2018-02-07T14:27:07-06:00 2017-06-30 BDO USA LLP 600 ANTON BLVD STE 500 COSTA MESA CA 92626 990 2016-07-01 330047994 ORANGE COUNTY'S UNITED WAY % SANDRA BENSWORTH ORAN 9496607600 18012 MITCHELL SOUTH IRVINE CA 926146008 SUE PARKS CEO 9496607600 2017-12-15 true CINDY J JANIKOWSKI P00165179 7149573200 4.16.203.194 33488920180385000000 2018-02-07 P 7E2E1ACFE393997B3602CC6F46D2E5373232F452 7E2E1ACFE393997B3602CC6F46D2E5373232F452 2016 2021-01-29 14:40:06Z SUE PARKS 18012 MITCHELL SOUTH IRVINE CA 926146008 17502620 false X www.unitedwayoc.org X 1940 CA WE FIGHT FOR THE EDUCATION, HEALTH, HOUSING AND FINANCIAL STABILITY OF EVERY PERSON IN ORANGE COUNTY. 46 44 64 3367 0 18245147 16382214 0 0 631607 490274 -74379 7359 18802375 16879847 13662485 12670526 0 0 3593488 3746866 0 0 2072129 1565603 1529949 18821576 17947341 -19201 -1067494 27501133 28612197 6805722 7655940 20695411 20956257 X TODAY'S ORANGE COUNTY UNITED WAY FIGHTS FOR THE EDUCATION, HEALTH, HOUSING AND FINANCIAL STABILITY OF EVERY PERSON IN ORANGE COUNTY. MORE THAN A FUNDRAISER, WE'RE HANDS ON, TACKLING THESE INTERCONNECTED ISSUES ALONGSIDE LOCAL BUSINESSES, COMMUNITY ORGANIZATIONS, GOVERNMENTAL AGENCIES AND INDIVIDUALS. FACE 2024, OUR 10-YEAR COUNTRYWIDE ACTION PLAN, AIMS TO CUT THE HIGH SCHOOL DROPOUT RATE, INCREASE HEALTHY YOUTH BY ONE-THIRD, CUT THE PERCENTAGE OF HOMELESS OR UNSTABLY HOUSED CHILDREN AND FAMILIES IN HALF, AND REDUCE FINANCIAL INSTABILITY BY 25%. UNITED4OC, WE'RE MAKING LONG-TERM MEASURABLE DIFFERENCES IN THE LIVES OF CHILDREN AND FAMILIES RIGHT HERE IN ORANGE COUNTY. TO LEARN MORE AND TO JOIN OUR FIGHT, VISIT WWW.UNITEDWAYOC.ORG. WITH YOUR HELP, WE CAN TURN THIS FIGHT INTO A WIN-AND CREATE A BRIGHTER FUTURE FOR EVERY ONE OF US. false false 4871289 4871289 SEE SCHEDULE O 2258134 SEE SCHEDULE O 7799238 7799238 SEE SCHEDULE O 14928661 true true false true true false false false true true false false false true true true false false false false false false false true false false true false true false false false false false false false false true false false false false false false false false true 27 0 true 64 true false false false false false true true false false false false false false false X 46 44 false false false false false false false true true false false true true true true true true true true false CA X SANDRA BENSWORTH 9492636140 18012 MITCHELL SOUTH IRVINE CA 92614 STEVEN D ALLISON OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 BEN ALVARADO DIRECTOR 1.0 0.0 X 0 0 0 SHERRI BOVINO DIRECTOR 1.0 0.0 X 0 0 0 STEVE CHURM INCOMING VICE CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 MICHAEL FELDMAN DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL A JOHNSON OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 JACQUELINE A BRYA KELLEY DIRECTOR 1.0 0.0 X 0 0 0 ROBERT E KENT DIRECTOR 1.0 0.0 X 0 0 0 IAN LEISEGANG INCOMING CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 KENNETH F LICKEL DIRECTOR 1.0 0.0 X 0 0 0 DAVID MEULMESTER DIRECTOR 1.0 0.0 X 0 0 0 NANCY B MEYER OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 AL MIJARES OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 SUE PARKS OUTGOING CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 SHIRLEY QUACKENBUSH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL M RUANE DIRECTOR 1.0 0.0 X 0 0 0 ERNEST SCHROEDER DIRECTOR 1.0 0.0 X 0 0 0 MAX GARDNER CEO, PRESIDENT 37.5 0.0 X X 315508 0 14175 PAULA CAMPELL DIRECTOR 1.0 0.0 X 0 0 0 KAREN CONLON DIRECTOR 1.0 0.0 X 0 0 0 SUZANNE FRADETTE TREASURER, DIRECTOR 5.0 0.0 X X 0 0 0 MILDRED GARCIA OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH HENSLEY OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 SANDRA HUTCHENS DIRECTOR 1.0 0.0 X 0 0 0 HECTOR INFANTE OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 JOHN MCGRATH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL RAY OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 ANTONELLA CASTRO DIRECTOR 1.0 0.0 X 0 0 0 TIMOTHY S CLYDE INCOMING SECRETARY, DIRECTOR 5.0 0.0 X X 0 0 0 CARIE MONROE OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 KEITH MORRISON OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 TAM NGUYEN DIRECTOR 1.0 0.0 X 0 0 0 NICOLE CARRILLO HALL DIRECTOR 1.0 0.0 X 0 0 0 BILL MECKLENBURG DIRECTOR 1.0 0.0 X 0 0 0 SCOTT SAMPLEY DIRECTOR 1.0 0.0 X 0 0 0 CANDICE STACK WHITTEN DIRECTOR 1.0 0.0 X 0 0 0 JOHN VALENTA DIRECTOR 1.0 0.0 X 0 0 0 LAWRENCE R ARMSTRONG DIRECTOR 1.0 0.0 X 0 0 0 TOM CUCE DIRECTOR 1.0 0.0 X 0 0 0 DIANE BROOKS DIXON DIRECTOR 1.0 0.0 X 0 0 0 ADRIAN S GRIGGS DIRECTOR 1.0 0.0 X 0 0 0 JEFF HITTENBERGER DIRECTOR 1.0 0.0 X 0 0 0 JOAN KELLY DIRECTOR 1.0 0.0 X 0 0 0 JAMES SCHEINKMAN DIRECTOR 1.0 0.0 X 0 0 0 DAVID SCHIEGOLEIT DIRECTOR 1.0 0.0 X 0 0 0 JOHN F SIMONIS DIRECTOR 1.0 0.0 X 0 0 0 SANDRA BENSWORTH CFO 37.5 0.0 X 152710 0 10264 CARLA VARGAS COO 37.5 0.0 X 174470 0 11609 MIKE GREENE VP/IT 37.5 0.0 X 113589 0 8801 KATHERINE RANSOM VP MARKETING 37.5 0.0 X 104550 0 11170 LORI BURRILL VP INVESTOR RELATIONS 37.5 0.0 X 122682 0 3940 JEFF SWANSON SVP PHILANTHROPY 37.5 0.0 X 110975 0 5370 1094484 0 65329 7 false true false 0 359100 16023114 533662 16382214 0 490274 490274 0 0 0 0 0 533662 533662 0 35039 359100 89111 -54072 -54072 0 0 0 0 0 0 OTHER INCOME 900099 61431 61431 61431 16879847 497633 12670526 12670526 0 0 0 1259740 607277 217348 435115 0 1961399 913275 194540 853584 19534 9203 2122 8209 208064 98026 22604 87434 298129 154005 36644 107480 0 0 64663 64663 0 0 0 369250 103218 81930 184102 229382 103686 2958 122738 100569 29875 44819 25875 153275 43807 74446 35022 0 156465 51448 53569 51448 14438 3340 540 10558 0 34602 11161 2691 20750 0 209897 69266 71365 69266 169790 56031 57728 56031 13688 4517 4654 4517 MISCELLANEOUS 13930 13930 17947341 14928661 946551 2072129 4009500 2330003 0 0 6276648 6037721 6427 0 0 0 0 0 0 0 0 0 43896 45436 5918344 4552253 1293880 1366091 15775383 18808263 0 0 0 0 0 0 95399 24683 27501133 28612197 258313 199385 6547409 7438396 0 0 0 0 0 0 0 0 0 0 0 0 0 18159 6805722 7655940 X 16057858 16300848 0 0 4637553 4655409 20695411 20956257 27501133 28612197 X -1067494 1217973 110367 X false true X true false X 17825295 18127109 23495783 18355514 16382214 94185915 0 0 17825295 18127109 23495783 18355514 16382214 94185915 3541516 90644399 137243 202496 385594 631606 490274 1847213 0 29429 26244 7138 6900 61431 131142 96164270 0.94260 0.95360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17947341 17947341 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 0 0 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 LOBBYING ACTIVITIES - FORM 990 PART IV LINE 4 THE ORGANIZATION DID NOT HAVE ANY LOBBYING ACTIVITIES FOR THE YEAR; HOWEVER, FORM 5768, ELECTION/REVOCATION OF ELECTION BY AN ELIGIBLE SECTION 501(C)(3) ORGANIZATION TO MAKE EXPENDITURES TO INFLUENCE LEGISLATION, WAS FILED WITH THE IRS FOR TAX YEAR 2007. 68 5001508 5016364 776825 true true false 12700958 352911 1685993 14739862 9477694 3302577 -79313 12700958 4800725 4617650 59319 9477694 3785172 485512 530040 4800724 3031766 426031 327375 3785172 0.70000 0.30000 false false 722039 722039 2089639 2089639 1681722 1295023 386699 1424944 1167591 257353 1366091 0 CAPITAL LEASES 18159 18159 X 10408950 1217973 110367 1328340 9080610 7799237 7799237 16879847 10148104 10148104 7799237 7799237 17947341 FORM 990 SCHEDULE D PART X LINE 2 FIN48(ASC 740) LIABILITY FOR UNCERTAIN TAX POSITIONS THE ORGANIZATION IS EXEMPT FROM INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ORGANIZATION FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) NO. 740, INCOME TAXES, SURROUNDING ACCOUNTING FOR UNCERTAIN INCOME TAX POSITIONS. ASC 740 PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN INCOME TAX RETURNS. ASC 740 ALSO PROVIDES GUIDANCE ON ACCOUNTING FOR INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS. THE ORGANIZATION WILL REPORT INTEREST AND PENALTIES, IF ANY, RELATED TO INCOME TAX MATTERS AS ADMINISTRATION SUPPORT SERVICES. THE ORGANIZATION RECORDED NO IMPACT UNDER ASC 740 DURING THE CURRENT YEAR. FORM 990 SCHEDULE D PART V LINE 4 PURPOSE - ENDOWMENT FUNDS The principle objective of the Endowment Fund is to provide a source of income to help fund the Organization's operational costs, thereby providing some protection against fluctuations in annual campaign revenue and maximizing the amount of resources focused on the community's most critical issues. FORM 990 SCHEDULE D PART XI LINE 4B & PART XII LINE 4B DONOR DESIGNATION AND DONOR DESIGNATION FEES: 7,799,237 FORM 990 SCHEUDLE D PART XI LINE 2D PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 110,367 WPF BREAKFAST 394139 359100 35039 0 0 5908 37569 20789 24845 0 394139 359100 35039 0 0 5908 37569 20789 24845 89111 -54072 true 211 ORANGE COUNTY 1505 E 17th St Ste 108 Santa Ana CA 92705 330063532 501c(3) 75000 Housing/Health ABRAZAR INC 7101 Wyoming Street Westminster CA 92683 330301538 501c(3) 329373 Income ACACIA ADULT DAY SERVICES 11391 Acacia Pkwy Garden Grove CA 92840 953509323 501c(3) 20000 Health & Human SVC AGE WELL SENIOR SERVICES 24461 Ridge Route Dr Suite 220 Laguna Hills CA 92653 931163563 501c(3) 20000 Health & Human SVC ALZHEIMER'S ORANGE COUNTY 2515 McCabe Way Suite 200 Irvine CA 92614 953702013 501c(3) 17000 Health & Human SVC ANAHEIM CITY SCHOOL DISTRICT 1001 South East Street Anaheim CA 92805 956000119 501c(4) 112625 Education ANAHEIM UNION HIGH SCHOOL DISTRICT PO Box 3520 Anaheim CA 928033520 956000120 501c(4) 190467 Education BOYS & GIRLS CLUB OF CENTRAL ORANGE COAST 250 N Golden Cir 104 Santa Ana CA 92705 951893417 501c(3) 187500 Education BOYS & GIRLS CLUB OF GARDEN GROVE 10540 Chapman Ave Garden Grove CA 92840 956112702 501c(3) 39336 Education CALIFORNIA STATE UNIVERSITY FULLERTON 800 N State College Blvd Fullerton CA 92834 330567945 501c(3) 82500 Income CASA YOUTH SHELTER 10911 Regan Street Los Alamitos CA 90720 953218061 501c(3) 25000 Health & Human SVC CHILD GUIDANCE CENTER 525 Cabrillo Park Drive Suite 300 Santa Ana CA 92701 952546170 501c(3) 200000 Health & Human SVC CHILDREN AND FAMILIES COMMISSION 1505 E 17th St Ste 230 Santa Ana CA 92705 475394284 501c(3) 10000 Report COMMUNITY ACTION PARTNERSHIP 11870 Monarch Garden Grove CA 92841 952452787 501c(3) 117383 Health & Human SVC COMMUNITY PARTNERS 1000 N Alameda St 240 Los Angeles CA 90012 954302067 501c(3) 33000 Health & Human SVC COMMUNITY SENIORSERV 1200 N Knollwood Circle Anaheim CA 92801 952771715 501c(3) 20000 Health & Human SVC COMMUNITY SERVICE PROGRAMS 1221 E Dyer Rd Ste 120 Santa Ana CA 92705 953167866 501c(3) 25000 Health & Human SVC COUNTY OF ORANGE SOCIAL SERVICES - CHILD SERVICES 500 N State College Blvd Orange CA 92868 956000928 501c(3) 10000 Health & Human SVC FAMILIES FORWARD 8 Thomas Irvine CA 92618 330086043 501c(3) 80000 Income/Housing GARDEN GROVE UNIFIED SCHOOL DISTRICT 10331 Stanford Ave Garden Grove CA 92840 952378800 501c(4) 152395 Education GIRLS INC OF ORANGE COUNTY 1815 Anaheim Ave Costa Mesa CA 92627 951810150 501c(3) 75000 Education GOOD HANDS FOUNDATION 12 Rue Brittany Foothill Ranch CA 92610 471888690 501c(3) 7000 Income HANDS TOGETHER A CENTER FOR CHILDREN 201 Civic Center Dr E Santa Ana CA 92701 330857087 501c(3) 9666 Education HUNTINGTON BEACH UNION HIGH SCHOOL DISTRICT 5832 Bolsa Ave Huntington Beach CA 92649 330514550 501c(3) 23438 Education ILLUMINATION FOUNDATION 2691 Richter Ave Ste 107 Irvine CA 92606 952021700 501c(3) 18750 Housing IRVINE ADULT DAY HEALTH SERVICES 20 Lake Road Irvine CA 92604 330599371 501c(3) 20000 Health & Human SVC KIDWORKS 1902 West Chestnut Ave Santa Ana CA 92703 743081569 501c(3) 9666 Education LAGUNA BEACH COMMUNITY CLINIC 362 Third Street Laguna Beach CA 92651 952637633 501c(3) 25000 HOUSING/INCOME LATINO HEALTH ACCESS 450 W Fourth Street Suite 130 Santa Ana CA 92701 330562943 501c(3) 56250 Health & Human SVC LESTONNAC FREE CLINIC 1215 E Chapman Orange CA 92866 953499011 501c(3) 35000 EDUCATION MERCY HOUSE LIVING CENTERS INC PO Box 1905 Santa Ana CA 92702 330315864 501c(3) 131250 Housing ONEOC 1901 E 4th St 100 Santa Ana CA 92705 952021700 501c(3) 184250 EDUCATION ORANGE COUNTY COMMUNITY FOUNDATION 4041 MacArthur Blvd Suite 510 Newport Beach CA 92660 952021700 501c(3) 10150 Education PROJECT HOPE ALLIANCE 1954 Placentia Avenue Suite 202 Costa Mesa CA 92627 753099628 501c(3) 80000 HOUSING PROVIDENCE SPEECH & HEARING CENTER 1301 Providence Ave Orange CA 92868 956154473 501c(3) 37500 EDUCATION ROADTRIP NATION 1626 Placentia Ave Costa Mesa CA 92627 263889207 501c(3) 34965 EDUCATION SANTA ANA UNIFIED SCHOOL DISTRICT 1601 E Chestnut Ave Santa Ana CA 92701 330383385 501c(4) 72750 EDUCATION SECOND HARVEST FOOD BANK 8014 Marine Way Irvine CA 92618 320362611 501c(3) 114989 Health SERVING KIDS HOPE 2100 W Alton Ave 2 Santa Ana CA 92704 471518476 501c(3) 145500 EDUCATION/INCOME SERVING PEOPLE IN NEED (SPIN) 151 Kalmus Drive H2 Costa Mesa CA 92626 330329687 501c(3) 75000 Health SHARE OUR SELVES 1550 Superior Ave Costa Mesa CA 92627 953222316 501c(3) 25000 Health CHAPMAN UNIVERSITY One University Drive Orange CA 92866 951643992 501c(3) 7500 Education CHARITABLE VENTURES OF ORANGE COUNTY 1505 E 17th St 101 Santa Ana CA 92705 208756660 501C(3) 7500 Health & Human SVC COMMUNITY HEALTH INITIATIVE OF ORANGE COUNTY 1505 E 17th St Ste 121 Santa Ana CA 92705 472671013 501c(3) 17383 Health & Human SVC FAMILY ASSISTANCE MINISTRIES 1030 Calle Negocio San Clemente CA 92673 330864870 501c(3) 23000 Health & Human SVC FIELDSTONE FOUNDATION 14 Corporate PLZ 100 Newport Beach CA 92660 330103025 501c(3) 10000 Education GIRL SCOUTS OF ORANGE COUNTY 9500 Toledo Way Irvine CA 92618 952023244 501c(3) 15000 Education LA HABRA CITY SCHOOL DISTRICT 500 N WALNUT ST LA HABRA CA 90631 956001800 501c(4) 45962 Education NATIONAL ACADEMY OF SCIENCES 100 Academy Way Irvine CA 92617 530196932 501c(3) 12939 Education PARENT INSTITUTE FOR QUALITY EDUCATION INC 22 W 35TH ST 201 National City CA 91950 330259359 501c(3) 21000 Education SERVE THE PEOPLE INC 1206 E 17TH ST STE 101 SANTA ANA CA 92701 270421556 501c(3) 25000 Health ST KILLIAN'S CATHOLIC CHURCH 26872 Estanciero Dr Mission Viejo CA 92691 952659054 501c(3) 7000 Income UCI FOUNDATION 5171 California Ave 150 Irvine CA 92697 952540117 501c(3) 18750 Education WESTMINSTER SCHOOL DISTRICT 14121 Cedarwood Ave Westminster CA 92683 330416845 501c(4) 6094 Education 54 6 SCHEDULE I PART I Line 2 GENERAL INFO - GRANTS & ASSISTANCE: OrangeYCounty's United Way monitors the use of grant funds by engaging in a formal grant agreement with the agency referencing the funded program and anticipated outcomes. Quarterly reports are required and measured against anticipated outcomes. In addition, updated financial statements and audit reports are required. Any performance problems with the grantee are monitored both by staff and the Community Impact Committee. X true true X X X X false false false false false false false false false MAX GARDNER CEO, PRESIDENT 300508 0 15000 0 0 0 7658 0 6517 0 329683 0 0 0 SANDRA BENSWORTH CFO 146710 0 6000 0 0 0 0 0 10264 0 162974 0 0 0 CARLA VARGAS COO 166970 0 7500 0 0 0 5285 0 6324 0 186079 0 0 0 SCHEDULE J PART I Line 1A COMPENSATION - HEALTH OR SOCIAL CLUB DUES: THE MEMBERSHIP IS USED TO CONDUCT BUSINESS RELATED MEETINGS AND ENGAGEMENTS TO FURTHER ADVANCE THE MISSION OF THE ORGANIZATION. X 17 533662 FMV false true false FORM 990 SCHEDULE M LINE 9(B) THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990 PART VI SECTION B LINE 12C POLICIES - MONITOR AND COMPLIANCE ENFORCEMENT: OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT WOULD GIVE RISE TO CONFLICTS. CONFLICT STATEMENTS ARE REVIEWED ANNUALLY AND ANY STATED CONFLICT IS REVIEWED BY THE BOARD DEVELOPMENT COMMITTEE AND BY THE BOARD OF DIRECTORS. FORM 990 PART VI SECTION B, LINE 15A & B POLICIES - COMPENSATION: THE EXECUTIVE COMPENSATION COMMITTEE ("THE COMMITTEE") OF THE BOARD OF DIRECTORS IS COMPRISED OF INDEPENDENT DIRECTORS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND OTHER KEY EMPLOYEES. ORANGE COUNTY'S UNITED WAY'S EXECUTIVE COMPENSATION PROGRAM IS DESIGNED TO ENCOURAGE RETENTION OF HIGH CALIBER EXECUTIVES. THE COMMITTEE CONSIDERS NUMEROUS FACTORS INCLUDING OCUW'S MISSION AND GOALS, COMPARABLE COMPENSATION OFFERED IN COMPARABLE MARKETS AND OVERALL PERFORMANCE OF THE CEO AND KEY EMPLOYEES. AS PART OF THE PROCESS THE COMMITTEE REVIEWS A SUMMARY OF SALARY DATA PUBLISHED IN COMPENSATION SURVEYS FROM INDEPENDENT SOURCES INCLUDING UNITED WAY WORLDWIDE AND REGIONAL DATA FROM OTHER NON-PROFITS IN SOUTHERN CALIFORNIA. THE COMMITTEE ALSO REVIEWED THE PERFORMANCE INCENTIVE PROGRAM. THIS PLAN IS DESIGNED TO REWARD PERFORMANCE BASED ON BOTH QUANTIFIABLE AND NON-QUANTIFIABLE SPECIFIC ORGANIZATIONAL DRIVERS. FINALLY, THE COMMITTEE REVIEWED AND DETERMINED OTHER COMPENSATION WHICH INCLUDES HEALTH AND WELFARE BENEFITS AND CONTRIBUTIONS TO A QUALIFIED RETIREMENT PLAN. THE COMMITTEE BELIEVES THE COMPENSATION PROGRAM AND INFORMATION DESCRIBED ABOVE IS IN LINE WITH ORANGE COUNTY UNITED WAY'S MISSION AND GOALS AND ACCURATELY REFLECTS A COMPETITIVE PROGRAM TO ATTRACT AND RETAIN HIGH LEVEL EXECUTIVES. FORM 990 PART VI SECTION C LINE 19 DISCLOSURE - GOVERNING DOCS, CONFLICT OF INTEREST POLICY & FINANCIALS: THE FINANCIAL STATEMENTS AND TAX RETURN ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. ANY OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990 PART VI SECTION A LINE 11B GOVERNING BODY & MGMT - REVIEW OF FORM 990: THE CFO WORKED CLOSELY WITH THE INDEPENDENT TAX PREPARER IN THE PREPARATION OF THE ORGANIZATION'S TAX RETURN. THE FINAL PRODUCT WAS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 PART III LINE 4A EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4A. COMMUNITY IMPACT ALLOCATION POOL OUR MISSION: TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. OUR VISION: WE ENVISION A COMMUNITY, WHERE, IN THE NEXT 10 YEARS: EVERY ORANGE COUNTY YOUTH WILL RECEIVE A HIGH-QUALITY AND RELEVANT EDUCATION, FAMILIES WILL HAVE THE CAPABILITY TO BECOME FINANCIALLY STABLE, THE NEXT GENERATION IN ORANGE COUNTY WILL BE THE HEALTHIEST IN THE NATION AND HOMELESSNESS FOR CHILDREN AND THEIR FAMILIES HAS COME TO AN END. OCUW IS BUILDING THE CAPACITY OF THE NONPROFIT SECTOR AND DIRECTLY MEETING THE NEEDS OF OUR COMMUNITY THROUGH A NUMBER OF INVESTMENT STRATEGIES TARGETING SPECIFIED OBJECTIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING, INCLUDING: 1) COMPETITIVE GRANT FUNDING - OCUW DIRECTLY FUNDS AND PARTNERS WITH 73 LEADING NONPROFIT AGENCIES THROUGH OUR COMPETITIVE GRANT PROGRAM. THE RIGOROUS APPLICATION AND REVIEW PROCESS REQUIRES AGENCIES TO MEET THE HIGHEST OF FINANCIAL, LEADERSHIP AND PROGRAM STANDARDS. IN ADDITION TO GRANT FUNDING, OUR PARTNER AGENCIES ARE PROVIDED WITH TRAINING AND RESOURCES DESIGNED TO ENHANCE THEIR PROGRAM CAPACITY, OUTCOMES, FINANCIAL SUSTAINABILITY AND COMMUNITY COLLABORATIONS; 2) STRATEGIC INITIATIVES - OCUW IS PROUD TO LEAD A NUMBER OF COUNTY WIDE INITIATIVES, IMPLEMENTING AND FUNDING INNOVATIVE SERVICE MODELS ADDRESSING UNMET EDUCATION NEEDS OF OUR YOUTH, FINANCIAL STABILITY SERVICES FOR LOW-INCOME WORKING FAMILIES, AND HEALTH ACCESS FOR ALL. THESE INITIATIVES ARE STAFFED AND FUNDED THROUGH OCUW AND CREATE NEW OPPORTUNITIES TO LEVERAGE EXISTING RESOURCES, DEVELOP STRATEGIC COLLABORATIONS AND CREATE POWERFUL PARTNERSHIPS TO ADDRESS COMMUNITY NEEDS. OCUW'S INITIATIVES INCLUDE: DESTINATION GRADUATION - SUPPORTING CRITICAL EDUCATION STRATEGIES IN TARGETED MIDDLE AND HIGH SCHOOLS; THE EARNED INCOME TAX CREDIT CAMPAIGN - PROVIDING FREE TAX SERVICES AND ACCESS TO EARNED TAX CREDITS; SPARKPOINT OC - AN INNOVATIVE BUNDLED SERVICE MODEL HELPING FAMILIES TO REACH FINANCIAL STABILITY; AND PARTICIPATION IN THE COVERED OC COLLABORATIVE TO EXPAND THE INFRASTRUCTURE PROVIDING HEALTH ACCESS FOR ALL ORANGE COUNTY RESIDENTS. FORM 990 PART III LINE 4B EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4B. PROGRAM SERVICE EXPENSE PROGRAM SERVICE EXPENSE ALLOCATIONS ARE COMPRISED OF COMMUNITY IMPACT GRANT PROGRAM AND INITIATIVES THAT FULFILL ORANGE COUNTY UNITED WAY'S MISSION. THEY INCLUDE $1.5 MILLION TOWARDS THE ADMINISTRATION, EVALUATION AND MONITORING OF ALL GRANT PARTNERSHIPS, SUPPORTING CRITICAL COMMUNITY PARTNERSHIPS, COALITIONS AND COMMITTEES, COMMUNITY OUTREACH AND EDUCATION EFFORTS, CAPACITY TRAININGS FOR FUNDED PARTNERS, VOLUNTEER ENGAGEMENT EFFORTS, AND STRATEGIC PARTNERSHIPS WITH LOCAL FUNDER COLLABORATIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING. FORM 990 PART III Line 4C EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4C. DONOR DESIGNATED FUNDING THROUGH OCUWS DONOR DESIGNATED GIVING PROGRAM, DONORS HAVE THE OPTION TO DESIGNATE THEIR GIFT TO THEIR CHARITY(IES) OF CHOICE, HELPING TO FACILITATE PHILANTHROPY TO MEET LOCAL COMMUNITY NEEDS. OCUW STEWARDS THESE INVESTMENTS BY ENSURING DONOR DESIGNATIONS ARE ALLOCATED TO ORGANIZATIONS THAT QUALIFY AS 501(C)(3) TAX DEDUCTIBLE AND PATRIOT ACT COMPLIANT ORGANIZATIONS UNDER CURRENT IRS TAX CODE LAW. FORM 990 PART I LINE 3 & 4 AND PART VII VOTING MEMBERS OF THE GOVERNING BODY: THE DISCREPANCY BETWEEN THE NUMBER OF VOTING MEMBERS OF THE GOVERNING BODY AND THE TOTAL MEMBERS LISTED ON PART VII IS DUE TO SOME DIRECTORS BECOMING INACTIVE BEFORE THE END OF THE YEAR. FORM 990 PART XI LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 110,367