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CMN P 2016-05-25 2017-12-18 358 382 -24 -24 CINCINNATI BELL INC. CMN P 2013-11-21 2017-11-06 873 707 166 166 SHIRE ACQUISITIONS INVESTMENTS 1.9% P 2016-09-19 2017-09-25 49906 49960 -54 -54 AMERICAN CAMPUS CMNTYS, INC CMN P 2013-03-12 2017-08-16 805 708 97 97 TORO CO (DELAWARE) CMN P 2013-03-12 2017-07-20 1426 481 945 945 ABBOTT LABORATORIES CMN P 2014-09-25 2017-06-07 3707 3367 340 340 ALPHABET INC. CMN CLASS A P 2015-03-06 2017-06-07 4991 2896 2095 2095 BORGWARNER INC. CMN P 2015-08-21 2017-06-07 8719 8951 -232 -232 CHARTER COMMUNICATIONS, INC. CMN P 2015-07-08 2017-06-07 10006 5567 4439 4439 CITIGROUP INC. CMN P 2013-03-12 2017-06-07 3088 2344 744 744 EASTMAN CHEMICAL COMPANY CMN P 2014-10-23 2017-06-07 2495 2417 78 78 FRANKLIN RESOURCES INC CMN P 2013-12-03 2017-06-07 3829 4932 -1103 -1103 ILLINOIS TOOL WORKS CMN P 2013-03-12 2017-06-07 2449 1053 1396 1396 KIMBERLY-CLARK CORPORATION CMN P 2012-06-20 2017-06-07 5069 3051 2018 2018 METLIFE, INC. 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CMN P 2013-10-08 2017-04-06 759 702 57 57 USII INFL IX NOTE 0.125000% 04/15/20 P 2016-04-11 2017-03-21 14704 14684 20 20 CARDTRONICS PLC CMN P 2013-03-12 2017-02-09 2033 1592 441 441 U.S. TREASURY NOTE 2.250000% 11/15/2 P 2016-05-31 2017-02-01 9846 10334 -488 -488 WAL-MART STORES INC P 2015-02-03 2017-07-05 379 431 -52 -52 3M COMPANY P 2015-01-05 2017-01-04 10003 9094 909 909 JOHNSON AND JOHNSON COM P 2015-07-10 2017-07-05 1727 1296 431 431 QUALCOMM INC P 2015-08-25 2017-08-02 9068 12339 -3271 -3271 UNION PACIFIC CORP P 2015-08-04 2017-12-04 20118 15026 5092 5092 WAL-MART STORES INC P 2015-01-05 2017-05-02 9963 11349 -1386 -1386 OWENS CORNING INC 7.00% P 2010-08-11 2017-07-07 2613 2028 585 585 WELLS FARGO & CO 4.60% 2 P 2011-03-23 2017-06-14 8667 7990 677 677 MAINSTAY HI YLD CRP BD I P 2016-05-31 2017-06-13 1253 1177 76 76 PRUDENTIAL JENNISON P 2015-09-18 2017-09-27 16 16 PRUDENTIAL JENNISON P 2013-12-20 2017-09-27 57974 60010 -2036 -2036 PRUDENTIAL JENNISON P 2011-09-16 2017-06-23 16 13 3 3 AIR PRODUCTS&CHEM P 2017-08-02 2017-09-06 6487 6666 -179 -179 AUTOMATIC DATA PROC P 2016-12-02 2017-08-02 16782 13830 2952 2952 HONEYWELL INTL INC DEL P 2016-12-02 2017-05-02 19508 16970 2538 2538 RAYTHEON CO DELAWARE NEW P 2017-05-02 2017-06-02 136930 130080 6850 6850 UNITED TECHS CORP COM P 2017-02-02 2017-12-04 5949 5271 678 678 US TSY 1.750% MAY 31 20 P 2017-06-05 2017-12-05 7868 8006 -138 -138 US TSY 1.625% FEB 15 20 P 2016-10-26 2017-02-28 11289 11852 -563 -563 MAINSTAY HI YLD CRP BD I P 2016-12-15 2017-06-13 6 6 PRUDENTIAL JENNISON P 2017-06-23 2017-06-23 5 5 AMPLIFY SNACK BRANDS, INC. CMN P 2016-05-24 2017-12-18 656 698 -42 -42 CINCINNATI BELL INC. CMN P 2013-11-20 2017-11-06 2774 2244 530 530 ADVANCE AUTO PARTS, INC. 4.5% 01/15/ P 2015-06-24 2017-09-22 26460 25817 643 643 MARKETAXESS HOLDINGS INC CMN P 2013-03-12 2017-08-16 6348 1289 5059 5059 TORO CO (DELAWARE) CMN P 2013-03-12 2017-07-19 928 313 615 615 ABBOTT LABORATORIES CMN P 2014-03-04 2017-06-07 2409 2090 319 319 ALPHABET INC. CMN CLASS A P 2015-03-04 2017-06-07 2994 1724 1270 1270 BORGWARNER INC. CMN P 2015-05-05 2017-06-07 2136 3005 -869 -869 CIMAREX ENERGY CO. CMN P 2017-01-30 2017-06-07 201 272 -71 -71 CITIGROUP INC. CMN P 2012-12-19 2017-06-07 4756 3062 1694 1694 EASTMAN CHEMICAL COMPANY CMN P 2014-10-22 2017-06-07 3703 3590 113 113 HANESBRANDS INC. CMN P 2016-06-28 2017-06-07 2218 2662 -444 -444 ILLINOIS TOOL WORKS CMN P 2011-02-01 2017-06-07 17718 6549 11169 11169 KIMBERLY-CLARK CORPORATION CMN P 2012-05-18 2017-06-07 5329 3099 2230 2230 METLIFE, INC. CMN P 2015-12-02 2017-06-07 5774 5792 -18 -18 MORGAN STANLEY CMN P 2013-01-11 2017-06-07 6481 3019 3462 3462 PHILIP MORRIS INTL INC CMN P 2017-02-15 2017-06-07 5634 4719 915 915 PROCTER & GAMBLE COMPANY (THE) CMN P 2016-12-09 2017-06-07 6749 6399 350 350 THE GOODYEAR TIRE & RUBBER CO. CMN P 2014-10-20 2017-06-07 3118 1817 1301 1301 UNITED TECHNOLOGIES CORPORATIO CMN P 2017-02-15 2017-06-07 5864 5485 379 379 WHIRLPOOL CORP. CMN P 2014-05-14 2017-06-07 6801 5202 1599 1599 U.S. TREASURY NOTE 2.250000% 01/31/2 P 2017-01-31 2017-06-01 10150 9950 200 200 MONRO, INC. CMN P 2011-06-22 2017-05-02 507 337 170 170 CEB INC. CMN P 2013-10-04 2017-04-06 1519 1433 86 86 THE PROGRESSIVE CORPORATION CMN P 2013-01-09 2017-03-15 2992 1656 1336 1336 EQUINIX, INC. REIT P 2015-11-10 2017-02-08 1530 1302 228 228 UNITED PARCEL SERVICE, INC. CLASS B P 2015-08-25 2017-02-01 1599 1460 139 139 US TSY 1.625% NOV 15 20 P 2013-02-19 2017-04-07 978 978 3M COMPANY P 2015-01-05 2017-02-02 8363 7795 568 568 JOHNSON AND JOHNSON COM P 2015-07-10 2017-12-04 1258 897 361 361 QUALCOMM INC P 2015-07-31 2017-08-02 9969 13215 -3246 -3246 UNION PACIFIC CORP P 2015-07-10 2017-07-05 4829 4307 522 522 WAL-MART STORES INC P 2014-11-05 2017-05-02 18568 19243 -675 -675 RIO TINTO FIN USA 3.50% P 2016-04-05 2017-06-07 2056 2022 34 34 COMCAST CORP 6.30%NOV15 P 2011-02-03 2017-11-15 3000 3000 MAINSTAY HI YLD CRP BD I P 2016-04-29 2017-06-13 6 5 1 1 PRUDENTIAL JENNISON P 2015-09-18 2017-09-27 10679 10548 131 131 PRUDENTIAL JENNISON P 2013-12-20 2017-09-27 16 17 -1 -1 PRUDENTIAL JENNISON P 2011-08-19 2017-06-23 79519 60706 18813 18813 AIR PRODUCTS&CHEM P 2017-06-02 2017-09-06 9658 9805 -147 -147 AUTOMATIC DATA PROC P 2016-11-02 2017-08-02 33448 25824 7624 7624 HONEYWELL INTL INC DEL P 2016-11-02 2017-01-04 13549 12682 867 867 RAYTHEON CO DELAWARE NEW P 2017-01-04 2017-03-02 164266 156377 7889 7889 ALTRIA GROUP INC 4.00% 2 P 2017-05-17 2017-12-06 8540 8512 28 28 VERIZON COMMUN 5.15% 202 P 2016-12-22 2017-02-03 1119 1096 23 23 US TSY 1.625% FEB 15 20 P 2016-04-29 2017-02-28 11289 11771 -482 -482 MAINSTAY HI YLD CRP BD I P 2016-11-30 2017-06-13 1253 1218 35 35 PRUDENTIAL JENNISON P 2017-03-24 2017-06-07 5 5 AMPLIFY SNACK BRANDS, INC. CMN P 2016-05-19 2017-12-18 955 977 -22 -22 AMERICAN INTL GROUP, INC. CMN P 2012-02-15 2017-11-03 30069 13053 17016 17016 USII INFL IX NOTE 0.125000% 04/15/20 P 2017-03-21 2017-09-08 16928 17032 -104 -104 AMERICAN CAMPUS CMNTYS, INC CMN P 2013-03-12 2017-08-15 848 750 98 98 U.S. TREASURY NOTE 1.625000% 07/31/2 P 2016-03-31 2017-07-18 40117 40571 -454 -454 ABBOTT LABORATORIES CMN P 2014-02-20 2017-06-07 5375 4526 849 849 ALPHABET INC. CMN CLASS A P 2015-02-17 2017-06-07 10980 6015 4965 4965 BORGWARNER INC. CMN P 2015-04-29 2017-06-07 2049 2863 -814 -814 CIMAREX ENERGY CO. CMN P 2015-07-27 2017-06-07 4417 4400 17 17 CITIGROUP INC. CMN P 2012-12-14 2017-06-07 3768 2293 1475 1475 EASTMAN CHEMICAL COMPANY CMN P 2014-10-20 2017-06-07 2012 1881 131 131 HANESBRANDS INC. CMN P 2016-06-27 2017-06-07 3263 3824 -561 -561 ILLINOIS TOOL WORKS CMN P 2010-12-03 2017-06-07 10372 3481 6891 6891 KIMBERLY-CLARK CORPORATION CMN P 2011-02-01 2017-06-07 8578 4087 4491 4491 METLIFE, INC. CMN P 2015-11-10 2017-06-07 6787 6809 -22 -22 PARKER-HANNIFIN CORP. CMN P 2013-03-12 2017-06-07 7738 4854 2884 2884 PHILIP MORRIS INTL INC CMN P 2013-05-02 2017-06-07 2939 2299 640 640 PROCTER & GAMBLE COMPANY (THE) CMN P 2014-03-03 2017-06-07 3819 3335 484 484 THE GOODYEAR TIRE & RUBBER CO. CMN P 2014-10-15 2017-06-07 4450 2474 1976 1976 UNITED TECHNOLOGIES CORPORATIO CMN P 2013-03-12 2017-06-07 9694 7527 2167 2167 WHIRLPOOL CORP. CMN P 2013-10-16 2017-06-07 5856 4140 1716 1716 CAPITAL ONE FINANCIAL CORP CMN P 2014-11-11 2017-05-16 3002 3040 -38 -38 TORO CO (DELAWARE) CMN P 2013-03-12 2017-05-02 781 289 492 492 CEB INC. CMN P 2013-03-12 2017-04-06 2388 1673 715 715 THE PROGRESSIVE CORPORATION CMN P 2012-12-27 2017-03-15 319 167 152 152 EQUINIX, INC. REIT P 2015-02-02 2017-02-08 14915 8398 6517 6517 UNITED PARCEL SERVICE, INC. CLASS B P 2015-07-08 2017-02-01 3198 2872 326 326 ASTRAZENECA PLC 5.90% 20 P 2011-02-03 2017-09-15 4000 4000 3M COMPANY P 2014-11-05 2017-01-04 4823 4192 631 631 JOHNSON AND JOHNSON COM P 2015-05-04 2017-07-05 8765 6618 2147 2147 QUALCOMM INC P 2015-01-26 2017-01-04 7097 8935 -1838 -1838 UNION PACIFIC CORP P 2015-07-10 2017-10-03 2637 2251 386 386 WAL-MART STORES INC P 2014-07-11 2017-01-04 5374 5997 -623 -623 TIME WARNER CABLE 5.85% P 2013-02-19 2017-04-10 1003 1002 1 1 COMCAST CORP 6.30%NOV15 P 2010-08-09 2017-11-15 14000 14000 MAINSTAY HI YLD CRP BD I P 2016-04-29 2017-06-13 1248 1169 79 79 PRUDENTIAL JENNISON P 2015-06-19 2017-09-27 5973 6480 -507 -507 PRUDENTIAL JENNISON P 2013-09-20 2017-09-27 5567 5581 -14 -14 PRUDENTIAL JENNISON P 2011-08-19 2017-06-07 51513 39301 12212 12212 AIR PRODUCTS&CHEM P 2017-05-02 2017-07-05 6053 6006 47 47 C.H. ROBINSON WORLDWIDE, P 2017-11-02 2017-12-04 13392 12059 1333 1333 HONEYWELL INTL INC DEL P 2016-11-02 2017-05-02 156722 130862 25860 25860 TEXAS INSTRUMENTS P 2017-03-02 2017-05-02 44278 44061 217 217 ANHEUSER-BUSCH IN 3.30% P 2016-12-22 2017-10-12 1037 1010 27 27 VERIZON COMMUN 5.15% 202 P 2016-11-17 2017-02-03 15664 15510 154 154 US TSY 1.875% AUG 31 20 P 2016-02-25 2017-02-16 2968 3071 -103 -103 MAINSTAY HI YLD CRP BD I P 2016-11-30 2017-06-13 6 6 PRUDENTIAL JENNISON P 2017-03-24 2017-09-27 1899 1811 88 88 HEICO CORPORATION (NEW) CMN P 2015-12-31 2017-12-13 182 88 94 94 CINCINNATI BELL INC. CMN P 2013-11-20 2017-11-03 1499 1208 291 291 USII INFL IX NOTE 0.125000% 04/15/20 P 2016-04-11 2017-09-08 10580 10645 -65 -65 VOYA FINANCIAL, INC. STEP 02/15/2018 P 2015-05-12 2017-08-11 21149 21583 -434 -434 COGNEX CORPORATION CMN P 2013-03-12 2017-07-13 5355 1239 4116 4116 ABBOTT LABORATORIES CMN P 2014-02-12 2017-06-07 4309 3556 753 753 ALPHABET INC. CMN CLASS A P 2015-02-13 2017-06-07 19963 11016 8947 8947 BORGWARNER INC. CMN P 2015-04-20 2017-06-07 6016 8457 -2441 -2441 CIMAREX ENERGY CO. CMN P 2014-09-09 2017-06-07 3715 4961 -1246 -1246 CITIGROUP INC. CMN P 2012-09-14 2017-06-07 3397 1908 1489 1489 EASTMAN CHEMICAL COMPANY CMN P 2014-10-15 2017-06-07 2254 2007 247 247 HANESBRANDS INC. CMN P 2016-06-13 2017-06-07 2496 3054 -558 -558 JPMORGAN CHASE & CO CMN P 2013-03-12 2017-06-07 5270 3178 2092 2092 KIMBERLY-CLARK CORPORATION CMN P 2010-12-03 2017-06-07 4159 1904 2255 2255 METLIFE, INC. CMN P 2014-04-11 2017-06-07 2988 2915 73 73 PARKER-HANNIFIN CORP. CMN P 2011-02-01 2017-06-07 12072 6957 5115 5115 PHILIP MORRIS INTL INC CMN P 2013-04-03 2017-06-07 2817 2176 641 641 PROCTER & GAMBLE COMPANY (THE) CMN P 2014-02-21 2017-06-07 6394 5674 720 720 THE GOODYEAR TIRE & RUBBER CO. CMN P 2014-09-23 2017-06-07 2348 1576 772 772 UNITED TECHNOLOGIES CORPORATIO CMN P 2011-02-01 2017-06-07 17952 12264 5688 5688 WHIRLPOOL CORP. CMN P 2013-06-24 2017-06-07 3589 2093 1496 1496 U.S. TREASURY NOTE 2.250000% 01/31/2 P 2017-01-31 2017-05-16 10100 9950 150 150 U.S. TREASURY BOND 3.625000% 08/15/2 P 2015-08-10 2017-05-02 11197 11413 -216 -216 GARTNER, INC. CMN P 2017-04-06 2017-04-06 80 80 80 THE PROGRESSIVE CORPORATION CMN P 2012-12-27 2017-03-13 6677 3530 3147 3147 EQUINIX, INC. REIT P 2014-11-25 2017-02-08 765 591 174 174 UNITED PARCEL SERVICE, INC. CLASS B P 2015-06-29 2017-02-01 3411 3144 267 267 ASTRAZENECA PLC 5.90% 20 P 2010-08-09 2017-09-15 21000 21000 AUTOMATIC DATA PROC P 2016-05-03 2017-08-02 16782 12888 3894 3894 JOHNSON AND JOHNSON COM P 2015-04-02 2017-05-02 7391 5945 1446 1446 QUALCOMM INC P 2015-01-26 2017-08-02 21847 33630 -11783 -11783 UNION PACIFIC CORP P 2015-07-01 2017-07-05 659 653 6 6 WAL-MART STORES INC P 2014-07-11 2017-05-02 8605 8765 -160 -160 TIME WARNER CABLE 5.85% P 2011-02-09 2017-04-10 3008 3003 5 5 US TSY 0.625% AUG 31 20 P 2015-03-06 2017-08-31 20000 20000 MAINSTAY HI YLD CRP BD I P 2016-03-31 2017-06-13 1283 1166 117 117 PRUDENTIAL JENNISON P 2015-03-20 2017-09-27 16 17 -1 -1 PRUDENTIAL JENNISON P 2013-06-20 2017-09-27 16749 15470 1279 1279 PRUDENTIAL JENNISON P 2011-06-30 2017-06-07 56335 50012 6323 6323 AIR PRODUCTS&CHEM P 2017-05-02 2017-09-06 125118 124131 987 987 CVS HEALTH CORP P 2017-08-02 2017-10-03 10436 10330 106 106 MICROSOFT CORP P 2016-12-02 2017-02-02 26933 25150 1783 1783 TEXAS INSTRUMENTS P 2017-03-02 2017-12-04 13286 10760 2526 2526 AT&T INC 3.60%FEB17 23 P 2017-02-07 2017-08-03 12414 12086 328 328 WAL-MART STORES 6.50% 20 P 2016-07-12 2017-07-06 15258 16228 -970 -970 COH & STR GLB REALTY I P 2017-12-06 2017-12-29 3 3 MAINSTAY HI YLD CRP BD I P 2016-10-31 2017-06-13 1236 1214 22 22 PRUDENTIAL JENNISON P 2016-12-23 2017-09-27 7531 7081 450 450 HEICO CORPORATION (NEW) CMN P 2014-12-19 2017-12-13 2279 1162 1117 1117 CINCINNATI BELL INC. CMN P 2013-11-19 2017-11-03 2200 1775 425 425 BRITISH AMERICAN TOBACCO PLC SPONS A P 2017-07-25 2017-08-30 15336 17243 -1907 -1907 MARKETAXESS HOLDINGS INC CMN P 2013-03-12 2017-08-07 2438 469 1969 1969 U.S. TREASURY NOTE 2.000000% 04/30/2 P 2017-05-16 2017-07-13 9903 9925 -22 -22 ABBOTT LABORATORIES CMN P 2014-02-04 2017-06-07 3012 2357 655 655 APPLE INC. CMN P 2016-01-13 2017-06-07 9336 5853 3483 3483 CAPITAL ONE FINANCIAL CORP CMN P 2017-02-15 2017-06-07 2298 2631 -333 -333 CIMAREX ENERGY CO. CMN P 2013-11-12 2017-06-07 7730 7807 -77 -77 CITIGROUP INC. CMN P 2012-09-13 2017-06-07 11736 6525 5211 5211 FIRST REPUBLIC BANK CMN SERIES P 2017-05-09 2017-06-07 6666 6597 69 69 HANESBRANDS INC. CMN P 2016-05-18 2017-06-07 4330 5434 -1104 -1104 JPMORGAN CHASE & CO CMN P 2012-12-19 2017-06-07 3178 1672 1506 1506 LOEWS CORPORATION CMN P 2015-12-08 2017-06-07 3598 2936 662 662 METLIFE, INC. CMN P 2014-04-08 2017-06-07 3090 3149 -59 -59 PARKER-HANNIFIN CORP. CMN P 2010-12-03 2017-06-07 7738 4199 3539 3539 PHILIP MORRIS INTL INC CMN P 2013-03-12 2017-06-07 2449 1814 635 635 PROCTER & GAMBLE COMPANY (THE) CMN P 2013-03-12 2017-06-07 6394 5569 825 825 THERMO FISHER SCIENTIFIC INC CMN P 2016-01-20 2017-06-07 4057 3037 1020 1020 UNITED TECHNOLOGIES CORPORATIO CMN P 2010-12-03 2017-06-07 11729 7680 4049 4049 WHIRLPOOL CORP. CMN P 2013-04-04 2017-06-07 3967 2350 1617 1617 U.S. TREASURY NOTE 2.250000% 01/31/2 P 2017-01-31 2017-05-16 10100 9950 150 150 U.S. TREASURY BOND 3.625000% 08/15/2 P 2015-08-10 2017-04-28 11209 11413 -204 -204 THE PROGRESSIVE CORPORATION CMN P 2013-03-14 2017-03-29 3348 2144 1204 1204 THE PROGRESSIVE CORPORATION CMN P 2012-12-21 2017-03-13 4938 2644 2294 2294 EQUINIX, INC. REIT P 2014-10-08 2017-02-08 9178 4842 4336 4336 UNITED PARCEL SERVICE, INC. CLASS B P 2015-05-11 2017-02-01 2985 2820 165 165 BERKSHIRE HATHAWA 1.60% P 2012-09-11 2017-05-15 20000 20000 AUTOMATIC DATA PROC P 2016-02-10 2017-08-02 50461 35894 14567 14567 JOHNSON AND JOHNSON COM P 2015-04-02 2017-07-05 1195 892 303 303 QUALCOMM INC P 2015-01-22 2017-01-04 2957 3514 -557 -557 UNION PACIFIC CORP P 2015-06-02 2017-05-02 23189 21192 1997 1997 ALCOA INC 5.90%FEB01 27 P 2013-02-19 2017-04-20 1065 1035 30 30 TIME WARNER CABLE 5.85% P 2010-08-10 2017-04-10 7020 7009 11 11 US TSY 0.625% AUG 31 20 P 2012-10-31 2017-07-31 9997 9978 19 19 MAINSTAY HI YLD CRP BD I P 2016-03-03 2017-06-13 221668 198334 23334 23334 PRUDENTIAL JENNISON P 2015-03-20 2017-09-27 6524 7228 -704 -704 PRUDENTIAL JENNISON P 2013-03-22 2017-09-27 16 14 2 2 PRUDENTIAL JENNISON P 2011-06-17 2017-06-07 13544 11538 2006 2006 ALTRIA GROUP INC P 2017-10-03 2017-11-02 18433 18230 203 203 CVS HEALTH CORP P 2017-06-02 2017-10-03 18121 17603 518 518 MICROSOFT CORP P 2016-11-02 2017-02-02 21256 20169 1087 1087 TEXAS INSTRUMENTS P 2017-03-02 2017-10-03 719 628 91 91 CAP ONE FINCL CO 2.45% 1 P 2017-05-24 2017-12-04 8014 8036 -22 -22 US TSY 1.500% AUG 15 20 P 2017-04-27 2017-11-16 932 935 -3 -3 FIRST EAG GLOBAL CL I P 2017-12-14 2017-12-29 3 3 MAINSTAY HI YLD CRP BD I P 2016-09-30 2017-06-13 6 6 PRUDENTIAL JENNISON P 2016-12-23 2017-09-27 16 15 1 1 HEICO CORPORATION (NEW) CMN P 2014-12-18 2017-12-13 1732 869 863 863 CALATLANTIC GROUP, INC. CMN P 2014-06-24 2017-10-30 1734 1366 368 368 COCA-COLA COMPANY (THE) CMN P 2017-06-13 2017-08-30 21973 21781 192 192 U.S. TREASURY NOTE 2.000000% 05/31/2 P 2017-06-06 2017-08-03 9972 10029 -57 -57 U.S. TREASURY NOTE 2.000000% 04/30/2 P 2017-05-16 2017-07-11 9898 9925 -27 -27 ABBOTT LABORATORIES CMN P 2013-03-12 2017-06-07 2456 1849 607 607 APPLE INC. CMN P 2013-04-24 2017-06-07 15249 5636 9613 9613 CAPITAL ONE FINANCIAL CORP CMN P 2016-01-29 2017-06-07 6103 4928 1175 1175 CIMAREX ENERGY CO. CMN P 2013-07-01 2017-06-07 6626 4387 2239 2239 CITIGROUP INC. CMN P 2012-08-07 2017-06-07 5250 2482 2768 2768 FIRST REPUBLIC BANK CMN SERIES P 2017-05-03 2017-06-07 6666 6513 153 153 HARTFORD FINANCIAL SRVCS GROUP CMN P 2017-03-15 2017-06-07 3330 3330 JPMORGAN CHASE & CO CMN P 2012-05-16 2017-06-07 7612 3263 4349 4349 LOEWS CORPORATION CMN P 2015-08-24 2017-06-07 6589 5179 1410 1410 MICROSOFT CORPORATION CMN P 2017-03-01 2017-06-07 7454 6641 813 813 PEPSICO, INC. CMN P 2017-04-20 2017-06-07 4448 4317 131 131 PHILIP MORRIS INTL INC CMN P 2013-03-05 2017-06-07 5266 3978 1288 1288 PROCTER & GAMBLE COMPANY (THE) CMN P 2011-02-01 2017-06-07 14920 10671 4249 4249 THERMO FISHER SCIENTIFIC INC CMN P 2016-01-19 2017-06-07 5115 3889 1226 1226 VF CORP CMN P 2017-02-15 2017-06-07 4771 4479 292 292 WORLDPAY, INC. CMN CLASS A P 2014-03-19 2017-06-07 4569 2367 2202 2202 COMCAST CORPORATION CMN CLASS A VOTI P 2012-01-04 2017-05-11 6636 2069 4567 4567 U.S. TREASURY BOND 3.750000% 11/15/2 P 2016-11-30 2017-04-27 11504 11309 195 195 THE PROGRESSIVE CORPORATION CMN P 2013-03-12 2017-03-29 3191 2023 1168 1168 CISCO SYSTEMS, INC. CMN P 2011-11-10 2017-03-01 2193 1201 992 992 CARDTRONICS PLC CMN P 2013-03-12 2017-02-06 1631 1234 397 397 U.S. TREASURY NOTE 2.250000% 12/31/2 P 2017-01-10 2017-01-31 9956 10047 -91 -91 GENERAL ELEC CAP CORP P 2014-06-27 2017-09-15 22000 22000 AUTOMATIC DATA PROC P 2015-08-04 2017-07-05 6912 5429 1483 1483 JOHNSON AND JOHNSON COM P 2015-02-03 2017-05-02 10716 8873 1843 1843 QUALCOMM INC P 2015-01-21 2017-01-04 2168 2669 -501 -501 UNION PACIFIC CORP P 2015-06-02 2017-01-04 10092 9883 209 209 ALCOA INC 5.90%FEB01 27 P 2011-02-09 2017-04-20 1065 975 90 90 TIME WARNER INC 6.62% 20 P 2015-12-17 2017-04-06 1237 1182 55 55 US TSY 0.625% AUG 31 20 P 2012-10-31 2017-08-22 4999 4989 10 10 NEU BER INST VLE CL INST P 2011-06-30 2017-12-29 49984 37656 12328 12328 PRUDENTIAL JENNISON P 2014-12-19 2017-09-27 5989 6365 -376 -376 PRUDENTIAL JENNISON P 2013-03-22 2017-09-27 9430 8831 599 599 PRUDENTIAL JENNISON P 2011-06-03 2017-06-07 75367 67003 8364 8364 ALTRIA GROUP INC P 2017-08-02 2017-11-02 142344 145315 -2971 -2971 CVS HEALTH CORP P 2016-12-02 2017-05-02 29680 27887 1793 1793 MICROSOFT CORP P 2016-08-02 2017-01-04 19751 17902 1849 1849 TIFFANY & CO NEW P 2017-09-06 2017-12-04 8425 8022 403 403 EBAY INC 3.80%MAR09 22 P 2016-03-30 2017-01-06 8253 8166 87 87 US TSY 1.500% AUG 15 20 P 2017-01-31 2017-08-22 8496 8307 189 189 MAINSTAY HI YLD CRP BD I P 2017-05-31 2017-06-13 5 5 MAINSTAY HI YLD CRP BD I P 2016-09-30 2017-06-13 1224 1204 20 20 TETON WESTWOOD MIGHTY P 2017-11-28 2017-12-29 11 11 HEICO CORPORATION (NEW) CMN P 2014-12-16 2017-12-13 365 178 187 187 CALATLANTIC GROUP, INC. CMN P 2013-03-12 2017-10-30 3517 2725 792 792 HASBRO, INC. CMN P 2017-06-13 2017-08-30 7965 9164 -1199 -1199 U.S. TREASURY NOTE 2.000000% 05/31/2 P 2017-06-01 2017-08-03 9972 9972 AMERICAN CAMPUS CMNTYS, INC CMN P 2013-03-12 2017-06-29 1429 1257 172 172 ABBOTT LABORATORIES CMN P 2011-02-01 2017-06-07 11444 5366 6078 6078 APPLE INC. CMN P 2013-03-12 2017-06-07 5446 2162 3284 3284 CAPITAL ONE FINANCIAL CORP CMN P 2015-04-27 2017-06-07 396 403 -7 -7 CISCO SYSTEMS, INC. CMN P 2015-12-02 2017-06-07 2908 2560 348 348 COMCAST CORPORATION CMN CLASS A VOTI P 2013-08-30 2017-06-07 11526 5834 5692 5692 FORD MOTOR COMPANY CMN P 2017-02-15 2017-06-07 3924 4472 -548 -548 HARTFORD FINANCIAL SRVCS GROUP CMN P 2017-03-13 2017-06-07 2137 2136 1 1 JPMORGAN CHASE & CO CMN P 2012-05-14 2017-06-07 7862 3373 4489 4489 LOEWS CORPORATION CMN P 2015-07-24 2017-06-07 7103 5747 1356 1356 MICROSOFT CORPORATION CMN P 2017-02-15 2017-06-07 4125 3669 456 456 PEPSICO, INC. CMN P 2017-01-26 2017-06-07 3512 3129 383 383 PHILIP MORRIS INTL INC CMN P 2013-03-01 2017-06-07 4164 3118 1046 1046 PROCTER & GAMBLE COMPANY (THE) CMN P 2010-12-03 2017-06-07 1243 870 373 373 THERMO FISHER SCIENTIFIC INC CMN P 2016-01-15 2017-06-07 6702 5066 1636 1636 VF CORP CMN P 2013-03-12 2017-06-07 5146 3892 1254 1254 WORLDPAY, INC. CMN CLASS A P 2014-03-12 2017-06-07 3755 1932 1823 1823 WELLS FARGO & CO (NEW) CMN P 2016-01-28 2017-05-09 5139 4567 572 572 WELLS FARGO & CO (NEW) CMN P 2015-12-14 2017-04-27 3195 3119 76 76 THE PROGRESSIVE CORPORATION CMN P 2013-02-11 2017-03-29 276 165 111 111 CISCO SYSTEMS, INC. CMN P 2011-02-01 2017-03-01 7777 4862 2915 2915 CARDTRONICS PLC CMN P 2011-10-24 2017-02-06 1052 796 256 256 U.S. TREASURY NOTE 2.250000% 12/31/2 P 2016-12-28 2017-01-31 19912 19892 20 20 TOYOTA MTR CREDIT 1.25% P 2012-10-03 2017-10-05 19000 19000 AUTOMATIC DATA PROC P 2015-08-04 2017-08-02 13773 9643 4130 4130 JOHNSON AND JOHNSON COM P 2015-01-05 2017-01-04 9126 8233 893 893 QUALCOMM INC P 2015-01-18 2017-01-04 197 248 -51 -51 UNION PACIFIC CORP P 2015-06-02 2017-07-05 768 693 75 75 ALCOA INC 5.90%FEB01 27 P 2011-01-11 2017-04-20 5326 4937 389 389 TIME WARNER INC 6.62% 20 P 2011-02-09 2017-04-06 1237 1055 182 182 US TSY 0.625% AUG 31 20 P 2012-10-31 2017-08-31 10000 9978 22 22 NEUBERGER BERMAN P 2011-06-30 2017-12-29 16 12 4 4 PRUDENTIAL JENNISON P 2014-12-19 2017-09-27 5259 5589 -330 -330 PRUDENTIAL JENNISON P 2012-12-21 2017-09-27 16 14 2 2 PRUDENTIAL JENNISON P 2011-04-18 2017-06-07 3235 2827 408 408 ALTRIA GROUP INC P 2017-03-02 2017-05-02 31741 33919 -2178 -2178 CVS HEALTH CORP P 2016-12-02 2017-01-04 16826 16089 737 737 MICROSOFT CORP P 2016-08-02 2017-02-02 110003 98801 11202 11202 TIFFANY & CO NEW P 2017-06-02 2017-07-05 12973 12579 394 394 EXPRESS SCRIPTS H 3.00% P 2016-08-22 2017-06-08 3979 4067 -88 -88 US TSY 1.500% AUG 15 20 P 2017-01-31 2017-10-11 14030 13861 169 169 MAINSTAY HI YLD CRP BD I P 2017-05-31 2017-06-13 1807 1801 6 6 MAINSTAY HI YLD CRP BD I P 2016-08-31 2017-06-13 6 6 VANGUARD HIGH DVD YIELD P 2017-04-03 2017-12-29 85851 77270 8581 8581 PATRICK INDUSTRIES, INC. CMN P 2017-05-02 2017-12-11 35 35 35 CALATLANTIC GROUP, INC. CMN P 2012-09-14 2017-10-30 2279 1399 880 880 U.S. TREASURY NOTE 1.750000% 09/30/2 P 2016-05-10 2017-08-24 9978 10138 -160 -160 U.S. TREASURY NOTE 2.000000% 06/30/2 P 2017-07-18 2017-08-03 9965 9954 11 11 MARKETAXESS HOLDINGS INC CMN P 2013-03-12 2017-06-29 2026 391 1635 1635 ABBOTT LABORATORIES CMN P 2010-12-03 2017-06-07 2595 1271 1324 1324 APPLE INC. CMN P 2013-01-25 2017-06-07 2490 1009 1481 1481 CAPITAL ONE FINANCIAL CORP CMN P 2015-01-13 2017-06-07 6182 6094 88 88 CISCO SYSTEMS, INC. CMN P 2015-11-17 2017-06-07 10210 8739 1471 1471 COMCAST CORPORATION CMN CLASS A VOTI P 2013-03-12 2017-06-07 1921 939 982 982 FORD MOTOR COMPANY CMN P 2016-06-24 2017-06-07 2266 2616 -350 -350 HARTFORD FINANCIAL SRVCS GROUP CMN P 2016-10-27 2017-06-07 3280 2872 408 408 JPMORGAN CHASE & CO CMN P 2011-02-01 2017-06-07 16980 9237 7743 7743 MARSH & MCLENNAN CO INC CMN P 2013-10-28 2017-06-07 7612 4617 2995 2995 MICROSOFT CORPORATION CMN P 2013-03-12 2017-06-07 19829 7608 12221 12221 PEPSICO, INC. CMN P 2017-01-13 2017-06-07 3629 3144 485 485 PNC FINANCIAL SERVICES GROUP, CMN P 2017-04-27 2017-06-07 3229 3265 -36 -36 STRYKER CORPORATION CMN P 2014-10-22 2017-06-07 4608 2642 1966 1966 TJX COMPANIES INC (NEW) CMN P 2017-02-15 2017-06-07 5069 5311 -242 -242 VF CORP CMN P 2012-04-10 2017-06-07 5575 3812 1763 1763 WORLDPAY, INC. CMN CLASS A P 2014-03-11 2017-06-07 1064 548 516 516 WELLS FARGO & CO (NEW) CMN P 2016-01-07 2017-05-09 1824 1664 160 160 WELLS FARGO & CO (NEW) CMN P 2015-11-24 2017-04-27 108 110 -2 -2 THE SOUTHERN COMPANY 1.55% 07/01/201 P 2016-05-19 2017-03-29 49779 49965 -186 -186 CISCO SYSTEMS, INC. CMN P 2010-12-03 2017-03-01 2021 1126 895 895 U.S. TREASURY NOTE 2.250000% 11/15/2 P 2016-07-29 2017-02-03 9859 10667 -808 -808 ADVANCE AUTO PARTS, INC. 4.5% 01/15/ P 2015-06-24 2017-01-27 26458 25930 528 528 US TSY 0.625% FEB 15 20 P 2016-12-29 2017-02-15 35000 35000 AUTOMATIC DATA PROC P 2015-07-10 2017-05-02 1867 1471 396 396 JOHNSON AND JOHNSON COM P 2015-01-05 2017-05-02 19092 16154 2938 2938 SPDR US FINANCIAL SECTOR P 2015-04-08 2017-07-05 11796 10093 1703 1703 UNION PACIFIC CORP P 2015-06-02 2017-05-02 16388 14549 1839 1839 ALTRIA GROUP INC 2.85% 2 P 2013-12-05 2017-05-17 5093 4761 332 332 US TSY 0.625% JUL 31 20 P 2015-07-30 2017-07-05 2999 2993 6 6 US TSY 2.000% FEB 15 20 P 2015-03-19 2017-02-16 21030 21281 -251 -251 POWERSHARS BUYBCK ACHVRS P 2014-10-09 2017-12-29 88813 65727 23086 23086 PRUDENTIAL JENNISON P 2014-12-19 2017-09-27 46580 49508 -2928 -2928 PRUDENTIAL JENNISON P 2012-12-21 2017-09-27 23761 20423 3338 3338 TETON WESTWOOD MIGHTY P 2010-11-19 2017-12-29 29454 17418 12036 12036 ALTRIA GROUP INC P 2017-03-02 2017-06-02 137966 139149 -1183 -1183 CVS HEALTH CORP P 2016-12-02 2017-10-03 118194 111931 6263 6263 NORFOLK SOUTHERN CORP P 2017-09-06 2017-10-03 139902 132123 7779 7779 TIFFANY & CO NEW P 2017-06-02 2017-08-02 134363 130676 3687 3687 EXPRESS SCRIPTS H 3.00% P 2016-08-17 2017-06-08 3979 4057 -78 -78 US TSY 1.500% AUG 15 20 P 2017-01-31 2017-11-16 8391 8323 68 68 MAINSTAY HI YLD CRP BD I P 2017-04-28 2017-06-13 6 6 MAINSTAY HI YLD CRP BD I P 2016-08-31 2017-06-13 1224 1197 27 27 UNIVERSAL FOREST PRODUCTS INC CMN P 2011-02-01 2017-11-10 1666 568 1098 1098 CALATLANTIC GROUP, INC. CMN P 2011-02-01 2017-10-30 248 92 156 156 U.S. TREASURY NOTE 1.750000% 09/30/2 P 2016-05-10 2017-08-24 19957 20289 -332 -332 U.S. TREASURY NOTE 2.000000% 06/30/2 P 2017-07-13 2017-08-03 19931 19783 148 148 WEST PHARMACEUTICAL SERVICES INC P 2011-02-01 2017-06-29 1414 301 1113 1113 AETNA INC. CMN P 2016-11-11 2017-06-07 4025 3281 744 744 AXALTA COATING SYSTEMS LTD. CMN P 2016-07-28 2017-06-07 13780 11533 2247 2247 CAPITAL ONE FINANCIAL CORP CMN P 2014-12-16 2017-06-07 5152 5108 44 44 CISCO SYSTEMS, INC. CMN P 2013-03-12 2017-06-07 4394 3014 1380 1380 COMCAST CORPORATION CMN CLASS A VOTI P 2012-02-06 2017-06-07 12277 3973 8304 8304 FORD MOTOR COMPANY CMN P 2016-06-10 2017-06-07 2310 2739 -429 -429 HARTFORD FINANCIAL SRVCS GROUP CMN P 2016-10-21 2017-06-07 3380 2905 475 475 JPMORGAN CHASE & CO CMN P 2010-12-03 2017-06-07 251 117 134 134 MARSH & MCLENNAN CO INC CMN P 2013-10-23 2017-06-07 8073 4805 3268 3268 MICROSOFT CORPORATION CMN P 2011-02-01 2017-06-07 9625 3691 5934 5934 PEPSICO, INC. CMN P 2016-11-23 2017-06-07 6906 6028 878 878 PNC FINANCIAL SERVICES GROUP, CMN P 2017-04-19 2017-06-07 3348 3302 46 46 STRYKER CORPORATION CMN P 2014-10-16 2017-06-07 3456 1912 1544 1544 TJX COMPANIES INC (NEW) CMN P 2013-03-18 2017-06-07 3876 2339 1537 1537 VF CORP CMN P 2012-04-09 2017-06-07 1501 1039 462 462 WORLDPAY, INC. CMN CLASS A P 2014-03-05 2017-06-07 10891 5552 5339 5339 MONRO, INC. CMN P 2013-03-12 2017-05-03 1682 1281 401 401 FLOTEK INDUSTRIES, INC. CMN P 2015-10-22 2017-04-20 490 746 -256 -256 POPEYES LOUISIANA KITCHEN INC CMN P 2016-08-17 2017-03-28 1580 1059 521 521 WYNDHAM WORLDWIDE CORPORATION 2.95% P 2015-07-22 2017-03-01 50000 50000 ANALOGIC CORP (NEW) CMN P 2014-03-07 2017-02-02 1513 1613 -100 -100 EOG RESOURCES INC CMN P 2015-07-27 2017-01-26 1254 883 371 371 US TSY 0.875% MAY 15 20 P 2016-01-22 2017-05-15 26000 26000 AUTOMATIC DATA PROC P 2015-07-10 2017-07-05 5571 4413 1158 1158 JOHNSON AND JOHNSON COM P 2014-12-02 2017-01-04 2195 2048 147 147 SPDR US FINANCIAL SECTOR P 2015-04-08 2017-01-04 1534 1387 147 147 WAL-MART STORES INC P 2015-08-04 2017-12-04 10345 7661 2684 2684 ANHEUSER-BUSCH IN 3.30% P 2016-07-20 2017-10-12 15553 15727 -174 -174 US TSY 0.625% JUL 31 20 P 2015-07-30 2017-07-31 13000 12972 28 28 VERIZON COMMUN 5.15% 202 P 2015-10-16 2017-02-03 5594 5513 81 81 PRUDENTIAL JENNISON P 2016-09-23 2017-09-27 16 14 2 2 PRUDENTIAL JENNISON P 2014-12-19 2017-09-27 16 17 -1 -1 PRUDENTIAL JENNISON P 2012-09-21 2017-09-27 19638 17158 2480 2480 TETON WESTWOOD MIGHTY P 2010-11-18 2017-12-29 20535 12122 8413 8413 AMGEN INC COM P 2017-10-03 2017-11-02 2945 3174 -229 -229 CVS HEALTH CORP P 2016-12-02 2017-07-05 10740 10266 474 474 PAYCHEX INC P 2017-10-03 2017-12-04 16513 14993 1520 1520 TIFFANY & CO NEW P 2016-12-02 2017-03-02 4332 3954 378 378 GENL MTRS FINL 3.45% 202 P 2017-04-07 2017-06-07 8116 8048 68 68 US TSY 1.500% AUG 15 20 P 2016-12-29 2017-08-22 6608 6447 161 161 MAINSTAY HI YLD CRP BD I P 2017-04-28 2017-06-13 1801 1791 10 10 MAINSTAY HI YLD CRP BD I P 2016-07-29 2017-06-13 1236 1191 45 45 CINCINNATI BELL INC. CMN P 2014-04-10 2017-11-06 3007 2798 209 209 USII INFL IX NOTE 0.250000% 01/15/20 P 2017-02-27 2017-10-23 10242 10360 -118 -118 U.S. TREASURY NOTE 2.125000% 07/31/2 P 2017-08-03 2017-08-24 30225 30126 99 99 U.S. TREASURY NOTE 2.250000% 01/31/2 P 2017-02-13 2017-08-03 10149 10004 145 145 COGNEX CORPORATION CMN P 2013-03-12 2017-06-27 1351 310 1041 1041 AETNA INC. CMN P 2016-11-10 2017-06-07 3727 3006 721 721 AXALTA COATING SYSTEMS LTD. CMN P 2016-07-28 2017-06-07 3294 2768 526 526 CAPITAL ONE FINANCIAL CORP CMN P 2014-12-15 2017-06-07 5389 5395 -6 -6 CISCO SYSTEMS, INC. CMN P 2012-12-13 2017-06-07 2213 1376 837 837 COMCAST CORPORATION CMN CLASS A VOTI P 2012-01-04 2017-06-07 2297 673 1624 1624 FORD MOTOR COMPANY CMN P 2016-06-03 2017-06-07 5074 5986 -912 -912 HARTFORD FINANCIAL SRVCS GROUP CMN P 2016-09-15 2017-06-07 6809 5751 1058 1058 JUNIPER NETWORKS, INC. CMN P 2017-02-28 2017-06-07 3497 3338 159 159 MARSH & MCLENNAN CO INC CMN P 2013-10-17 2017-06-07 7920 4662 3258 3258 MOLSON COORS BREWING CO CMN CLASS B P 2017-05-18 2017-06-07 6707 6467 240 240 PEPSICO, INC. CMN P 2016-11-18 2017-06-07 6906 5987 919 919 PNC FINANCIAL SERVICES GROUP, CMN P 2017-04-17 2017-06-07 2033 2000 33 33 STRYKER CORPORATION CMN P 2014-10-15 2017-06-07 3024 1665 1359 1359 TJX COMPANIES INC (NEW) CMN P 2013-03-12 2017-06-07 4995 2989 2006 2006 VF CORP CMN P 2012-03-23 2017-06-07 3002 2051 951 951 FIDELITY NATIONAL INFORMATION 1.45% P 2015-06-08 2017-06-05 50000 49842 158 158 TORO CO (DELAWARE) CMN P 2013-03-12 2017-05-03 650 241 409 409 FLOTEK INDUSTRIES, INC. CMN P 2015-10-22 2017-04-19 211 320 -109 -109 POPEYES LOUISIANA KITCHEN INC CMN P 2012-08-21 2017-03-28 1185 360 825 825 CLARCOR, INC. CMN P 2016-07-29 2017-02-28 830 624 206 206 ANALOGIC CORP (NEW) CMN P 2014-02-21 2017-02-02 454 691 -237 -237 EOG RESOURCES INC CMN P 2013-03-12 2017-01-26 2718 1691 1027 1027 WACHOVIA CORP 5.75% 2017 P 2011-02-03 2017-06-15 17000 17000 AUTOMATIC DATA PROC P 2015-05-04 2017-05-02 9024 7509 1515 1515 JOHNSON AND JOHNSON COM P 2014-11-05 2017-01-04 3697 3480 217 217 SPDR US FINANCIAL SECTOR P 2015-04-08 2017-08-02 2026 1707 319 319 WAL-MART STORES INC P 2015-07-10 2017-12-04 5368 4040 1328 1328 AT&T INC 3.87%AUG15 21 P 2014-02-26 2017-02-07 12443 12238 205 205 US TSY 1.625% NOV 15 20 P 2016-02-26 2017-04-07 978 1007 -29 -29 VERIZON COMMUN 5.15% 202 P 2013-09-12 2017-02-03 19020 17505 1515 1515 PRUDENTIAL JENNISON P 2016-09-23 2017-09-27 6378 5891 487 487 PRUDENTIAL JENNISON P 2014-09-19 2017-09-27 4918 5478 -560 -560 PRUDENTIAL JENNISON P 2012-06-22 2017-09-27 16 14 2 2 3M COMPANY P 2017-05-02 2017-07-05 10700 9937 763 763 AMGEN INC COM P 2017-08-02 2017-11-02 9356 9401 -45 -45 EMERSON ELEC CO P 2017-02-02 2017-05-02 22695 23345 -650 -650 PROCTER & GAMBLE CO P 2016-03-02 2017-01-04 13670 13375 295 295 TIFFANY & CO NEW P 2016-11-02 2017-03-02 24729 19922 4807 4807 GENL MTRS FINL 3.95% 202 P 2017-06-07 2017-12-18 8255 8085 170 170 US TSY 1.500% AUG 15 20 P 2016-11-29 2017-08-03 1886 1868 18 18 MAINSTAY HI YLD CRP BD I P 2017-04-03 2017-06-13 101046 99832 1214 1214 MAINSTAY HI YLD CRP BD I P 2016-07-29 2017-06-13 6 6 1158333 98108 false 2585778 38041221 0.067973 2749928 41330482 0.066535 2285770 43933218 0.052028 2439146 42884748 0.056877 2358770 41831959 0.056387 0.299800 0.059960 41436910 2484557 28720 2513277 3058166 X 28720 28720 28720 43619 43619 14899 14899 false false false false false false false true true NM true false false false false true WWW.CHASEFOUNDATION.COM JOHNATHAN L SHUMAN 5757481213 512 W TEXAS AVE ARTESIA NM 88210 false false false false false false false false false false false false false false false false false false false MACK C CHASE 2103 W MAIN ST ARTESIA NM 88210 TRUSTEE/ADVI 000.00 0 0 0 RICHARD PRICE 2103 W MAIN ST ARTESIA NM 88210 EXECUTIVE DI 000.00 0 0 0 GEREN FERGUSON 2103 W MAIN STREET ARTESAI NM 88210 ADVISOR 000.00 0 0 0 ROBERT CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 DEB CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 RICHARD CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 KARLA CHASE 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 JOHNNY KNORR 2103 W MAIN STREET ARTESIA NM 88210 ADVISOR 000.00 0 0 0 CHANCE CHASE 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 KORTNEY CHASE 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 BRAD BARTEK 2103 W MAIN ST ARTESIA NM 88210 ADVISOR 000.00 0 0 0 NONE NONE N/A 40422679 573173 1072077 42067929 42067929 631019 41436910 2071846 2071846 28720 28720 2043126 2043126 2043126 3058166 3058166 28720 3029446 2043126 287726 331593 172676 683404 764479 2239878 3058166 2043126 1015040 3254918 0 287726 2967192 331593 172676 683404 764479 1015040 CHASE FOUNDATION 2103 W MAIN STREET ARTESIA NM 88210 5757464610 INFO@CHASEFOUNDATION.COM SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM THE 2018 APPLICATION DEADLINE IS APRIL 25, 2018 FOR FALL 2018 SCHOLARSHIPS. GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. AMARILLO COLLEGE 2201 S WASHINGTON ST AMARILLO TX 79109 NO SCHOLARSHIP 5131 ART INSTITUTE OF CALIFORNIA - SAN FFRANCISCO 10 UNITED NATIOINS PLAZA SAN FRANCISCO CA 94102 NO SCHOLARSHIP 3250 ARTESIA ARTS COUNCIL 310 W MAIN ST ARTESIA NM 88210 NO GRANT 10000 ARTESIA HIGH SCHOOL 1002 W RICHARDSON ARTESIA NM 88210 NO VAR PROGRAMS/TEACHER MASTERS 357613 ARTESIA LITERACY COUNCIL 1507 W HERMOSA DR ARTESIA NM 88210 NO GRANT 1500 ARTESIA PATHWAY 1802 W HERMOSA DR ARTESIA NM 88210 NO GRANT 2500 AUSTIN COMMUNITY COLLEGE 1212 RIO GRANDE ST AUSTIN TX 78701 NO SCHOLARSHIP 6500 BAYLOR UNIVERSITY 1301 S UNIVERSITY PARKS WACO TX 76798 NO SCHOLARSHIP 6500 BIOLA UNIVERSITY 13800 BIOLA AVE LA MIRANDA CA 90639 NO SCHOLARSHIP 9250 BYU-IDAHO 525 S CENTER ST REXBURG ID 83460 NO SCHOLARSHIP 13000 CARC INC 902 W CHERRY LN CARLSBAD NM 88220 NO GRANT 1500 CATALYST CHURCH 1302 HERMOSA DR ARTESIA NM 88210 NO GRANT PROGRAM 52500 CENTRAL NEW MEXICO COMMUNITY COLLEGE 525 BUENA VISTA DR SE ALBUQUERQUE NM 87106 NO SCHOLARSHIP 46250 CHARLESTON SOUTHER UNIVERSITY 9200 UNIVERSTIY BLVD NORTH CHARLESTON SC 29406 NO SCHOLARSHIP 13000 CLARENDON COLLEGE 1122 W 2ND ST CLARENDON TX 79226 NO SCHOLARSHIP 6000 CLOVIS COMMUNITY COLLEGE 417 SCHEPPS BLVD CLOVIS NM 88101 NO SCHOLARSHIP 2750 COLORADO CHRISTIAN UNIVERSITY 8787 W ALAMEDA AVE LAKEWOOD CO 80226 NO SCHOLARSHIP 6500 COVENANT FOUNDATION 3623 22ND ST LUBBOCK TX 79410 NO GRANT 7500 CREIGHTON UNIVERSITY 2500 CALIFORNIA PLAZA OMAHA NE 68178 NO SCHOLARSHIP 3250 DALLAS BAPTIST UNIVERSITY 3000 MOUNTAIN CREEK PKWY DALLAS TX 75211 NO SCHOLARSHIP 6500 DONA ANA COMMUNITY COLLEGE 3400 S ESPINA ST LAS CRUCES NM 88003 NO SCHOLARSHIP 27750 EAST CENTERAL COLLEGE 1964 PRAIRIE DELL RD UNION MO 63084 NO SCHOLARSHIP 2750 EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES NM 88130 NO SCHOLARSHIP 134000 ENMU-ROSWELL 52 UNIVERSITY BLVD ROSWELL NM 88203 NO SCHOLARSHIP 21662 EVANGEL UNIVERSITY 1111 N GLENSTONE AVE SPRINGFIELD MO 65802 NO SCHOLARSHIP 2750 FIDM-LOS ANGELES 919 S GRAND AVE LOS ANGELES CA 90015 NO SCHOLARSHIP 2750 GREATER ARTESIA FOUNDATION PO BOX 1344 ARTESIA NM 88211 YES SENIOR SALUTE/RIDE FOR BIKES 4500 HAGERMAN HIGH SCHOOL 406 N CAMBRIDGE AVE HAGERMAN NM 88232 NO GRANT 2500 HARDIN SIMMONS UNIVERSITY 2200 HICKORY ST ABILENE TX 79601 NO SCHOLARSHIP 12000 HIGHLAND COMMUNITY COLLEGE 606 W MAIN ST HIGHLAND KS 66035 NO SCHOLARSHIP 2750 IDAHO STATE UNIVERSITY 921 S 8TH AVE POCATELLO ID 83209 NO SCHOLARSHIP 6500 LUBBOCK CHRISTIAN UNIVERSITY 5601 19TH ST LUBBOCK TX 79407 NO SCHOLARSHIP 54500 MCMURRY UNIVERSIY 1400 SAYLES BLVD ABILENE TX 79605 NO SCHOLARSHIP 9250 MIDLAND COLLEGE 3600 N GARFIELD ST MIDLAND TX 79705 NO SCHOLARSHIP 5500 MISSISSIPPI STATE UNIVERSITY BS HOOD RD MISSISSIPPI STATE UNIV MS 39759 NO SCHOLARSHIP 6500 NEW MEXICO INSTITUTE OF MINING & TECHNOLOGY 801 LEROY PL SOCORRO NM 87801 NO SCHOLARSHIP 3250 NEW MEXICO MILITARY INSTITUTE 101 W COLLEGE BLVD ROSWELL NM 88210 NO SCHOLARSHIP 11000 NEW MEXICO STATE UNIVERSITY CARLSBAD 1500 UNIVERSITY DR CARLSBAD NM 88220 NO SCHOLARSHIP 12250 NEW MEXICO STATE UNIVERSITY 1780 E UNIVERSITY AVE LAS CRUCES NM 88003 NO SCHOLARSHIP 425750 NMSU FOUNDATION PO BOX 3003 LAS CRUCES NM 88003 NO GRANT 5000 NM COMMUNITY ACTION 549 DON PASQUAL RD LOS LUNAS NM 87031 NO GRANT 1000 NM TECH SOCIETY OF PETROLEUM ENGINE MSEC 300A 801 LEROY PLACE SOCORRO NM 87801 NO GRANT 2500 NORTH EDDY COUNTY UNITED WAY PO BOX 990 ARTESIA NM 88211 NO GRANT 500 NORTHERN ARIZONA UNIVERSITY S SAN FRANCISCO ST FLAGSTAFF AZ 86011 NO SCHOLARSHIP 2750 ODESSA COLLEGE 201 W UNIVERSITY BLVD ODESSA TX 79764 NO SCHOLARSHIP 2750 OKLAHOMA STATE UNIVERSITY OKLAHOMA STATE UNIVERSITY STILLWATER OK 74074 NO SCHOLARSHIP 12500 OLYMPIAN UNIVERSITY 4501 N MAIN ST ROSWELL NM 88201 NO SCHOLARSHIP 2750 RANGER COLLEGE 1100 COLLEGE CIR RANGER TX 76470 NO SCHOLARSHIP 2750 REINS FOR LIFE 370 CADDO RD DEXTER NM 88230 NO GRANT 5000 SAN JUAN COLLEGE 4601 COLLEGE BLVD FARMINGTON NM 87402 NO SCHOLARSHIP 2750 SHERIDAN ROTARY FOUNDATION PO BOX 997 SHERIDAN WY 82801 YES WOUNDED WARRIORS GRANT 10000 SOUTH PLAINS COLLEGE 1401 COLLEGE AVE LEVELLAND TX 79336 NO SCHOLARSHIP 55250 SOUTHERN WESLEYAN UNIVERSITY 215 CLAYTON ST CENTRAL SC 29630 NO SCHOLARSHIP 3250 ST MARY'S UNIVERSITY 1 CAMINO SANTA MARIA SAN ANTONIO TX 78228 NO SCHOLARSHIP 3250 STRAKE JESUIT 8900 BELLAIR BOULEVARD HOUSTON TX 77036 NO GRANT 15000 SUL ROSS STATE UNIVERSITY 79830 US-90 ALPINE TX 79830 NO SCHOLARSHIP 5500 SWARTHMORE COLLEGE 500 COLLEGE AVE SWARTHMORE PA 19081 NO SCHOLARSHIP 6500 TABOR COLLEGE 400 S JEFFERSON ST HILLSBORO KS 67063 NO SCHOLARSHIP 3250 TEXAS A&M 1372 TAMU COLLEGE STATION TX 778431372 NO SCHOLARSHIP 6000 TEXAS A&M - KINGSVILLE 955 UNIVERSITY BLVD KINGSVILLE TX 78363 NO SCHOLARSHIP 5500 TEXAS CHRISTIAN UNIVERSITY 2800 S UNIVERSITY DR FORT WORTH TX 76129 NO SCHOLARSHIP 9250 TEXAS STATE UNIVERSITY 601 UNIVERSITY DR SAN MARCOS TX 78666 NO SCHOLARSHIP 5500 TEXAS TECH HEALTH SCIENCES CENTER 3601 4TH ST LUBBOCK TX 79430 NO SCHOLARSHIP 6000 TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK TX 79409 NO SCHOLARSHIP 183250 THINK NEW MEXICO 1227 PASEO DE PERALTA SANTA FE NM 87501 NO GRANT 1000 UNIVERISTY OF WYOMING 1000 E UNIVERSITY AVE LARAMIE WY 82071 NO SCHOLARSHIP 12500 UNIVERSAL TECHNICAL INST 16220 N SCHOTTSDALE RD SCOTTSDALE AZ 85254 NO SCHOLARSHIP 3250 UNIVERSTIY OF ALABAMA 700 UNIVERSITY BLVD TUSCALOOSA AL 35401 NO SCHOLARSHIP 2750 UNIVERSITY OF DALLAS 1845 E NORTHGATE DR IRVING TX 75062 NO SCHOLARSHIP 6500 UNIVERSITY OF DENVER 2199 S UNIVERSITY BLVD DENVER CO 80208 NO SCHOLARSHIP 3250 UNIVERSITY OF MINNESOTA 3 MORRILL HALL 100 CHURHC ST SE MINNEAPOLIS MN 55455 NO SCHOLARSHIP 5500 UNIVERSITY OF NEW MEXICO 1155 UNIVERSITY BLVD ALBUQUERQUE NM 87131 NO SCHOLARSHIP 348500 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 NO SCHOLARSHIP 3250 UNIVERSITY OF TEXAS PO BOX 8058 AUSTIN TX 787138058 NO SCHOLARSHIP 3250 UNIVERSITY OF TEXAS - ARLINGTON 701 S NEDDERMAN DR ARLINGTON TX 76019 NO SCHOLARSHIP 6500 UNIVERSITY OF TEXAS - TYLER 3900 UNIVERSITY BLVD TYLER TX 75799 NO SCHOLARSHIP 3250 UNIVERSITY OF TEXAS SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO TX 78249 NO SCHOLARSHOP 3250 UNIVERSITY OF THE SOUTHWEST 6610 N LOVINGTON HWY HOBBS NM 88240 NO SCHOLARSHIP 2750 UTAH VALLEY UNIVERSITY 800 W UNIVERSITY PKWY OREM UT 84058 NO SCHOLARSHIP 6500 VICTORY LIFE FELLOWSHIP PO BOX 1087 ARTESIA NM 88211 NO GRANT 1500 WAYLAND BAPTIST UNIVERSITY 1900 W 7TH ST PLAINVIEW TX 79072 NO SCHOLARSHIP 26750 WEST TEXAS A&M UNIVERSITY 2501 4TH AVE CANYON TX 79016 NO SCHOLARSHIP 47000 2153906 14 109148 14 435145 14 787 14 1158333 RENT 16 2300 PASSTHROUGH INV INC(LOSS) 14 1420191 VOIDED CHECKS 41 11208 PENNYBACKER NEG BASIS AJD P 14 -95397 3041715 3041715 false false false false false false false false false false X X 1 AES DRILLING FLUIDS 4605 FIELDER ST MIDLAND TX 79707 9000 X 7 FIRST AMERICAN BANK 303 W MAIN ST ARTESIA NM 88210 75667 X 2 BP ENERGY PARTNERS 8117 PRESTON ROAD DALLAS TX 75225 5000 X 8 JAYNES CORPORATION 2906 BROADWAY ALBUQUERQUE NM 87112 5000 X 3 BREWER OIL COMPANY 2701 CANDELARIA NE ALBUQUERQUE NM 87107 16236 X 9 NM MUTUAL 3900 SINGER BLVD ALBUQUERQUE NM 87109 10000 X 4 BMBSWC RANCHES INC 550 W TEXAS AVE MIDLAND TX 79701 8500 X 10 WILLIAM LEVEN 1815 NORTH BLVD HOUSTON TX 770985415 7500 X 5 CHAMBER OF COMMERCE 107 N 1ST ST ARTESIA NM 88210 8260 X 11 MISC DONATIONS UNDER 5000 VARIOUS VARIOUS NM 88210 39719 X 6 CONCHO RESOURCES 600 W ILLINOIS AVE MIDLAND TX 79701 25000 X 12 WILLIAM CHANDLER 808 N HALDEMAN RD ARTESIA NM 88210 8500 X INDIRECT ACCOUNTING FEES 19595 19595 OFFICE FURNITURE 2007-05-24 1267 1216 S/L 10.0000 51 OFFICE FURNITURE 2007-06-04 1082 1035 S/L 10.0000 47 OFFICE FURNITURE 2007-09-10 446 419 S/L 10.0000 27 OFFICE FURNITURE 2007-09-20 3780 3497 S/L 10.0000 283 OFFICE FURNITURE 2007-11-08 714 652 S/L 10.0000 62 OFFICE FURNITURE 2007-11-19 143 128 S/L 10.0000 14 OFFICE FURNITURE 2006-12-15 4734 4734 S/L 10.0000 COMPUTER EQUIPMENT 2007-07-10 71 71 S/L 5.0000 PRINTER 2006-12-15 1140 1140 S/L 5.0000 TELEPHONE EQUIPMENT 2006-12-15 10571 10571 S/L 5.0000 OFFICE FURNITURE 2008-01-10 529 477 S/L 10.0000 52 OFFICE FURNITURE 2008-02-06 1696 1514 S/L 10.0000 170 OFFICE FURNITURE - CARPET 2008-08-04 406 337 S/L 10.0000 41 COMPUTER EQUIPMENT 2008-10-14 86 86 S/L 5.0000 OFFICE EQUIPMENT 2008-11-12 331 331 S/L 7.0000 OFFICE FURNITURE 2008-11-12 146 121 S/L 10.0000 15 COMPUTER EQUIPMENT 2008-12-02 64 64 S/L 5.0000 COMPUTER EQUIPMENT 2008-12-11 64 64 S/L 5.0000 OFFICE FURNITURE 2010-02-28 15422 15422 S/L 5.0000 OFFICE FURNITURE 2011-05-18 2547 2547 S/L 5.0000 COMPUTER EQUIPMENT 2011-09-01 2161 2161 S/L 5.0000 COMPUTER EQUIPMENT 2012-05-14 4388 4096 S/L 5.0000 292 OFFICE FURNITURE 2012-05-18 1490 1366 S/L 5.0000 124 COMPUTER EQUIPMENT 2012-06-25 3324 2992 S/L 5.0000 332 OFFICE FURNITURE 2012-07-10 1525 1373 S/L 5.0000 152 OFFICE FURNITURE 2012-12-11 401 401 S/L 3.0000 LAND - MAIN STREET 2014-05-14 55000 BUILDING - MAIN (W/IMPRV) 2014-05-14 878905 59178 S/L 39.0000 22536 OFFICE FURN (MAIN ST) 2014-06-01 61978 16011 S/L 10.0000 6197 OFFICE EQUIP 2015-06-01 6394 4156 S/L 5.0000 639 COMPUTER EQUIPMENT 2017-11-08 11272 200DB 5.0000 564 MERRILL LYNCH - 7EG-04044 NEUBERGER 1501108 1509167 MERRILL LYNCH - LOOMIS SAYLES 1707153 1685307 GOLDMAN SACHS - GSAM: TAXABLE 1688435 1661715 GOLDMAN SACHS - CORP FIXED INC 1848753 1849781 GOLMAN SACHS - LONDON CO 1340847 1417903 MERRILL LYNCH - 7EG-02041 CXO OPTION 4371 753378 MERRILL LYNCH - 7EG-02042 PIA MNGED 8510759 11260151 MERRILL LYNCH - 7EG-02043 NJF INTL 4778 4778 MERRILL LYNCH - 7EG-02019 DIV PORT 2156994 2541168 GOLDMAN SACHS - BROKERAGE 396186 396186 GOLDMAN SACHS - ADVISORY BROK II 4138147 4606999 GOLDMAN SACHS - AVENIR 682281 1088385 GOLDMAN SACHS - GANNETT WELSH 386918 548784 GOLDMAN SACHS - DIAMOND HILL 329 329 MERRILL LYNCH - 7EG-02040 ALTERNATIV AT COST 1156162 1674242 ENCAP ENERGY CAPITAL FUND VII AT COST 2278767 2278767 PENNY BACKER AT COST 5987 5987 QSI HOLDINGS, L.P. AT COST 364042 364042 ENCAP FLATROCK AT COST 913968 913968 NGP NATURAL RESOURCES AT COST 601557 601557 ENCAP ENERGY IX AT COST 3913577 3913577 PENNY BACKER III AT COST 686247 686247 BP NATURAL GAS AT COST 1103327 1103327 ENCAP ENERGY X AT COST 1275175 1275175 BP OFFSHORE HOLDINGS AT COST 187787 187787 PENNYBACKER IV AT COST 290369 290369 SI 4343 INVESTOR LP AT COST 281879 281879 BUILDINGS/FURN&FIX 1017077 167758 849319 1017077 LAND 55000 55000 55000 INDIRECT LEGAL FEES 400 400 EXPENSES ADVERTISING 8455 8455 AUTO EXPENSE 3688 3688 COMMUNITY SERVICE PROGRAM 15492 15492 DUES/SUBSCRIPTION 1977 1977 EQUIPMENT LEASE 4325 4325 EVENT SPONSOR 44250 44250 GRADUATION INCENTIVE 13000 13000 INSURANCE 6225 6225 BANK FEE 400 400 NEW SCHOLAR ORIENTATION 43107 43107 OFFICE EXPENSE 2475 2475 POSTAGE 2697 2697 MARKETING 1200 1200 REPAIRS & MAINTENANCE 9451 9451 SCHOLARSHIP MENTORING PROGRAM 26749 26749 STUDENT LUNCHEON SPONSORSHIP 2000 2000 STORAGE RENTAL 603 603 SUPPLY 4935 4935 WEB SITE EXPENSE 6963 6963 INVESTMENT/ADVISORY FEES 156165 156165 MACK SELECT TOURNEY 47595 47595 OTHER INVESTMENT LOSS MISC. 1897 1897 RECEPTIONS 1701 1701 OTHER INVEST. BROK. ACTIVITY -22040 -22040 -22040 OTHER BROKERAGE DIV/INT BOOKS 22827 22827 22827 RENT 2300 2300 PASSTHROUGH INV INC(LOSS) 1420191 1420191 1420191 VOIDED CHECKS 11208 11208 PENNYBACKER NEG BASIS AJD PY -95397 -95397 -95397 FOREIGN TAX PROPERTY TAX 4876 4876 SECTION 4940 OTHER 110 110