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9886 0 0 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/2021 P 2013-03-04 2017-07-28 11112 11112 0 0 GENERAL ELEC CAP CORP INTERNOTES 5.900% 09/15/2020 P 2014-03-31 2017-07-28 4352 4352 0 0 GENERAL ELEC CAP CORP INTERNOTES 5.900% 09/15/2020 P 2015-05-01 2017-07-28 4417 4417 0 0 GENERAL ELEC CAP CORP MED TERM 6.000% 08/07/2019 P 2014-04-04 2017-07-28 6453 6453 0 0 GENERAL ELEC CAP CORP MED TERM 6.000% 08/07/2019 P 2015-05-01 2017-07-28 2183 2183 0 0 IDAHO HSG FIN ASSN ECON DEV 7.000% 01/01/2040 P 2015-10-30 2017-07-28 122253 122253 0 0 ISHARES TR INTL PFD STK ETF P 2016-08-17 2017-07-28 50380 50380 0 0 ISHARES TR S & P US PFD STK INDEX FD P 2016-08-17 2017-07-28 50287 50287 0 0 JP MORGAN CHASE & CO 6.000% 01/15/2018 P 2011-10-13 2017-07-28 50530 50530 0 0 JP MORGAN CHASE & CO 6.300% 04/23/2019 P 2012-04-05 2017-07-28 5234 5234 0 0 LAS VEGAS NEV CTFS CITY HALL 7.800% 09/01/2039 P 2016-01-04 2017-07-28 101271 101271 0 0 LAS VEGAS NEV CTFS CITY HALL 7.800% 09/01/2039 P 2016-01-12 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MO MTG 8.125% 08/01/2020 P 2016-01-21 2017-07-28 5210 5210 0 0 ST LOUIS CNTY MO MTG 8.125% 08/01/2020 P 2016-01-28 2017-07-28 5197 5197 0 0 SUISUN-SOLANO CALIF WTR AUTH WTR 3.000% 09/01/2017 P 2017-01-09 2017-07-28 5015 5015 0 0 TULARE CALIF SWR REV BUILD AMER SER B 8.750%11/15/2044 P 2016-08-02 2017-07-28 6223 6223 0 0 TULARE CALIF SWR REV BUILD AMER SER B 8.750%11/15/2044 P 2016-08-05 2017-07-28 6206 6206 0 0 CAPITAL GAINS DIVIDENDS P 1447 1447 1447 59804 0 173183 3259346 0.053134 178772 3513894 0.050876 160084 3372691 0.047465 126210 3024579 0.041728 34084 2775647 0.012280 0.205483 0.041097 3368003 138415 1168 139583 189945 X 1168 0 1168 0 1168 3526 3526 2358 2358 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 CO-TRUSTEE 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 CO-TRUSTEE 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 3370450 48842 0 3419292 0 0 3419292 51289 3368003 168400 168400 1168 1168 167232 0 167232 0 167232 189945 0 189945 1168 188777 167232 0 0 7825 12810 20635 189945 0 0 0 167232 22713 0 0 43348 0 0 0 0 0 0 0 43348 7825 12810 22713 X AMERICAN INSTITUTE OF MEDICAL EDUCATION 1000 CORDOVA 8 SANTA FE NM 87505 N/A PUBLIC CHARITY MEDICAL RESEARCH 2500 AMERICAN RED CROSS 431 18TH ST NW WASHINGTON DC 20006 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 AMERICAN TECHNION SOCIETY 55 E 59TH ST NEW YORK NY 10022 N/A PUBLIC CHARITY SCIENCE & TECHNOLOGY RESEARCH 10000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1010 LOS ANGELES CA 90017 N/A PUBLIC CHARITY MEDICAL RESEARCH 20000 ASHLAND EMERGENCY FOOD BANK P O BOX 3578 ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 3000 AUTOIMMUNE ENCEPHALITIS ALLIANCE 920 URBAN AVE DURHAM NC 27701 N/A PUBLIC CHARITY MEDICAL RESEARCH 17000 BEIT T'SHUVAH 8831 VENICE BLVD LOS ANGELES CA 90034 N/A PUBLIC CHARITY 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N/A PUBLIC CHARITY ENVIRONMENTAL 2000 PACIFIC FOREST TRUST 1001-A OREILLY AVE SAN FRANCISCO CA 94129 N/A PUBLIC CHARITY ENVIRONMENTAL 5000 PLANNED PARENTHOOD LA 400 W 30TH ST LOS ANGELES CA 90007 N/A PUBLIC CHARITY MEDICAL RESEARCH 15000 PLANNED PARENTHOOD ASHLAND 3579 FRANKLIN BLVD EUGENE OR 97403 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 SCIENCE WORKS HANDS-ON MUSEUM 1500 E MAIN ST ASHLAND OR 97520 N/A PUBLIC CHARITY EDUCATIONAL 5000 SODA MOUNTAIN WILDERNESS COUNCIL P O BOX 512 ASHLAND OR 97520 N/A PUBLIC CHARITY ENVIRONMENTAL 2000 THE RAPE FOUNDATION 1223 WILSHIRE BLVD 410 SANTA MONICA CA 90403 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 UNITED CEREBRAL PALSY 9509 VASSAR AVE CHATSWORTH CA 91311 N/A PUBLIC CHARITY MEDICAL RESEARCH 2500 VISTA DEL MAR 3200 MOTOR AVE LOS ANGELES CA 90034 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 WESTERN ENVIRONMENTAL LAW CENTER 1216 LINCOLN ST EUGENE OR 97401 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 900102798 N/A PUBLIC CHARITY COMMUNITY SERVICE 1800 170650 0 14 88347 18 10 18 59804 0 148161 0 148161 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 21134 10567 10567 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, AN ACCOUNTANCY CORPORATION, THE SUM OF $21,134 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION AND BOOKKEEPING. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $17,356.50 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/21 20889 21991 GENERAL ELEC CAP CORP INTERNOTES 5.900% 09/15/2020 8712 8773 GENERAL ELEC CAP CORP MED TERM 6.000% 08/07/2019 8563 8615 JP MORGAN CHASE & CO 6.000% 01/15/18 50292 50636 JP MORGAN CHASE & CO 6.300% 04/23/19 5203 5335 MORGAN STANLEY GLOBAL MED TERM 6.625% 04/01/18 100175 102445 ADOBE SYSTEMS 11761 26107 ALPHABET INC CL A 12859 37975 ALPHABET INC CL C 10346 27814 AMERICAN WTR WKS CO INC 10909 31555 AMPHENOL CORP 13843 16082 APPLE INC 28080 89390 BERKSHIRE HATHAWAY INC CL B 26651 29331 BLACKROCK INC CL A 13284 17884 BOEING COMPANY 7719 15253 CABOT OIL & GAS CORP 14085 14579 CELGENE CORP COM 11096 30622 CHEVRON CORP 26761 30550 CINTAS CORP 12994 17314 CME GROUP INC 23533 32563 COLGATE PALMOLIVE CO 23392 23676 COMCAST CORP NEW CL A 16396 36556 CONCHO RESOURCES 14538 14538 COSTCO WHOLESALE CORP 22174 29572 DANAHER CORP 11167 23161 DOWDUPONT INC 12167 14538 ECOLAB INC 12294 13504 EDWARDS LIFESCIENCES CORP 11836 32246 EXXON MOBILE CORP 15787 16396 FACEBOOK INC 16882 51261 HALLIBURTON COMPANY 14681 14681 HOME DEPOT INC 12982 60517 HONEYWELL INTL INC 26350 35435 INGERSOLL-RAND PLC 14108 15159 JOHNSON & JOHNSON 20883 24702 JP MORGAN CHASE & CO 20153 48232 LENNOX INTERNATIONAL INC 13725 14318 LILLY ELI & CO 17089 19674 LOCKHEED MARTIN CORP 13182 17066 MAGNA INTERNATIONAL INC 14409 26690 MASTERCARD INC CL A 10373 28240 MCDONALDS CORP 13679 16451 MICROSOFT CORP 17261 41714 NORTHROP GRUMMAN CORP 14370 18702 NXP SEMICONDUCTORS NV 16652 26576 P G & E CORP 13209 17023 PEPSICO INC 25928 32872 PNC FINANCIAL SERVICES GROUP 16198 22911 PULTE GROUP INC 23000 31839 STARBUCKS CORP 11533 16650 SUNTRUST BANKS INC 24443 26299 THERMO FISHER CORP 12493 37840 TIME WARNER CABLE INC 11318 16392 UNION PACIFIC CORP 6577 15076 UNITEDHEALTH GROUP INC 31854 47004 US BANCORP DEL 19311 23580 VERIZON COMMUNICATIONS 11787 15589 VISA INC CL A 17629 33677 WALT DISNEY COMPANY 19442 21192 WESTLAKE CHEMICAL CORP 14259 15787 ZOETIS INC 13779 14665 0 0 372415 363566 BROOKFIELD GL LISTED RE-Y AT COST 18882 19644 CNR CORPORATE BOND FD AT COST 386257 376559 CNR EMERGING MKTS FD CL N AT COST 98639 154524 CNR FIXED INCOME OPPORT CL N AT COST 152819 148535 CNR GOVT BD FD AT COST 162512 159888 ISHARES CORE S & P MIDCAP AT COST 18587 33991 ISHARES TR INTL PFD STK ETF AT COST 50380 55650 ISHARES TR S & P US PFD STK INDEX FD AT COST 50287 48513 SPDR S & P BIOTECH ETF AT COST 87365 95227 STONE RIDGE RNS RISK PREM FD INT AT COST 130013 115069 VANGUARD HIGH DIVIDEND YIELD AT COST 75971 109445 VANGUARD SMALL-CAP ETF AT COST 38138 87618 LOEB & LOEB 17357 8679 8678 REGISTRY OF CHARITABLE TRUST 50 0 50 INVESTMENT FEES 11980 11980 0 BASIS ADJ-MEDTRONIC 57 57 0 SUTTER - ACCOUNT TRANSFER FEES 65 65 0 OTHER INCOME - BAXTER INT'L 10 10 10 FRANCHISE TAX BOARD 10 0 0 FOREIGN TAXES PAID 134 0 0