2018-11-15T16:40:03-06:00 2017-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2017-01-01 134020446 NYC & COMPANY FOUNDATION INC NYC& 2124841255 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 BRYAN GRIMALDI TREASURER 2124841255 2018-11-15 1 GARRETT M HIGGINS P00543209 2122862600 2018-11-15 4.15.211.182 2018-11-15 16:03:54 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F9F0882E2C1046A9DC4DC01D0F262469E3815E0 2017 2019-02-21 02:37:17Z FRED DIXON 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 609020 0 X N/A X 1998 NY TO SUPPORT AND PROMOTE NEW YORK CITY'S CULTURAL INSTITUTIONS, HISTORIC LANDMARKS, AND HERITAGE ORGANIZATIONS AND SITES, WITH A VIEW TO BENEFIT THE COMMUNITY AND ENHANCE THE CITY'S WORLDWIDE IMAGE. 3 2 0 2 0 0 666505 493920 2863 2100 0 0 -81294 -37891 588074 458129 421350 346441 0 0 0 0 0 0 0 63324 37488 484674 383929 103400 74200 614955 745540 43820 100205 571135 645335 X TO SUPPORT AND PROMOTE NEW YORK CITY'S CULTURAL INSTITUTIONS, HISTORIC LANDMARKS, AND HERITAGE ORGANIZATIONS AND SITES, WITH A VIEW TO BENEFIT THE COMMUNITY AND ENHANCE THE CITY'S WORLDWIDE IMAGE. 0 0 274941 274941 BOROUGH GRANT PROGRAM/CONTRIBUTIONS:CONTRIBUTING MONEY TO SPECIFIC COMMUNITY PROGRAMS IN NEW YORK CITY'S FIVE BOROUGHS WHICH CAN DRIVE TOURISM. TYPICAL ANNUAL CONTRIBUTION CIRCA $200-$250K FUNDING UP TO 20 PROGRAMS. 71500 71500 EDUCATION AND CHARITABLE ORGANIZATION CONTRIBUTIONS:THE FOUNDATION ADMINISTERS A GRANT PROGRAM TO ASSIST NEW YORK CITY'S NON PROFIT ARTS AND CULTURAL ORGANIZATIONS IN THE DEVELOPMENT OF CULTURAL TOURISM RELATED PROJECTS DESIGNED TOATTRACT VISITORS. THE FOUNDATION FOCUSES ON EDUCATING DOMESTIC AND INTERNATIONAL MARKETS ABOUT THE CULTURAL OPPORTUNITIES AVAILABLE THROUGHOUT NEW YORK CITY. THE FOUNDATION ALSO MAKE CONTRIBUTIONS TO OTHER 501(C)(3) ORGANIZATIONS TO SUPPORT THEIR ORGANIZATION'S MISSION AND SCHOLARSHIPS FUNDS. 11347 2100 Z-CARDS/CULTURE SPOT:PROVISION OF FREE FOLD OUT MAPS ('Z-CARDS') TO LOCAL RESIDENTS ANDTOURISTS HIGHLIGHTING THE CITY'S CULTURAL INSTITUTIONS ANDOPPORTUNITIES AND HOW TO GET TO THEM. TYPICAL COST CIRCA $100K. 11347 2100 357788 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 3 2 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X X RICH LOVATT 2124841200 810 SEVENTH AVENUE 3RD FLOOR NEW YORK NY 10019 FRED DIXON PRESIDENT 1.00 39.00 X X 0 459070 31762 HAROLD HOLZER DIRECTOR 1.00 X 0 0 0 EMILY RAFFERTY DIRECTOR 1.00 X 0 0 0 BRYAN GRIMALDI SECRETARY & TREASURER 1.00 39.00 X 0 320194 46866 0 779264 78628 0 0 1 0 0 461000 25000 7920 493920 CULTURAL PROMOTIONS 900099 2100 2100 2100 113000 461000 150891 -37891 -37891 458129 2100 0 -37891 346441 346441 16925 16925 3180 3180 6036 6036 CULTURAL PROMOTIONS 11347 11347 383929 357788 26141 0 373455 460906 241500 150068 0 134566 614955 745540 23366 100205 20454 0 43820 100205 X 571135 645335 571135 645335 614955 745540 74200 0 X X 0 1 X 1 0 X 1658225 614800 640960 666505 493920 4074410 1658225 614800 640960 666505 493920 4074410 387409 3687001 4074410 14988 0.90490 0.90640 X 0 DUE FROM NYC & COMPANY, INC. 134566 134566 X 759020 150000 150891 300891 458129 0 458129 684820 150000 150891 300891 383929 0 383929 PART X, LINE 2: U.S. GAAP REQUIRES EVALUATION OF TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNITION OF A LIABILITY IN THE FINANCIAL STATEMENTS IF THE FOUNDATION HAS TAKEN UNCERTAIN TAX POSITIONS THAT MORE LIKELY-THAN-NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. AS OF DECEMBER 31, 2017, THE FOUNDATION HAS DETERMINED THAT IT HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2017, TAX YEARS FOR ALL YEARS SINCE DECEMBER 31, 2014 REMAIN OPEN TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DIRECT EXPENSE REPORTED ON PART VIII, LINE 8B 150,891. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DIRECT EXPENSE REPORTED ON PART VIII, LINE 8B 150,891. GALA 574000 461000 113000 86531 64360 574000 461000 113000 86531 64360 150891 -37891 1 BIG APPLE GREETERS 1 CENTRE STREET NEW YORK NY 10007 133733413 501(C )(3) 10000 BAG2017 DONATION-HONOR-F.DIXON BRONX OVERALL ECONOMIC DEVELOPMENT CORP 851 GRAND CONCOURSE SUITE 123 BRONX NY 10451 133079387 501(C )(3) 7441 BX OVERALL - 2017 BORO GRANTS BROOKLYN ARTS COUNCIL 20 JAY STREET STE 616 BROOKLYN NY 11201 237072915 501(C )(3) 29500 2017 NON-PROFITS ARTS&CULTURE CITY PARKS FOUNDATION 830 FIFTH AVENUE NEW YORK NY 10065 133561657 501(C )(3) 36500 2017 VOLUNTEERS-CORONA PARK FLUSHING COUNCIL ON CULTURE & THE ARTS 137-35 NORTHERN BLVD FLUSHING NY 11354 112652182 501(C )(3) 10000 FLUSHING COUNCIL-2017 GRANT JAMAICA CENTER FOR ARTS & LEARNING (JCAL) 161-04 JAMAICA AVENUE JAMAICA NY 11432 112478709 501(C )(3) 10000 JAMAICA-2017 BORO.CULT.GRANT LOUIS ARMSTRONG HOUSE MUSEUM 34-56 107TH STREET CORONA NY 11368 264178283 501(C )(3) 10000 L.ARMSTRONG-2017 SATCHMO GRANT MAYOR'S FUND TO ADVANCE NY 253 BROADWAY 8TH FLOOR NEW YORK NY 10007 133783906 501(C )(3) 25000 MARYORFUND-2017 LADDERS4LEADER ONE BROOKLYN FUND INC 209 JORALEMON STREET BROOKLYN NY 11201 465189061 501(C )(3) 67500 2017 ARTS&CULTURAL INIATIVE&2017 CONEYIS. NEWYEAR'S EVE&2017 BORO.HALL PLAZA EVENTS QUEENS ECONOMIC DEVELOPMENT CORP 120-55 QUEENS BOULEVARD SUITE 309 KEW GARDENS NY 11424 112436149 501(C )(3) 20000 QNS.ECON-2017 40-YR.CULT.GRANT QUEENS THEATRE IN THE PARK 14 UNITED NATIONS AVE SOUTH QUEENS NY 11368 113381629 501(C )(3) 10000 QNSTHEATRE-2017MIRACLEWKR.GRANT STATUE OF LIBERTY - ELLIS ISLAND FOUNDATION INC 17 BATTERY PLACE SUITE 210 NEW YORK NY 100043507 133118415 501(C )(3) 25000 STAT.LIBERTY 2017 PLEDGE 12 0 PART I, LINE 2: CRITERIA USED TO AWARD THE GRANTS OR ASSISTANCE- THERE ARE GUIDELINES FOR PROPOSAL SUBMISSION, WHICH INCLUDE PROJECT BUDGET FOR BOROUGH GRANTS AND ALL APPLICATIONS MUST INCLUDE THE APPLICANT ORGANIZATION'S 501(C)3 TAX EXEMPT CERTIFICATION. PROCEDURES FOR MONITORING THE USE OF THE GRANT FUNDS- ALL GRANTEES MUST SUBMIT A POST PROGRAM REPORT DETAILING THE USE OF THE FUNDS. 0 0 0 0 0 0 0 0 0 FRED DIXON PRESIDENT 0 458620 0 0 0 450 0 16050 0 15712 0 490832 0 0 BRYAN GRIMALDI SECRETARY & TREASURER 0 319744 0 0 0 450 0 16050 0 30816 0 367060 0 0 PART I, LINE 3 THE COMPENSATION OF THE PRESIDENT IS DETERMINED BY BOARD OF NYC & COMPANY, INC. (PARENT). THE BOARD VOTE ON THE EMPLOYMENT, COMPENSATION AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT, OF THE PRESIDENT. COMPENSATION DATA FROM SIMILARLY SITUATED NON-PROFIT ORGANIZATIONS IS UTILIZED AS PART OF THE REVIEW PROCESS. THE MEETINGS OF THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED. THIS PROCESS WAS LAST COMPLETED IN 2017. FORM 990, PART VI, SECTION A, LINE 3 THE FOUNDATION HAS AN ARRANGEMENT WITH NYC & COMPANY, INC, A RELATED NON-PROFIT ORGANIZATION, WHEREBY CERTAIN ADMINISTRATIVE SERVICES ARE PROVIDED TO THE FOUNDATION BY NYC & COMPANY EMPLOYEES. THE FEE FOR THESE SERVICES WAS WAIVED IN 2017 FOR WHICH THE ESTIMATE OF SUCH SERVICES RENDERED WAS $150,000. FRED DIXON, PRESIDENT, AND BRYAN GRIMALDI, SECRETARY AND TREASURER, WERE COMPENSATED BY NYC & COMPANY, INC. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY NYC & COMPANY'S CFO, CEO AND COO PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS, AND EMPLOYEES OF NYC & COMPANY FOUNDATION ARE REQUIRED TO DISCLOSE IN WRITING ANY DIRECT OR INDIRECT FINANCIAL INTEREST THAT HE OR SHE HAS OR REASONABLY EXPECTS TO HAVE IN ANY PROPOSED OR EXISTING CONTRACT OR TRANSACTION WITH THE ORGANIZATION, OR IN ANY MATTER UNDER CONSIDERATION BY THE ORGANIZATION. ANY WRITTEN DISCLOSURE AND THE RESOLUTION IS TO BE DOCUMENTED IN ORGANIZATION RECORDS, INCLUDING MINUTES OF ANY MEETING WHERE THE CONFLICT IS DISCUSSED OR VOTED ON. AN INTERESTED BOARD MEMBER, OFFICER, OR STAFF MEMBER SHALL NOT PARTICIPATE IN ANY DISCUSSION OR DEBATE OF THE BOARD OF DIRECTORS, OR OF ANY COMMITTEE OR SUBCOMMITTEE THEREOF IN WHICH THE SUBJECT OF DISCUSSION IS A CONTRACT, TRANSACTION, OR SITUATION IN WHICH THERE MAY BE A PERCEIVED OR ACTUAL CONFLICT OF INTEREST. INDIVIDUALS ARE REQUIRED TO FILL OUT, SIGN AND DATE AN "ANNUAL CONFLICTS QUESTIONNAIRE." FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990 IS ALSO AVAILABLE AT GUIDESTAR.ORG FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NYC & COMPANY INC 810 SEVENTH AVENUE - THIRD FLOOR NEW YORK NY 10019 135531178 PROMOTION NY 501(C)(6) N/A N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0