2018-02-16T11:24:12-06:00 2017-06-30 430765316 RubinBrown LLP One North Brentwood Saint Louis MO 63105 990 2016-07-01 430652649 Lindenwood College LIND 6369494970 209 South Kingshighway St Charles MO 633011693 dr Michael D Shonrock President 6369494970 2018-02-10 1 Brent W Stevens P01291820 3142903300 12.219.218.18 2018-02-10 11:46:28 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 04FF3EAD975A2670C2867E36F1754636145F52C0 2016 2021-01-29 14:40:06Z LINDENWOOD UNIVERSITY dr Michael D Shonrock 209 South Kingshighway St Charles MO 633011693 217990479 0 X WWW.LINDENWOOD.EDU X 1853 MO Lindenwood University is an independent, public-serving institution of higher learning that has been continuously accredited by the Higher Learning Commission since 1921. Lindenwood's recently revised mission is expressed as "enhancing lives through quality education and professional preparatory experiences." In carrying out that mission, Lindenwood is committed to the values of integrity, dedication, excellence, creativity and community. 33 33 4987 449 596316 -263015 3320766 4001053 191445089 183962173 6683750 7628092 1007761 1259672 202457366 196850990 48802004 47748017 0 0 69557968 83076555 0 0 1448198 81609334 69699199 199969306 200523771 2488060 -3672781 500713446 518409692 13794852 18611333 486918594 499798359 X Lindenwood University is an independent, public-serving institution of higher learning that has been continuously accredited by the Higher Learning Commission since 1921. Lindenwood's recently revised mission is expressed as "enhancing lives through quality education and professional preparatory experiences." In carrying out that mission, Lindenwood is committed to the values of integrity, dedication, excellence, creativity and community. 0 0 179081972 47748017 183365857 SEE SCHEDULE OINSTRUCTIONAL AND LIBRARY - Faculty, library and curriculum expense for students earning an undergraduate, graduate, education specialists and doctoral degrees and as of fiscal year ending 6/30/2017, approximately 10,169 full-time equivalent students. Approximately 14,355 students were served. Student Services - Along with admissions, academic services, and financial aid departments, Lindenwood has a student activities office that serves as a coordinating center on campus and works with approximately 124 student clubs and organizations to facilitate their activities and projects. The athletic department has 25 NCAA Division II sports for men and women, 23 NAIA sports for men and women, and 22 other nationally affiliated sports. Auxiliary - Student room and board and as of fiscal year 6/30/2017, approximately 4,487 students were served. 179081972 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 16255 0 1 4987 1 1 1 0 0 0 0 1 1 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY MI NH NY OR SC MD X GREG PHELPS 6366272938 209 South Kingshighway St Charles MO 633011693 Jim J Shoemake bOARD MEMBER 1.00 X X 0 0 0 Ben F Blanton VICE CHAIRMAN 1.00 X X 0 0 0 John W Hammond bOARD MEMBER 1.00 X X 0 0 0 Grace Harmon bOARD MEMBER 1.00 X X 0 0 0 Patricia A Ahrens BOARD MEMBER 1.00 X 0 0 0 Kevin Bray tREASURER 1.00 X 0 0 0 Jackie Brock BOARD MEMBER 1.00 X 0 0 0 Judith Brown Alumni President 1.00 X 0 0 0 Gaspare Calvaruso BOARD MEMBER 1.00 X 0 0 0 Nancy Calvert BOARD MEMBER 1.00 X 0 0 0 J Michael Conoyer chairman 1.00 X 0 0 0 David G Cosby BOARD MEMBER 1.00 X 0 0 0 Duane Flowers BOARD MEMBER 1.00 X 0 0 0 Johnathan Ford BOARD MEMBER 1.00 X 0 0 0 Ron Gorgen BOARD MEMBER 1.00 X 0 0 0 Elizabeth Huss BOARD MEMBER 1.00 X 0 0 0 James E Issler BOARD MEMBER 1.00 X 0 0 0 ART JOHNSON BOARD MEMBER 1.00 X 0 0 0 Larry G Kelley BOARD MEMBER 1.00 X 0 0 0 Mark Andrew Kern BOARD MEMBER 1.00 X 0 0 0 Chris Lissner BOARD MEMBER 1.00 X 0 0 0 Joseph G Mathews BOARD MEMBER 1.00 X 0 0 0 Doug Mueller BOARD MEMBER 1.00 X 0 0 0 Ronald W Ohmes BOARD MEMBER 1.00 X 0 0 0 Ronnie D Osborn BOARD MEMBER 1.00 X 0 0 0 Donald Paule BOARD MEMBER 1.00 X 0 0 0 Dr Patricia Penkoske secRETARY 1.00 X 0 0 0 Chip Peterson BOARD MEMBER 1.00 X 0 0 0 Elizabeth M Rauch BOARD MEMBER 1.00 X 0 0 0 Lucy D Rauch BOARD MEMBER 1.00 X 0 0 0 Herb Roach BOARD MEMBER 1.00 X 0 0 0 Jane Calvert Rogers BOARD MEMBER 1.00 X 0 0 0 Dale Rollings BOARD MEMBER 1.00 X 0 0 0 Jerry E Scheidegger BOARD MEMBER 1.00 X 0 0 0 Bill Schoenhard BOARD MEMBER 1.00 X 0 0 0 Gary N Shaw BOARD MEMBER 1.00 X 0 0 0 Patrick S Sullivan BOARD MEMBER 1.00 X 0 0 0 DONALD TUTTLE BOARD MEMBER 1.00 X 0 0 0 MICHAEL SHONROCK PRESIDENT, Lindenwood University System 40.00 X 378764 0 12438 DEB AYRES Vice President 40.00 X 189938 0 6840 Julie Mueller Vice President Through 5/31/16 40.00 X 154013 0 3099 JOSEPH PARISI Vice President 40.00 X 175952 0 11602 RYAN GUFFEY Vice President 40.00 X 141800 0 5340 GREG PHELPS Vice President 40.00 X 177753 0 15573 Marilyn Abbott Vice President 40.00 X 226519 0 9985 Brett Barger Vice President 40.00 X 193619 0 17542 Dan Grigg Vice President 40.00 X 149344 0 9640 Grant Shostak Vice President 40.00 X 135087 0 16638 TJ Rains Vice President 40.00 X 197754 0 15469 Brad Wachler Vice President 40.00 X 103731 0 8779 Patrick Ross Former Head Football Coach 40.00 X 211599 0 17611 Howard Wall Professor, Economics 40.00 X 172447 0 16312 Joseph Alsobrook Dean, School of Arts, Media, and Communications 40.00 X 164217 0 8484 David Wilson Asso. VP Institutional Effectiveness/ Chief Assess 40.00 X 144821 0 5938 Terry L Kapeller Asst. VP Business Office 40.00 X 141700 0 5335 3059058 0 186625 18 0 1 0 PEDESTAL FOODS 15480 CLAYTON ROAD SUITE 301 BALLWIN MO 63011 FOOD SERVICE 8684857 BIRKEL ELECTRIC 652 TRADE CENTER BOULEVARD CHESTERFIELD MO 63005 ELECTRICAL WORK 2628702 BEN F BLANTON CONSTRUCTION INC 550 TURNER BOULEVARD ST PETERS MO 63376 CONSTRUCTION 1547739 WORKDAY 6230 STONERIDGE MALL ROAD PLEASONTON CA 94588 INFORMATION TECHNOLOGY SERVICES 1507754 ST CHARLES GLASS & GLAZING 166 ENTERPRISE DRIVE WENTZVILLE MO 63385 GLASS WORK/ CONSTRUCTION 1429498 97 86965 699988 3214100 19067 4001053 INSTRUCTION & AUXILIARY 900099 183365857 183365857 Auxiliary - unrelated 900099 596316 596316 183962173 4660830 4660830 1101340 0 1101340 1101340 1101340 13818681 10264794 11912475 9203738 1906206 1061056 2967262 2967262 11796 86965 23276 -11480 -11480 OTHER REVENUE 900099 169812 169812 169812 196850990 183365857 596316 8887764 1645720 1645720 46102297 46102297 2429763 1186896 928719 314148 67851310 63619564 3707643 524103 1554240 1307001 223721 23518 6427252 4163419 2205382 58451 4813990 4110424 644925 58641 397478 397478 193140 193140 573615 573615 3550266 2795264 527460 227542 983493 773885 209608 3101524 1987667 1033564 80293 6865384 5390471 1474913 1818324 1818324 725109 620394 74755 29960 13654029 12112305 1541724 1193522 291143 902379 All other expenses 11935296 8122205 3681549 131542 FOOD SERVICE 9573784 9573784 REPAIRS & MAINTENANCE 7837859 6164833 1673026 ATHLETICS 7296376 7296376 200523771 179081972 19993601 1448198 8896969 12691234 24134532 25255465 5498207 4376867 3466521 2761975 25984 15203 1484554 1790117 421848646 141986576 285662860 279862070 167788395 187913373 2962604 2984502 90018 56084 702802 702802 500713446 518409692 6337669 10294289 6696085 7346129 761098 970915 13794852 18611333 X 470361305 482713789 3695365 3817862 12861924 13266708 486918594 499798359 500713446 518409692 X -3672781 16708279 -155733 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 702802 X X X 0 139311378 2700328 21588526 2740179 513014 160347039 145884076 1169134 -7203921 537911 139311378 143407647 1132680 2136784 561769 145884076 122153740 1542797 20305808 594698 143407647 108945562 1143433 12367933 303188 122153740 0.90920 0.08270 0.00810 1 0 17587631 35497372 53085003 3284529 296121045 109109413 190296161 11847997 5617756 6230241 34409610 27259407 7150203 23100462 23100462 279862070 FUNDS HELD IN CUSTODY FOR OTHERS 840764 OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS 49426 REFUNDABLE U.S. GOVERNMENT STUDENT LOANS 80725 970915 167393940 16708279 92700 16800979 150592961 46258029 46258029 196850990 152868455 92700 92700 152775755 47748016 47748016 200523771 Part III, Line 4: PURPOSE FOR LINDENWOOD UNIVERSITY'S COLLECTIONS The University's historical collections consists of two categories: artwork and historic pieces. The artwork exposes students to various styles and techniques taught by university faculty. The art speaks to the educational traditions and helps promote a sense of community on campus. The historic pieces are used as supplemental teaching aids and help give the students a better grasp on important aspects of what is being taught in the classroom. Part V, Line 4: THE PERMANENT ENDOWMENT CONSISTS OF DONOR PRINCIPAL RESTRICTED GIFTS THAT THE ANNUAL INCOME MUST BE USED FOR GENERAL, SCHOLARSHIPS, AND BUILDING AND MAINTENANCE EXPENSES. THE QUASI ENDOWMENTS ARE FUNDS THAT THE UNIVERSITY HAS SET ASIDE TO PROTECT THE PRINCIPAL AND INCOME DISTRIBUTIONS OF THE PERMANENTLY RESTRICTED ENDOWMENT FUND. ANY REMAINING INCOME IS USED FOR FUNDING INSTITUTIONAL STUDENT AID. Part XI, Line 4b - Other Adjustments: SCHOLARSHIPS 46,102,297. CHANGE IN VALUE OF SPLIT-INTEREST 155,731. Rounding 1. Part XII, Line 4b - Other Adjustments: SCHOLARSHIPS 46,102,297. Grant to USPS Reported Separately On Financial Statement 1,589,720. Property Donati to City of Belleville 56,000. Rounding -1. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 ALL ADVERTISEMENTS (I.E. CATALOGS) INCLUDE STATEMENTS RECOMMENDED FOR IRS EXEMPT ORGANIZATIONS. Schedule E, Part I, Line 6 GOVERNMENTAL AID HAS BEEN RECEIVED THIS YEAR AS FOLLOWS: STUDENT FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION, FEDERAL WORK-STUDY AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANT PROGRAMS, A TAX INCREMENTAL FINANCE PAYMENT FROM THE CITY OF BELLEVILLE, ILLINOIS. CENTRAL AMERICA 0 2 PROGRAM SERVICES RECRUITING 50724 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD TUITION 32007 0 2 0 0 0 2 82731 0 82731 0 0 0 0 0 0 Part I, line 3: LINDENWOOD HAS CONTRACTED WITH TWO ALUMNI IN PANAMA TO BE PART-TIME INDEPENDENT CONTRACTORS TO HELP THE UNIVERSITY RECRUIT STUDENTS IN THE CENTRAL AMERICA REGION. TOTAL FEES AND ALLOTMENT FOR OFFICE EXPENSES FOR 2016-2017 FISCAL YEAR WERE: ALUMNI ONE: $29,184 ALUMNI TWO: $21,540 TOTAL: $50,724 LINDENWOOD PAID THE UNIVERSITY OF CAEN (LOCATED IN FRANCE) $32,007 FOR FOREIGN STUDIES TUITION FOR Six STUDENTS THAT STUDIED ABROAD DURING THE YEAR. GOLF OUTING 98761 86965 11796 1836 16657 2800 1983 98761 86965 11796 1836 16657 2800 1983 23276 -11480 1 City of Belleville 101 s Illinois street Belleville IL 62220 999999999 56000 FMV Real Estate Other Donation United States Postal Service 1890 First Capitol Drive St Charles MO 63301 999999999 501 (c) 1589720 FMV Real Estate Property Donation 2 SCHOLARSHIPS 8515 46102297 PART III ALL STUDENT AID AWARD LETTERS ARE PREPARED BY LINDENWOOD COLLEGE'S FINANCIAL AID OFFICE. EACH AWARD LETTER HAS A STATEMENT OF CONDITIONS AND IS SIGNED BY THE STUDENT. THE BUSINESS OFFICE POSTS ALL AID TO THE STUDENT'S ACCOUNT FOR ACADEMIC USAGE. BOTH THE BUSINESS OFFICE AND THE FINANCIAL AID OFFICE MONITOR THESE FUNDS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MICHAEL SHONROCK PRESIDENT, Lindenwood University Sys 369250 0 0 0 9514 0 9938 0 2500 0 391202 0 0 0 DEB AYRES Vice President 189938 0 0 0 0 0 6840 0 0 0 196778 0 0 0 Julie Mueller Vice President Through 5/31/16 152122 0 0 0 1891 0 2208 0 891 0 157112 0 0 0 JOSEPH PARISI Vice President 171413 0 0 0 4539 0 6465 0 5137 0 187554 0 0 0 GREG PHELPS Vice President 166930 0 0 0 10823 0 6597 0 8976 0 193326 0 0 0 Marilyn Abbott Vice President 221980 0 0 0 4539 0 8306 0 1679 0 236504 0 0 0 Brett Barger Vice President 182796 0 0 0 10823 0 7338 0 10204 0 211161 0 0 0 Dan Grigg Vice President 142944 0 0 0 6400 0 3414 0 6226 0 158984 0 0 0 Grant Shostak Vice President 124264 0 0 0 10823 0 5069 0 11569 0 151725 0 0 0 TJ Rains Vice President 186931 0 0 0 10823 0 6400 0 9069 0 213223 0 0 0 Patrick Ross Former Head Football Coach 201678 0 0 0 9921 0 8198 0 9413 0 229210 0 0 0 Howard Wall Professor, Economics 161624 0 0 0 10823 0 6572 0 9740 0 188759 0 0 0 Joseph Alsobrook Dean, School of Arts, Media, and Com 159678 0 0 0 4539 0 6347 0 2137 0 172701 0 0 0 David Wilson Asso. VP Institutional Effectiveness 144821 0 0 0 0 0 5549 0 389 0 150759 0 0 0 BEN F BLANTON CONSTRUCTION OWNER IS A DIRECTOR 1547739 CONSTRUCTION LABOR 0 MIDWEST SERVICE GROUP OWNER'S FATHER IS A DIRECTOR 434659 CONSTRUCTION LABOR 0 PAULE CAMAZINE & BLUMENTAL PC OWNER IS A DIRECTOR 14329 REAL ESTATE DEVELOPMENT LEGAL CONSULTING 0 Form 990, Part VI, Section B, line 11b INFORMATION NEEDED TO COMPLETE THE FORM 990 IS COMPILED BY THE ACCOUNTING DEPARTMENT AND THE RETURN IS PREPARED AND SIGNED BY RUBINBROWN LLP. THE COMPLETED 990, INCLUDING REQUIRED SCHEDULES IS PROVIDED TO THE BOARD OF DIRECTORS BEFORE FILING. Form 990, Part VI, Section B, line 12c LINDENWOOD UNIVERSITY'S CONFLICT OF INTEREST PROCEDURES ARE AS FOLLOWS: PRIOR TO A BOARD OR COMMITTEE ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, A DIRECTOR OR COMMITTEE MEMBER HAVING A CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A DIRECTOR OR COMMITTEE MEMBER WHO PLANS NOT TO ATTEND A MEETING AT WHICH HE OR SHE HAS REASON TO BELIEVE THAT THE BOARD OR COMMITTEE WILL ACT ON A MATTER IN WHICH THE PERSON HAS A CONFLICT OF INTEREST SHALL DISCLOSE TO THE CHAIR OF THE MEETING ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE BOARD'S OR COMMITTEE'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. A PERSON WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT WILL BE VOTED ON AT A MEETING SHALL NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM FOR PURPOSES OF THE VOTE. Form 990, Part VI, Section B, line 15 COMPENSATION FOR THE PRESIDENT IS FIXED BY A FIVE YEAR WRITTEN CONTRACT CONTAINING AN FIXED RATE OF PAY OVER THE FIVE YEAR TERM. NO ADDITIONAL BONUSES, INCENTIVE PAYMENTS, OR OTHER COMPENSATION IS PAID IN ADDITIONAL TO THE CONTRACTUAL SUM. Any changes in the salary amount is handled via an amendment to the contract, WHICH WOULD HAVE TO BE APPROVED BY THE BOARD OF DIRECTORS. THE AMOUNT OF COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE, APPOINTED BY THE CHAIRMAN OF THE BOARD. THIS COMMITTEE CONSISTED OF BOARD MEMBERS WITH VARIOUS PROFESSIONAL, LEGAL, AND BUSINESS BACKGROUNDS. THE COMPENSATION COMMITTEE DETERMINES THE SALARY PARAMETERS BASED ON AN EXTENSIVE REVIEW OF SALARIES AND COMPENSATION PAID PRESIDENTS OF OTHER SIMILARLY SIZED UNIVERSITIES, INCLUDING DATA FROM THE CARNEGIE CLASSIFICATIONS PUBLISHED IN THE CHRONICLE OF HIGHER EDUCATION. NEGOTIATIONS BETWEEN THE COMMITTEE AND THE PRESIDENT LEAD TO A DRAFT CONTRACT THAT IS SUBMITTED TO THE LINDENWOOD UNIVERSITY BOARD OF DIRECTORS EXECUTIVE COMMITTEE FOR REVIEW, COMMENT, AND OVERSIGHT INSTRUCTION. CHANGES, MODIFICATIONS, AND RECOMMENDATIONS FROM THE EXECUTIVE COMMITTEE LEAD TO FURTHER NEGOTIATIONS WITH THE PRESIDENT IN ORDER TO IMPLEMENT THEIR RECOMMENDATIONS. THE FINAL CONTRACT DRAFT IS THEN SUBMITTED TO THE FULL LINDENWOOD UNIVERSITY BOARD OF DIRECTORS FOR APPROVAL. THE LINDENWOOD UNIVERSITY PRESIDENT REVIEWS BENCHMARK COMPENSATION DATA RELATIVE TO INTERNAL AND EXTERNAL PEERS. THOSE FINDINGS, COUPLED WITH AN EVALUATION OF OVERALL WORK PERFORMANCE ARE USED TO DETERMINE ANNUAL SALARIES OF KEY EMPLOYEES WITHIN THE UNIVERSITY. Form 990, Part VI, Section C, line 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC AT THIS TIME. The University will provide a copy of the IRS form 990 upon written request to the University. Form 990, Part XI, line 9: CHANGE IN SPLIT-INTEREST AGREEMENT -155,731. Rounding -2. Form 990, Part XII, Line 2c There was no change from prior year.