2025-10-23T12:09:13-05:00 2024-12-31 042571780 AAFCPAS INC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2024-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 CHAUNCEY COLLINS TREASURER 4139315221 2025-10-22 1 0 THOMAS F MULDOON P01561688 5083669100 2025-10-22 2024 2025-03-06 01:10:19Z CHAUNCEY COLLINS 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 35103056 0 X WWW.AUSTENRIGGS.ORG X 1919 MA THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC RESIDENTIAL TREATMENT CENTER, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 18 17 186 18 0 0 504718 755314 23079530 24632179 2311578 2409174 82351 62999 25978177 27859666 0 0 0 0 18235869 19781779 0 0 138740 7045570 7078722 25281439 26860501 696738 999165 65802171 69052813 7354794 7683707 58447377 61369106 X THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC RESIDENTIAL TREATMENT CENTER, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 0 0 16959937 24695178 MENTAL HEALTH TREATMENT PROGRAMS,PATIENT CARE - 19,704 PATIENT PROGRAM DAYS. 2037253 RESEARCH AND EDUCATION INITIATIVES RELATED TO THE FOLLOWING TOPICS: PROFESSIONAL CONTINUING MEDICAL EDUCATION AND CONTINUING EDUCATION PROGRAM FOR MENTAL HEALTH CLINICIANS, FELLOWSHIP TRAINING FOR PSYCHOLOGISTS AND PSYCHIATRISTS, SOCIAL WORK INTERNSHIP PROGRAM, IOP TRAINING PROGRAM, MEDICAL STUDENT/MEDICAL RESIDENT ELECTIVE ROTATION, ERIKSON SCHOLAR PROGRAM, SPECIALTY LIBRARY AND ARCHIVAL COLLECTIONS, PUBLIC ADVOCACY AND EDUCATION ABOUT MENTAL HEALTH TREATMENT, RESEARCH ON PERSONALITY DISORDERS, TREATMENT OUTCOME, PSYCHOSIS, SUICIDE, LONELINESS, AND PSYCHIC PAIN. RESEARCH INTERNSHIP PROGRAM AND PSYCHODYNAMIC RESEARCH MENTORSHIP PROGRAM. 18997190 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 128 0 1 186 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X CHAUNCEY COLLINS 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 ERIC M PLAKUN MEDICAL DIRECTOR/CEO 40.00 X X 591955 0 56365 LISA A RASKIN PHD BOARD CHAIR 1.00 X X 0 0 0 JOAN GOODRICH VICE CHAIR (UNTIL 05/2024) 1.00 X X 0 0 0 ROBERT A DENOBLE TRUSTEE 1.00 X 0 0 0 LAURIE J HALL TRUSTEE 1.00 X 0 0 0 DWIGHT JEWSON PHD TRUSTEE 1.00 X 0 0 0 KATHERINE G KENNEDY MD TRUSTEE 1.00 X 0 0 0 KIMBERLYN LEARY PHD TRUSTEE 1.00 X 0 0 0 ANDREW LUSTBADER MD FAAP TRUSTEE 1.00 X 0 0 0 JULIA MOORE MPPM LMHC TRUSTEE 1.00 X 0 0 0 MING JACK PO PHD TRUSTEE 1.00 X 0 0 0 MEIRAM BENDAT JD PHD TRUSTEE 1.00 X 0 0 0 NANCY R MCWILLIAMS PHD TRUSTEE 1.00 X 0 0 0 JOHN SANTOPIETRO MD TRUSTEE 1.00 X 0 0 0 NINA J GUTIN PHD TRUSTEE 1.00 X 0 0 0 ARLO ELLISON TRUSTEE 1.00 X 0 0 0 GARY GORDON TRUSTEE (AS OF 01/2024) 1.00 X 0 0 0 ALEX KRISS TRUSTEE (AS OF 09/2024) 1.00 X 0 0 0 MICHAEL KRUPA TRUSTEE (AS OF 05/2024) 1.00 X 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 40.00 X 342951 0 45522 MELISSA AGOSTO ASSISTANT TREASURER 40.00 X 151261 0 9851 KATHLEEN YOUNG CLERK 40.00 X 53894 0 12513 SAMAR HABL MD ASSOC. MEDICAL DIR./DIR. OF ADMISSIONS 40.00 X 368787 0 47240 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 40.00 X 288115 0 34530 DONNA ELMENDORF DIRECTOR OF THERAPEUTIC COMMUNITY 40.00 X 263083 0 46754 JANE TILLMAN DIRECTOR OF THE ERIKSON INSTITUTE 40.00 X 255003 0 31600 CHERYL PUNTIL CHIEF NURSING OFFICER 40.00 X 247120 0 32641 JOHN ZOLLINGER DIRECTOR OF COMMUNICATIONS 40.00 X 201590 0 20789 SPENCER BIEL IOP DIRECTOR 40.00 X 197278 0 11202 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 40.00 X 260158 0 41055 JOHN AZER STAFF PSYCHIATRIST/SUS SUPERVISOR 40.00 X 205301 0 39372 MARINA BAYEVA STAFF PSYCHIATRIST 40.00 X 204443 0 29944 MARILYN CHARLES STAFF PSYCHOLOGIST/TEAM LEADER 40.00 X 204278 0 22041 NICHOLAS HOLLIDAY DIRECTOR OF PSYCHOPHARM & MED SERVICES 32.00 X 201092 0 26869 4036309 0 508288 45 0 1 0 MAROIS CONSTRUCTION CO INC 262 OLD LYMAN ROAD SOUTH HADLEY MA 01075 CONTRACTOR SERVICES 263140 WHALLEY COMPUTER ASSOCIATES INC PO BOX 951 WORCESTER MA 016130951 IT SERVICES 257662 AAFCPAS INC 50 WASHINGTON STREET WESTBOROUGH MA 01581 AUDITORS/CONSULTANTS 255513 TUNE STREET 117 STATE ROAD GREAT BARRINGTON MA 01230 TECHNOLOGY/DESIGN 199381 KROKIDAS & BLUESTEIN LLP 600 ATLANTIC AVE 1900 BOSTON MA 02210 ATTORNEY 117861 6 29855 725459 755314 PATIENT SERVICE REVENUE 621498 24554244 24554244 NURSERY SCHOOL TUITION 624410 77935 77935 24632179 1242868 1242868 8409696 7243390 1166306 1166306 1166306 WORKSHOPS AND OTHER PATIENT REVEN 900099 62999 62999 62999 27859666 24695178 0 2409174 3310044 2179929 1086580 43535 12829481 9452111 3341908 35462 601272 449593 151026 653 2040680 1477675 556743 6262 1000302 723142 273558 3602 230570 230570 103225 103225 146317 146317 711024 356205 353185 1634 92744 74195 18549 1207513 960915 242830 3768 159503 127677 24277 7549 176165 140189 35426 550 1638574 1303945 329517 5112 452560 360138 91010 1412 SUPPLIES 1022487 886391 129142 6954 MEMBERSHIPS AND SUBSCRI 555651 107436 445760 2455 PROFESSIONAL DUES AND L 152880 54585 98295 MISCELLANEOUS 113196 83743 29453 316313 259321 55749 1243 26860501 18997190 7724571 138740 981010 595905 104400 104400 1704990 1798164 112000 120000 469696 462724 47622199 27736208 20121292 19885991 37023069 39787666 3860670 4666939 1425044 1631024 65802171 69052813 1696755 2232946 151544 195776 4081451 3623961 1425044 1631024 7354794 7683707 X 39101139 40713835 19346238 20655271 58447377 61369106 65802171 69052813 999165 1922564 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38205504 65209 4102469 1543100 40830082 34353793 67242 5338973 1554504 38205504 43171762 34968 -7289936 1563001 34353793 39066461 35821 5480680 1411200 43171762 34996491 18615 5382251 1330896 39066461 0.50240 0.16020 0.33740 0 0 303612 303612 32353976 16759168 15594808 14463679 10977040 3486639 500932 500932 19885991 MONEY MARKET FUNDS 4331939 F REAL ESTATE 335000 F 4666939 457(B) PLAN 1631024 1631024 X 29635913 1922564 1922564 27713349 146317 146317 27859666 26714184 0 26714184 146317 146317 26860501 PART V, LINE 4: BOARD DESIGNATED FUNDS: INVESTMENTS ALLOCATED FOR FUTURE CAPITAL EXPANSION, EDUCATIONAL PROGRAMS AND RESEARCH. PERMANENTLY ENDOWED: RETURNS FROM INVESTMENTS ARE USED FOR PURPOSES SUCH AS PATIENT AID, RESEARCH, EDUCATION AND THE FELLOWSHIP PROGRAM. PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH ASC TOPIC, INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENTS REGARDING A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE CENTER HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WHICH QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS AT DECEMBER 31, 2024. THE CENTER'S INFORMATION RETURNS ARE SUBJECT TO EXAMINATION BY THE FEDERAL AND STATE JURISDICTIONS. 1 1 0 0 1 1 1 0 0 1542727 219600 1323127 0.04930 1542727 219600 1323127 0.04930 68317 0 68317 0.00250 722719 722719 0.02690 327074 327074 0.01220 16350 16350 0.00060 1134460 1134460 0.04220 2677187 219600 2457587 0.09150 1 59431 9509 X 1 0 1 1 AUSTEN RIGGS CENTER 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 X AUSTEN RIGGS CENTER 1 0 0 1 X X X X X X X X X 22 1 0 0 1 X HTTPS://WWW.AUSTENRIGGS.ORG/COMMUNITY-HEALTH-NEEDS-ASSESSMENT X 1 19 1 HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/AUSTEN-RIGGS-IMPLEMENTATION 0 1 X X X X X 1 1 X X X 1 X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/FEE-REDUCTION-APPLICATION.P X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X X X X 1 X 0 X 0 X 0 0 PART II, COMMUNITY BUILDING ACTIVITIES: THE CENTER HOSTS A VARIETY OF FORUMS AND SEMINARS EACH YEAR THAT ARE AVAILABLE TO THE PSYCHIATRIC COMMUNITY. CENTER STAFF SERVE ON COMMUNITY BOARDS AND COUNCILS THAT PROVIDE SERVICE TO THE LOCAL MENTAL HEALTH ORGANIZATIONS AND SCHOOLS. PART III, LINE 2: PART I, LINE 7, COLUMN (F):THE BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25(A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS $59,431. PART III, LINE 4: ACCOUNTS RECEIVABLE ARE RECORDED AT THE INVOICED AMOUNTS AND DO NOT BEAR INTEREST. THE ALLOWANCE FOR DOUBTFUL ACCOUNTS IS MANAGEMENT'S BEST ESTIMATE OF THE AMOUNT OF PROBABLE CREDIT LOSSES IN ACCOUNTS RECEIVABLE. THE ALLOWANCE IS BASED UPON SPECIFIC IDENTIFICATION OF PROBABLE LOSSES AND AN ESTIMATE OF ADDITIONAL LOSSES BASED ON HISTORICAL EXPERIENCE. ACCOUNT BALANCES ARE CHARGED OFF AGAINST THE ALLOWANCE WHEN IT IS PROBABLE THE RECEIVABLE WILL NOT BE RECOVERED. PART VI, LINE 3: PATIENTS ARE INFORMED DURING THE PRE-ADMISSION SCREENING AND DURING THE ADMISSION PROCESS THAT AN APPLICATION FOR A FEE REDUCTION MAY BE SUBMITTED. PART VI, LINE 4: RIGGS SERVES LOCAL, REGIONAL, AND NATIONAL COMMUNITIES. THESE COMMUNITIES ARE COMPRISED LARGELY OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS (E.G., MULTIPLE CO-MORBID CONDITIONS, SEVERE AND PERSISTENT PSYCHIATRIC SYMPTOMS, AND FUNCTIONAL IMPAIRMENT) AND THE PROFESSIONALS (AND ORGANIZATIONS) WHO SERVE THEM. SERVICE TO THESE COMMUNITIES INCLUDES TREATMENT, EDUCATION AND TRAINING, RESEARCH, AND APPLICATION. MORE SPECIFICALLY: WHILE FEW OF THE CENTER'S PATIENTS COME FROM THE LOCAL COMMUNITY, THE CENTER OFFERS EDUCATION, OUTREACH, AND CONSULTATION TO LOCAL CLINICIANS AND ORGANIZATIONS. AT THE REGIONAL LEVEL, 51% OF THE CENTER'S PATIENT POPULATION IS DRAWN FROM THE NORTHEAST (NEW ENGLAND STATES PLUS NY, PA, AND NJ), AND A ROBUST PROGRAM OF EDUCATION, CONSULTATION, AND OUTREACH IS PROVIDED TO CLINICIANS WHO TREAT PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS IN THE REGION. THE NATIONAL POPULATION OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS, AND THE CLINICIANS WHO TREAT THEM, IS THE BROADEST AND MOST SIGNIFICANT COMMUNITY. THIS ENCOMPASSES THE CENTER'S FULL PATIENT POPULATION AS WELL AS THE POPULATION OF TREATERS SERVED THROUGH EDUCATION, TRAINING, AND RESEARCH EFFORTS. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 ERIC M PLAKUN MEDICAL DIRECTOR/CEO 591955 0 0 0 0 0 34500 0 21865 0 648320 0 0 0 SAMAR HABL MD ASSOC. MEDICAL DIR./DIR. OF ADMISSIO 368787 0 0 0 0 0 17250 0 29990 0 416027 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 342951 0 0 0 0 0 33970 0 11552 0 388473 0 0 0 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 288115 0 0 0 0 0 23354 0 11176 0 322645 0 0 0 DONNA ELMENDORF DIRECTOR OF THERAPEUTIC COMMUNITY 263083 0 0 0 0 0 27142 0 19612 0 309837 0 0 0 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 260158 0 0 0 0 0 21393 0 19662 0 301213 0 0 0 JANE TILLMAN DIRECTOR OF THE ERIKSON INSTITUTE 255003 0 0 0 0 0 20651 0 10949 0 286603 0 0 0 CHERYL PUNTIL CHIEF NURSING OFFICER 247120 0 0 0 0 0 12844 0 19797 0 279761 0 0 0 JOHN AZER STAFF PSYCHIATRIST/SUS SUPERVISOR 205301 0 0 0 0 0 10795 0 28577 0 244673 0 0 0 MARINA BAYEVA STAFF PSYCHIATRIST 204443 0 0 0 0 0 10733 0 19211 0 234387 0 0 0 NICHOLAS HOLLIDAY DIRECTOR OF PSYCHOPHARM & MED SERVIC 201092 0 0 0 0 0 16289 0 10580 0 227961 0 0 0 MARILYN CHARLES STAFF PSYCHOLOGIST/TEAM LEADER 204278 0 0 0 0 0 20642 0 1399 0 226319 0 0 0 JOHN ZOLLINGER DIRECTOR OF COMMUNICATIONS 201590 0 0 0 0 0 10206 0 10583 0 222379 0 0 0 SPENCER BIEL IOP DIRECTOR 197278 0 0 0 0 0 9851 0 1351 0 208480 0 0 0 MELISSA AGOSTO ASSISTANT TREASURER 151261 0 0 0 0 0 7785 0 2066 0 161112 0 0 0 PART I, LINE 1A THE DISCRETIONARY SPENDING ACCOUNT IS USED FOR BUSINESS PURCHASES THAT ARE SPECIFIC TO THE MEDICAL DIRECTOR THAT DO NOT FALL UNDER OTHER DEPARTMENTAL EXPENSES. PART I, LINE 4B HIGHLY COMPENSATED STAFF CAN MAKE A SALARY CONTRIBUTION TO A 457(B) PLAN AT TIAA CREF A MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2008-06-05 4000000 EXPANSION & RENOVATIONS 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 2018-04-01 3500000 EXPANSION & RENOVATIONS 0 0 0 A 2844311 4000000 4000000 2011 0 0 1 1 B 969610 3500000 104231 3395769 2018 0 0 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE DIRECTOR OF FINANCE THEN BY THE CFO AND CEO. IT IS ALSO SENT TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FINALIZING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY COMPLETING ANNUAL DOCUMENTED DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S MEDICAL DIRECTOR/CHIEF EXECUTIVE OFFICER AND KEY EMPLOYEES IS DONE BY THE BOARD OF TRUSTEES ON A COMPARATIVE SALARY REVIEW BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.