLLER 8602401274 ONE STATE STREET 20TH FLR HARTFORD CT 06103 JANE TOLL DIRECTOR 1.00 X 0 0 0 GEORGE A WEISS CHAIRMAN 1.00 X X 0 0 0 CARYN EFFRON DIRECTOR 1.00 X 0 0 0 DAVID KNOTT DIRECTOR 1.00 X 0 0 0 NEIL GOLDBERG DIRECTOR 1.00 X 0 0 0 Clotilde Perez-Bode Dedecker Secretary 1.00 X X 0 0 0 ARTHUR LEVINE DIRECTOR 1.00 X 0 0 0 JOEL GREENBLATT DIRECTOR 1.00 X 0 0 0 SOL H PELAVIN DIRECTOR 1.00 X 0 0 0 MARY ANNE SCHMITT-CAREY PRESIDENT, CEO 40.00 X X 400000 0 51802 JAY LEVINE DIRECTOR 1.00 X 0 0 0 ELIZABETH CARLOCK PHILLIPS DIRECTOR 1.00 X 0 0 0 Margot Copeland DIRECTOR 1.00 X 0 0 0 Jarmaine Ollivierre DIRECTOR 1.00 X 0 0 0 Naeemah Nelson DIRECTOR 1.00 X 0 0 0 Julie Franklin DIRECTOR 1.00 X 0 0 0 EUGENE CHASIN TREASURER/COO 40.00 X 300000 0 56098 KORAY GURZ CONTROLLER 40.00 X 160000 0 28121 JACK STEINBERG SVP, HIGHER EDUCATION & COMMUNICATION 40.00 X 247990 0 51660 NOEL HARMON SVP, STRATEGIC PARTNERSHIP 40.00 X 200000 0 35815 ELLEN GRANT SVP, CHAPTER PROGRAMMING 40.00 X 200000 0 31365 DAVID RUST EXEC. DIRECTOR - BUFFALO 40.00 X 165000 0 35615 MARY VIGUE EXEC. DIRECTOR - GUILFORD 40.00 X 165000 0 14511 1837990 0 304987 9 0 1 0 SCHOOLHOUSE PARTNERSLLC 112 S Royal Street Suite D ALEXANDRIA VA 22314 ORGANIZATIONAL STRATEGIC CONSULTANT 523095 CROSS & JOFTUS LLC 8610 RIDGE ROAD BETHESDA MD 20817 Organizational Strategy Consultant 324304 Finsbury LLC 3 Columbus Circle Floor 9 NEW YORK NY 10019 Communication Consultant 278695 MBO ADVERTISING LLC PO BOX 1077 PORTAGE MI 49081 Scholarship Software developer 270090 Morgan Lewis & Bockius LLP PO BOX 8500-6050 PHILADELPHIA PA 19178 LEGAL SERVICES 150461 5 2187015 10740505 9997 12927520 10027 10027 29024326 26761971 2262355 2262355 2262355 69300 2187015 472694 -403394 -403394 14796508 0 0 1868988 X 8688603 8688603 998986 332743 434658 231585 2686173 2121479 302074 262620 147052 60123 85941 988 446855 313400 121791 11664 239499 178248 46214 15037 240368 240368 30630 30630 75815 75815 3464184 2838717 625467 221933 70727 151206 241065 155702 85363 812694 666947 145747 315726 132170 183556 736320 317471 418849 227618 90214 137404 826 826 85338 85338 Educational Enrichment 491819 491819 COLLEGE RELATED EXPENSE 280308 280308 20431812 16738671 3095432 597709 1 2500000 6947500 3516584 1361500 6417646 288521 37249 223999 0 330660 142910 7620 5969 2476 1651 378082 105537 31126771 23719311 40659510 36440888 1007047 962914 15199 301788 101671 1308835 1079784 X 38261710 34941954 1088965 419150 39350675 35361104 40659510 36440888 X -5635304 1673754 -28021 X X 0 1 X 1 0 X 9099061 7627023 4137830 4010486 12927520 37801920 9099061 7627023 4137830 4010486 12927520 37801920 15721033 22080887 210945 95743 41188 25356 10027 383259 38185179 0.57830 0.54700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7620 5969 1651 1651 Investment in Multi Strategy 18718973 C INVESTMENT IN WEISSHORN INVT. 5000338 F 23719311 UNSETTLED SECURITIES PURCHASED 101671 101671 X 17115528 1673754 172572 472694 2319020 14796508 0 14796508 21105099 172572 500715 673287 20431812 0 20431812 Part X, Line 2: PRIOR TO 2007, SAY YES WAS A PRIVATE FOUNDATION AS DESCRIBED UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE (THE CODE) AND WAS EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). ON JANUARY 27, 2013 SAY YES RECEIVED A NOTIFICATION THAT ITS REQUEST TO BE TREATED AS A PUBLIC CHARITY HAD BEEN ACCEPTED BY THE IRS. ORGANIZATIONS EXEMPT FROM INCOME TAX PURSUANT TO IRC SECTION 501(C)(3) ARE SUBJECT TO INCOME TAX ONLY ON UNRELATED BUSINESS INCOME. FINANCIAL AND REPORTING STANDARDS PROVIDE DETAILED GUIDANCE FOR THE FINANCIAL STATEMENT RECOGNITION, MEASUREMENT, AND DISCLOSURE OF UNCERTAIN TAX POSITIONS RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS. THE STANDARDS REQUIRE AN ENTITY TO RECOGNIZE THE FINANCIAL STATEMENT IMPACT OF A TAX POSITION WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. THE MANAGEMENT OF SAY YES HAS PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE TAX RETURNS OF SAY YES ARE SUBJECT TO PERIODIC EXAMINATION BY TAXING AUTHORITIES. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS PRIOR TO 2014. Part XI, Line 2d - Other Adjustments: GALA Fundraising Expenses Net with Fundraising Revenue 472,694. Part XII, Line 2d - Other Adjustments: GALA Fundraising Expenses Net with Fundraising Revenue 472,694. UNCOLLECTIBLE PLEDGES 28,021. Central America and the Caribbean - CAYMEN ISLANDS 0 0 INVESTMENTS N/A 18718973 CENtral America and the Caribbean - BERMUDA 0 0 BUSINESS REINSURANCE N/A 5000338 0 0 0 0 0 0 23719311 0 23719311 1 0 1 0 0 0 X X X X X 0 The JFM Group LLC 629 Fifth Ave Suite 106 PELHAM NY 10803 Event/Fundraising Support 0 10030728 75815 9954913 10030728 75815 9954913 30TH ANNIVERSARY GALA 2177857 2108557 69300 183556 245557 BUFFALO GALA EVENT 78458 78458 23402 20179 2256315 2187015 69300 206958 265736 472694 -403394 1 TEACHER'S COLLEGE GRANT 525 W 120TH STREET BOX 110 NEW YORK NY 10027 131624202 501(C)(3) 1875797 TO SUPPORT SAY YES INITIATIVE AT HARLEM IN SUPPORT OF STUDENTS THE BOYS & GIRLS CLUBS OF THE NORTHTOWNS 54 RIVERDALE AVE BUFFALO NY 14207 160755733 501(C)(3) 16280 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 GUILFORD EDUCATION ALLIANCE 902 BONNER DRIVE JAMESTOWN NC 27282 200328746 501(C)(3) 50000 TO SUPPORT GIULFORD SAY YES IMPLEMENTATION. MEDAILLE COLLEGE 18 AGASSIZ CIRCLE BUFFALO NY 14214 160805158 501(C)(3) 226000 TO SUPPORT SAY YES SCHOLARS BUFFALO NIAGARA CONCERT BAND 533 AMHERST STREET BUFFALO NY 14207 201586846 501(C)(3) 33880 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 VILLA MARIA COLLEGE OF BUFFALO 240 PINE RIDGE ROAD BUFFALO NY 14225 160871487 501(C)(3) 60000 PROGRAM SUPPORT FOR THE STUDENTS SUCCESS ERIE REGIONAL HOUSING DEVELOPMENT CORP 104 MARYLAND ST BUFFALO NY 14201 161559032 501(C)(3) 31460 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 MT OLIVE DEVELOPMENT CORP 701 E DELAVAN AVE BUFFALO NY 14215 223174819 501(C)(3) 25960 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 TRUWAY COMMUNITY SERVICES 2056 GENESEE ST BUFFALO NY 14215 161589199 501(C)(3) 25740 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 AMERICA'S PROMISE 1110 VERMONT AVE WASHINGTON DC 20005 541848713 501(C)(3) 1000000 TO SUPPORT SAY YES TO EDUCATION INSTITUTE FOR THE PURPOSE OF DEVELOPING THE RESEARCH CAPABILITIES CRUCIAL INC 230 MOSELLE ST BUFFALO NY 14211 161280828 501(C)(3) 7700 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 LT COL MATT URBAN HUMAN SERVICES CENTER OF WNY 1081 BROADWAY BUFFALO NY 14212 161067572 501(C)(3) 25280 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 BEREA CHURCH OF GOD IN CHRIST 49 INDIAN CHURCH RD BUFFALO NY 14210 474179483 501(C)(3) 7480 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 THANKFUL MISSIONARY BAPTIST CHURCH 197 SUMNER PLACE BUFFALO NY 14211 161083861 501(C)(3) 16720 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 BUFFALO PREP 18 ACHESON ANNEX BUFFALO NY 14214 161359846 501(C)(3) 11000 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 POLICE ATHLETIC LEAGUE OF BUFFALO INC 65 NIAGARA SQUARE 21ST FL BUFFALO NY 14202 161468698 501(C)(3) 16500 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 1415 COMMUNITY ORGANIZATIONS INC 45 ROUNDS AVE BUFFALO NY 14215 264670654 501(C)(3) 9680 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 COLD SPRING BIBLE CHAPEL 100 NORTHLAND AVE BUFFALO NY 14208 166058431 501(C)(3) 6380 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 LOVE ALIVE FELLOWSHIP CHURCH 141 LEWIS ST BUFFALO NY 14206 161451930 501(C)(3) 5940 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 GUILFORD SCHOLARSHIP INC 330 S Greene Street Suite 100 GREENSBORO NC 27401 475634044 501(C)(3) 1951324 TO SUPPORT SAY YES TO EDUCATION GUILFORD- SCHOLARSHIP CONTRIBUTION CENTRAL NEW YORK COMMUNITY FOUNDATION INC 431 E Fayette Street Suite 100 SYRACUSE NY 13202 150626910 501(C)(3) 873903 TO SUPPORT SAY INITIATIVE AT SYRACUSE IN SUPPORT OF STUDENTS-SCHOLARSHIP FUND COMMUNITY FOUNDATION FOR GREATER GREENSBORO 330 South Greene St 100 GREENSBORO NC 27401 561380249 501(C)(3) 250000 TO SUPPORT AND ENHANCE THE SAY YES TO EDUCATION GUILFORD SCHOLARSHIP ENDOWMENT COMMUNITY ACTION ORGANIZATION OF ERIE COUNTY INC 70 Harvard Place BUFFALO NY 14209 160911473 501(C)(3) 243719 TO SUPPORT SUMMER CAMP PROGRAMS WITH YOUTH STUDENTS COMMUNITY FOUNDATION FOR GREATER BUFFALO 726 Exchange Street Suite 525 BUFFALO NY 14210 222743917 501(C)(3) 165000 TO SUPPORT BUFFALO SAY YES IMPLEMENTATION BOYS & GIRLS CLUBS OF BUFFALO INC 282 Babcock Street BUFFALO NY 14210 160849516 501(C)(3) 50380 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 THE WELLNESS INSTITUTE OF GREATER BUFFALO 65 Niagara Square Rm 607 BUFFALO NY 14202 161360887 501(C)(3) 46860 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 BUFFALO STATE COLLEGE 1300 Elmwood Avenue BUFFALO NY 14222 166037117 501(C)(3) 44611 TO SUPPORT SUMMER BRIDGE PROGRAM/FIRST YEAR EXPERIENCE PROGRAM K-6 THE GUILFORD NONPROFIT CONSORTIUM 330 S Greene Street Suite 100 GREENSBORO NC 27401 561380249 501(C)(3) 40000 TO SUPPORT THE SERVICE PROVIDERS WORKING GROUP IN THE GUILFORD COUNTY SCHOOL SYSTEM METRO COMMUNITY DEVELOPMENT CORPORATION 877 East Delavan Ave BUFFALO NY 14215 043611860 501(C)(3) 19800 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 YOUNG MENS CHRISTIAN ASSOCIATION BUFFALO NIAGARA 301 Cayuga Road Suite 100 Buffalo NY 14225 BUFFALO NY 14225 160743231 501(C)(3) 19360 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 UNIVERSITY DISTRICT COMMUNITY DEVELOPMENT ASSOCIATION 3242 Main Street BUFFALO NY 14214 161072548 501(C)(3) 15620 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 GRACE UNITED CHURCH OF CHRIST 875 E Delavan Avenue BUFFALO NY 14215 161222695 501(C)(3) 14080 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 NEW BEGINNING CHURCH OF GOD 265 Parkridge Avenue BUFFALO NY 14215 770720040 501(C)(3) 12980 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 CHILD AND ADOLESCENT TREATMENT SERVICES 301 Cayuga Suite 200 CHEEKTOWAGA NY 14225 160839225 501(C)(3) 18700 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 THE DIVERSITY CENTER OF NORTHEAST OHIO 3659 Green Road Suite 220 CLEVELAND OH 44122 201966761 501(C)(3) 10000 TO SUPPORT SCHOOL AND YOUTH PROGRAMS MACENDONIA BAPTIST CHURCH 237 E North St bUFFALO NY 14204 111189061 501(C)(3) 9680 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 CONCERNED ECUMENICAL MINISTRY 286 Lafayette Avenue BUFFALO NY 14213 160981256 501(C)(3) 9020 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 TRUE COMMUNITY DEVELOPMENT CORPORATION 594 Winslow Avenue BUFFALO NY 14211 043754904 501(C)(3) 8800 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 EMMANUEL TEMPLE CHURCH 701 Kensington Ave BUFFALO NY 14215 161409434 501(C)(3) 7040 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 SOMALI BANTU COMMUNITY ORGANIZATION IN WNY INC 83 Grant Street BUFFALO NY 14213 550913398 501(C)(3) 6600 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 SEVENTH DAY CHURCH OFR GOD OUTREACH MINISITRIES INC 431 East Ferry Street BUFFALO NY 14208 202568848 501(C)(3) 6380 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 METROPOLITAN UNITED METHODIST CHURCH 657 Best Street BUFFALO NY 14211 161131966 501(C)(3) 5500 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 MOUNT MORIAH MISSIONARY BAPTIST CHURCH 400 Northampton Street BUFFALO NY 14208 237393728 501(C)(3) 5500 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 NEW MT ARARAT TEMPLE OF PRAYER 971 Jefferson Avenue BUFFALO NY 14204 161086659 501(C)(3) 5500 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 NEW COVENANT UNITED CHURCH OF CHRIST 459 Clinton Street BUFFALO NY 14204 131957221 501(C)(3) 5280 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 JUNETEENTH FESTIVAL INC 1517 Genesee Street BUFFALO NY 14211 161275426 501(C)(3) 5060 TO SUPPORT SUMMER CAMP PROGRAMMING TO BUFFALO PUBLIC SCHOOL STUDENTS K-6 Part I, Line 2: THE ORGANIZATION'S ACCOUNTING DEPARTMENT MONITORS GRANT FUNDS IN A MULTI-STEP PROCESS. FIRST, A SPREADSHEET IS CREATED FOR THE GRANT. ANY INVOICES/EXPENSES THAT COME IN ARE REVIEWED AGAINST THE GRANT RESTRICTION/PURPOSE (IF ANY) TO MAKE SURE THEY ARE ALLOWABLE FOR THE PURPOSE OF THE GRANT. ONCE SATISFACTORY TO THE GRANT PURPOSE, THE EXPENSE IS RECORDED ON THE SPREADSHEET. THIS SPREADSHEET IS REVIEWED MONTHLY FOR ACCURACY AND COMPLETENESS. X X X X X 0 0 0 0 0 0 0 0 0 MARY ANNE SCHMITT-CAREY PRESIDENT, CEO 400000 0 0 0 0 0 23850 0 27952 0 451802 0 0 0 EUGENE CHASIN TREASURER/COO 300000 0 0 0 0 0 23850 0 32248 0 356098 0 0 0 KORAY GURZ CONTROLLER 160000 0 0 0 0 0 14400 0 13721 0 188121 0 0 0 JACK STEINBERG SVP, HIGHER EDUCATION & COMMUNICATIO 247990 0 0 0 0 0 22500 0 29160 0 299650 0 0 0 NOEL HARMON SVP, STRATEGIC PARTNERSHIP 200000 0 0 0 0 0 8000 0 27815 0 235815 0 0 0 ELLEN GRANT SVP, CHAPTER PROGRAMMING 200000 0 0 0 0 0 14850 0 16515 0 231365 0 0 0 DAVID RUST EXEC. DIRECTOR - BUFFALO 165000 0 0 0 0 0 18000 0 17615 0 200615 0 0 0 MARY VIGUE EXEC. DIRECTOR - GUILFORD 165000 0 0 0 0 0 7425 0 7086 0 179511 0 0 0 George Weiss CHAIRMAN 270000 INVESTMENT FEES WERE INCURRED BY THE ORGANIZATION IN CONNECTION WITH ITS PARTNERSHIP INTEREST IN WEISS MULTI-STRATEGY PARTNERS LLC. MR. WEISS THEN MAKES A PERSONAL CONTRIBUTION TO THE ORGANIZATION IN THE AMOUNT OF THE CORRESPONDING INVESTMENT FEES. 0 PART 1, LINE 1 (CONTINUED) SAY YES ALSO HAS LAUNCHED A NEW ENTERPRISE CALLED THE WEISS INSTITUTE. THE WEIS INSTITUTE IS DESIGNED TO PROVIDE CUSTOMIZED SUPPORT TO COMMUNITIES THAT SEEK TO SCALE A SUSTAINABLE SCHOLARSHIP INCENTIVE, DATA SYSTEMS THAT SUPPORT BOTH SYSTEM LEVEL AND STUDENT LEVEL DECISION MAKING, CROSS SECTOR NETWORKED GOVERNANCE STRUCTURES, AND ACADEMIC AND NON ACADEMIC STUDENT SUPPORTS. FORM 990, PART III, LINE 1 SAY YES TO EDUCATION, INC. IS A NATIONAL NONPROFIT THAT PARTNERS WITH COMMUNITIES AROUND THE GOALS OF ALL STUDENTS NOT ONLY GRADUATING HIGH SCHOOL - BUT DOING SO WITH THE SUPPORT, PREPARATION AND WHEREWITHAL TO ATTAIN A COLLEGE DEGREE OR OTHER POSTSECONDARY CREDENTIAL. MORE THAN 130,000 STUDENTS IN KINDERGARTEN THROUGH GRADE 12, MOST OF THEM IN COMMUNITIES IN NEW YORK, PENNSYLVANIA, AND NORTH CAROLINA, HAVE ACCESS TO ACADEMIC AND NON-ACADEMIC SUPPORT SERVICES FROM PARTNERS IN SAY YES COMMUNITIES. UPON HIGH SCHOOL GRADUATION, SAY YES SCHOLARS ALSO HAVE ACCESS TO POSTSECONDARY SCHOLARSHIPS - TO IN-STATE PUBLIC COLLEGES AND UNIVERSITIES, OR THE MORE THAN 100 PRIVATE COLLEGES AND UNIVERSITIES IN THE SAY YES HIGHER EDUCATION COMPACT. THE SAY YES STRATEGY IS ALIGNED WITH WHAT RESEARCH INDICATES IS NEEDED TO ENABLE ALL CHILDREN TO MAXIMIZE THEIR GIFTS AND TALENTS. THE SAY YES PROMISE AND SUPPORTS BEGIN WHEN A CHILD ENTERS KINDERGARTEN AND CONTINUE THROUGH HIGH SCHOOL AND BEYOND. Form 990, Part VI, Section A, line 1 THE EXECUTIVE COMMITTEE IS COMPOSED OF THE OFFICERS AND THE CHAIR OF EACH COMMITTEE OF THE ORGANIZATION. THE EXECUTIVE COMMITTEE SHALL HAVE, AND MAY EXERCISE, ALL OF THE POWERS OF THE BOARD OF DIRECTORS IN THE MANAGEMENT OF THE AFFAIRS OF THE ORGANIZATION BETWEEN MEETINGS OF THE BOARD OF DIRECTORS WITH THE EXCEPTION OF MATTERS THAT WILL AFFECT THE CORPORATE STRUCTURE OF THE ORGANIZATION AND THE FILLING OF VACANCIES ON THE BOARD. Form 990, Part VI, Section B, line 11b THE ACCOUNTING DEPARTMENT PREPARES THE DRAFT 990, WHICH IS THEN REVIEWED BY MANAGEMENT AND AUDITORS. ANY CHANGES ARE MADE, REVIEWED AGAIN, AND UPON SATISFACTION OF MANAGEMENT, THE COMPLETED DRAFT 990 IS SENT TO THE BOARD OF DIRECTORS FOR REVIEW. Form 990, Part VI, Section B, line 12c PROPER STEPS ARE TAKEN PER THE CONFLICT OF INTEREST AND GUIDE OF ETHICS POLICIES. Form 990, Part VI, Section B, line 15a THE COMPENSATION COMMITTEE REVIEWS AND APPROVES THE CEO AND COO COMPENSATION. ALL OTHER SALARIES ARE DETERMINED BY THE CEO. THE COMPENSATION CHANGES OF ALL EMPLOYEES ARE DOCUMENTED BY LETTER. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPOSED OF THE OFFICERS AND THE CHAIR OF EACH COMMITTEE OF THE ORGANIZATION. THE EXECUTIVE COMMITTEE SHALL HAVE, AND MAY EXERCISE, ALL OF THE POWERS OF THE BOARD OF DIRECTORS IN THE MANAGEMENT OF THE AFFAIRS OF THE ORGANIZATION BETWEEN MEETINGS OF THE BOARD OF DIRECTORS WITH THE EXCEPTION OF MATTERS THAT WILL AFFECT THE CORPORATE STRUCTURE OF THE ORGANIZATION AND THE FILLING OF VACANCIES ON THE BOARD. Form 990, Part IX, line 11g Professional Fees: Program service expenses 1,852,306. Management and general expenses 85,856. Fundraising expenses 0. Total expenses 1,938,162. CONSULTING: Program service expenses 986,411. Management and general expenses 539,611. Fundraising expenses 0. Total expenses 1,526,022. Form 990, Part XI, line 9: UNCOLLECTIBLE PLEDGES -28,021. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S AUDIT OVERSIGHT PROCESS HAS NOT CHANGED DURING THE TAX YEAR.