2018-04-11T12:19:10-05:00 2017-12-31 141442607 BST & CO CPAS LLP 26 COMPUTER DRIVE WEST ALBANY NY 12205 990 2017-01-01 522278213 CENTER FOR INTERNET SECURITY INC CENT 5182663490 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 ALBERT SZESNAT CFO 5182663490 2018-04-04 1 JUDY A CAHEE P00281935 5184596700 2018-04-02 24.213.242.82 2018-04-04 10:43:33 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 EAE8988B22581D35C855AA25424C1101E16CEF4F 2017 2021-01-29 14:40:06Z JOHN GILLIGAN 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 25965697 0 X WWW.CISECURITY.ORG X 2000 MD CIS A NON-PROFIT THAT SAFEGUARDS ORGANIZATIONS AGAINST CYBER THREATS. 13 8 155 0 0 0 11216032 10772154 10506105 14482057 81418 197000 84341 44838 21887896 25496049 0 0 0 0 12932902 15190893 0 0 0 7085179 9284917 20018081 24475810 1869815 1020239 16412364 20540082 7673552 10149612 8738812 10390470 X THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 0 0 6279714 57167 THE MISSION OF THE MS-ISAC IS TO IMPROVE THE OVERALL CYBERSECURITY POSTURE OF THE NATION'S STATE, LOCAL, TRIBAL AND TERRITORIAL GOVERNMENTSTHROUGH FOCUSED CYBER THREAT PREVENTION, PROTECTION, RESPONSE, AND RECOVERY. 2704097 3912308 THE PARTNER PAID PROGRAM OFFERS SERVICES TO ALL STATE, LOCAL, TERRITORIAL, AND TRIBAL GOVERNMENT ENTITIES (SLTT'S), AND PUBLIC AUTHORITIES TO IMPROVE THEIR OVERALL CYBER SECURITY. THESE SERVICES INCLUDE SCANNING, SECURITY ASSESSMENTS, PHISHING EXERCISES, AND OTHER CYBER SECURITY RELATED SERVICES. 3413539 9478385 THE SECURITY BENCHMARKS PROGRAM HELPS ORGANIZATIONS IMPROVE THEIR IT SECURITY POSTURE BY REDUCING RISKS RESULTING FROM INADEQUATE TECHNICAL SECURITY CONTROLS. TO ACCOMPLISH THIS, THE SECURITY BENCHMARKS PROGRAM FACILITATES THE CONSENSUS-BASED DEVELOPMENT OF: (1) BEST PRACTICE STANDARDS FOR SECURITY CONFIGURATION, (2) TOOLS FOR MEASURING INFORMATION SECURITY STATUS, AND (3) RESOURCES FOR MAKING INFORMED SECURITY INVESTMENT DECISIONS. 281948 977286 THE PRODUCT SALES PROGRAM OFFERS AGGREGATE PURCHASING TO SLTT GOVERNMENTS AND RELATED NOT-FOR-PROFIT ENTITIES IN ACHIEVING A GREATER CYBER SECURITY POSTURE THROUGH TRUSTED EXPERT GUIDANCE AND COST-EFFECTIVE PROCUREMENT. THIS PROGRAM ALSO PROVIDES SERVICES SUCH AS VULNERABILITY SCANNING, PENETRATION TESTING, AND OTHER CYBER SECURITY SERVICES FOR PRIVATE ENTITIES AND ORGANIZATIONS THAT WORK WITH SLTT'S MEMBERS. 1896536 28417 THE CRITICAL SECURITY CONTROLS PROGRAM IS A RECOMMENDED SET OF ACTIONS FOR CYBER DEFENSE THAT PROVIDE SPECIFIC AND ACTIONABLE WAYS TO THWART THE MOST PERVASIVE ATTACKS. THEY ARE A RELATIVELY SHORT LIST OF HIGH-PRIORITY, HIGHLY EFFECTIVE DEFENSIVE ACTIONS THAT PROVIDE A "MUST DO, DO FIRST" STARTING POINT FOR EVERY ENTERPRISE SEEKING TO IMPROVE THEIR CYBER DEFENSE. 257713 28494 THE WORKFORCE DEVELOPMENT PROGRAM WAS BORNE OUT OF AN UNPRECEDENTED DEMAND FOR HIGHLY-SKILLED PRACTITIONERS CAPABLE OF BUILDING SECURITY INTO NEW AND EXISTING NETWORKS, ASSESSING SECURITY ON A REAL TIME BASIS AS NEW VULNERABILITIES ARE IDENTIFIED AND DISCLOSED, AND ACTING AS FRONT-LINE CYBER DEFENDERS ACROSS VARIOUS INDUSTRIES AND GOVERNMENT AGENCIES. THE CENTER SEEKS TO DEVELOP ASSESSMENT INSTRUMENTS TO RELIABLY PREDICT FUTURE PERFORMANCE AND APTITUDE FOR CYBERSECURITY JOBS, SUPPORTING BOTH THE GROWTH OF THE WORKFORCE AND ITS ABILITY TO DELIVER POSITIVE RESULTS. 2436197 1034197 14833547 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 1 27 0 1 155 1 0 0 0 0 0 0 0 0 0 0 X 13 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X ALBERT SZESNAT 5182663460 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 JOHN GILLIGAN INTERIM CEO/EXECUTIVE CHAIR 20.00 X X 0 0 0 DEIRDRE O'CALLAGHAN CHEIF COUNSEL AND SECRETARY 40.00 X X 180029 0 18059 STEVEN JOHN SPANO PRESIDENT AND CHIEF OPERATING OFFICER 40.00 X X 345026 0 11518 KAREN EVANS TREASURER/DIRECTOR 2.00 1.00 X X 0 0 0 JANE HOLL LUTE DIRECTOR 2.00 1.00 X 96000 0 0 MICHAEL ASSANTE DIRECTOR 1.00 1.00 X 0 0 0 RAMON BARQUIN DIRECTOR 1.00 X 0 0 0 CHRIS PAINTER DIRECTOR 1.00 X 0 0 0 ALAN PALLER DIRECTOR 1.00 1.00 X 0 0 0 FRANKLIN REEDER DIRECTOR 1.00 1.00 X 0 0 0 RICHARD SCHAEFFER DIRECTOR 1.00 1.00 X 0 0 0 PHIL VENABLES DIRECTOR 1.00 X 0 0 0 BOBBIE STEMPTLEY DIRECTOR 1.00 X 0 0 0 JACK ARTHUR DIRECTOR 1.00 X 0 0 0 BRUCE MOULTON DIRECTOR 1.00 X 0 0 0 ALBERT R SZESNAT CHEIF FINANCIAL OFFICER 40.00 X 180050 0 9840 THOMAS F DUFFY SR VP OF OPERATIONS 40.00 X 185049 0 8639 RICHARD J LICHT CHIEF OF STAFF 40.00 X 170427 0 8201 CURTIS W DUKES EXECUTIVE VP AND GM OF SBPA GROUP 40.00 X 275016 0 11095 KATHLEEN PATENTREGER SR VP OF PROGRAMS 40.00 X 168774 0 12420 TONY WILSON SAGER SR VP AND CHIEF EVANGELIST 40.00 X 173355 0 6922 ADAM MONTVILLE VP OF PROGRAMS AND PRODUCT MANAGER 40.00 X 165518 0 23146 BRIAN N CALKIN VP OF OPERATIONS 40.00 X 166509 0 19218 ANGELO MARCOTULLIO DIRECTOR OF INFORMATION TECHNOLOGY 40.00 X 150413 0 3584 REGINA CHAPMAN SR DIRECTOR OF OPERATIONS 40.00 X 149461 0 11687 2405627 0 144329 49 0 1 0 SYMANTEC PO BOX 742345 LOS ANGELES CA 90074 CONSULTING 1160494 CAMBRIDGE GLOBAL ADVISORS 1700 NORTH MOORE AVENUE SUITE 2100 ARLINGTON VA 22209 CONSULTING 212824 GILLIGAN GROUP INC 8908 GLADE HILL ROAD FAIRFAX VA 22031 CONSULT/INTERIM CEO 178752 DUALITY BRANDING LLC 225 W WAYNE AVENUE WOOSTER OH 44691 CONSULTING 177816 TROY WEB CONSULTING 21 WESTOVER ROAD TROY NY 12180 CONSULTING 127983 8 10404737 367417 10772154 SECURITY BENCHMARKS 541519 9478385 9478385 PARTNER PAID 541519 3912308 3912308 PRODUCT SALES 541519 977286 977286 MS-ISAC 541519 57167 57167 WORKFORCE DEVELOPMENT 541519 28494 28494 28417 28417 14482057 141981 141981 524667 469648 55019 55019 55019 MISCELLANEOUS 900099 44838 44838 44838 25496049 14526895 0 197000 1680143 559488 1120655 11185181 8352538 2832643 340560 260909 79651 1010638 702956 307682 974371 700388 273983 25289 25289 41000 41000 1092556 511336 581220 1568544 516017 1052527 366748 165748 201000 3577909 2255745 1322164 589420 5900 583520 732680 525239 207441 720997 720997 133036 80 132956 HUMAN RESOURCES AND ADM 436738 277203 159535 24475810 14833547 9642263 0 6392192 5117553 222749 646345 1947727 2044403 359469 870119 4961578 2959337 1863687 2002241 5623995 9856876 2545 2545 16412364 20540082 2013666 2711204 5659789 7438408 97 7673552 10149612 X 8738812 10390470 8738812 10390470 16412364 20540082 1020239 631419 0 X X 0 1 X 1 1 1 X 8751784 9508911 10913990 11216032 10772154 51162871 8751784 9508911 10913990 11216032 10772154 51162871 51162871 16760 23167 24167 70627 141981 276702 9233 2680 0 11913 56000 71429 79571 84341 44838 336179 51787665 46741270 0.98790 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2014 AMOUNT: $ 475. 2016 AMOUNT: $ 537. SHARED SERVICE - 2014 AMOUNT: $ 42,660. 2015 AMOUNT: $ 43,395. 2016 AMOUNT: $ 44,264. 2017 AMOUNT: $ 44,838. AMEX REWARD POINTS - 2013 AMOUNT: $ 56,000. 2014 AMOUNT: $ 23,210. 2015 AMOUNT: $ 5,550. 2016 AMOUNT: $ 3,840. KULA MASTERCARD REWARD POINTS - 2015 AMOUNT: $ 30,626. 2016 AMOUNT: $ 35,700. SPEAKING ENGAGEMENTS - 2014 AMOUNT: $ 5,084. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1349391 719903 629488 3612187 2239434 1372753 2002241 X 26180718 631419 53250 684669 25496049 0 25496049 24529060 53250 53250 24475810 0 24475810 PART X, LINE 2: THE CENTER FILES FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITION'S TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE CENTER'S TAX POSITIONS, INCLUDING INTEREST AND PENALTIES ATTRIBUTABLE THERETO AND CONCLUDED THAT THE CENTER HAS TAKEN NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN THEIR FINANCIAL STATEMENTS AS OF BOTH DECEMBER 31, 2017 AND 2016. X X X X 0 0 0 0 0 0 0 1 0 DEIRDRE O'CALLAGHAN CHEIF COUNSEL AND SECRETARY 164029 0 16000 0 0 0 6943 0 11116 0 198088 0 0 0 STEVEN JOHN SPANO PRESIDENT AND CHIEF OPERATING OFFICE 270026 0 75000 0 0 0 10800 0 718 0 356544 0 0 0 ALBERT R SZESNAT CHEIF FINANCIAL OFFICER 164050 0 16000 0 0 0 7356 0 2484 0 189890 0 0 0 THOMAS F DUFFY SR VP OF OPERATIONS 176363 0 8686 0 0 0 7558 0 1081 0 193688 0 0 0 RICHARD J LICHT CHIEF OF STAFF 162427 0 8000 0 0 0 6973 0 1228 0 178628 0 0 0 CURTIS W DUKES EXECUTIVE VP AND GM OF SBPA GROUP 250016 0 25000 0 0 0 10930 0 165 0 286111 0 0 0 KATHLEEN PATENTREGER SR VP OF PROGRAMS 153774 0 15000 0 0 0 6509 0 5911 0 181194 0 0 0 TONY WILSON SAGER SR VP AND CHIEF EVANGELIST 168355 0 5000 0 0 0 6826 0 96 0 180277 0 0 0 ADAM MONTVILLE VP OF PROGRAMS AND PRODUCT MANAGER 158018 0 7500 0 0 0 6623 0 16523 0 188664 0 0 0 BRIAN N CALKIN VP OF OPERATIONS 160285 0 6224 0 0 0 2959 0 16259 0 185727 0 0 0 ANGELO MARCOTULLIO DIRECTOR OF INFORMATION TECHNOLOGY 147493 0 2920 0 0 0 3496 0 88 0 153997 0 0 0 REGINA CHAPMAN SR DIRECTOR OF OPERATIONS 143874 0 5587 0 0 0 5972 0 5715 0 161148 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS PART I, LINE 7 EACH YEAR THE BOARD APROVES A BUDGET THAT INCLUDES PERFORMANCE INCENTIVES AND MERIT INCREASES. THE AMOUNTS PAID ARE LISTED IN SCHEDULE J (PART II, COLUMN B(II). THE CENTER FOR INTERNET SECURITY, INC. MAY AWARD AN ANNUAL BONUS TO EMPLOYESS BASED UPON THEIR PERFORMANCE DURING THE YEAR. THE BONUS IS A FIXED AMOUNT, WHICH IS AT THE DISCRETION OF MANAGEMENT. ALAN PALLER BOARD MEMBER 108629 SEE PART V 0 ALAN PALLER BOARD MEMBER 718318 SEE PART V 0 JANE LUTE FMR CEO/CUR BD MBER 96000 SEE PART V 0 JOHN GILLIGAN BOARD MEMBER 178752 SEE PART V 0 PART IV, LINE 1, COLUMN D: ALAN PALLER IS AN OFFICER AND DIRECTOR FOR SANS. THE ORGANIZATION PAID SANS FOR TRAINING COURSES AND MATERIALS IN THE ORDINARY COURSE OF BUSINESS. THESE TRANSACTIONS WERE ENTERED INTO AT ARMS-LENGTH. PART IV, LINE 2, COLUMN D: ALAN PALLER IS AN OFFICER AND DIRECTOR FOR SANS. THE ORGANIZATION RECEIVED COMMISSIONS FROM SANS FOR TRAINING THAT THE ORGANIZATION PROMOTES TO VARIOUS SLTT'S THROUGH ITS PRODUCT SALES PROGRAM. PART IV, LINE 3, COLUMN D: THE ORGANIZATION PAID JANE LUTE CONSULTING FEES. PART IV, LINE 4, COLUMN D: JOHN GILLIGAN IS THE PRESIDENT OF THE GILLIGAN GROUP, INC., AN EXECUTIVE CONSULTING FIRM. THE ORGANIZATION PAID THE GILLIGAN GROUP, INC. FOR CEO CONSULTING SERVICES. FORM 990, PART VI, SECTION A, LINE 2 THERE IS A BUSINESS RELATIONSHIP BETWEEN MICHAEL ASSANTE, DIRECTOR, AND ALAN PALLER, DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE AUDIT & FINANCE COMMITTEE, AND THE PRESIDENT & COO. IT IS PRESENTED TO THE BOARD OF DIRECTORES FOR ITS REVIEW PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND INTERESTED PARTIES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONAIRE ON AN ANNUAL BASIS. THIS QUESTIONAIRE IS FILED WITH THE CORPORATE SECRETARY. ANY CONFLICTS OF INTEREST DISCLOSED ON THE ANNUAL QUESTIONAIRE IS REVIEWED AND RESOLVED BY THE BOARD ACCORDING TO THE CONFLICT OF INTEREST POLICY. SHOULD ANY CONFLICTS OF INTEREST ARISE DURING THE INTERIM, THE CONFLICT IS BROUGHT TO THE BOARD WHERE IT IS REVIEWED AND RESOLVED ACCORDING TO THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CARRIES OUT THE RESPOONSIBILITY OF SETTING THE CEO'S COMPENSATION. THE BOARD APPOINTS A COMPENSATION COMMITTEE WHICH REVIEWS DATA PROVIDED BY MANAGEMENT THAT INCLUDE MULTIPLE NATIONAL NON-PROFIT COMPENSATION SURVEYS, AND OTHER COMPARABLES. ALL DECISIONS ABOUT THE CEO'S COMPENSATION ARE PRESENTED TO THE BOARD FOR THEIR REVIEW AND RATIFICATION. THE COMPENSATION COMMITTEE ALSO REVIEWS SALARY RANGES FOR ALL EXECUTIVES, BUT THE DECISIONS ON ALL DISQUALIFIED PERSONS COMPENSATION IS THE RESPONSILITY OF THE PRESIDENT. IN ARRIVING AT THE COMPENSATION DECISIONS, THE PRESIDENT IS PRESENTED WITH A JOB DESCRIPTION AND A SURVEY THAT UTILIZED THE NON-PROFIT COMPENSATION SURVEY AND OTHER AVAILABLE INFORMATION FOR SIMILAR JOBS IN THE INDUSTRY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS. NATIONAL BOARD OF INFORMATION SECURITY EXAMINERS OF THE UNITED STATES INC 1700 N MOORE ST SUITE 2100 ARLINGTON VA 22209 272795662 CYBERSECURITY VA 501(C)(3) PUBLIC CHARITY CENTER FOR INTERNET SECURITY INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0