2018-11-15T10:38:53-08:00 2017-12-31 330269446 The Donovan Company 9930 Research Drive Suite 100 Irvine CA 92618 990PF 2017-01-01 200514525 The Tommy and Beth Knapp Family Foundation Inc TOMM 5626241848 PO Box 10294 Newport Beach CA 92658 Thomas W Knapp President & CEO 2018-11-15 true Thomas G Donovan P00234335 9496401333 X 2017 2019-02-21 02:37:17Z X 143595 X X 1 1 1 3671 3671 3671 13949 227121 13964 1826 17621 17636 5498 2600 1101 3701 0 0 50000 50000 53701 0 50000 -36080 17636 5498 16305 3030 3030 150161 127356 140565 166466 130386 143595 0 X 166466 130386 166466 130386 166466 130386 166466 -36080 130386 130386 26.616 ANGEL OAK MULTI STRAT INC I P 2017-01-05 2017-09-29 300 299 1 1 15.877 ANGEL OAK MULTI STRAT INC I P 2016-04-08 2017-03-01 179 175 4 4 20.496 ANGEL OAK MULTI STRAT INC I P 2016-04-13 2017-03-01 231 226 5 5 36.445 ANGEL OAK MULTI STRAT INC I P 2016-06-07 2017-03-01 411 402 9 9 12.438 ANGEL OAK MULTI STRAT INC I P 2016-09-07 2017-03-01 140 139 1 1 19.427 ANGEL OAK MULTI STRAT INC I P 2017-01-05 2017-03-01 219 218 1 1 3.063 ANGEL OAK MULTI STRAT INC I P 2016-04-08 2017-01-19 34 34 22 BLACKROCK RES & COMM STRAT TR P 2017-01-05 2017-09-29 196 181 15 15 4 BLACKROCK RES & COMM STRAT TR P 2016-08-25 2017-09-29 36 30 6 6 11 BLACKROCK RES & COMM STRAT TR P 2016-08-25 2017-06-28 88 85 3 3 94 CLEARBRIDGE ENERGY MLP FD INC P 2017-01-05 2017-11-30 1192 1491 -299 -299 36 CLEARBRIDGE ENERGY MLP FD INC P 2017-06-05 2017-11-30 456 570 -114 -114 6 CLEARBRIDGE ENERGY MLP FD INC P 2017-06-28 2017-11-30 76 90 -14 -14 3 CLEARBRIDGE ENERGY MLP FD INC P 2016-08-17 2017-11-30 38 46 -8 -8 4 CLEARBRIDGE ENERGY MLP FD INC P 2016-08-17 2017-09-29 60 62 -2 -2 3 CONS DISCRET SEL SECT SPDR FD P 2017-01-05 2017-09-29 270 249 21 21 3 CONS DISCRET SEL SECT SPDR FD P 2016-03-18 2017-03-01 263 234 29 29 2 CONS DISCRET SEL SECT SPDR FD P 2017-01-05 2017-03-01 175 166 9 9 2 CONS DISCRET SEL SECT SPDR FD P 2015-04-21 2017-03-01 175 152 23 23 3 CONS DISCRET SEL SECT SPDR FD P 2015-08-25 2017-03-01 263 217 46 46 1 CONS DISCRET SEL SECT SPDR FD P 2015-09-08 2017-03-01 88 75 13 13 7 CONS STAPLES SEL SECT SPDR FD P 2017-01-05 2017-09-29 378 364 14 14 2 CONS STAPLES SEL SECT SPDR FD P 2017-01-05 2017-06-28 111 104 7 7 1 CONS STAPLES SEL SECT SPDR FD P 2016-03-18 2017-03-01 55 53 2 2 4 CONS STAPLES SEL SECT SPDR FD P 2016-07-06 2017-03-01 222 221 1 1 9 CONS STAPLES SEL SECT SPDR FD P 2017-01-05 2017-03-01 499 468 31 31 1 CONS STAPLES SEL SECT SPDR FD P 2015-11-17 2017-03-01 55 49 6 6 4 DEUTSCHE X-TRACKERS MSCI JAP P 2017-01-05 2017-09-29 162 153 9 9 3 DEUTSCHE X-TRACKERS MSCI JAP P 2016-07-15 2017-06-28 117 97 20 20 6 DEUTSCHE X-TRACKERS MSCI JAP P 2017-01-05 2017-06-28 234 229 5 5 27.005 DOUBLELINE TOTAL RETURN I P 2017-01-05 2017-09-29 289 288 1 1 106.872 DOUBLELINE TOTAL RETURN I P 2017-01-05 2017-03-01 1133 1140 -7 -7 45.928 DOUBLELINE TOTAL RETURN I P 2016-05-04 2017-01-19 488 500 -12 -12 35.924 DOUBLELINE TOTAL RETURN I P 2016-09-07 2017-01-19 382 393 -11 -11 608.72 DOUBLELINE TOTAL RETURN I P 2017-01-05 2017-01-19 6465 6495 -30 -30 3.886 DOUBLELINE TOTAL RETURN I P 2015-05-04 2017-01-19 41 43 -2 -2 0.466 DOUBLELINE TOTAL RETURN I P 2015-05-29 2017-01-19 5 5 0.461 DOUBLELINE TOTAL RETURN I P 2015-06-30 2017-01-19 5 5 0.479 DOUBLELINE TOTAL RETURN I P 2015-07-31 2017-01-19 5 5 0.443 DOUBLELINE TOTAL RETURN I P 2015-08-31 2017-01-19 5 5 0.446 DOUBLELINE TOTAL RETURN I P 2015-09-30 2017-01-19 5 5 0.447 DOUBLELINE TOTAL RETURN I P 2015-10-30 2017-01-19 5 5 0.423 DOUBLELINE TOTAL RETURN I P 2015-11-30 2017-01-19 4 5 -1 -1 0.443 DOUBLELINE TOTAL RETURN I P 2015-12-31 2017-01-19 5 5 0.382 DOUBLELINE TOTAL RETURN I P 2016-01-29 2017-01-19 4 4 0.264 DOUBLELINE TOTAL RETURN I P 2016-02-29 2017-01-19 3 3 0.314 DOUBLELINE TOTAL RETURN I P 2016-03-31 2017-01-19 3 3 4 ENERGY SEL SECT SPDR FD P 2017-04-05 2017-09-29 274 283 -9 -9 9 HEALTH CARE SEL SECT SPDR FD P 2017-01-05 2017-09-29 733 637 96 96 1 HEALTH CARE SEL SECT SPDR FD P 2017-01-05 2017-06-28 80 71 9 9 20 HEALTH CARE SEL SECT SPDR FD P 2017-01-05 2017-04-05 1494 1415 79 79 6 HEALTH CARE SEL SECT SPDR FD P 2016-03-18 2017-03-01 455 402 53 53 3 HEALTH CARE SEL SECT SPDR FD P 2016-03-21 2017-03-01 227 202 25 25 25 HEALTH CARE SEL SECT SPDR FD P 2017-01-05 2017-03-01 1896 1768 128 128 1 HEALTH CARE SEL SECT SPDR FD P 2016-01-14 2017-03-01 76 68 8 8 3 HEALTH CARE SEL SECT SPDR FD P 2016-02-17 2017-03-01 227 199 28 28 9 INDUSTRIAL SEL SEC SPDR FD P 2017-01-05 2017-09-29 638 565 73 73 1 INDUSTRIAL SEL SEC SPDR FD P 2017-01-05 2017-06-28 68 63 5 5 4 INDUSTRIAL SEL SEC SPDR FD P 2017-01-05 2017-04-05 262 251 11 11 3 INDUSTRIAL SEL SEC SPDR FD P 2016-03-18 2017-03-01 201 167 34 34 3 INDUSTRIAL SEL SEC SPDR FD P 2016-07-06 2017-03-01 201 168 33 33 2 INDUSTRIAL SEL SEC SPDR FD P 2016-10-14 2017-03-01 134 115 19 19 15 INDUSTRIAL SEL SEC SPDR FD P 2017-01-05 2017-03-01 1005 941 64 64 2 INDUSTRIAL SEL SEC SPDR FD P 2015-08-25 2017-03-01 134 99 35 35 1 INDUSTRIAL SEL SEC SPDR FD P 2016-01-14 2017-03-01 67 50 17 17 1 INDUSTRIAL SEL SEC SPDR FD P 2016-02-17 2017-03-01 67 51 16 16 3 ISHARES CHINA LARGE CAP ETF P 2017-01-05 2017-09-29 132 108 24 24 5 ISHARES CHINA LARGE CAP ETF P 2017-01-05 2017-06-28 200 180 20 20 98 ISHARES CURR HEDGED MSCI EMU P 2017-01-05 2017-06-30 2871 2640 231 231 4 ISHARES CURR HEDGED MSCI EMU P 2017-01-05 2017-06-28 120 108 12 12 16 ISHARES CURR HEDGED MSCI EMU P 2017-01-05 2017-03-01 443 431 12 12 6 ISHARES CURR HEDGED MSCI EMU P 2015-12-15 2017-03-01 166 155 11 11 1 ISHARES EDGE MSCI MIN VOL EAFE P 2017-01-05 2017-09-29 71 63 8 8 6 ISHARES EDGE MSCI MIN VOL EAFE P 2017-01-05 2017-06-28 418 376 42 42 2 ISHARES INC MSCI JAPAN ETF P 2016-12-27 2017-09-29 111 99 12 12 5 ISHARES INC MSCI JAPAN ETF P 2016-12-27 2017-06-28 270 247 23 23 5 ISHARES INC MSCI JAPAN ETF P 2016-12-27 2017-01-05 253 247 6 6 3 ISHARES INTL SELECT DIV ETF P 2017-01-05 2017-06-28 99 91 8 8 2 ISHARES MSCI AUSTRALIA ETF P 2017-01-05 2017-09-29 45 42 3 3 6 ISHARES MSCI AUSTRALIA ETF P 2017-01-05 2017-06-28 131 126 5 5 7 ISHARES MSCI CANADA ETF P 2017-01-05 2017-09-29 203 189 14 14 9 ISHARES MSCI CANADA ETF P 2017-01-05 2017-06-28 243 243 1 ISHARES MSCI DENMARK CAPPD ETF P 2017-01-05 2017-09-29 68 53 15 15 2 ISHARES MSCI DENMARK CAPPD ETF P 2017-01-05 2017-06-28 126 105 21 21 1 ISHARES MSCI EM MARKETS ASIA P 2017-01-05 2017-09-29 69 54 15 15 3 ISHARES MSCI EM MARKETS ASIA P 2017-01-05 2017-06-28 196 163 33 33 9 ISHARES MSCI EURO FINANCIAL P 2017-01-31 2017-06-28 197 177 20 20 19 ISHARES MSCI FINLAND CAPPD ETF P 2017-01-05 2017-01-31 628 637 -9 -9 3 ISHARES MSCI FRONTIER 100 ETF P 2017-01-05 2017-09-29 94 77 17 17 4 ISHARES MSCI FRONTIER 100 ETF P 2017-01-05 2017-06-28 115 103 12 12 2 ISHARES MSCI GERMANY ETF P 2017-01-05 2017-09-29 65 54 11 11 6 ISHARES MSCI GERMANY ETF P 2017-01-05 2017-06-28 185 162 23 23 1 ISHARES MSCI INTL DEVL MOMEN P 2017-01-05 2017-09-29 30 26 4 4 3 ISHARES MSCI INTL DEVL MOMEN P 2017-01-05 2017-06-28 85 77 8 8 3 ISHARES MSCI ITALY CAPPED ETF P 2017-07-13 2017-09-29 94 86 8 8 27 ISHARES MSCI RUSSIA CAPPED ETF P 2017-01-05 2017-01-31 905 926 -21 -21 1 ISHARES MSCI SOUTHKOREA CP ETF P 2017-01-05 2017-09-29 69 55 14 14 8 ISHARES MSCI SOUTHKOREA CP ETF P 2017-01-05 2017-06-28 545 440 105 105 2 ISHARES MSCI SPAIN CAPPED ETF P 2017-06-30 2017-09-29 67 66 1 1 2 ISHARES MSCI TAIWAN CAPPED ETF P 2017-01-05 2017-09-29 72 61 11 11 11 ISHARES MSCI TAIWAN CAPPED ETF P 2017-01-05 2017-06-28 396 334 62 62 3 ISHARES MSCI UNITED KINGDOM ET P 2017-01-05 2017-09-29 104 94 10 10 11 ISHARES MSCI UNITED KINGDOM ET P 2017-01-05 2017-06-28 368 345 23 23 18.729 LAZARD US EQ CONCENTRD INST P 2016-12-27 2017-12-19 306 269 37 37 322.597 LAZARD US EQ CONCENTRD INST P 2017-06-28 2017-12-19 5278 4962 316 316 5.388 LAZARD US EQ CONCENTRD INST P 2016-09-22 2017-12-19 88 82 6 6 17.76 LAZARD US EQ CONCENTRD INST P 2016-09-22 2017-09-29 275 270 5 5 130.792 LORD ABBETT SHT DURATION INC F P 2017-01-05 2017-09-29 560 564 -4 -4 11.216 LORD ABBETT SHT DURATION INC F P 2016-07-06 2017-03-01 48 49 -1 -1 353.374 LORD ABBETT SHT DURATION INC F P 2017-01-05 2017-03-01 1520 1523 -3 -3 140.982 LORD ABBETT SHT DURATION INC F P 2012-09-07 2017-03-01 606 655 -49 -49 3.893 LORD ABBETT SHT DURATION INC F P 2014-12-03 2017-03-01 17 17 19.937 LORD ABBETT SHT DURATION INC F P 2015-05-04 2017-03-01 86 89 -3 -3 16.028 LORD ABBETT SHT DURATION INC F P 2012-09-07 2017-01-19 69 74 -5 -5 1 MATERIALS SEL SECT SPDR FD P 2017-04-05 2017-09-29 57 53 4 4 8.466 PIMCO INCOME P P 2017-01-05 2017-09-29 105 102 3 3 30.042 PIMCO INCOME P P 2017-01-05 2017-06-28 371 360 11 11 19.878 PIMCO INCOME P P 2016-06-29 2017-01-19 240 236 4 4 0.197 PIMCO INCOME P P 2016-07-06 2017-01-19 2 2 185.624 PIMCO INCOME P P 2017-01-05 2017-01-19 2237 2242 -5 -5 0.083 PIMCO INCOME P P 2016-07-29 2017-01-19 1 1 28.709 PIONEER FLOATING RATE Y P 2017-01-05 2017-09-29 195 196 -1 -1 112.167 PIONEER FLOATING RATE Y P 2017-01-05 2017-03-01 766 765 1 1 5.814 PIONEER FLOATING RATE Y P 2016-07-06 2017-01-19 40 39 1 1 59.832 PIONEER FLOATING RATE Y P 2017-01-05 2017-01-19 408 408 7.903 PIONEER FLOATING RATE Y P 2015-05-04 2017-01-19 54 54 13.336 PIONEER FLOATING RATE Y P 2012-12-31 2017-01-19 91 93 -2 -2 9.233 PIONEER FLOATING RATE Y P 2013-01-31 2017-01-19 63 65 -2 -2 8.014 PIONEER FLOATING RATE Y P 2013-02-28 2017-01-19 55 56 -1 -1 7.646 PIONEER FLOATING RATE Y P 2013-03-28 2017-01-19 52 54 -2 -2 7.152 PIONEER FLOATING RATE Y P 2013-04-30 2017-01-19 49 50 -1 -1 6.883 PIONEER FLOATING RATE Y P 2013-05-31 2017-01-19 47 48 -1 -1 6.592 PIONEER FLOATING RATE Y P 2013-06-28 2017-01-19 45 46 -1 -1 5.659 PIONEER FLOATING RATE Y P 2013-07-31 2017-01-19 39 39 5.568 PIONEER FLOATING RATE Y P 2013-08-30 2017-01-19 38 39 -1 -1 4.869 PIONEER FLOATING RATE Y P 2013-09-30 2017-01-19 33 34 -1 -1 20 SPDR S&P INT INDUSTRIALS SEC P 2017-01-05 2017-07-13 692 607 85 85 6 SPDR S&P INT INDUSTRIALS SEC P 2017-01-05 2017-06-28 208 182 26 26 12 SPDR S&P INTL CONSUMER DISC P 2017-01-05 2017-07-13 476 443 33 33 2 SPDR S&P INTL CONSUMER DISC P 2017-01-05 2017-06-28 80 74 6 6 27 SPDR S&P INTL ENERGY SECTOR P 2017-01-05 2017-07-13 472 520 -48 -48 78 TORTOISE MLP FUND INC P 2017-01-05 2017-11-30 1229 1477 -248 -248 36 TORTOISE MLP FUND INC P 2017-06-20 2017-11-30 567 644 -77 -77 1 TORTOISE MLP FUND INC P 2016-09-14 2017-09-29 18 18 5 TORTOISE MLP FUND INC P 2016-09-14 2017-06-28 94 92 2 2 2 UTILITIES SEL SECT SPDR FUND P 2017-01-05 2017-09-29 106 97 9 9 1 UTILITIES SEL SECT SPDR FUND P 2017-01-05 2017-06-28 53 49 4 4 44 UTILITIES SEL SECT SPDR FUND P 2017-01-05 2017-04-05 2266 2137 129 129 3 UTILITIES SEL SECT SPDR FUND P 2016-03-18 2017-03-01 155 146 9 9 15 UTILITIES SEL SECT SPDR FUND P 2017-01-05 2017-03-01 774 728 46 46 1 UTILITIES SEL SECT SPDR FUND P 2016-02-17 2017-03-01 52 46 6 6 3 UTILITIES SEL SECT SPDR FUND P 2016-02-29 2017-03-01 155 140 15 15 68 VANGUARD ENERGY ETF P 2017-01-05 2017-04-05 6646 7180 -534 -534 1 VANGUARD ENERGY ETF P 2016-03-21 2017-03-01 101 88 13 13 2 VANGUARD ENERGY ETF P 2016-07-06 2017-03-01 201 188 13 13 1 VANGUARD ENERGY ETF P 2016-10-14 2017-03-01 101 97 4 4 5 VANGUARD ENERGY ETF P 2017-01-05 2017-03-01 503 528 -25 -25 12 VANGUARD FINANCIALS ETF P 2017-01-05 2017-09-29 784 717 67 67 2 VANGUARD FINANCIALS ETF P 2017-01-05 2017-06-28 124 120 4 4 13 VANGUARD FINANCIALS ETF P 2016-09-15 2017-03-01 832 648 184 184 26 VANGUARD FINANCIALS ETF P 2017-01-05 2017-03-01 1663 1554 109 109 15 VANGUARD FTSE DEVELOPED MKTS E P 2015-08-25 2017-01-05 563 548 15 15 2 VANGUARD FTSE DEVELOPED MKTS E P 2015-12-23 2017-01-05 75 74 1 1 292 VANGUARD GROWTH ETF P 2014-06-10 2017-01-05 33133 28652 4481 4481 8 VANGUARD INFO TECH ETF P 2017-01-05 2017-09-29 1217 987 230 230 2 VANGUARD INFO TECH ETF P 2017-01-05 2017-06-28 286 247 39 39 2 VANGUARD INFO TECH ETF P 2016-03-18 2017-03-01 269 216 53 53 21 VANGUARD INFO TECH ETF P 2017-01-05 2017-03-01 2829 2591 238 238 3 VANGUARD INFO TECH ETF P 2015-08-25 2017-03-01 404 292 112 112 2 VANGUARD INFO TECH ETF P 2015-10-02 2017-03-01 269 202 67 67 554 VANGUARD INTL EQUITY INDEX FD P 2014-06-10 2017-01-05 25168 29155 -3987 -3987 138 VANGUARD MID-CAP ETF INDEX P 2014-06-10 2017-01-05 18474 16151 2323 2323 6 VANGUARD REIT ETF P 2017-01-05 2017-04-05 499 504 -5 -5 2 VANGUARD REIT ETF P 2016-09-15 2017-03-01 171 169 2 2 4 VANGUARD REIT ETF P 2017-01-05 2017-03-01 342 337 5 5 14 VANGUARD SMALL CAP ETF P 2013-12-03 2017-01-05 1833 1500 333 333 135 VANGUARD SMALL CAP ETF P 2014-06-10 2017-01-05 17675 15466 2209 2209 1 VANGUARD TELE SVCS ETF INDEX P 2017-01-05 2017-06-28 93 103 -10 -10 1 VANGUARD TELE SVCS ETF INDEX P 2016-07-06 2017-04-05 97 99 -2 -2 10 VANGUARD TELE SVCS ETF INDEX P 2017-01-05 2017-04-05 967 1034 -67 -67 1 VANGUARD TELE SVCS ETF INDEX P 2016-03-18 2017-04-05 97 91 6 6 17 VANGUARD TOTAL INTL STOCK ETF P 2015-12-15 2017-01-05 800 761 39 39 13 VANGUARD VALUE ETF INDEX P 2013-10-04 2017-01-05 1219 912 307 307 63 VANGUARD VALUE ETF INDEX P 2013-12-23 2017-01-05 5906 4781 1125 1125 14 VANGUARD VALUE ETF INDEX P 2014-01-02 2017-01-05 1313 1060 253 253 308 VANGUARD VALUE ETF INDEX P 2014-06-10 2017-01-05 28875 24928 3947 3947 40.123 WESTERN ASSET CORE BD I P 2017-01-19 2017-09-29 508 494 14 14 164.255 WESTERN ASSET CORE BD I P 2017-01-19 2017-03-01 2032 2024 8 8 2 WISDOMTREE TR EMER MKT HIGH FD P 2017-01-05 2017-09-29 86 77 9 9 5 WISDOMTREE TR EMER MKT HIGH FD P 2017-01-05 2017-06-28 206 192 14 14 18 WISDOMTREE TRUST JAPN HEDGE EQ P 2013-05-29 2017-01-05 912 856 56 56 15 WISDOMTREE TRUST JAPN HEDGE EQ P 2013-06-14 2017-01-05 760 641 119 119 45 WISDOMTREE TRUST JAPN HEDGE EQ P 2013-09-20 2017-01-05 2281 2186 95 95 117 WISDOMTREE TRUST JAPN HEDGE EQ P 2013-12-24 2017-01-05 5931 5715 216 216 5 WISDOMTREE TRUST JAPN HEDGE EQ P 2014-01-02 2017-01-05 253 249 4 4 105 WISDOMTREE TRUST JAPN HEDGE EQ P 2014-06-10 2017-01-05 5322 5079 243 243 Wash Sale 15 13964 1826 false 33500 178385 0.18780 36438 32627 1.11681 61026 149339 0.40864 50136 326543 0.15354 28552 498526 0.05727 1.924051 0.384810 148796 57258 176 57434 50000 353 353 353 101 101 252 false false false false false false false false true true true false false false false true N/A Thomas Knapp 5626241848 PO Box 10294 Newport Beach CA 92658 false false false false false false false false false false false false false false false false false false false false false false false false false false Thomas W Knapp PO Box 10294 Newport Beach CA 92658 Pres/Director 0.00 0 Bethany M Knapp PO Box 10294 Newport Beach CA 92658 Vice Pres/Direc 0.00 0 James P Knapp PO Box 10294 Newport Beach CA 92658 Vice President 0.00 0 Samantha Knapp PO Box 10294 Newport Beach CA 92658 Vice President 0.00 0 Wilson Knapp Po Box 10294 Newport Beach CA 92658 Vice President 0.00 0 NONE NONE 143151 7911 0 151062 0 151062 2266 148796 7440 7440 353 353 7087 7087 7087 50000 50000 50000 7087 24071 54007 34931 24658 137667 50000 0 7087 42913 180580 0 180580 24071 54007 34931 24658 42913 X Challenged Athletes Inc 11199 Sorrento Valley Road Del Mar CA 92121 None Public Support athletes with physical disabilities 10000 University of Southern California 3551 Trousdale Pkwy Los Angeles CA 90089 None Public Support educational programs at USC 20000 Hoag Hospital Foundation 500 E Superior Ave Ste 350 Newport Beach CA 92663 None Public Support for hospital 10000 Semester at Sea PO Box 400885 Charlottesville VA 22904 None Public Support for educational programs 10000 50000 1 14 3671 13949 3672 13949 17621 false false false false false false false false false false Accounting fees 2600 0 0 0 CT Renewal Fee 358 Investment Management Fees 718 Filing Fees 25