2018-11-15T13:15:10-06:00 2017-12-31 ERNST & YOUNG US LLP TWO N CENTRAL AVE STE 2300 PHOENIX AZ 85004 990 2017-01-01 742355411 HONORHEALTH FOUNDATION % Alice Pope HONO 4805875000 8125 N Hayden Road Scottsdale AZ 85258 Alice Pope SVP/CFO HonorHealth 4805875113 2018-11-13 true PATRICK SHIELDS P01508556 6023223000 70.162.72.127 86597020183195000007 2018-11-15 P 3C448693FACA90CDA31DC6551FF5800F3916E200 1DEFEEA347AFF02CE3AF0741EDDCF1F60A18EC1E 2017 2019-02-21 02:37:17Z John N Ferree SAME AS C ABOVE Scottsdale AZ 85258 74610037 false X www.honorhealth.com/community X 1984 AZ TO STRENGTHEN AND ADVANCE THE MISSION OF HONORHEALTH THROUGH PHILANTHROPY. 28 27 0 250 0 0 28424570 19841445 0 0 9133942 9169516 126260 184321 37684772 29195282 15596492 12418786 0 0 3829972 3721175 0 0 1245056 1229139 1205210 20655603 17345171 17029169 11850111 184419058 208389772 -5617971 4913097 190037029 203476675 X TO STRENGTHEN AND ADVANCE THE MISSION OF HONORHEALTH THROUGH PHILANTHROPY. false false 13227805 12418786 0 SEE SCHEDULE O 13227805 true true false false false false false false false true true false false false true false false true false false true false false false true false false true false true false false false false false false false false true false false false false true true true false false true X 14 0 true 0 false false false false false true true false false false false X 28 27 false false false false true true true true true false false false true true true true true false false false AZ X Alice Pope 4805875113 8125 N Hayden Road Scottsdale AZ 85258 X HOWARD C KATZ TRUSTEE/CHAIRMAN 1.0 0.0 X X 0 0 0 LANGDON HERNDON TRUSTEE/VICE CHAIRMAN 1.0 0.0 X X 0 0 0 DAVID WATSON TRUSTEE/VICE CHAIRMAN 1.0 0.0 X X 0 0 0 Martin Aronson Trustee/Secretary 1.0 0.0 X X 0 0 0 James M Reed Trustee/Treasurer 1.0 0.0 X X 0 0 0 R Allen Allford Trustee 1.0 0.0 X 0 0 0 Ronald R Baker Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Tim Barton Trustee 1.0 0.0 X 0 0 0 Tom Batson Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Howard R Berlin Trustee 1.0 0.0 X 0 0 0 Thomas E Brady Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Steven Crystal Trustee 1.0 0.0 X 0 0 0 Richard R Donnelley Trustee 1.0 0.0 X 0 0 0 CURT FEUER TRUSTEE 1.0 0.0 X 0 0 0 Sue Fletcher Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Laurie Florkiewicz Trustee 1.0 0.0 X 0 0 0 Kenneth Chip Glaser Trustee 1.0 0.0 X 0 0 0 Michael D Greenbaum Trustee 1.0 0.0 X 0 0 0 Norman C Harbert Trustee 1.0 0.0 X 0 0 0 Steven L Hunton Trustee 1.0 0.0 X 0 0 0 C Dennis Knight Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Joseph O Lampe Trustee 1.0 0.0 X 0 0 0 TODD LAPORTE TRUSTEE/CEO, HONORHEALTH 1.0 39.0 X 0 1062067 138831 Ruth Lavinia Trustee 1.0 0.0 X 0 0 0 David Lincoln Trustee 1.0 0.0 X 0 0 0 John Lucking Trustee 1.0 0.0 X 0 0 0 Frederick A Lynn Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Jean Marley Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Cheryl Melocik Trustee 1.0 0.0 X 0 0 0 Michael Nicholas Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 STEPHEN J O'NEILL TRUSTEE 1.0 0.0 X 0 0 0 Charles W Palmer Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Nancy Harris Robertson Trustee 1.0 0.0 X 0 0 0 William W Rooke Trustee (THRU 7/31/17) 1.0 0.0 X 0 0 0 RICHARD G RUSSELL TRUSTEE 1.0 0.0 X 0 0 0 Thomas Sadvary TTEE/CEO HH (THRU 4/17)/SR ADV 1.0 39.0 X 0 1756482 26633 JEFFREY G SCHLEIN TRUSTEE 1.0 0.0 X 0 0 0 Larry Seay Trustee (THRU 6/30/17) 1.0 2.0 X 0 38000 0 Frank Surdakowski MD Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Robert Sussman Trustee (THRU 6/30/17) 1.0 0.0 X 0 0 0 Kevin Veale DO Trustee 1.0 0.0 X 0 0 0 Judith G Wolf PhD Trustee 1.0 0.0 X 0 0 0 John N Ferree FOUNDATION PRESIDENT 40.0 0.0 X 0 629651 27416 Joanne Gain VP MAJOR GIFTS 40.0 0.0 X 0 228981 24848 Laura Grafman Executive Vice President 40.0 0.0 X 0 241465 16942 Christine Kontgas VP - Operations, Fin. & Grants 40.0 0.0 X 0 225260 19078 Scott Showers VP MAJOR & CORPORATE GIFTS 40.0 0.0 X 0 212915 17690 JANICE S MILLER VP MAJOR GIFTS 40.0 0.0 X 0 208334 26909 Stephanie Mahrer VP - DEV/ANNUAL GIVING 40.0 0.0 X 0 134753 19226 MELISSA BLAKE VP MAJOR GIFTS 40.0 0.0 X 0 129147 17247 LISA A GUIDA VP MAJOR GIFTS 40.0 0.0 X 0 123809 19620 0 4990864 354440 0 false true false Merrill Lynch 220 Vesey Street NEW YORK NY 10281 INVESTMENT MGMT SVCS 706564 1 0 1942934 7631872 64000 10202639 476909 19841445 0 4881954 4881954 0 0 0 0 0 49421141 45133579 4287562 4287562 4287562 465497 1942934 281176 184321 184321 0 0 0 0 0 0 0 29195282 9353837 X 12418786 12418786 0 0 0 0 0 0 1413641 282728 706821 424092 0 0 0 0 1862625 372525 931312 558788 0 0 0 0 217921 43584 108961 65376 226988 45398 113494 68096 0 0 0 0 962 0 962 0 0 0 0 0 0 0 0 0 0 0 706564 0 706564 0 0 0 0 0 3200 640 1600 960 102800 7689 83577 11534 93100 18620 46550 27930 0 0 0 0 90616 0 90616 0 20816 6245 14571 0 0 0 0 0 0 0 0 81152 0 81152 0 0 0 0 0 368 0 368 0 0 0 0 0 ALL OTHER SERVICES 31510 9453 22057 CATERING 6030 1809 4221 EMPLOYEE RECOGNITION 1130 339 791 RECRUITMENT 333 333 66629 19989 46640 17345171 13227805 2872310 1245056 0 304842 505044 0 0 149330 3375 99490 50408 0 0 0 0 0 0 0 0 158201 56338 936478 935440 1406 1038 180360213 205147482 3345576 2626087 0 0 0 0 0 0 184419058 208389772 35061 96458 0 0 0 90550 0 0 0 0 0 0 0 0 0 0 -5653032 4726089 -5617971 4913097 X 44916730 45714718 37337080 40244917 107783219 117517040 190037029 203476675 184419058 208389772 X 11850111 15430099 0 0 0 -13840564 X false true X true false X 4402961 18258238 11749783 28424570 19841445 82676997 0 0 4402961 18258238 11749783 28424570 19841445 82676997 32112040 50564957 2159365 10500707 10567533 4854881 4881954 32964440 0 273435 276655 126260 184321 860671 0 116502108 0.43403 0.44379 X SCHEDULE A, PART II, COLUMN (A) THE AMOUNTS INCLUDED IN PART II, COLUMN (A) ARE FOR A SHORT PERIOD, 10/01/2013-12/31/2013. 129217834 4745553 15562326 3673241 145852472 106674186 20922266 8438295 6816913 129217834 111235255 1578114 -4388927 1750256 106674186 108575653 1412185 3767933 2520516 111235255 104453034 199508 4090765 167654 108575653 0.12650 0.78550 0.08800 false false 0 0 329408 328936 472 0 607070 606504 566 1038 0 Life Gift Annuities 499558 INTER-COMPANY BAL W/ HONORHEALTH 4226531 4726089 SCHEDULE D, PART V, COLUMN (E) THE AMOUNTS INCLUDED IN PART V, COLUMN (E) ARE FOR A SHORT PERIOD, 10/01/2013-12/31/2013. SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS AT HONORHEALTH FOUNDATION SUPPORT HOSPITAL PROGRAMS, SERVICES AND SERVICE LINES. THERE ARE APPROXIMATELY 91 DIFFERENT ENDOWMENTS. EXAMPLES OF INTENDED USES INCLUDE CONTINUING EDUCATION, ONCOLOGY, RESEARCH, COMMUNITY OUTREACH, EMERGENCY AND TRAUMA SERVICES. SCHEDULE D, PART X, LINE 2 MANAGEMENT HAS EVALUATED ITS INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. Central America and the Caribbean Investments 2516367 2516367 2516367 false false true true false false Honor Ball 1393399 1168724 224675 116873 GOLD BALL 512142 448552 63590 104682 2 502890 325658 177232 59621 2408431 1942934 465497 281176 281176 184321 true DESERT MISSION INC 2500 W Utopia Rd PHOENIX AZ 85207 860096941 501(c)(3) 2617088 Program support SCOTTSDALE COMMUNITY COLLEGE 9000 E Chaparral Road Scottsdale AZ 85256 860185552 GOVT 17000 Program support SCOTTSDALE HEALTHCARE HOSPITALS 8125 N Hayden Road Scottsdale AZ 85258 860181654 501(c)(3) 9100587 program support 3 SCHEDULE I, PART I, LINE 2 THE FOUNDATION ASSOCIATE VICE PRESIDENT OF FINANCIAL SERVICES (AVPFS) REVIEWS PROGRAM AND CAPITAL EXPENDITURE WITHDRAWAL REQUESTS TO VERIFY THEY FALL WITHIN THE STATED GUIDELINES OF THE FUND RESTRICTIONS. IF THERE ARE QUESTIONS ABOUT A WITHDRAWAL REQUEST, THE AVPFS FOLLOWS UP WITH THE DEPARTMENT MANAGER OR DESIGNATED SYSTEM DIRECTOR/ADMINISTRATOR. REQUESTS FOR CAPITAL OR LARGE PROGRAM EXPENDITURES ARE ALSO REVIEWED BY THE SENIOR VICE-PRESIDENT OF OPERATIONS, FINANCE & GRANTS ADMINISTRATION OR THE PRESIDENT OF THE FOUNDATION. false true false false false false false false false TODD LAPORTE TRUSTEE/CEO, HONORHEALTH 0 756821 0 280448 0 24798 0 113804 0 25027 0 1200898 0 0 Thomas Sadvary TTEE/CEO HH (THRU 4/17)/SR ADV 0 1106041 0 515335 0 135106 0 10800 0 15833 0 1783115 0 0 John N Ferree FOUNDATION PRESIDENT 0 385073 0 185749 0 58829 0 12063 0 15353 0 657067 0 0 Joanne Gain VP MAJOR GIFTS 0 167568 0 46153 0 15260 0 6415 0 18433 0 253829 0 0 Laura Grafman Executive Vice President 0 184988 0 51494 0 4983 0 7487 0 9455 0 258407 0 0 Christine Kontgas VP - Operations, Fin. & Grants 0 153432 0 48575 0 23253 0 8213 0 10865 0 244338 0 0 Scott Showers VP MAJOR & CORPORATE GIFTS 0 157378 0 41825 0 13712 0 124 0 17566 0 230605 0 0 JANICE S MILLER VP MAJOR GIFTS 0 156110 0 46935 0 5289 0 6126 0 20783 0 235243 0 0 Stephanie Mahrer VP - DEV/ANNUAL GIVING 0 122364 0 11392 0 997 0 3848 0 15378 0 153979 0 0 SCHEDULE J, PART I, LINES 1-3 THE FILING ORGANIZATION, HONORHEALTH FOUNDATION, DOES NOT COMPENSATE OR PROVIDE BENEFITS. ALL COMPENSATION AND BENEFITS ARE DETERMINED AND PAID BY SCOTTSDALE HEALTHCARE HOSPITALS (DBA HONORHEALTH), A RELATED TAX EXEMPT ORGANIZATION. SCHEDULE J, PART I, LINE 4B HONORHEALTH OFFERS CERTAIN EXECUTIVES A NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP). IT IS INTENDED THAT THIS PLAN BE AN INELIGIBLE DEFERRED COMPENSATION PLAN UNDER THE PROVISIONS OF CODE SECTION 457(F) AND BE OPERATED IN COMPLIANCE WITH CODE SECTION 409A. THE DESIGN OF THE SERP IS SUCH THAT IT PROVIDES A MECHANISM FOR RESTORATION OF DEFERRED RETIREMENT THAT OTHERWISE WOULD BE LOST TO THE EXECUTIVES DUE TO MANDATORY CAP ON DEFERRALS WITHIN THE QUALIFIED RETIREMENT PLAN OFFERED TO OTHER EMPLOYEES OF HONORHEALTH. THE SERP IS ALSO DESIGNED TO DISCOURAGE EXECUTIVE TURNOVER, WHICH COULD HAMPER ORGANIZATIONAL STABILITY AND SUSTAINABILITY, THROUGH THE AGE AND SERVICE REQUIREMENTS THAT AN EXECUTIVE MUST MEET IN ORDER TO RECEIVE BENEFITS FROM THIS PLAN. THE ANNUAL VALUE OF EACH EXECUTIVE'S PARTICIPATION IN THE PLAN IS TAKEN INTO CONSIDERATION AS PART OF THE CALCULATION OF TOTAL COMPENSATION WHEN TESTED AGAINST THE MARKET FOR REASONABLENESS. WHERE APPLICABLE, DEFERRED COMPENSATION, REPORTED IN SCHEDULE J, PART II, COLUMN (C), INCLUDES THE INCREASE IN VALUE OF THE SERP ACCOUNT, INCLUDING TAX DEFERRED CONTRIBUTIONS AND EARNINGS. THE FOLLOWING INDIVIDUAL EXPERIENCED A TAXABLE VESTING EVENT DURING THE YEAR AS FOLLOWS. THIS AMOUNT WAS INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III) AS TAXABLE WAGES. JOHN FERREE $39,179 X 22 476909 Fair Market Value 22 false true false SCHEDULE M, PART I, COLUMN(B) THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN (B). FORM 990, PART III, LINE 4 MISSION STATEMENT: TO STRENGTHEN AND ADVANCE THE MISSION OF HONORHEALTH THROUGH PHILANTHROPY. VISION STATEMENT: TO SET THE STANDARD FOR EXCELLENCE IN RELATIONSHIP-BASED FUNDRAISING. HONORHEALTH FOUNDATION EXISTS FOR THE PURPOSE OF CHANGING AND SAVING LIVES THROUGH PHILANTHROPY. WE WILL DO THIS BY: -SETTING THE STANDARD FOR EXCELLENCE IN RELATIONSHIP-BASED FUNDRAISING; -MATCHING DONORS AND PROSPECTS WITH PROGRAMS, PROJECTS AND SERVICES THAT MAXIMIZE THEIR INTERESTS AND THEIR PHILANTHROPY; -PROVIDING STEWARDSHIP THAT EXCEEDS OUR DONOR'S EXPECTATIONS; -RECRUITING, TRAINING AND RETAINING A WORLD-CLASS TEAM TO OVERSEE AND MAINTAIN THE FUNDRAISING PLAN AND INITIATIVES; -INCREASING PHILANTHROPY TO SUPPORT, ENHANCE AND GROW HONORHEALTH. FORM 990, PART V, LINE 2A; PART VII, SECTION A; AND PART IX HONORHEALTH FOUNDATION DOES NOT HAVE EMPLOYEES BUT SHARES THE COST OF PERSONNEL, SERVICES, FACILITIES AND EXPENSES WITH SCOTTSDALE HEALTHCARE HOSPITALS (DBA HONORHEALTH), A RELATED TAX-EXEMPT ORGANIZATION. FORM 990, PART VI, LINE 1A THERE IS AN EXECUTIVE & FINANCE COMMITTEE OF THE BOARD OF TRUSTEES, CONSISTING OF THE CHAIRMAN, IMMEDIATE PAST CHAIRMAN, VICE-CHAIRMAN, PRESIDENT, SECRETARY, TREASURER, AND THE CHAIRMAN OF ALL STANDING COMMITTEES. THE CHAIRMAN OF THE BOARD MAY APPOINT UP TO TWO AT LARGE MEMBERS TO THE EXECUTIVE & FINANCE COMMITTEE. THE EXECUTIVE & FINANCE COMMITTEE SHALL MEET ON AN AS-NEEDED BASIS AND SHALL HAVE THE AUTHORITY AND RESPONSIBILITY OF EXERCISING THE POWERS AND DUTIES OF THE BOARD OF TRUSTEES. THE EXECUTIVE & FINANCE COMMITTEE, WHICH MAY BE CONVENED ON ANY TYPE OF NOTICE, MAY ACT FOR THE BOARD WHEN ACTION BETWEEN REGULARLY SCHEDULED BOARD MEETINGS IS REQUIRED. TYPICALLY, THE EXECUTIVE & FINANCE COMMITTEE MEETS TO BRING RECOMMENDATIONS TO THE FOUNDATION BOARD OF TRUSTEES. FORM 990, PART VI, LINE 6 HONORHEALTH FOUNDATION DOES NOT HAVE ANY MEMBERS UNDER STATE LAW. HOWEVER, USING THE IRS DEFINITION OF A MEMBER, HONORHEALTH IS CONSIDERED A MEMBER OF HONORHEALTH FOUNDATION DUE TO ITS ABILITY TO APPROVE CERTAIN SIGNIFICANT DECISIONS OF THE GOVERNING BODY OF THE FOUNDATION AND THE REQUIREMENT THAT THE HONORHEALTH BOARD RATIFY FOUNDATION TRUSTEES ELECTED BY THE FOUNDATION BOARD. FORM 990, PART VI, LINE 7A THE CEO OF HONORHEALTH, SHALL AUTOMATICALLY, UPON ASSUMPTION OF SUCH OFFICE, BECOME AN EX-OFFICIO TRUSTEE OF THE FOUNDATION WITH FULL VOTING POWER DURING THE CEOS TENURE IN OFFICE. FORM 990, PART VI, LINE 7B WHILE THE FOUNDATION IS AN INDEPENDENT CORPORATION, IT IS IMPORTANT THAT ITS PLANS AND ACTIONS BE COORDINATED WITH HONORHEALTH. TO ACCOMPLISH THIS COORDINATION, THE FOLLOWING MUST TAKE PLACE: (A) ANNUAL PLAN. PRIOR TO THE BEGINNING OF EACH FISCAL YEAR, THE ANNUAL PLAN OF THE FOUNDATION MUST BE SUBMITTED TO THE CEO OF HONORHEALTH OR DESIGNEE FOR REVIEW AND APPROVAL. THIS ANNUAL PLAN SHALL CONSIST OF: (1) THE MANAGEMENT PLAN - DESCRIBING THE MAJOR OBJECTIVES AND NEW ACTIVITIES PLANNED DURING THE YEAR. (2) THE OPERATING BUDGET - DESCRIBING THE SPECIFIC COSTS OF CARRYING OUT THE MANAGEMENT PLAN AND OPERATING THE ORGANIZATION DURING THE YEAR. HONORHEALTH'S APPROVAL FOR THIS ANNUAL PLAN SHALL BE REQUIRED BEFORE ANY FUNDS ARE EXPENDED BY THE FOUNDATION. (B) DEVIATIONS FROM THE ANNUAL PLAN SHALL REQUIRE PRIOR APPROVAL OF HONORHEALTH. SPECIFICALLY, APPROVAL IS REQUIRED FOR ANY UNBUDGETED ACTION THAT WILL RESULT IN A CHANGE IN THE OPERATING BUDGET BY A SUBSTANTIAL AMOUNT DURING A ONE-YEAR PERIOD. (C) FINANCIAL REPORTING. THE FOUNDATION'S FISCAL YEAR SHALL CORRESPOND WITH THE FISCAL YEAR OF HONORHEALTH. FINANCIAL REPORTS AND THE ANNUAL AUDIT OF THE FOUNDATION SHALL BE SUBMITTED TO HONORHEALTH FOR FINAL REVIEW AND APPROVAL. (D) SUBSTANTIAL ACTION. THE TRUSTEES OF THE FOUNDATION SHALL TAKE NO "SUBSTANTIAL ACTION" WITHOUT APPROVAL OF HONORHEALTH. THE TERM "SUBSTANTIAL ACTION" AS USED IN THIS SECTION SHALL MEAN THE FOLLOWING: (1) REMOVING OR HIRING AN EXECUTIVE ABOVE THE VICE-PRESIDENT LEVEL. (2) REPEALING, ALTERING, AMENDING OR RESTATING THESE BY-LAWS OR THE FOUNDATION'S ARTICLES OF INCORPORATION. (3) MERGING WITH ANOTHER CORPORATION OR ENTITY. (4) DISSOLVING THE FOUNDATION. (5) GUARANTEEING THE OBLIGATIONS OF ANOTHER ENTITY OR INDIVIDUAL. (6) SELLING OR TRANSFERRING ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE FOUNDATION. (E) FAILURE TO COMPLY. ANY ACTIONS TAKEN BY THE FOUNDATION'S TRUSTEES THAT FALL OUTSIDE OF THE CONDITIONS STIPULATED IN THIS ARTICLE WILL BE NULL AND VOID. ANY WAIVER BY HONORHEALTH OF ITS RIGHTS OR APPROVAL UNDER THIS ARTICLE SHALL NOT CONSTITUTE A WAIVER OF THE REQUIREMENT OF APPROVAL ON ANY FUTURE ACTIONS REQUIRING SUCH APPROVAL. FORM 990, PART VI, LINE 11B THE TAX RETURN INFORMATION IS GATHERED BY THE FINANCE TEAM FROM VARIOUS SOURCES WITHIN THE ORGANIZATION INCLUDING HUMAN RESOURCES, PAYROLL, AND THE LEGAL DEPARTMENT. THE INFORMATION IS REVIEWED BY THE HONORHEALTH DIRECTOR TAX & TREASURY AND PROVIDED TO AN ACCOUNTING FIRM THAT PREPARES THE TAX RETURNS. AN INITIAL DRAFT OF THE FORM 990 IS SUBMITTED TO THE HONORHEALTH VP FINANCE, HONORHEALTH CHIEF FINANCIAL OFFICER, HONORHEALTH GENERAL COUNSEL AND FOUNDATION PRESIDENT FOR REVIEW. COMMENTS FROM THOSE INDIVIDUALS ARE CONSIDERED AND INCORPORATED INTO A FINAL DRAFT. THE FINAL DRAFT IS THEN MADE AVAILABLE TO ALL BOARD MEMBERS AND ANY CHANGES FROM THE BOARD REVIEW ARE INCORPORATED PRIOR TO FILING. FORM 990, PART VI, LINE 12C EACH BOARD MEMBER, OFFICER AND COMMITTEE MEMBER COMPLETES A CONFLICT OF INTEREST DISCLOSURE STATEMENT ANNUALLY. THE HONORHEALTH GENERAL COUNSEL ALONG WITH THE HONORHEALTH CEO EXAMINE EACH DISCLOSURE STATEMENT WHERE POTENTIAL CONFLICTS HAVE BEEN DISCLOSED. RECOMMENDATIONS ARE MADE TO THE CHAIR OF THE BOARD ON HOW TO APPROPRIATELY REMEDIATE, MONITOR, OR ELIMINATE ANY CONFLICTS. THE HONORHEALTH GENERAL COUNSEL THEN PROVIDES TO THE INTERESTED PERSON, WITH COPIES TO THE CHAIR OF THE BOARD, THE HONORHEALTH CEO, AND, IF NEEDED, THE APPROPRIATE COMMITTEE CHAIR, A CORRESPONDENCE THAT SPECIFIES WHAT ACTIONS, CONDITION, OR MONITORING OF THE CONFLICT ARE REQUIRED AND WHETHER THE INTERESTED PERSON IS PERMITTED TO GIVE A PRESENTATION TO THE BOARD OR APPROPRIATE COMMITTEE AFTER FULL DISCLOSURE OF THE CONFLICT. IN SUCH AN EVENT, THE INTERESTED PERSON LEAVES THE MEETING WHILE THE PROPOSED TRANSACTION IS DISCUSSED. THE INTERESTED PERSON IS REQUIRED TO CO-SIGN CORRESPONDENCE SENT BY THE HONORHEALTH GENERAL COUNSEL AND ADHERE TO IT THROUGHOUT THE YEAR. IF A CONFLICT OR FINANCIAL INTEREST ARISES AFTER THE ANNUAL DISCLOSURE PROCESS, THE INTERESTED PERSON WILL CONSULT WITH HONORHEALTH GENERAL COUNSEL AND UPDATE THE DISCLOSURE STATEMENT CONSISTENT WITH THE ADVICE OF THE HONORHEALTH GENERAL COUNSEL. A RECORD OF THE BOARD OR COMMITTEE MEETING WHERE PROPOSED TRANSACTIONS OR ARRANGEMENTS THAT ARE AFFECTED BY CONFLICT OF INTEREST AND THE MANAGEMENT OF SUCH IS CONTAINED IN THE BOARD/COMMITTEE MINUTES. IF VIOLATIONS OF THE CONFLICT OF INTEREST POLICY/MANAGEMENT ARE REPORTED, THE HONORHEALTH GENERAL COUNSEL WILL LOOK INTO THE MATTER. CONFIRMED VIOLATIONS MAY INCLUDE REMOVAL FROM THE BOARD OR COMMITTEE OR OFFICER POSITION PURSUANT TO THE REMOVAL PROCEDURES STATED IN THE BYLAWS. FORM 990, PART VI, LINES 15A AND 15B THE PRESIDENT OF HONORHEALTH FOUNDATION AND CERTAIN EXECUTIVES ARE COMPENSATED BY HONORHEALTH, A RELATED TAX-EXEMPT ORGANIZATION. THE PROCESS DESCRIBED BELOW IS THAT OF HONORHEALTH. AN EXECUTIVE COMPENSATION CONSULTANT CONDUCTS DETAILED MARKET ANALYSIS FOR EXECUTIVE CASH COMPENSATION. THEY UTILIZE AVAILABLE PUBLISHED HEALTHCARE SURVEY SOURCES. EXECUTIVE POSITIONS ARE MATCHED TO APPROPRIATE SURVEY POSITIONS BASED ON JOB CONTENT, DUTIES AND SCOPE OF RESPONSIBILITY. SURVEY DATA IS MATCHED FROM ORGANIZATIONS OF SIMILAR SIZE AND SCOPE. RESULTS OF THE STUDY ARE SHARED WITH THE BOARD FOR APPROVAL. THE STUDY WAS LAST COMPLETED IN 2017. FORM 990, PART VI, LINE 19 PERTINENT HONORHEALTH FOUNDATION POLICIES, DOCUMENTS & FINANCIAL REPORTS INCLUDING IRS FORM 990 ARE AVAILABLE FOR PUBLIC INSPECTION AT THE FOUNDATION OFFICE: 8125 N. HAYDEN ROAD, SCOTTSDALE ARIZONA 85258, DURING NORMAL BUSINESS HOURS WHICH ARE 8:00 AM TILL 5:00 PM MST, MONDAY THROUGH FRIDAY. WRITTEN OR E-MAIL REQUESTS SHOULD BE SUBMITTED TO JOHN FERREE, PRESIDENT, HONORHEALTH FOUNDATION AT THE ADDRESS LISTED ABOVE OR AT JOHN.FERREE@HONORHEALTH.COM. THE FOUNDATION'S FORM 990 IS ALSO AVAILABLE ONLINE THROUGH THE FOLLOWING WEBSITES: THE FOUNDATION CENTER AT WWW.FOUNDATIONCENTER.ORG AND GUIDESTAR AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9 Adjusting Entry to HonorHealth Support ($13,840,564) Scottsdale Healthcare Hospitals (DBA HH) 8125 N Hayden Road Scottsdale AZ 85258 860181654 Healthcare AZ 501(c)(3) 3 NA false Scottsdale Healthcare Corp 8125 N Hayden Road Scottsdale AZ 85258 942735850 Healthcare AZ 501(c)(3) 12, TYPE I SHH true SCOTTSDALE HEALTHCARE AUXILIARY 8125 N Hayden Road Scottsdale AZ 85258 237264497 FUNDRAISING AZ 501(c)(3) 10 SHH true DESERT MISSION INC 8125 N Hayden Road SCOTTSDALE AZ 85258 860096941 COMMUNITY SVC AZ 501(c)(3) 7 SHH true SCOTTSDALE HEALTHCARE ASC LLC SEE PART VII WE DE 85004 HEALTHCARE DE NA GLOBALREHAB - SCOTTSDALE LLC SEE PART VII SCOTTSDALE AZ 85258 271450828 HEALTHCARE AZ NA SCOTTSDALE LINCOLN CLINICAL 8125 N HAYDEN ROAD SCOTTSDALE AZ 85258 475332541 HEALTHCARE AZ NA HONORHEALTH CAPTIVE INSURANCE EXCHANGE PO BOX 1085 5TH FLOOR KY1-1102 GEORGE TOWN GRAND CAYMAN CJ CAPTIVE INS. CJ NA FOREIGN true SCOTTSDALE MSO INC 8125 N HAYDEN ROAD SCOTTSDALE AZ 85258 860512895 MSO, Group Pu AZ NA C CORP true SONORAN CROSSING OWNERS ASSOCIATION 8125 N HAYDEN ROAD SCOTTSDALE AZ 85258 463554413 OWNERS ASSOC. AZ NA C CORP true CHARITABLE REMAINDER TRUST (2) 8125 N HAYDEN ROAD SCOTTSDALE AZ 85258 TRUST AZ NA true false true true false false false false false false false false false false true true false true false false Desert MIssion Inc B 2617088 COST SCHEDULE R, PART III, COLUMN A SCOTTSDALE HEALTHCARE ASC, LLC EIN: 27-1450828 ADDRESS: 8125 N. HAYDEN ROAD, SCOTTSDALE, AZ 85258 GLOBALREHAB - SCOTTSDALE, LLC EIN: 27-4160293 ADDRESS: 4714 GETTYSBURG ROAD, MECHANICSBURG, PA 17055 SCOTTSDALE LINCOLN CLINICAL SPECIALISTS, LLC EIN: 47-5332541 ADDRESS: 8125 N. HAYDEN ROAD, SCOTTSDALE, AZ 85258