2018-11-15T16:40:45-06:00 2017-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2017-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 ALICE M GREENWALD PRESIDENT/CEO 2123128800 2018-11-15 1 GARRETT M HIGGINS P00543209 2122862600 2018-11-15 4.15.211.182 2018-11-15 16:32:32 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F9F0882E2C1046A9DC4DC01D0F262469E3815E0 2017 2019-02-21 02:37:17Z 911 MEMORIAL & MUSEUM ALICE M GREENWALD 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 92335963 0 X WWW.911MEMORIAL.ORG X 2003 NY SEE SCHEDULE O 51 50 501 904 0 0 16316460 14988952 66963811 67686373 1308 6316 4500169 4422764 87781748 87104405 0 0 0 0 23948189 24411999 203345 64072 4283545 86863694 84260564 111015228 108736635 -23233480 -21632230 713185850 689501747 32251476 30369891 680934374 659131856 X SEE SCHEDULE O 0 0 64597118 5748274 OPERATIONS:THE 9/11 MEMORIAL CONTINUED OPERATING A WORLD-CLASS, TOP NYC DESTINATION, OPEN DAILY, YEAR-ROUND. THE MEMORIAL HAS WELCOMED OVER 37 MILLION LIFETIME VISITORS THROUGH THE END OF 2017 WITH MORE THAN 6.8 MILLION VISITORS IN 2017 ALONE. THE 9/11 MEMORIAL MUSEUM WELCOMED NEARLY 3.1 MILLION VISITORS IN 2017, RAISING THE LIFETIME VISITOR TOTAL TO ROUGHLY 11 MILLION PEOPLE THROUGH THE END OF 2017. MUSEUM LIFETIME VISITATION IS EXPECTED TO EXCEED 14 MILLION IN 2018.VISITORS CONTINUE TO TRAVEL TO THE MUSEUM FROM ALL 50 STATES, AS WELL SEE SCHEDULE O FOR CONTINUATIONWITH VISITORS HAILING FROM EVERY CORNER OF THE WORLD AND OVER 160 COUNTRIES, THE 9/11 MEMORIAL MUSEUM RANKED SIXTH ON TRIP ADVISOR'S LIST OF TOP MUSEUMS IN THE WORLD IN 2017 AND SECOND ON US NEWS & WORLD REPORT'S "BEST THINGS TO DO IN NEW YORK CITY" BEHIND CENTRAL PARK. AS OF THIS WRITING, THE 9/11 MEMORIAL & MUSEUM WAS RANKED NUMBER ONE IN THE UNITED STATES AND NUMBER TWO IN THE WORLD ON TRIP ADVISOR'S LIST FOR 2018. 24522395 67686373 MUSEUM & PUBLIC PROGRAMS:THE YEAR 2017 MARKED THE MUSEUM'S THIRD FULL YEAR OF OPERATION. IN ADDITION TO SERVING MILLIONS OF VISITORS THROUGH ITS CORE EXHIBITIONS, THE MUSEUM PRESENTED A FULL SEASON OF PUBLIC PROGRAMS, AND MAINTAINED CONTINUAL OBJECT AND EXHIBITION ROTATIONS, WHICH WERE NECESSARY DUE TO CONSERVATION REQUIREMENTS AND EXPIRATIONS. OBJECT AND EXHIBITION ROTATIONS ALSO PROVIDED THE OPPORTUNITY TO FEATURE MORE OF THE PERMANENT COLLECTION. SEE SCHEDULE O FOR CONTINUATION CONSTRUCTION: SOME PUNCH LIST WORK CONTINUED ON BUILDING SYSTEMS THROUGHOUT 2017. 89119513 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 1 77 0 501 1 0 0 0 0 0 1 1 0 0 0 0 X 51 50 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X MARVIN SUCHOFF CFAO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.50 0.10 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.50 0.10 X X 0 0 0 RICHARD H BAGGER DIRECTOR 2.50 0.10 X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.50 0.10 X 0 0 0 DAVID BEAMER DIRECTOR THRU 2/21/17 2.50 0.10 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.50 0.10 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.50 0.10 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.50 0.10 X 0 0 0 JOHN P CAHILL DIRECTOR 2.50 0.10 X 0 0 0 RUSSELL L CARSON DIRECTOR 2.50 0.10 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.50 0.10 X 0 0 0 RIC CLARK DIRECTOR 2.50 0.10 X 0 0 0 KEATING CROWN DIRECTOR 2.50 0.10 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.50 0.10 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.50 0.10 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.50 0.10 X 0 0 0 RICHARD EDELMAN DIRECTOR 2.50 0.10 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.50 0.10 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.50 0.10 X 0 0 0 JENNIFER GLICK DIRECTOR AS OF 11/15/17 2.50 0.10 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.50 0.10 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.50 0.10 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.50 0.10 X 0 0 0 LEE A IELPI DIRECTOR 2.50 0.10 X 0 0 0 ROBERT IGER DIRECTOR 2.50 0.10 X 0 0 0 MONICA IKEN DIRECTOR 2.50 0.10 X 0 0 0 ROBERT WOOD JOHNSON IV DIRECTOR THRU 8/7/17 2.50 0.10 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.50 0.10 X 0 0 0 ROBERT KASDIN DIRECTOR 2.50 0.10 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.50 0.10 X 0 0 0 PETER M LEHRER DIRECTOR 2.50 0.10 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.50 0.10 X 0 0 0 JOEL S MARCUS DIRECTOR AS OF 2/15/17 2.50 0.10 X 0 0 0 J KEVIN MCCARTHY DIRECTOR 2.50 0.10 X 0 0 0 JULIE MENIN DIRECTOR 2.50 0.10 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.50 0.10 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.50 0.10 X 0 0 0 JOSEPH MOINIAN DIRECTOR 2.50 0.10 X 0 0 0 PAUL NAPOLI DIRECTOR 2.50 0.10 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.50 0.10 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.50 0.10 X 0 0 0 SCOTT RECHLER DIRECTOR 2.50 0.10 X 0 0 0 DR JUDITH RODIN DIRECTOR THRU 2/9/17 2.50 0.10 X 0 0 0 THOMAS H ROGER DIRECTOR 2.50 0.10 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.50 0.10 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.50 0.10 X 0 0 0 AVI SCHICK DIRECTOR 2.50 0.10 X 0 0 0 JERRY I SPEYER DIRECTOR 2.50 0.10 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.50 0.10 X 0 0 0 JON STEWART DIRECTOR 2.50 0.10 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.50 0.10 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.50 0.10 X 0 0 0 SETH WAUGH DIRECTOR 2.50 0.10 X 0 0 0 CARL WEISBROD DIRECTOR 2.50 0.10 X 0 0 0 ALICE M GREENWALD PRESIDENT & CEO 40.00 0.10 X 525636 0 38997 NOELLE LILIEN EVP, GENERAL COUNSEL & SECRETARY 40.00 0.10 X 243252 0 50070 IRENE MATH CFO THRU 3/17/17 40.00 0.10 X 240600 0 8744 MARVIN SUCHOFF EVP, CHIEF FIN & ADMIN OFFICER 40.00 0.10 X 72771 0 0 ALLISON BLAIS EVP DEP DIR FOR STRATEGY & SECRETARY THRU 02/18 40.00 X 290245 0 54514 ERNIE BLUNDELL EVP DEP DIRECTOR FOR OPERATIONS 40.00 X 278193 0 52101 JERMEY FRAZIER EVP DEP DIRECTOR FOR EXTERNAL AFFAIRS 40.00 X 227150 0 43871 CLIFFORD CHANIN EVP DEP DIRECTOR FOR MUSEUM PROGRAMS 40.00 X 230043 0 33914 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 40.00 X 206608 0 33002 CATHY BLANEY ADVISOR TO PRESIDENT 40.00 X 164082 0 17176 HEIDI HAYDEN CHIEF PEOPLE OFFICER THRU 01/18 40.00 X 251645 0 35454 MARC CIMA CHIEF TECHNOLOGY OFFICER 40.00 X 243582 0 25654 JOSEPH WEINKAM EVP GVMT AND COMMUNITY AFFAIRS 40.00 X 191873 0 44703 CHRISTINA HUUS SVP SPECIAL EVENTS BUS PARTNERSHIP 40.00 X 162893 0 41696 EDWARD SIDOR SVP BUILDINGS & GROUNDS 40.00 X 189861 0 28459 3518434 0 508355 36 0 1 0 ABM FACILITY SERVICES LOCKBOX 787401 PHILADELPHIA PA 19178 LABOR AND ENGINEERING SERVICES 13223866 ANDREWS INTERNATIONAL INC PO BOX 935461 ATLANTA GA 31193 SECURITY SERVICES 9574138 PRESIDIO NETWORKED SOLUTIONS PO BOX 677638 DALLAS DALLAS TX 75267 TECHNOLOGY SERVICES 624398 GRAVITY MEDIA 114 W 26TH ST NEW YORK NY 10001 ADVERTISING SERVICES 355813 MICHAEL AHERN PRODUCTIONS SERVICES INC 36 W 56TH ST 2C NEW YORK NY 10019 PRODUCTION SERVICES TIL 351614 30 3560592 3457350 7971010 358611 14988952 MUSEUM ADMISSIONS & SERVICE FEES 611710 61408626 61408626 MUSEUM & MEMORIAL TOURS 611710 4873357 4873357 MEMBERSHIP 900099 1351814 1351814 CIVIC PROGRAMS & OTHER 900099 52576 52576 67686373 66679 66679 77597 77597 510156 409408 100748 100748 100748 304277 15200 301649 78191 2628 -62991 -60363 -60363 222940 3560592 1740335 -1517395 -1517395 8450249 2701975 5748274 5748274 FILMING FEES 900099 11613 11613 CASH FOUND ON PROPERTY 900099 1927 1927 13540 87104405 73434647 0 -1319194 2810970 1455141 967716 388113 17299918 12181598 3338724 1779596 1086992 722012 238902 126078 1548335 1142684 277070 128581 1665784 1162917 328042 174825 214143 152160 44848 17135 642120 91694 548279 2147 120000 78000 6000 36000 64072 64072 1355293 669236 507756 178301 1320816 1152215 88917 79684 3486678 2380354 318582 787742 1712305 1322232 319569 70504 17640 14519 2021 1100 6383986 4425308 1799152 159526 277015 230177 24569 22269 196098 129970 33401 32727 42034 42034 37217992 33280747 3828816 108429 3222718 3101615 71264 49839 JANITORIAL & ENGINEERIN 12178808 10331388 1834125 13295 SECURITY 10267056 10242352 24704 EQUIP REPAIRS & MAINT 3481958 2921376 541316 19266 COMMEMORATIVE EVENTS 928113 928113 1195791 1003705 147770 44316 108736635 89119513 15333577 4283545 4389789 5671011 30152179 37610532 15587015 16876114 3095362 2545335 891071 534808 3057485 2195324 811288017 189822911 654257303 621465106 251621 0 1504025 2603517 713185850 689501747 20237263 18057412 2167136 2612023 7500000 7500000 2347077 2200456 32251476 30369891 X 664519013 641852362 16415361 17279494 680934374 659131856 713185850 689501747 X -21632230 8 -170296 X X 0 1 X 1 0 X 77461405 87241531 17044358 16316460 14988952 213052706 77461405 87241531 17044358 16316460 14988952 213052706 5578394 207474312 49369 45879 267388 211497 654432 1228565 410425 894416 43962 84044 13540 1446387 215727658 281290462 0.96170 0.97530 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FEMA REIMBURSEMENTS - 2014 AMOUNT: $ 888,964. MEDIA GUIDE FEES - JURY DUTY/EXPENSE REIMBURSEMENTS - 2013 AMOUNT: $ 15,474. CASH FOUND ON PROPERTY - 2013 AMOUNT: $ 1,332. 2014 AMOUNT: $ 2,735. 2015 AMOUNT: $ 999. 2016 AMOUNT: $ 1,728. 2017 AMOUNT: $ 1,927. INSURANCE REIMBURSEMENTS - 2013 AMOUNT: $ 393,619. REBATES/REIMBURSEMENTS - 2015 AMOUNT: $ 36,459. 2016 AMOUNT: $ 69,146. FILMING FEES - 2015 AMOUNT: $ 2,000. 2016 AMOUNT: $ 5,280. 2017 AMOUNT: $ 11,613. MISCELLANEOUS - 2014 AMOUNT: $ 2,717. 2015 AMOUNT: $ 4,504. 2016 AMOUNT: $ 7,890. 162584 162584 104290506 104453090 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 102639 154311 160763 162584 580297 250000 250000 250000 250000 1000000 1500000 X X X X 0 711771753 127762237 584009516 29096734 10624419 18472315 39520660 27410907 12109753 30898870 24025348 6873522 621465106 DEFERRED RENT 1769201 DUE TO PORT AUTHORITY 431255 2200456 X 87883309 8 598577 236463 835048 87048261 56144 56144 87104405 109685827 598577 406759 1005336 108680491 56144 56144 108736635 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: SIGNIFICANT USE OF COLLECTION ITEMS: PUBLIC EXHIBITION (I) THE MUSEUM CURRENTLY DISPLAYS APPROXIMATELY 900 OBJECTS IN ITS PUBLIC EXHIBITION SPACES, WHICH INCLUDES ITEMS ON LOAN AS WELL AS AROUND 650 OBJECTS FROM ITS PERMANENT COLLECTION. ANNUAL ROTATIONS OF COLLECTION OBJECTS ARE REGULARLY SCHEDULED FOR VARIOUS INSTALLATIONS THROUGHOUT THE MUSEUM. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND FACILITATED MORE THAN 20 EXTERNAL RESEARCH REQUESTS IN 2017 WHICH VARIOUSLY INCLUDED ON-SITE VISITS TO THE MUSEUM'S COLLECTIONS, CONSULTATION BY PHONE WITH PROFESSIONAL STAFF, AND STUDY OF ACCESSIONED MATERIALS CATALOGUED IN THE MUSEUM'S COLLECTIONS DATABASE, FACILITATED BY INHOUSE CATALOGUERS. A SEPARATE E-MAIL SYSTEM IMPLEMENTED IN 2014 FOR ADDRESSING GENERAL COLLECTION QUERIES CONTINUES TO FACILITATE RAPID RESPONSES TO MORE READILY ANSWERED PUBLIC INQUIRIES. IN ADDITION, THE MUSEUM INAUGURATED ITS SCHOLARLY FELLOWS PROGRAM IN 2015, WITH FUNDING PROVIDED BY THE ANDREW W. MELLON FOUNDATION. THE FIRST CLASS OF 9/11 MEMORIAL MUSEUM MELLON FELLOWS (TWO POST-DOCTORAL PROFESSIONALS SELECTED FROM A COMPETITIVE POOL OF 21 APPLICANTS) BEGAN THEIR ON-SITE INDEPENDENT PROJECTS IN THE FALL OF 2015, PURSUING RESEARCH ON THE TOPICS OF COMMUNAL HOSPITALITY IN RESPONSE TO LARGE-SCALE DISASTERS AND MOTIVATIONS FOR MILITARY ENLISTMENT FOLLOWING 9/11. THEY REMAINED AS RESIDENT SCHOLARS THROUGH THE FALL OF 2017. A SECOND CLASS OF 9/11 MEMORIAL MUSEUM MELLON FELLOWS ARRIVED IN SEPTEMBER 2017, PURSUING RESEARCH ON A) THE IMPACT OF WITNESSING AND INTERPRETING DIFFICULT CONTENT AT MULTIPLE SITES WHICH COMMEMORATE COMMUNAL TRAUMA INCLUDING THE 9/11 MEMORIAL & MUSEUM; AND B) THE ROLE OF SITE-SPECIFIC MUSEUMS IN TEACHING DIFFICULT HISTORIES LIKE 9/11 AND THE DESIGN THINKING THAT UNDERLIES FORMAL AND INFORMAL CURRICULUM ABOUT HISTORICAL VIOLENCE. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH PROACTIVE, BEST-PRACTICE STANDARDS FOR THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS OF DIVERSE MEDIA. FOR EXAMPLE, NEW ACQUISITIONS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ADDITIONALLY, ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN 2017, CONSERVATORS PREPARED THE FLAG OF REMEMBRANCE FOR EXHIBITION, CREATING A STABLE MOUNTING SYSTEM ALLOWING IT TO BE DISPLAYED SAFELY. ADDITIONALLY, IN 2017 THE MUSEUM CONTINUED THE SYSTEMATIC REHOUSING OF ITS LARGE OBJECT HOLDINGS USING ARCHIVAL MATERIALS AND CUSTOMIZED MOUNTS AS PART OF THE WALL-TO-WALL COLLECTIONS INVENTORY CURRENTLY UNDERWAY. LOAN OR EXCHANGE PROGRAMS (IV) IN 2017, THE MUSEUM ORGANIZED TWO LOANS FROM ITS COLLECTIONS, TO THE 9/11 TRIBUTE MUSEUM AND THE NEW YORK STATE CAPITOL. ADDITIONALLY, THE MUSEUM SECURED 25 NEW INCOMING LOANS FOR DISPLAY IN EXHIBITIONS. THE ORGANIZATION CONTINUES TO BUILD ITS PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY (REVISED IN 2016) TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THAT DOCUMENT IS REVIEWED AND UPDATED AS NEEDED ON A ONCE EVERY TWO-YEAR BASIS. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET ITS SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS ONLINE CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. THE MUSEUM'S COLLECTIONS ARE ALSO USED IN EDUCATIONAL AND PUBLIC PROGRAMS AND WIDE-RANGING, WEB-BASED CONTENT COMMUNICATIONS FOR THE BENEFIT OF VISITORS. IN 2017, THE ORGANIZATION SPENT $70,527 ON ACQUISITIONS OF COLLECTION ITEMS. THIS INCLUDED A PAYMENT FOR A SINGULAR, LIFESIZED POLAROID PORTRAIT BY TIMELIFE PHOTOGRAPHER JOE MCNALLY FROM HIS 2001 SERIES, "FACES OF GROUND ZERO, AND A PARTIAL PAYMENT FOR AN ARTIST'S UNIQUE, TIMELAPSED FILM THAT IS BEING ACQUIRED FROM ITS CREATOR OVER SIX INSTALLMENTS, WHICH CONCLUDE IN 2020. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON INVOLUNTARY CONVERSION OF ASSETS -170,296. DIRECT EXPENSES FOR RENTAL INCOME FROM VESEY STREET 406,759. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSES 56,144. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES FOR RENTAL INCOME FROM VESEY STREET 406,759. PART XII, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSES 56,144. X X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 1069475 48000 1021475 CAPITOL RESOURCES 109 WEST FRONT STREET PO BOX 257 BROOKLYN IL 52211 TELEFUNDRAISING 0 9972 14187 -4215 1079447 62187 1017260 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 3115360 2919780 195580 303186 822367 5K RUN/WALK 572672 572672 608671 2 95500 68140 27360 6111 3783532 3560592 222940 303186 1437149 1740335 -1517395 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES AND SPACE ADVERTISEMENTS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $48,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $482,274 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM SHALL PAY TO CAPITOL RESOURCES THE FOLLOWING SERVICE FEES: $3.15 PER LIVE TELEPHONE CONNECT - HOUSE FILE. $2.85 PER LIVE TELEPHONE CONNECT - PROSPECTING. $44 PER CALLING HOUR. $38 PER CALLING HOUR - EITHER HOUSE FILE OR PROSPECTING. $0.99 PER LETTER SENT. THE MINIMUM CHARGE PER PROJECT IS $250. LIST RENTAL COSTS ARE THE RESPONSIBILITY OF NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2017 THE MEMORIAL CONDUCTED THREE SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $3,560,592. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. DIRECT EXPENSE TOTALED $1,740,335 AND AFTER ADDITIONAL REVENUE OF $222,940, PART VIII, LINE 8C AND SCHEDULE G, PART II, LINE 11 SHOWS NET DIRECT EXPENSES OF $1,517,395. X X X X 1 0 0 0 0 0 0 0 0 ALICE M GREENWALD PRESIDENT & CEO 519276 0 0 0 6360 0 27000 0 11997 0 564633 0 0 0 NOELLE LILIEN EVP, GENERAL COUNSEL & SECRETARY 242943 0 0 0 309 0 22500 0 27570 0 293322 0 0 0 IRENE MATH CFO THRU 3/17/17 59611 0 0 0 180989 0 6084 0 2660 0 249344 0 0 0 ALLISON BLAIS EVP DEP DIR FOR STRATEGY & SECRETARY THRU 02/18 289982 0 0 0 263 0 27000 0 27514 0 344759 0 0 0 ERNIE BLUNDELL EVP DEP DIRECTOR FOR OPERATIONS 277918 0 0 0 275 0 26985 0 25116 0 330294 0 0 0 JERMEY FRAZIER EVP DEP DIRECTOR FOR EXTERNAL AFFAIRS 226942 0 0 0 208 0 18810 0 25061 0 271021 0 0 0 CLIFFORD CHANIN EVP DEP DIRECTOR FOR MUSEUM PROGRAMS 228729 0 0 0 1314 0 23169 0 10745 0 263957 0 0 0 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 206424 0 0 0 184 0 8602 0 24400 0 239610 0 0 0 CATHY BLANEY ADVISOR TO PRESIDENT 163765 0 0 0 317 0 16500 0 676 0 181258 0 0 0 HEIDI HAYDEN CHIEF PEOPLE OFFICER THRU 01/18 251398 0 0 0 247 0 25318 0 10136 0 287099 0 0 0 MARC CIMA CHIEF TECHNOLOGY OFFICER 243390 0 0 0 192 0 25000 0 654 0 269236 0 0 0 JOSEPH WEINKAM EVP GVMT AND COMMUNITY AFFAIRS 191610 0 0 0 263 0 19600 0 25103 0 236576 0 0 0 CHRISTINA HUUS SVP SPECIAL EVENTS BUS PARTNERSHIP 162762 0 0 0 131 0 16715 0 24981 0 204589 0 0 0 EDWARD SIDOR SVP BUILDINGS & GROUNDS 189203 0 0 0 658 0 19127 0 9332 0 218320 0 0 0 PART I, LINE 4A IRENE MATH, CHIEF FINANCIAL OFFICER, RECEIVED A SEVERANCE PAYMENT OF $180,769 IN 2017. THIS AMOUNT IS REPORTED IN COLUMN (B)(III) OF PART II. SEE PART V PART V PART V X 7500000 7500000 0 1 1 7500000 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: BOARD MEMBER, CHAIRMAN(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 2227 X 100 COST X 158961 COST X 1 49425 AVG. SELLING PRICE X 1 56700 COST X 4 58582 COST X EQUIP/SUPPLIES 6 34843 COST 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B). FORM 990, PART I, LINE 1 THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM, A NONPROFIT ORGANIZATION LOCATED AT THE WORLD TRADE CENTER IN NEW YORK CITY, BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE ORGANIZATION HONORS THE 2,983 VICTIMS OF THESE ATTACKS, THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH THROUGH COMMEMORATION, EXHIBITIONS AND EDUCATIONAL PROGRAMS THAT TELL THE STORY OF THE ATTACKS AND EXPLORE THE CONTINUING GLOBAL IMPACT OF 9/11 AND THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND COMMUNITIES. IN 2017, THE 9/11 MEMORIAL & MUSEUM CONTINUED TO WELCOME VISITORS FROM ACROSS THE SPECTRUM, INCLUDING WORLD LEADERS, AND INFLUENTIAL POLITICAL, MILITARY, AND CULTURAL FIGURES THROUGHOUT THE WORLD. ADDITIONALLY, THE 9/11 MEMORIAL & MUSEUM CONTINUED ITS SURVIVOR TREE SEEDLING DISTRIBUTION PROGRAM WHICH WAS INAUGURATED IN 2013. EACH YEAR, SEEDLINGS FROM THE SURVIVOR TREE ON THE 9/11 MEMORIAL PLAZA ARE GIVEN TO THREE COMMUNITIES THAT HAVE ENDURED TRAGEDY, AS AN EXPRESSION OF SOLIDARITY AND COMPASSION AND AN AFFIRMATION OF THE POTENTIAL FOR RECOVERY AND RESILIENCE. A TOTAL OF 15 CITIES HAVE BEEN SELECTED AS PART OF THE SEEDLING DISTRIBUTION PROGRAM SINCE SEPTEMBER 2013. IN 2017, SEEDLINGS WERE GIVEN TO THE COMMUNITIES OF MANCHESTER, UNITED KINGDOM, IN MEMORY OF THE 22 PEOPLE, INCLUDING YOUNG ADULTS AND CHILDREN, KILLED BY A TERRORIST BOMBING AT AN ARIANA GRANDE CONCERT IN MANCHESTER ON MAY 22, 2017; CHARLESTON, SOUTH CAROLINA, IN MEMORY OF THE NINE PEOPLE KILLED IN A SHOOTING AT EMANUEL AFRICAN METHODIST EPISCOPAL CHURCH IN CHARLESTON ON JUNE 17, 2015; AND, HAITI, IN MEMORY OF THE NUMEROUS DEATHS AND OVERWHELMING DESTRUCTION HAITI SUFFERED AS A RESULT OF HURRICANE MATTHEW IN OCTOBER 2016. THE EMBASSY OF HAITI IN WASHINGTON D.C. HAS ACCEPTED, AND WILL PLANT THE SEEDLING ON BEHALF OF ITS COUNTRY. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM, A NONPROFIT ORGANIZATION LOCATED AT THE WORLD TRADE CENTER IN NEW YORK CITY, BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE ORGANIZATION HONORS THE 2,983 VICTIMS OF THESE ATTACKS, THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH THROUGH COMMEMORATION, EXHIBITIONS AND EDUCATIONAL PROGRAMS THAT TELL THE STORY OF THE ATTACKS AND EXPLORE THE CONTINUING GLOBAL IMPACT OF 9/11 AND THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND COMMUNITIES. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: THE 9/11 MEMORIAL & MUSEUM ALSO HOSTED MORE THAN TWO THOUSAND NYPD RECRUITS, FDNY PROBIES AND FDNY EMERGENCY MEDICAL TEAM PROBIES AS A PART OF THEIR TRAINING IN ADDITION TO HOSTING OVER 200 MILITARY RE-ENLISTMENTS, RETIREMENTS AND PROMOTIONAL CEREMONIES FOR THE UNITED STATES MILITARY ON THE 9/11 MEMORIAL PLAZA. DURING 2017, MUSEUM VISITORS HELPED TO GROW THE DIGITAL RESOURCES USED IN THE CORE EXHIBITIONS WITH APPROXIMATELY 1,400 NEW VIDEO RECORDINGS OF REFLECTIONS ABOUT 9/11, NEARLY 2,000 AUDIO RECORDINGS ABOUT THEIR DAY-OF-9/11 OR AFTERMATH EXPERIENCES, MORE THAN 150 AUDIO RECORDINGS FOR THE "IN MEMORIAM" MEMORIAL EXHIBITION, NEARLY 212,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK, AROUND 1,350 NEW PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS, AND APPROXIMATELY 60 NEW PROFILES IN THE REGISTRY OF PUBLIC MEMORIALS CREATED AROUND THE WORLD IN COMMEMORATION OF 9/11. DRAWING FROM THESE VISITOR CONTRIBUTIONS, THE MUSEUM CONTINUALLY ADDED TO THE EXHIBITIONS, INCLUDING AROUND 25 NEW VOICES IN THE INSTALLATION "REFLECTING ON 9/11 AND MORE THAN 180 UPDATED PROFILES IN THE MEMORIAL EXHIBITION. THANKS TO DONATIONS FROM THE FAMILY, FRIENDS, AND COWORKERS OF THE VICTIMS OF THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993, THE MUSEUM UPDATED 40 IMAGES IN THE MEMORIAL EXHIBITION'S "WALL OF FACES" THAT PRESENTS PORTRAITS OF THE VICTIMS. IN 2017, THE MUSEUM INSTALLED A NEW EXHIBITION, "COVER STORIES: REMEMBERING THE TWIN TOWERS ON THE NEW YORKER." THE MUSEUM ALSO CONTINUED TO HOST ITS FIRST SPECIAL EXHIBITION "RENDERING THE UNTHINKABLE: ARTISTS RESPOND TO 9/11", WHICH FOCUSED ON ARTISTIC RESPONSES TO THE TERRORIST ATTACKS BY 13 NEW YORK CITY ARTISTS. NEW EXHIBITS IN THE MUSEUM'S TRIBUTE WALK FEATURED THE "FLAG OF REMEMBRANCE", A QUILT STITCHED INTO THE DESIGN OF AN AMERICAN FLAG THAT DEPICTS PORTRAIT IMAGES OF THE VICTIMS OF 9/11, AS WELL AS A FOUR-STORY-TALL CANVAS PAINTING TITLED "LOOKING SOUTH" THAT ILLUSTRATES THE PANORAMIC VISTA OF NEW YORK HARBOR AND LOWER MANHATTAN AS SEEN FROM THE WORLD TRADE CENTER PRIOR TO THE 9/11 ATTACKS. FOR THE 16TH ANNIVERSARY OF THE 9/11 ATTACKS, THE MUSEUM AGAIN PRODUCED THE "TRIBUTE IN LIGHT", THE ICONIC ANNUAL MEMORIAL THAT DOMINATES THE LOWER MANHATTAN SKYLINE FROM DUSK ON SEPTEMBER 11 TO DAWN ON SEPTEMBER 12. PUBLIC PROGRAMS AND EDUCATIONAL OFFERINGS GREATLY INCREASED DURING THE THIRD FULL YEAR OF THE MUSEUM'S OPERATION. NEARLY 130,000 VISITORS TOOK GUIDED TOURS OF THE MUSEUM. TOURS OF THE MEMORIAL SERVED NEARLY 45,000 VISITORS. WEEKLY YOUTH AND FAMILY PROGRAMS SAW OVER 5,510 PARTICIPANTS IN 99 PROGRAMS, AND 144 YOUTH & FAMILY TOURS WERE OFFERED FOR 2,494 VISITORS. A TOTAL OF 7,851 STUDENTS TOOK PART IN 338 STUDENT WORKSHOPS AND TOURS IN THE EDUCATION CENTER. TWO FULL SEASONS OF EVENING PUBLIC PROGRAMS IN THE MUSEUM'S AUDITORIUM FOCUSED PRINCIPALLY ON DEEPENING UNDERSTANDING OF CURRENT EVENTS IN THE MIDDLE EAST AND THEIR CONNECTION TO TERROR THREATS, AND IN TOTAL THE MUSEUM HOSTED 25 PROGRAMS AND 2,859 ATTENDEES IN 2017. ATTENDANCE AT MULTIPLE DAILY SCREENINGS OF THE MUSEUM-PRODUCED FILMS "FACING CRISIS: AMERICA UNDER ATTACK AND "FACING CRISIS: A CHANGED WORLD" TOTALED 470,757 VISITORS, AND 187 LIVE, WEEKDAY TALKS BROUGHT 17,557 VISITORS TO THE AUDITORIUM. THE MEMORIAL & MUSEUM CONTINUED ITS CIVIC TRAINING PROGRAMS, WHICH PROVIDES AN IN-DEPTH EXPLORATION OF 9/11 FOR OFFICERS AND AGENTS FROM LAW ENFORCEMENT, INTELLIGENCE AND MILITARY GROUPS TO RECOGNIZE THE SPECIAL CONNECTIONS BETWEEN 9/11 AND THEIR WORK. EACH PROGRAM IS GEARED TOWARD MEETING THE UNIQUE NEEDS AND INTERESTS OF THE AGENCY IN ATTENDANCE. IN 2017, WE HOSTED 30 OF THESE PROGRAMS FOR 1,406 INDIVIDUAL PARTICIPANTS. SUPPORTING THE PUBLIC-FACING ACTIVITIES OF THE MUSEUM WERE ONGOING EFFORTS TO BUILD, MAINTAIN, CATALOGUE, AND MAKE ACCESSIBLE ARTIFACTS FROM THE PERMANENT COLLECTION. THROUGH DONATIONS, STRATEGIC PURCHASE, AND PROFESSIONALLY CONDUCTED INTERVIEWS, THE MUSEUM CONTINUED ACTIVE GROWTH OF ITS PERMANENT COLLECTION WITH NEW OBJECTS, DOCUMENTS, AND ORAL TESTIMONIES. BY THE END OF 2017, THE MUSEUM'S ACQUISITIONS NUMBERED MORE THAN 15,000 THREE-DIMENSIONAL OBJECTS, 43,600 PRINT AND DIGITAL IMAGES, 340 MOVING IMAGES, AND 3,500 ORAL HISTORIES. NOTABLE INCOMING GIFTS IN 2017 INCLUDED: A 2001 LOS ANGELES KINGS HOCKEY JERSEY, TO BE FEATURED IN THE EXHIBITION "COMEBACK SEASON, (OPENING IN 2018)", SIGNED BY MEMBERS OF THE FDNY, NYPD AND NEW YORK RANGERS PLAYERS FOLLOWING 9/11; A TEA SET BELONGING TO LOWER MANHATTAN RESIDENTS ONCE COVERED IN 9/11 DUST AND FEATURED IN A NEW YORK TIMES ARTICLE CHRONICLING THE AFTERMATH OF 9/11, ENTITLED "A NATION CHALLENGED; AND A TAPESTRY CREATED IN MEMORY OF 9/11 VICTIM HOWARD L. KESTENBAUM BY HIS SISTER, SUSAN SAFFER, DEPICTING A TREE WITH YELLOW AND ORANGE FLOWERS BUDDING FROM THE BRANCHES. TWO OUTGOING LOANS ORGANIZED IN 2017 INCLUDED A RECOVERED GUN AND CITY OF NEW YORK POLICE SHIELD BELONGING TO 9/11 VICTIM JOHN WILLIAM PERRY, LOANED TO THE 9/11 TRIBUTE MUSEUM, AND A SELECTION OF OBJECTS BELONGING TO 9/11 VICTIMS FOR AN EXHIBITION TITLED, "A STATE OF IMMIGRANTS - E PLURIBUS UNUM: OUT OF MANY ONE NEW YORK" AT THE NEW YORK STATE CAPITOL. ADDITIONALLY, 16 INCOMING LOANS WERE SECURED FROM INDIVIDUALS AND COLLECTING INSTITUTIONS FOR THE MUSEUM'S SECOND SPECIAL EXHIBITION, "COMEBACK SEASON", (OPENING IN 2018), WHILE SEVERAL OTHER INCOMING LOANS WERE FINALIZED FOR ROTATION INTO THE MUSEUM'S PERMANENT AND TEMPORARY DISPLAYS. "INSIDE THE COLLECTION", THE MUSEUM'S ONLINE COLLECTIONS CATALOG (LAUNCHED IN NOVEMBER 2016) MORE THAN DOUBLED IN SIZE BY THE END OF 2017 WITH 1,314 OBJECT ENTRIES. IN ADDITION TO NEW CONTENT, MORE THAN 20 RESEARCH QUERIES WERE FIELDED THROUGH THE SITE, COMING IN FROM GRADUATE STUDENTS AS WELL AS CASUAL VISITORS. THE MUSEUM RECEIVED BOTH FEEDBACK ON RECORDS AND SPECIFIC RESEARCH QUESTIONS, IN ONE CASE, CULMINATING IN A SITE VISIT. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE 990 IS SHARED IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH OF THESE COMMITTEES REVIEWS THE DRAFT AND THE AUDIT COMMITTEE IS RESPONSIBLE FOR APPROVING THE 990 IN ADVANCE OF FILING. PRIOR TO FILING PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW, AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE ORGANIZATION HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS, IF NECESSARY, DUE TO EMERGING CONFLICTS. THE MEMBERS OF THE GOVERNING BODY'S SIGNED CONFLICT OF INTEREST QUESTIONNAIRES ARE FILED WITH THE GENERAL COUNSEL. EMPLOYEES' CONFLICT OF INTEREST FORMS ARE FILED WITH HUMAN RESOURCES. COPIES OF THE DIRECTORS' COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES ARE PROVIDED TO THE MEMBERS OF THE AUDIT AND NOMINATING, COMPENSATION AND GOVERNANCE COMMITTEES. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED. IN THE EVENT A RELATED-PARTY TRANSACTION IS CONTEMPLATED, THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF THE NOMINATING, GOVERNANCE, AND COMPENSATION COMMITTEE BEFORE ANY SUCH CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY IS NOT ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS ESTABLISHED A COMPENSATION POLICY FOR ITS NOMINATING, GOVERNANCE, AND COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE APPROVING COMMITTEE, WHICH IS FREE FROM CONFLICTS OF INTEREST, REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2017. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XI, LINE 9: LOSS ON INVOLUNTARY CONVERSION OF ASSETS -170,296. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WTC 200 LIBERTY PLAZA 16TH FLOOR NEW YORK NY 10281 611745872 TO OWN AND MAINTAIN A MUSEUM AT THE MEMORIAL SITE NY 501(C)(3) LINE 10 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0