2018-11-06T16:53:54-06:00 2017-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990 2017-01-01 941156476 ANNUAL REVIEWS INC ANNU 6504934400 4139 EL CAMINO WAY PALO ALTO CA 94306 JONATHAN MICHAEL CFO 6504934400 2018-11-05 1 PRERNA JAGADA P01063809 6508458100 2018-11-05 50.204.21.130 2018-11-05 15:41:25 PS P 0735E69FE9C7E6EDDF6C65F1453A9DCF9C4B3FEA AFC47B0F119BBB467D28E1EC2B9BEEB0A9F2D538 2017 2018-06-14 16:35:46Z JONATHAN MICHAEL 4139 EL CAMINO WAY PALO ALTO CA 94306 14950490 0 X WWW.ANNUALREVIEWS.ORG X 1934 CA DISSEMINATE SCIENTIFIC INFORMATION. 13 12 93 0 0 0 37735 1232992 0 0 -12082 -1816 13334848 13400105 13360501 14631281 93504 8417 0 0 9046690 10457136 0 0 0 4771802 5646111 13911996 16111664 -551495 -1480383 6028394 4970854 6676479 5125696 -648085 -154842 X THE MISSION OF ANNUAL REVIEWS IS DEDICATED TO SYNTHESIZING AND INTERGRATING KNOWLEDGE FOR THE PROGRESS OF SCIENCE AND THE BENEFIT OF SOCIETY. 1 0 11714801 8317 13400105 EDITORIAL, PRODUCTION, SALES, PROMOTION AND DISTRIBUTION OF CURRENT AND FUTURE VOLUMES OF SCIENTIFIC REVIEW ARTICLES WITH THE PRIMARY PURPOSE OF STIMULATING AND ENCOURAGING THE ADVANCEMENT AND DEVELOPMENT OF BIOCHEMISTRY AND OTHER SCIENTIFIC AND SCHOLARLY DISCIPLINES AND FOSTERING RESEARCH THEREIN. 706702 100 PUBLISH A DIGITAL MAGAZINE WITH THE GOAL OF PRESENTING SCIENTIFIC KNOWLEDGE IN A COMPELLING AND ACCESSIBLE FASHION. ALL CONTENT WILL BE FREE TO READ, REUSE AND BE PRESENTED AS STANDALONE MATERIAL TO PROMOTE WIDESPREAD SHARING VIA SOCIAL MEDIA. THIS PROGRAM IS FUNDED BY THE ALFRED SLOAN FOUNDATION AND THE GORDON AND BETTY MOORE FOUNDATION. 55434 0 0 EXAMINING THE IMPACT OPEN ACCESS WILL HAVE ON READERSHIP AND CITATION OF THE ANNUAL REVIEW OF PUBLIC HEALTH (ARPH) JOURNAL; DEVELOPING AND TESTING A SUSTAINABLE OPEN ACCESS MODEL FOR ARPH THAT, IF SUCCESSFUL, CAN BE APPLIED TO OTHER ANNUAL REVIEWS JOURNALS. 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THE ORGANIZATION BELIEVES THAT ALL INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY ACCRUALS FOR INTEREST AND PENALTIES AS OF DECEMBER 31, 2017 FOR UNCERTAIN INCOME TAX POSITIONS. IN THE EVENT THE ORGANIZATION SHOULD NEED TO RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX LIABILITIES, THIS AMOUNT WILL BE RECORDED AS AN ACCRUAL LIABILITY AND AN INCREASE TO INCOME TAX EXPENSE. 1 UNITED KINGDOM 0 1 SELLING AND PROMOTING ARI PRODUCTS TO EUROPEAN CUSTOMERS SALES AND BUSINESS DEVELOPMENT MANAGER - SALES VISITS AND CALLS 134785 0 1 0 0 0 1 134785 0 134785 0 0 0 0 0 0 FORM 990 - SCH F PART I LINE 3 MARK GREENE WAS HIRED BY MAVERICK PUBLISHING SPECIALIST, A UK COMPANY. THROUGH MAVERICK, MARK PROVIDES SERVICES TO ANNUAL REVIEWS AS A SALES AND BUSINESS DEVELOPMENT MANAGER STARTING JAN 2017. HE IS RESPONSIBLE FOR SELLING AND PROMOTING ANNUAL REVIEWS' PRODUCTS TO EUROPEAN CUSTOMERS. ANNUAL REVIEWS DOES NOT HAVE A PHYSICAL OFFICE IN THE UK. MARK GREENE IS WORKING FROM HIS HOME IN THE UK. IN 2017, ANNUAL REVIEWS PAID A TOTAL OF $134,785 TO MAVERICK FOR MARK'S COMPENSATION AND TRAVEL EXPENSES. THE ORGANIZATION PREPARES ITS CONSOLIDATED FINANCIAL STATEMENTS ON THE ACCRUAL BASIS OF ACCOUNTING UNDER ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA. X 1 1 X X X X 1 0 0 1 0 0 0 0 0 RICHARD GALLAGHER DIRECTOR, PRESIDENT AND EDITOR-IN-CH 381698 0 0 0 0 0 0 0 44049 0 425747 0 0 0 STEVEN CASTRO CFO & TREASURER 236302 0 0 0 0 0 0 0 63500 0 299802 0 0 0 JENNIFER JONGSMA DIRECTOR OF PRODUCTION AND ASSOCIATE 191252 0 0 0 0 0 0 0 25269 0 216521 0 0 0 ANDREA LOPEZ DIRECTOR OF SALES 165443 0 94159 0 0 0 0 0 40411 0 300013 0 0 0 PAUL CALVI DIRECTOR OF TECHNOLOGY 185749 0 0 0 0 0 0 0 27567 0 213316 0 0 0 LIZ ALLEN DIRECTOR OF MARCOM & STRATEGIC DEVEL 173151 0 0 0 0 0 0 0 29774 0 202925 0 0 0 ROY MARUCUT INFORMATION TECHNOLOGY MANAGER 140453 0 0 0 0 0 0 0 24015 0 164468 0 0 0 KATHERINE MCGOWAN SALES MANAGER 96920 0 33801 0 0 0 0 0 31959 0 162680 0 0 0 MICHAEL JONES INTERNATIONAL SALES MANAGER 106678 0 33801 0 0 0 0 0 30482 0 170961 0 0 0 EVA EMERSON SENIOR EDITOR 137088 0 0 0 0 0 0 0 36596 0 173684 0 0 0 KAMRAN NAIM DIRECTOR OF PARTNERSHIPS AND INITIAT 130589 0 0 0 0 0 0 0 21926 0 152515 0 0 0 PART I, LINE 4A NATALIE DEWITT, IN HER CAPACITY AS CORPORATE SECRETARY, RECEIVED A SEVERANCE PAYMENT OF $26,153.84 FROM ANNUAL REVIEWS PAYMENTS WERE PAID SEMI-MONTHLY IN THE AMOUNT OF $6,538.46 FROM NOVEMBER 20, 2017 TO JANAUARY 12, 2018. THE LAST SEMI-MONTHLY PAYMENT WAS PAID ON JANUARY 12, 2018. PART I, LINE 5 ANNUAL REVIEWS COMPENSATES CERTAIN MEMBERS OF ITS SALES STAFF BASED ON PERFORMANCE. ACCRUALS FOR THESE INCENTIVE PAYMENTS ARE MADE AT THE END OF EACH YEAR, BASED ON ACTUAL REVENUE. INCENTIVE PAYMENTS ARE DISBURSED AT THE END OF JANUARY OF EACH FOLLOWING YEAR. FORM 990, PART III, LINE 2 EXAMINING THE IMPACT OPEN ACCESS WILL HAVE ON READERSHIP AND CITATION OF THE ANNUAL REVIEW OF PUBLIC HEALTH (ARPH) JOURNAL; DEVELOPING AND TESTING A SUSTAINABLE OPEN ACCESS MODEL FOR ARPH THAT, IF SUCCESSFUL, CAN BE APPLIED TO OTHER ANNUAL REVIEWS JOURNALS. THIS PROGRAM IS FUNDED BY ROBERT WOOD JOHNSON FOUNDATION. FORM 990, PART IV, LINE 12B THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE ORGANIZATION AND ITS WHOLLY-OWNED SUBSIDIARY, ANNUAL REVIEWS INVESTMENT CORPORATION (ARIC), A CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION, WHICH WAS ESTABLISHED IN OCTOBER 2013. ARIC WAS FORMED FOR THE PURPOSE OF MANAGING INVESTMENTS FOR THE BENEFIT OF THE ORGANIZATION FORM 990, PART VI, SECTION B, LINE 11B BEFORE FILING THE FORM 990, A COPY OF THE FORM IS DISTRIBUTED TO THE BOARD OF DIRECTORS WITHOUT ASKING FOR APPROVAL OR COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C WHEN AN INDIVIDUAL IS ELECTED TO SERVE AS A MEMBER OF THE ANNUAL REVIEWS BOARD OF DIRECTORS, THE BUSINESS AFFAIRS COMMITTEE, OR THE EDITORIAL AFFAIRS COMMITTEE, THE MEMBER IS ASKED TO FILL OUT A "DISCLOSURE OF POTENTIAL BIAS" FORM. THEIR STATEMENTS ARE KEPT ON FILE WITH THE CORPORATE SECRETARY TO THE BOARD AND WILL BE MADE AVAILABLE UPON REQUEST. MEMBERS ARE ASKED TO UPDATE THEIR DISCLOSURE STATEMENTS WHENEVER CIRCUMSTANCES NECESSITATE A CHANGE. BLANK FORMS ARE DISTRIBUTED TO MEMBERS DURING EACH YEAR OF SERVICE AS A REMINDER FOR MEMBERS TO REVIEW THEIR DISCLOSURE STATEMENTS AND UPDATE AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS COMPENSATION COMMITTEE IS MADE UP OF FIVE BOARD MEMBERS ANNUALLY ELECTED TO SERVE ON THIS STANDING BOARD COMMITTEE. IT MEETS ANNUALLY EACH SPRING FOR THE PURPOSE OF DETERMINING AND APPROVING THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT AND EDITOR-IN-CHIEF AND REVIEWING AND APPROVING THE PAY OF TOP MANAGEMENT, OFFICERS AND KEY EMPLOYEES IN ORDER TO DETERMINE INTERNAL AND EXTERNAL EQUITY. REPORTS OF BENCHMARK SALARY AND MERIT INCREASE DATA ARE ALSO PROVIDED BY THE DIRECTOR OF HUMAN RESOURCES FOR REVIEW AND COMMENT. OTHER EMPLOYEE SALARIES ARE APPROVED ANNUALLY BY ANNUAL REVIEWS' INTERNAL COMPENSATION COMMITTEE, CONSISTING OF THE PRESIDENT & EDITOR-IN-CHIEF, THE CHIEF FINANCIAL OFFICER, AND THE DIRECTOR OF HUMAN RESOURCES, BASED ON MEETINGS WITH RELEVANT SUPERVISORS AND DIRECTORS FOR EACH DEPARTMENT. THE DIRECTOR OF HUMAN RESOURCES MAINTAINS RECORDS AND DOCUMENTATION OF ALL SALARY ACTIONS APPROVED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: ELIMINATION FOR CONSOLIDATION - INTER-CO PAYABLE 1,929,421. NON-RECOGNITION OF TEMPORARILY RESTRICTED GRANT REVENUE 44,205. FORM 990, PART XII, LINE 2: THE 2017 FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS WITH ANNUAL REVIEWS INVESTMENTS CORPORATION. FORM 990, PART XII, LINE 2C: ANNUAL REVIEWS, INC. HAS NOT CHANGED ITS PROCESS RELATED TO OVERSIGHT OF THE AUDIT AND REVIEW OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF ITS INDEPENDENT AUDITOR. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD OF DIRECTORS. SCHEDULE R, PART V, LN 2 ALL INVESTMENTS WERE MOVED TO ANNUAL REVIEWS INVESTMENT CORPORATION (ARIC) IN APRIL 2015. THUS, ARIC NOW REVIEWS INVESTMENTS AND HAS FINAL RESPONSIBILITY FOR INVESTMENTS. DURING 2017, ANNUAL REVIEWS INC. MADE TRANSFERS TOTALING $270,000 TO ARIC AND THEY ARE SHOWN IN LINE 1; TRANSFERS TOTALING $2,300,000 WERE MADE TO ANNUAL REVIEWS AND THEY ARE SHOWN IN LINE 2; AND ANNUAL REVIEWS DIRECTLY PAID ARIC EXPENSE, TOTALING $100,579 AND THEY ARE SHOWN IN LINE 3. ANNUAL REVIEWS INVESTMENT CORPORATION 4139 EL CAMINO WAY PALO ALTO CA 94306 464548728 TO SUPPORT, BENEFIT AND ASSIST ANNUAL REVIEWS, OR PROGRAMS WHICH SUPPORT OR CA 509(A)(3) TYPE I ANNUAL REVIEWS 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 (1) ANNUAL REVIEWS INVESTMENT CORPORATION B 270000 EXPENDITURE FOR FACILITIES AND PR (2) ANNUAL REVIEWS INVESTMENT CORPORATION S 2300000 EXPENDITURE FOR FACILITIES AND PR (3) ANNUAL REVIEWS INVESTMENT CORPORATION P 100579 DIRECTLY PAID ARIC EXPENSE SCHEDULE R, PART V, LINE 2 ALL INVESTMENTS WERE MOVED TO ANNUAL REVIEWS INVESTMENT CORPORATION (ARIC) IN APRIL 2015. THUS, ARIC NOW REVIEWS INVESTMENTS AND HAS FINAL RESPONSIBILITY FOR INVESTMENTS. DURING 2017, ANNUAL REVIEWS, INC. MADE TRANSFERS TOTALING $270,000 TO ARIC AND THEY ARE SHOWN IN LINE 1; TRANSFERS TOTALING $2,300,000 WERE MADE TO ANNUAL REVIEWS AND THEY ARE SHOWN IN LINE 2; AND ANNUAL REVIEWS DIRECTLY PAID ARIC EXPENSES, TOTALING $100,579 AND THEY ARE SHOWN IN LINE 3.