2025-10-15T18:32:24-05:00 2024-11-30 320216084 CAIN WATTERS & ASSOCIATES LLC 17 COWBOYS WAY STE 300 FRISCO TX 75034 990 2023-12-01 752731283 3 TO 1 FOUNDATION 3TO1 9722333323 17 COWBOYS WAY 300 FRISCO TX 75034 BRETT PIERCE PRESIDENT/CHAIRMAN 9722333323 2025-10-15 1 0 DARRELL CAIN P00284034 9722333323 2023 2025-03-06 01:10:19Z BRETT PIERCE 17 COWBOYS WAY SUITE 300 FRISCO TX 75034 436898 0 X WWW.3TO1FOUNDATION.ORG X 1997 TX TO SERVE THE COMMUNITY BY PROVIDING FINANCIAL SEMINARS AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. TO PROVIDE NEED & ACADEMIC-BASED SCHOLARSHIPS FOR COLLEGE STUDENTS. OVER THE PAST 2-3 YEARS THE ORGANIZATION HAS ADD MORE FINANCIAL EDUCATION INITIATIVES IN ELEMENTARY & MIDDLE SCHOOLS; AND DISD MAGNET HIGH SCHOOLS. 17 16 3 75 0 0 29935 86856 740 460 184335 145278 56189 14410 271199 247004 28000 25500 0 0 70761 76144 0 0 34676 22991 38166 121752 139810 149447 107194 1221121 1328315 571 571 1220550 1327744 TO SERVE THE COMMUNITY BY PROVIDING FINANCIAL SEMINARS AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. TO PROVIDE NEED & ACADEMIC-BASED SCHOLARSHIPS FOR COLLEGE STUDENTS. 0 0 99199 25500 460 THE ORGANIZATION CONDUCTS SEMINARS PROVIDING INFORMATION AND TOOLS FOR BUDGETING, FINANCIAL GOAL SETTING, DEBT MANAGEMENT, INVESTMENT BASICS, WEALTH ACCUMULATION AND WEALTH MANAGEMENT. SEMINARS CONDUCTED FOR HIGH SCHOOL STUDENTS ALSO INCLUDES PRESENTING INFORMATION ABOUT CAREERS IN ACCOUNTING, TAX, BANKING, FINANCIAL PLANNING AND INVESTMENT ADVISING. THE ORGANIZATION ALSO AWARDS SCHOLARSHIPS TO COLLEGE STUDENTS. OVER THE PAST 2-3 YEARS THE ORGANIZATION HAS ADDED MORE FINANCIAL EDUCATION INITIATIVES IN ELEMENTARY & MIDDLE SCHOOLS; AND DISD MAGNET HIGH SCHOOLS. MOST OF OUR PROGRAMMING IS PROVIDED TO THE PUBLIC FREE OF CHARGE. 99199 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 3 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 16 1 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 TX X CAIN WATTERS & ASSOC LLC 9722333323 17 COWBOYS WAY SUITE 300 FRISCO TX 75034 DARRELL CAIN DIRECTOR 5.00 X 0 0 0 MICHAEL ROSENBERG DIRECTOR 1.00 X 0 0 0 MICHELLE BAIRD DIRECTOR 3.00 X 0 0 0 TONI LEE DIRECTOR 5.00 X 0 0 0 JOE MILLER DIRECTOR 1.00 X 0 0 0 RICHARD CHILLEMI II DIRECTOR 1.00 X 0 0 0 TIMOTHY LANE DIRECTOR 1.00 X 0 0 0 WAYNE DOMINICK EXECUTIVE DIRECTOR 40.00 X X 62000 0 0 KIMBERLY MCBRAYER SECRETARY/DIRECTOR 5.00 X X 0 0 0 BRETT PIERCE PRES./BOARD CHAIRMAN 5.00 X X 0 0 0 ZANE HARRIS VICE PRESIDENT/DIRECTOR 5.00 X X 0 0 0 BRENDREN AUSTIN DIRECTOR 5.00 X 0 0 0 JENNIFER SAUNDERS DIRECTOR 1.00 X 0 0 0 BRITTANY FRAZIER TREASURER/DIRECTOR 5.00 X X 0 0 0 MEGAN MIERS DIRECTOR 1.00 X 0 0 0 CRYSTAL DAVIS DIRECTOR 1.00 X 0 0 0 CAPRI BRIXEY DIRECTOR 5.00 X 0 0 0 62000 0 0 0 0 0 0 0 5961 45460 35435 86856 FINANCIAL SEMINARS 900099 460 460 460 75621 75621 248239 178582 69657 69657 69657 31042 45460 11312 19730 19730 OTHER INVESTMENT REVEN 900001 -5320 -5320 -5320 247004 460 0 159688 25500 25500 62000 43400 3100 15500 8733 4366 4367 5411 3654 237 1520 4865 1703 3162 1341 1341 ADULT & CHILDREN FINANC 10326 10326 SEMINAR EXPENSES 5286 5286 CREDIT CARD/STRIPE/PAYP 4864 4864 WEBSITE DESIGN & MAINTE 4300 3010 645 645 7184 1954 612 4618 139810 99199 5935 34676 115062 37245 35430 78150 1067495 1208529 3134 4391 1221121 1328315 571 571 571 571 X 0 0 0 0 1220550 1327744 1220550 1327744 1221121 1328315 107194 0 X 0 0 0 X 39892 23819 24391 29935 86856 204893 39892 23819 24391 29935 86856 204893 204893 -8650 83539 45556 187415 75621 383481 20385 20385 608759 67705 0.33660 0.26950 X THE ORGANIZATION BELIEVES THAT IT MEETS THE FACTS AND CIRCUMSTANCES TEST BASED ON THE FOLLOWING FACTORS:(1) THE PERCENTAGE OF PUBLIC SUPPORT IS LOWER THAN 33 1/3% BECAUSE THE ORGANIZATION RECEIVES A HIGH PERCENTAGE OF INCOME FROM INVESTMENTS. THIS INVESTMENT INCOME IS EARNED ON FUNDS THAT WERE ORIGINALLY CONTRIBUTED BY THE GENERAL PUBLIC.(2) THE ORGANIZATION RECEIVES SUPPORT FROM A REPRESENTATIVE NUMBER OF PERSONS RATHER THAN FROM THE MEMBERS OF A SINGLE FAMILY. THE ORGANIZATION SOLICITS DONATIONS ON ITS PUBLIC WEBSITE, AND ALSO DRIVES THE GENERAL PUBLIC TO ITS SITE VIA A LINK ON ITS SOCIAL MEDIA PAGES, INCLUDING FACEBOOK. THE ORGANIZATION ALSO MAINTAINS A DATABASE OF OVER 1251 PERSONS FROM WHICH IT CAMPAIGNS FOR DONATIONS ANNUALLY DURING NORTH TEXAS GIVING WEEK AND OTHER CAMPAIGNS.(3) THE ORGANIZATION HAS ACTIVELY GROWN ITS PROGRAMMING PARTNERS FROM 2 MAIN PARTNERS, THE DALLAS INDEPENDENT SCHOOL DISTRICT AND UPLIFT CHARTER SCHOOLS, TO OVER 43 SINCE 2021. THE INCREASE FOR THIS FISCAL YEAR WAS FROM 32 TO 43 PARTNERS.(4) THE MISSION OF THE ORGANIZATION IS TO MAKE AVAILABLE TO THE GENERAL PUBLIC, FINANCIAL EDUCATION SEMINARS AND TO AWARD COLLEGE SCHOLARSHIPS TO DESERVING STUDENTS; AND IT USES ITS PROGRAMMING PARTNERS IN ADDITION TO PUBLIC SOCIAL MEDIA CAMPAIGNS TO LOCATE POTENTIAL SCHOLARSHIP CANDIDATES. OVER ITS LIFE TO DATE, THE ORGANIZATION HAS IMPACTED OVER 12,000 PERSONS THROUGH ITS FINANCIAL LITERACY EFFORTS.(5) THE ORGANIZATION HAS A REPRESENTATIVE GOVERNING BODY, INCLUDING PERSONS WITH EXPERIENCE WITH OTHER 501(C)(3) PUBLIC CHARITIES, AS WELL AS OUTSIDE DIRECTORS FROM LOCALLY HEADQUARTERED BUSINESSES.(6) THE FOUNDATION PRESENTED FINANCIAL PLANNING EDUCATION TO INDIVIDUALS OR PARTICIPATED IN EVENTS WITH ORGANIZATIONS SERVING INDIVIDUALS IN NEED OF FINANCIAL PLANNING EDUCATION AT 134 EVENTS DURING THE FISCAL PERIOD OF 12/1/23 - 11/30/24. THE FOUNDATION ALSO CREATED A SERIES OF SHORT VIDEOS TO WHICH SEVERAL CPAS DONATED CONTENT, MADE AVAILABLE TO THE GENERAL PUBLIC VIA A LINK ON ITS WEBSITE, AND NAMED THE SERIES "3 TO 1 UNIVERISTY". TO DATE, 2,715 CERTIFICATES HAVE BEEN ISSUED TO 928 USERS WHO HAVE COMPLETED ONE OR MORE SECTIONS IN THE SERIES. (7) THE FOUNDATION'S DIRECTOR WORKS DAILY TO ENHANCE THE FOUNDATION'S CURRENT RELATIONSHIPS WITH ITS PARTNERS, AND TO IDENTIFY NEW PARTNERS WITH WHOM WE CAN WORK TO OFFER FINANCIAL PLANNING EDUCATION CONTENT WITH THE GOAL OF REACHING MORE INDIVIDUALS IN NEED OF FINANCIAL PLANNING EDUCATION, WHO FACE OBSTACLES OBTAINING IT THROUGH TRADITIONAL MEANS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 INVESTMENT BASIS ADJUSTMENT 571 571 LIVE/ONLINE AUCTIONS 32761 16721 16040 6812 NORTH TEXAS GIVING DAY 31431 28739 2692 50 64192 45460 18732 6862 6862 11870 1 COLLEGE SCHOLARSHIPS IN THE AMOUNT OF $3,000 EACH. 1 3000 COLLEGE SCHOLARSHIPS IN THE AMOUNT OF $2,500 EACH. 9 22500 FORM 990, PART VI, SECTION A, LINE 2 A MAJORITY OF THE BOARD MEMBERS ARE EITHER PARTNERS/EMPLOYEES OF THE SAME FINANCIAL SERVICES FIRM OR CLIENTS OF THAT FINANCIAL SERVICES FIRM. FORM 990, PART VI, SECTION A, LINE 6 PER ARTICLE III OF THE ORGANIZING BYLAWS: "THE FOUNDATION SHALL HAVE MEMBERS. DUES FOR MEMBERS WILL BE SET BY THE BOARD OF DIRECTORS. EACH MEMBER SHALL BE ENTITLED TO ONE (1) VOTE ON MATTERS OFFERED FOR A VOTE. OTHER BENEFITS MAY BE ADDED BY ACTION OF THE BOARD OF DIRECTORS. MEMBERSHIP IN THE FOUNDATION IS TERMINATED FOR FAILURE TO PAY DUES". FORM 990, PART VI, SECTION B, LINE 11B THE TAX RETURN IS REVIEWED BY A CPA WHO SERVES AS A DIRECTOR AND THE CHAIRMAN OF THE BOARD OF THE FOUNDATION BEFORE IT IS FILED. FORM 990, PART VI, SECTION C, LINE 18 THE FOUNDATION MAKES IT'S FORM 1023 AND 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES IT'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.