2018-10-31T10:46:11-05:00 2017-12-31 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990PF 2017-01-01 473040686 ARLENE AND MICHAEL ROSEN FOUNDATION ARLE 8668885157 PO BOX 377 TIBURON CA 94920 WILLIAM KROGER EXECUTIVE DIRECTOR 8668885157 2018-10-26 1 LIZBETH G NEVAREZ P01399868 3108731600 38.186.35.254 2018-10-26 12:13:38 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6A5B9BBBC0C15FAE84D58941C3D029285B6C5672 2017 2019-02-21 02:37:17Z X X 15221543 X 9516941 66 9065 258057 253562 2508985 16749569 2508985 12284049 2771612 99569 0 99569 45833 0 45833 11207 0 11207 148245 0 148245 6150 3075 3075 66308 48849 17459 18060 0 0 9659 0 9659 22 0 22 11952 0 11952 417005 51924 347021 460000 460000 877005 51924 807021 11407044 2719688 386529 905493 905493 2406890 8793588 8793588 2059183 5472362 5472362 0 50100 50100 4852602 15221543 15221543 499 1067 499 1067 X 4852103 15220476 4852103 15220476 4852602 15221543 4852103 11407044 513240 16772387 1551911 15220476 PUBLICLY TRADED SECURITIES 16724398 14240584 2483814 2483814 CAPITAL GAIN DIVIDENDS P 25171 25171 25171 2508985 0 441662 5419925 0.081489 21209 1709483 0.012407 236598 5422420 0.043633 268005 4879762 0.054922 269892 4297671 0.062800 0.255251 0.051050 9538524 486942 27197 514139 807021 X 27197 0 27197 0 27197 28729 7000 0 35729 X 0 8532 8532 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 1 0 0 1 AMROSENFOUNDATION.ORG JASON SATTERFIELD 8668885157 PO BOX 377 TIBURON CA 94920 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 TOBI TRAVIS PO BOX 377 TIBURON CA 94920 TRUSTEE 1.00 0 0 0 MELANIE BAKER PO BOX 377 TIBURON CA 94920 TRUSTEE 1.00 0 0 0 WILLIAM KROGER PO BOX 377 TIBURON CA 94920 TRUSTEE 1.00 0 0 0 CARMEN SUAREZ PO BOX 377 TIBURON CA 94920 EXECUTIVE DIRECTOR 35.00 91667 7902 0 NONE 0 NONE 0 0 9060365 623416 0 9683781 0 0 9683781 145257 9538524 476926 476926 27197 27197 449729 0 449729 0 449729 807021 0 807021 27197 779824 449729 0 0 112576 112576 807021 0 0 0 449729 357292 0 0 469868 0 0 0 0 0 0 0 469868 112576 357292 X CABRITO FOUNDATION 7552 REMMET STREET CANOGA PARK CA 91303 NONE PC SUPPORT FOR ADDICTION TREATMENT PROGRAMS AND FUNDING FOR REPAIRS TO TREATMENT CENTER FACILITY 50000 CARON FOUNDATION PO BOX 150 WERNERSVILLE PA 19565 NONE PC SUPPORT FOR THE VETERANS HEALING THROUGH CONNECTION PROGRAM, WHICH PROVIDES ADDICTION TREATMENT SERVICES 60000 CHANDLER LODGE FOUNDATION 11455 CHANDLER BLVD LOS ANGELES CA 91601 NONE PC SUPPORT FOR CHANDER LODGE RESIDENTIAL SOBER LIVING PROGRAM 50000 PROJECT TURNABOUT 660 18 STREET PO BOX 116 GRANITE FALLS MN 56241 NONE PC SUPPORT FOR THE CARING & SHARING PATIENT AID FUND FOR CLIENTS IN RESIDENTIAL ALCOHOL AND DRUG TREATMENT 50000 RANCH RECOVERY CENTERS 7885 ANNANDALE AVENUE DESERT HOT SPRINGS CA 92240 NONE PC FUNDING FOR REPAIRS TO TRANSITIONAL/SOBER LIVING FACILITIES TO MEET ADA REQUIREMENTS 20000 SEMPER FI FUND 825 COLLEGE BLVD SUITE 102 PMB 609 OCEANSIDE CA 92057 NONE PC SUPPORT FOR PTSD COUNSELING AND TREATMENT 50000 SHELTER TO SOLDIER 2665 FOURTH AVENUE SAN DIEGO CA 92103 NONE PC SUPPORT FOR PROGRAMS THAT PROVIDES VETERANS WITH TRAINED SERVICE DOGS FREE OF CHARGE 60000 SOCIAL MODEL RECOVERY 223 E ROWLAND STREET COVINA CA 91723 NONE PC SUPPORT FOR THE BATTLE BUDDIES PROGRAM, WHICH PROVIDES SERVICES TO VETERANS WITH DUAL DIAGNOSIS 100000 SOLACE FOUNDATION 15 SEPULVEDA RANCHO SANTA MARGARITA SANTA MARGARITA CA 92688 NONE PC SUPPORT FOR PROGRAMS THAT REDUCE THE NUMBER OF OPIOID-RELATED DEATHS BY EXPANDING ACCESS TO THE OVERDOSE REVERSAL DRUG NALOXONE 20000 460000 0 14 66 14 258057 18 2508985 0 2767108 0 2767108 0 0 0 0 0 0 0 0 0 0 X X 1 AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) 10100 SANTA MONICA BLVD SUITE 2200 LOS ANGELES CA 90067 9516941 X X 1 DONATION INCLUDES $1,071,442 OF DONATED CASH AND $8,445,499 OF DONATED SECURITIES 9516941 2017-10-26 ACCOUNTING FEES 6150 3075 3075 47946.73 DODGE & COX INCOME FD 659747 659747 49692.48 PIMCO FD PAC INV MGMT SERIES 445245 445245 4043 ISHARES BARCLAYS TIPS BOND FUND 461225 461225 61946.52 DOUBLELINE TOTL RET BND - I 658492 658492 31091.25 JPM UNCONSTRAINED DEBT - R6 310602 310602 15556.68 JPMORGAN STRAT INC OPP-R6 180769 180769 69708.74 VANGUARD TOTAL INTL BND-ADM 1512680 1512680 20000 TOYOTA MOTOR CREDIT CORP MTN 20072 20072 5000 NOVARTIS SECS INVEST LTD 5165 5165 5000 CATERPILLAR FINANCIAL SE 5279 5279 10000 CISCO SYSTEMS INC 10011 10011 15000 SANTANDER UK PLC 15045 15045 10000 BNP PARIBAS MTN 10049 10049 15000 US BANCORP SR NOTES MTN 15041 15041 10000 PRUDENTIAL FINANCIAL INC 10737 10737 5000 FIFTH THIRD BANCORP 5053 5053 15000 BANK OF NY MELLON CORP MTN 15114 15114 15000 CANADIAN IMPERIAL BANK 14883 14883 10000 MEAD JOHNSON NUTRITION C 10149 10149 5000 VISA INC 4996 4996 20000 GENERAL ELEC CAP CORP 21215 21215 5000 HSBC FINANCE CORP 5559 5559 5000 OCCIDENTAL PETROLEUM COR 5236 5236 5000 VERIZON COMMUNICATIONS 5152 5152 15000 BANK OF NOVA SCOTIA 15008 15008 10000 PEPSICO INC 9885 9885 15000 WESTPAC BANKING CORP 14822 14822 15000 SUMITOMO MITSUI FINLGRP 14699 14699 25000 APPLE INC 24285 24285 5000 BOEING CO 5020 5020 15000 RABOBANK NEDERLAND UTREC 15754 15754 20000 MICROSOFT CORP 19965 19965 5000 WALT DISNEY COMPANY 5026 5026 10000 MITSUBISHI UFJ FIN GRP 10062 10062 15000 PNC FUNDING CORP 15399 15399 10000 JOHN DEERE CAPITAL CORP 10076 10076 15000 MEDTRONIC INC 15329 15329 20000 HSBC HOLDINGS PLC 20889 20889 5000 TD AMERITRADE HOLDING CO 5059 5059 5000 LOWES COMPANIES INC 5101 5101 5000 ABB FINANCE USA INC 5083 5083 10000 PROGRESS ENERGY CAROLINA 10092 10092 10000 UNITED HEALTH GROUP INC 10325 10325 15000 AMERICAN EXPRESS CO 14817 14817 10000 TRANS-CANADA PIPELINES 9935 9935 5000 ALTRIA GROUP INC 5032 5032 10000 PHILIP MORRIS INTL INC 9910 9910 35000 BANK OF AMERICA CORP MTN 35800 35800 10000 STATOIL ASA 9939 9939 5000 QUALCOMM INC 4876 4876 30000 WELLS FARGO & COMPANY 30567 30567 20000 ORACLE CORP 20041 20041 10000 COMCAST CORP 10046 10046 5000 BURLINGTON NORTH SANTA FE 5093 5093 5000 ABBVIE INC 4988 4988 5000 ALLSTATE CORP 5070 5070 15000 METLIFE INC 16193 16193 10000 SCHLUMBERGER INVESTMENT 10526 10526 5000 INVESCO FINANCE PLC 5271 5271 5000 VIRGINIA ELEC & POWER CO 5162 5162 35000 GOLDMAN SACH GROUP INC 36712 36712 5000 GILEAD SCIENCES INC 5230 5230 10000 TOTAL CAPITAL INTL SA 10601 10601 20000 BP CAPITAL MARKETS PLC 20488 20488 10000 INTEL CORP 10090 10090 30000 CITIGROUP INC 31111 31111 10000 SIMON PROPERTY GROUP LP 10204 10204 15000 BB&T CORPORATION MTN 14887 14887 5000 DOMINION GAS HLDGS LLC 5100 5100 5000 BERKSHIRE HATHAWAY ENERG 5154 5154 10000 MUFG AMERICAS HLDGS CORP 9871 9871 5000 ONCOR ELECTRIC DELIVERY 4987 4987 15000 SHELL INTERNATIONAL FIN 15412 15412 5000 AVALONBAY COMMUNITES 5123 5123 5000 PRECISION CASTPARTS CORP 5110 5110 35000 MORGAN STANLEY 36638 36638 15000 STATE STREET CORP 15584 15584 10000 ANHEUSER-BUSCH INBEV FIN 10317 10317 5000 MANULIFE FINANCIAL CORP 5309 5309 10000 BALTIMORE GAS & ELECTRIC 9441 9441 5000 AMERIPRISE FINANCIAL INC 4861 4861 20000 ERP OPERATING LP 19396 19396 5000 ORIX CORP 5033 5033 10000 ENTERGY LOUISIANA LLC 9971 9971 10000 TEXAS INSTRUMENTS INC 9964 9964 12410 MFS EMERGING MKTS DEBT FD R6 313107 313107 34529.424 AMG MANAGERS PICTET INTERNATIONAL 389837 389837 8850.797 DODGE & COX INTL STOCK FD 409969 409969 12410.461 MFS INTL VALUE - I 537249 537249 11419.194 BROWN ADV JAPAN ALPHA OPP-IS 130750 130750 44286.98 FIDELITY 500 INDEX FD-AL 4138618 4138618 42284.523 FIDELITY INT'L INDEX FUND 1825846 1825846 33454.949 JPMORGAN GL RES ENH IDX-R6 751064 751064 226 ABBOTT LABORATORIES 12898 12898 44 AETNA INC 7937 7937 9 ALPHABET INC/CA-CL-A 9481 9481 43 APPLE INC 7277 7277 106 AXALTA COATING SYSTEMS LTD 3430 3430 21 BERKSHIRE HATHAWAY INC-CL-B 4163 4163 108 BORGWARNER INC 5518 5518 52 BRIGHTHOUSE FINL INC COM 3049 3049 17 CHARTER COMMUNICATIONS INC-A 5711 5711 62 CIMAREX ENERGY CO 7565 7565 173 CITIGROUP INC 12873 12873 165 COMCAST CORP-CLASS A 6608 6608 133 COTY INC-CL A 2645 2645 105 DEVON ENERGY CORP 4347 4347 151 DISCOVER FINANCIAL SERVICES 11615 11615 33 EASTMAN CHEMICAL CO 3057 3057 7 FASTENAL CO 383 383 32 FIRST REPUBLIC BANK/CA 2772 2772 434 FORD MOTOR CO 5421 5421 72 FRANKLIN RESOURCES INC 3120 3120 136 GOODYEAR TIRE & RUBBER CO 4394 4394 152 HANESBRANDS INC 3178 3178 93 HARTFORD FINANCIAL SVCS GRP 5234 5234 25 HONEYWELL INTERNATIONAL INC 3834 3834 103 JPMORGAN CHASE CO. 11015 11015 199 JUNIPER NETWORKS INC 5671 5671 58 KIMBERLEY-CLARK CORP 6998 6998 97 LOEWS CORP 4853 4853 64 MARSH & MCLENNAN COS 5209 5209 84 MEDTRONIC PLC 6783 6783 146 METLIFE INC 7382 7382 119 MICROSOFT CORP 10179 10179 47 MOLSON COORS BREWING CO-B 3857 3857 183 MORGAN STANLEY 9602 9602 33 PARKER HANNIFIN CORP 6586 6586 55 PEPSICO INC 6596 6596 254 PFIZER INC 9200 9200 87 PHILIP MORRIS INTERNATIONAL 9192 9192 45 PNC FINANCIAL SERVICES GROUP 6493 6493 30 PRAXAIR INC 4640 4640 78 PROCEEDS FROM PENDING SALES 78 78 170 PROCTER & GAMBLE CO/THE 15619 15619 115 TEGNA INC 1619 1619 31 THERMO FISHER SCIENTIFIC INC 5886 5886 95 TJX COMPANIES INC 7264 7264 10 UNITED CONTINENTAL HOLDINGS 674 674 83 UNITED TECHNOLOGIES CORP 10588 10588 63 VANTIV INC CL-A 4634 4634 82 VF CORP 6068 6068 44 WALT DISNEY CO/THE 4730 4730 109 ALIBABA GROUP HOLDING-SP ADR 18795 18795 8 ALPHABET INC/CA-CL-C 8371 8371 19 AMAZON.COM INC 22220 22220 45 AMERICAN EXPRESSCO 4469 4469 30 AMGEN INC 5217 5217 15 ANALOG DEVICES INC 1335 1335 93 AUTODESK INC 9749 9749 22 AUTOMATIC DATA PROCESSING 2578 2578 93 CERNER CORP 6267 6267 375 CISCO SYSTEMS INC 14363 14363 576 DANONE-SPONSADR 9660 9660 57 DEERE & CO 8921 8921 131 EXPEDITORS INTL WASH INC 8474 8474 112 FACEBOOK INC. 19764 19764 26 FACTSET RESEARCH SYSTEMS INC 5012 5012 51 MERCK & CO. OMC 2870 2870 100 MICORSOFT CORP 8554 8554 195 MONSTER BEVERAGE CO 12342 12342 64 NOVARTIS AG-SPONSORED ADR 5373 5373 187 NOVO-NORDISK A/S SPONS ADR 10036 10036 299 ORACLE CORP 14137 14137 148 QUALCOMM INC 9475 9475 18 REGENERON PHARMACEUTICALS 6767 6767 133 SCHLUMBERGER LTD 8963 8963 136 SEI INVESTMENTS COMPANY 9773 9773 56 UNITED PARCEL SERVICE CL-B 6672 6672 59 VARIAN MEDICAL SYSTEMS INC 6558 6558 142 VIS INC CLASS A SHARES 16191 16191 94 YUM CHINA HOLDINGS INC 3762 3762 64 YUM BRANDS INC 5223 5223 174 COCA-COLA CO/THE 7983 7983 45 TWENTY-FIRST CENTURY FOX - B 1535 1535 8 ALPHABET INC/CA-CL-C 8427 8427 US LARGE CAP EQUITY - US DOLLAR 2660 2660 US LARGE CAP EQUITY - US DOLLAR 5993 5993 40 VERISK ANALYTICS INC 3840 3840 5000 NATIONAL RURAL UTIL COOP FMV 5013 5013 10000 BANK OF MONTREAL MTN FMV 9992 9992 10000 ROYAL BANK OF CANADA FMV 10015 10015 15000 TORONTO-DOMINION BANK MTN FMV 15064 15064 10000 AMERICAN HONDA FINANCE FMV 10016 10016 LEGAL FEES 148245 0 148245 UNREALIZED LOSS 1551911 INSURANCE 9182 0 9182 POSTAGE & MAILING SERVICES 370 0 370 BOOKS, SUBSCRIPTIONS, REFERENCES 225 0 225 SUPPLIES 730 0 730 VIRTUAL OFFICE 1080 0 1080 BANK FEES 95 0 95 MISCELLANEOUS 270 0 270 PRIOR PERIOD ADJUSTMENT 513240 OUTSIDE CONTRACT SERVICES 15067 0 15067 MANAGEMENT FEES 43849 43849 0 FINANCIAL ADVISOR FEES 5000 5000 0 PAYROLL PROCESSING FEES 2392 0 2392 AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) 10100 SANTA MONICA BLVD SUITE 2200 LOS ANGELES CA 90067 FILING FEES 60 0 0 IRS TAXES 18000 0 0