2018-11-15T10:55:28-06:00 2017-12-31 410746749 CLIFTONLARSONALLEN LLP 1301 W 22ND ST STE 1100 OAK BROOK IL 60523 990 2017-01-01 237058604 AMERICAN SOCIETY FOR GASTROINTESTINAL ENDOSCOPY AMER 6305730600 3300 WOODCREEK DRIVE DOWNERS GROVE IL 60515 PATRICIA BLAKE CEO 6305730600 2018-11-14 1 MELISSA STRUCK P01310867 6305738600 2018-11-13 67.137.57.251 2018-11-14 14:37:53 CS P AEEFB092F20D0663DDFFCB72F896404226BA8DAE 80C43226D4E09B8617C70E8679C144E30C781DB8 2017 2019-02-21 02:37:17Z PATRICIA BLAKE 3300 WOODCREEK DRIVE DOWNERS GROVE IL 60515 18488686 0 X WWW.ASGE.ORG X 1941 IL TO FURTHER THE KNOWLEDGE AND TREATMENT OF GASTROINTESTINAL DISEASE 16 14 85 380 147872 -176456 5274173 4158185 9109081 9478135 575194 536350 1574010 1455001 16532458 15627671 296850 331000 0 0 6561378 7046507 296500 180750 575374 10062474 10317187 17217202 17875444 -684744 -2247773 34622586 33113081 16575477 16119549 18047109 16993532 X TO BE THE LEADER IN ADVANCING PATIENT CARE AND DIGESTIVE HEALTH BY PROMOTING EXCELLENCE AND INNOVATION IN ENDOSCOPY. 0 0 5471582 5572488 ANNUAL MEETINGS, REGIONAL WORKSHOPS, AND POSTGRADUATE COURSES ARE CONDUCTED DURING THE YEAR TO KEEP MEMBERS CURRENT ON VARIOUS SUBJECTS RELATED TO GASTROINTESTINAL DISORDERS. 1765468 8815 THE SOCIETY MAINTAINS VARIOUS COMMITTEES TO DEAL WITH MEMBERSHIP, POSTGRADUATE EDUCATION, SCIENTIFIC PROGRAMS AND RESEARCH. 907505 2991569 ASGE MEMBERSHIP PROVIDES CONVENIENT AND ROBUST TOOLS, RESOURCES AND CONNECTIONS TO HELP MEMBERS PROGRESS IN THEIR CAREER AND DELIVER THE BEST PATIENT CARE POSSIBLE. 1572807 331000 1166288 EXTERNAL SERVICES, HEALTH POLICY, PUBLIC EDUCATION, DIGESTIVE HEALTH WORKS, AND ENDOSCOPIC RESEARCH GRANTS AND RELATED AGREEMENTS. 1572807 331000 1166288 9717362 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 172 0 1 85 1 1 1 0 0 0 0 1 1 0 0 0 0 X 16 14 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 IL X SHARI FRANKLIN 6305730600 3300 WOODCREEK DRIVE DOWNERS GROVE IL 60515 KAREN L WOODS MD PRESIDENT 2.00 X 32500 0 0 JOHN VARGO MD PRESIDENT-ELECT 2.00 X X 0 0 0 KENNETH R MCQUAID MD PAST PRESIDENT 2.00 X 0 0 0 DOUGLAS O FAIGEL PAST PRESIDENT 2.00 X X 0 0 0 KLAUS MERGENER VICE-PRESIDENT 2.00 X X 4500 0 0 BRET PETERSON SECRETARY 2.00 X X 0 0 0 STEVEN A EDMUNDOWICZ MD TREASURER 2.00 X X 15000 0 0 DOUGLAS K REX MD TREASURER - ELECT 2.00 X X 8500 0 0 JOHN L PETRINI MD FOUNDATION CHAIR 2.00 X 0 0 0 COLLEEN M SCHMIT MD FOUNDATION VICE-CHAIR 2.00 X X 0 0 0 MICHELLE ANDERSON MD COUNCILOR 2.00 X 0 0 0 SUBHAS BANERJEE MD COUNCILOR 2.00 X 0 0 0 BRIAN C JACOBSON MD COUNCILOR 2.00 X 0 0 0 JOHN A MARTIN MD COUNCILOR 2.00 X 0 0 0 SARA A RODRIGUEZ MD COUNCILOR 2.00 X 0 0 0 PRATEEK SHARMA MD COUNCILOR 2.00 X 0 0 0 VANESSA SHAMI MD COUNCILOR 2.00 X 0 0 0 JASON DOMINITZ MD COUNCILOR 2.00 X 0 0 0 PATRICIA BLAKE CHIEF EXECUTIVE OFFICER 40.00 X 444935 0 46719 SAMUEL HAROZ CHIEF FINANCIAL OFFICER (THRU 6/30) 40.00 X 145422 0 13870 SHAROLYN FRANKLIN CHIEF FINANCIAL OFFICER (EFFECTIVE 7/1) 40.00 X 106154 0 12644 BARBARA MUELLER-CONNELL CHIEF OPERATING OFFICER 40.00 X 247008 0 16626 JENNIFER MICHALEK CHIEF COMMUNICATIONS OFFICER 40.00 X 211856 0 21683 EDWIN DELLERT CHIEF LEARNING AND POLICY OFFICER 40.00 X 213426 0 28551 LINDA TYLER DIRECTOR OF SALES AND BUSINESS DEVELOPMENT 40.00 X 158277 0 26901 ROBIN ROSS DIRECTOR OF TECHNOLOGY 40.00 X 154877 0 18029 LAKITIA MAYO DIRECTOR OF HEALTH POLICY 40.00 X 151562 0 29596 KATHRYN DATTOMO FOUNDATION DIRECTOR 40.00 X 138759 0 19379 VANESSA KIZART DIRECTOR OF CONFFERENCE SERVICES 40.00 X 144481 0 13326 2177257 0 247324 22 0 1 0 ORG SOURCE 2033 N MILWAUKEE AVE RIVERWOODS IL 60015 COMPUTER/TECHNOLOGY CONSULTING AND PROJE 300979 ASSOCIATION DEVELOPMENT SOLUTIONS 40 SHUMAN BLVD NAPERVILLE IL 60563 CONSULTANT BOW CAMPAIGN 159000 SUMMIT HEALTH CARE CONSULTING PO BOX 5833 BRECKENRIDGE CO 80424 HEALTH CARE POLICY AND ADVOCACY CONSULTI 114000 ROBERT MUELLER REMODELING & PAINTING 740 BRYAN STREET ELMHURST IL 60126 BUILDING REPAIRS AND REMODELING SERVICES 101000 4 67320 4090865 666737 4158185 PHYSICIAN/PROFESSIONAL EDUCATION 611710 5696660 5572488 124172 MEMBERSHIP 611430 3015269 2991569 23700 EXTERNAL SERVICES 611430 439165 439165 DIGESTIVE HEALTHWORKS 611710 318226 318226 GOVERNANCE 611430 8815 8815 9478135 423068 423068 750000 750000 683179 364463 318716 318716 318716 2353174 2239892 113282 113282 113282 57717 67320 106769 -49052 -49052 558788 149891 408897 408897 OTHER 900099 26440 26440 26440 15627671 9739160 147872 1582454 190000 190000 46500 46500 94500 94500 1061251 586923 425335 48993 4722869 2636220 1866593 220056 158722 158722 693044 28248 664796 410621 12685 397936 124367 124367 33944 606 33338 25680 25680 121782 121782 180750 180750 52988 52988 815182 564367 250193 622 60805 50495 10310 2172946 1289410 822340 61196 347984 125738 222208 38 143676 10027 133649 1341741 1219181 74716 47844 891892 815511 71348 5033 692874 692874 1060045 1060045 70394 13158 57236 SUBSCRIPTIONS 710872 688419 21053 1400 OTHER 709707 243298 456967 9442 HONORARIUM 687640 687640 DECORATOR 168287 168287 84381 84381 17875444 9717362 7582708 575374 60804 20437 2385107 528765 2153434 2004031 339615 282068 139323 170707 743055 1025083 23088319 6482290 17609533 16606029 11112399 12396645 79316 79316 34622586 33113081 1551826 1422836 150000 3000 2436529 2353767 12118666 12183122 318456 156824 16575477 16119549 X 11150840 10259798 2018508 1704438 4877761 5029296 18047109 16993532 34622586 33113081 X -2247773 1008683 185513 X X 0 1 X 1 0 X 6448378 6652631 6774092 8154208 7149754 35179063 6448378 6652631 6774092 8154208 7149754 35179063 5261036 29918027 613419 1160502 1107464 2624790 1856247 7362422 -10162 -122996 -41348 -125567 -176456 -476529 231340 307438 628144 80360 84157 1331439 43396395 32082333 0.68940 0.71350 X 0 0 0 0 0 0 1 121782 0 0 121782 0 FORM 990 SCHEDULE C, PART II-B, LINE 1(G) THE ORGANIZATION RETAINS A LOBBYING REPRESENTATIVE IN WASHINGTSON DC IN ORDER TO MAINTAIN AWARENESS OF CURRENT PUBLIC POLICY AND TO VOICE THE ORGANIZATION'S OPINION ON POTENTIAL LEGISLATION THAT WILL AFFECT THE MEDICAL INDUSTRY. 5234886 151535 945085 176500 6155006 5125299 24300 270287 185000 5234886 5318139 17100 -49940 160000 5125299 5218000 11450 173689 85000 5318139 5016673 9350 191977 5218000 0.02030 0.81710 0.16260 0 0 3033840 3033840 14880692 3619991 11260701 829704 249558 580146 2902257 2023003 879254 1441826 589738 852088 16606029 INTEREST RATE SWAP LIABILITY 104937 DEFERRED COMPENSATION OBLIGATION 51887 156824 X PART V, LINE 4: EACH ENDOWMENT FUND HAS ITS OWN SPECIFIED USES HOWEVER, IN GENERAL, EACH FUND IS A RESEARCH ENDOWMENT FUND. THE PROCEEDS FROM THESE FUNDS ARE USED IN ACCORDANCE WITH THE RESTRICTIONS STATED WHEN THE FUNDS ARE RECEIVED. PART X, LINE 2: THE SOCIETY HAS ADOPTED THE REQUIREMENTS FOR ACCOUNTING FOR UNCERTAIN TAX POSITIONS. THE SOCIETY DETERMINED THAT IT IS NOT REQUIRED TO RECORD A LIABILITY RELATED TO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 5000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 84000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 3500 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION. 1500 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN THIS REGION. 500 0 0 0 0 0 0 94500 0 94500 MEDICAL RESEARCH EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 2 5000 CHECK MEDICAL RESEARCH EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 3 84000 CHECK, WIRE MEDICAL RESEARCH NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 3500 CHECK, WIRE MEDICAL RESEARCH SOUTH AMERICA 1 1500 CHECK MEDICAL RESEARCH SOUTH ASIA 1 500 CHECK 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION REQUIRES THAT ANY USE OF GRANT FUNDS BY REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE PRESIDENT TO ENSURE THAT SUCH GRANTS ARE USED FOR PROPER PURPOSE AND ARE NOT OTHERWISE DIVERTED FROM THEIR INTENDED USE. X X X 0 ASSOCIATION DEVELOPMENT SOLUTIONS 40 SHUMAN BOULEVARD SUITE 300 NAPERVILLE IL 60563 PLAN AND INITIATE MAJOR FUNDRAISING CAMPAIGN 0 0 159000 -159000 FINANCIAL SHARES CORPORATION 907 N ELM STREET SUITE 204 HINSDALE IL 60521 MARKETING AND MARKET RESEARCH 0 0 15000 -15000 STELTER 10435 NEW YORK AVE DES MOINES IA 50322 PLANNED GIVING INITIATIVE 0 0 6750 -6750 180750 -180750 IL CRYSTAL AWARDS 125037 67320 57717 84431 20276 2062 125037 67320 57717 84431 20276 2062 106769 -49052 SCHEDULE G, PART I, LINE 2B, COLUMN (V) ASGE HAS HIRED VARIOUS FUNDRAISING CONSULTANTS THROUGHOUT THE YEAR TO ASSIST ASGE IN PLANNING, ORGANIZING AND INITIALIZING A MAJOR FUNDRAISING AND PLANNED GIVING CAMPAIGNS. 1 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 11000 KINROSS AVENUE SUITE 211 LOS ANGELES CA 900951406 956006143 501(C)3 150000 MEDICAL RESEARCH REGENTS OF THE UNIVERISTY OF MICHIGAN 500 S STATE STREET ANN ARBOR MI 48109 386006309 501(C)3 40000 MEDICAL RESEARCH. 2 MEDICAL RESEARCH 8 46500 PART I, LINE 2: THE ORGANIZATION REQUIRES THAT ANY USE OF GRANT FUNDS BE REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE PRESIDENT TO ENSURE THAT SUCH GRANTS ARE USED FOR PROPER PURPOSES AND ARE NOT OTHERWISE DIVERTED FROM THEIR INTENDED USE. X X X X 0 0 0 0 0 0 0 0 0 PATRICIA BLAKE CHIEF EXECUTIVE OFFICER 399635 0 45300 0 0 0 8100 0 38619 0 491654 0 0 0 SAMUEL HAROZ CHIEF FINANCIAL OFFICER (THRU 6/30) 133422 0 12000 0 0 0 4363 0 9507 0 159292 0 0 0 BARBARA MUELLER-CONNELL CHIEF OPERATING OFFICER 235008 0 12000 0 0 0 7410 0 9216 0 263634 0 0 0 JENNIFER MICHALEK CHIEF COMMUNICATIONS OFFICER 199856 0 12000 0 0 0 6356 0 15327 0 233539 0 0 0 EDWIN DELLERT CHIEF LEARNING AND POLICY OFFICER 203926 0 9500 0 0 0 3061 0 25490 0 241977 0 0 0 LINDA TYLER DIRECTOR OF SALES AND BUSINESS DEVEL 153977 0 4300 0 0 0 4748 0 22153 0 185178 0 0 0 ROBIN ROSS DIRECTOR OF TECHNOLOGY 150577 0 4300 0 0 0 4646 0 13383 0 172906 0 0 0 LAKITIA MAYO DIRECTOR OF HEALTH POLICY 147462 0 4100 0 0 0 4547 0 25049 0 181158 0 0 0 KATHRYN DATTOMO FOUNDATION DIRECTOR 134759 0 4000 0 0 0 4163 0 15216 0 158138 0 0 0 VANESSA KIZART DIRECTOR OF CONFFERENCE SERVICES 135981 0 8500 0 0 0 4334 0 8992 0 157807 0 0 0 PART I, LINE 3 COMPENSATION FOR THE CEO/EXECUTIVE DIRECTOR IS DETERMINED BY THE COMPENSATION COMMITTEE, WHICH IS COMPRISED OF MEMBERS OF THE BOARD OF DIRECTORS. THE DETERMINATION OF COMPENSATION IS BASED ON A COMPARABILITY STUDY THAT IS PREPARED EVERY OTHER YEAR BY AN OUTSIDE HUMAN RESOURCES FIRM. X MEDICAL EQUIPMENT 110 606962 FAIR MARKET VALUE X HONORARIA 45 59775 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS EIGHT CLASSES OF MEMBERHIP: ACTIVE, FELLOW, SENIOR, HONORARY, INTERNATIONAL, TRAINEE, ASSOCIATE AND AFFILIATE. FORM 990, PART VI, SECTION A, LINE 7A ACTIVE MEMBERS IN ATTENDANCE AT THE ANNUAL MEETING MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY OF THE SOCIETY. FORM 990, PART VI, SECTION A, LINE 7B ACTIVE MEMBERS IN ATTENDANCE AT THE ANNUAL MEETING VOTE ON DECISIONS OF THE GOVERNING BODY OF THE SOCIETY THAT ARE SUBJECT TO THE APPROVAL OF THE MEMBERSHIP. THESE DECISIONS INCLUDE CHANGES TO THE BY LAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE, THE EXECUTIVE DIRECTOR, THE CHIEF FINANCIAL OFFICER AND OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBER-DOCTORS IN LEADERSHIP POSITIONS ARE REQUIRED TO PROVIDE WRITTEN DCUMENTATION TO DISCLOSE ANY CONFLICTS OF INTEREST. THIS PROCESS OCCURS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES IS DETERMINED BY THE COMPENSATION COMMITTEE, WHICH IS COMPRISED OF MEMBERS OF THE BOARD OF DIRECTORS. THE DETERMINATION OF COMPENSATION IS BASED ON A COMPARABILITY STUDY THAT IS PREPARED EVERY OTHER YEAR BY AN OUTSIDE HUMAN RESOURCES FIRM. THE SENIOR DIRECTOR OF HUMAN RESOURCES DOCUMENTS ALL INFORMATION AND DELIBERATION REGARDING DETERMINATION OF COMPENSATION. EMPLOYEES HAVE A FORMAL ANNUAL REVIEW OF PERFORMANCE BY THEIR MANAGER. ALL STAFF SALARIES ARE APPROVED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: NET GAIN ON INTEREST RATE SWAP OBLIGATION 185,513. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. DIGESTIVE HEALTHWORKS LLC 3300 WOODCREEK DRIVE DOWNERS GROVE IL 60515 371595036 MANAGEMENT SERVICES IL 318226 354229 ASGE