2018-05-14T15:48:05-05:00 2017-06-30 232108173 RKL LLP 1330 BROADCASTING ROAD PO BOX 7008 WYOMISSING PA 196106008 990 2016-07-01 236050680 RICHARD J CARON FOUNDATION RICH 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 WILLIAM PARFITT CFO/TREASURER 6106782332 2018-05-08 1 RUTHANN J WOLL P00647342 6103761595 2018-05-08 50.203.63.190 2018-05-08 09:40:53 ED P 6D7C6B11C94D4EE472FD075DBBF70455A5D35014 419B7BCB0A3EAC04F7608585F38461A9C6DF066F 2016 2021-01-29 14:40:06Z CARON CARON TREATMENT CENTERS CARON NEW YORK CARON PHILADELPHIA BREAKTHROUGH AT CARON CARON BOSTON CARON DC CARON SOLUTIONS DOUGLAS TIEMAN PO BOX 150 WERNERSVILLE PA 195650150 107037755 0 X WWW.CARON.ORG X 1957 PA TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 22 22 745 548 0 0 8916335 11487614 70096583 72074279 1328259 495136 516767 1845211 80857944 85902240 7418680 7455793 0 0 38842019 40070014 106445 88670 7298470 43410130 31055620 89777274 78670097 -8919330 7232143 104424448 123464203 19465085 28297859 84959363 95166344 X TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 1 0 27477698 4264888 36421533 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 1,728 ADULTS IN 2016-2017. CARON PROVIDED 45,703 DAYS OF CARE TO THESE PATIENTS. 12462388 2189275 17312710 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 496 ADOLESCENTS AND YOUNG ADULTS IN 2016-2017. CARON PROVIDED APPROXIMATELY 15,944 DAYS OF CARE TO THESE PATIENTS. 2668518 75191 923161 CARON'S STUDENT ASSISTANCE PROGRAM RECOGNIZES THAT THE USE OF ALCOHOL AND OTHER DRUGS CAN IMPEDE STUDENTS' DEVELOPMENT AND PREVENT THEM FROM REACHING THEIR FULL POTENTIAL. OUR MISSION IS TO GUIDE STUDENTS TOWARD HEALTHY AND PRODUCTIVE LIVING WHILE UPHOLDING OUR CORE BELIEFS AND VALUES. FOR OVER 27 YEARS WE HAVE BEEN PROVIDING PREVENTION, INTERVENTION AND REFERRAL SERVICES AND WE SERVED OVER 87,000 STUDENTS IN 687 SCHOOLS LAST YEAR. IN ADDITION, WE PROVIDED EDUCATION AND TRAINING TO 4,788 PARENTS AND OVER 4,000 CHILD SERVING PROFESSIONALS. 929233 62790 916275 BREAKTHROUGH AT CARON IS A 5-1/2 DAY PROGRAM SPECIFICALLY DESIGNED FOR INDIVIDUALS IMPACTED BY FAMILY OR RELATIONSHIP DYSFUNCTION IN CHILDHOOD OR ADULT LIFE. 23808 RICHARD J CARON FOUNDATION PROVIDED PHILADELPHIA, NEW YORK AND ATLANTA SUPPORT GROUP PROGRAMS FOR PARENTS AND ADOLESCENTS AFFECTED BY THE DISEASE OF ADDICTION. ALSO PROVIDE PSYCHOEDUCATIONAL SUPPORT GROUPS FOR INDIVIDUALS WHO ARE IN EARLY RECOVERY AND SUPPORT SERVICES FOR FAMILIES IN NEW YORK. 1587766 1761 1751730 OUTPATIENT SUBSTANCE ABUSE TREATMENTS TO ADULTS AND ADOLESCENTS. 897873 48100 1067760 MY FIRST YEAR IS A MONITORING PROGRAM FOLLOWING TREATMENT FOR ONE FULL YEAR 2345624 317499 3749856 THE SENIOR'S PROGRAM IS A PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE PROGRAM FOR SENIORS AGED 65+. TAKING THE LEAD IN PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE FOR SENIORS, CARON PROVIDES A SAFE, RESPECTFUL PLACE FOR OLDER ADULTS TO EMBRACE CHANGE IN A DIGNIFIED WAY. 2042066 385 4848943 IN A DISCRETE ENVIRONMENT CARON'S GRAND VIEW PROGRAM PROVIDES ALCOHOL AND DRUG ADDICTION TREATMENT AND BEHAVIORAL HEALTH TREATMENT FOR EXECUTIVE PROFESSIONALS. 277586 5607 333756 NEUROFEEDBACK IS AN INTERVENTION THAT INVOLVES MAPPING BRAINWAVE PATTERNS AND REINFORCING HEALTHY BRAIN FUNCTION IN PATIENTS WHO STRUGGLE WITH THE CO-OCCURING MENTAL HEALTH DISORDERS WHICH OFTEN ACCOMPANY ADDICTION. 335123 211946 CARON SOLUTIONS PROVIDES EVIDENCE-BASED IOP LEVEL TREATMENT FOR ADOLESCENTS IN THE ATLANTA AREA AS WELL AS ASSESSMENTS, EVALUATIONS, INDIVIDUAL AND FAMILY COUNSELING. 3155108 473273 3972938 HEALTHCARE PROFESSIONALS IS A SPECIALIZED PROGRAM THAT ADDRESSES THE UNIQUE NEEDS OF HEALTHCARE INDUSTRY PROFESSIONALS SUFFERING FROM ADDICTION AND OTHER BEHAVIORAL ISSUES. CARON OFFERS A PRIVATE SETTING IN WHICH TO ADDRESS SENSITIVE OR COMPROMISING ISSUES WITH PEERS AT VARIOUS STAGES OF RECOVERY. 75891 CARON COLLEGIATE RECOVERY SERVICES IS COMMITTED TO PROVIDING PATIENTS WITH A CONTINUUM OF CARE THAT INCLUDES ADDRESSING THE PATIENT'S EDUCATIONAL AND ACADEMIC GOALS. CARON COLLEGIATE RECOVERY SERVICES/CARON RECOVERY EDU IS A CARON TREATMENT CENTERS SPECIALTY PROGRAM THAT IS DESIGNATED TO HELP THOSE RECOVERING FROM THE DISEASE OF ADDICTION FIND THEIR WAY BACK TO COLLEGE AFTER OR WHILE RECEIVING A LEVEL OF CLINICAL CARE AT CARON. THIS INVOLVES EDUCATIONAL ADVOCACY AS WELL AS HELPING OUR CLIENTS IDENTIFY RECOVERY AND ACADEMIC SUPPORT SERVICES, WHICH IN TURN CREATE A BETTER LEARNING ENVIRONMENT FOR THE STUDENT. 65042 17024 463972 OTHER PROGRAMS 11635421 926439 17416875 54244025 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 X 183 0 1 745 1 1 1 0 0 0 0 1 1 0 0 0 0 X 22 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CA CO CT DC FL GA IL KS KY ME MD MA MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WV WI MI X THE ORGANIZATION 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 CASEY DUFFY CHAIRMAN/CHAIRMAN OF COMPE 1.00 X X 0 0 0 STEVEN R WALL VICE CHAIR/CHAIRMAN OF TRE 1.00 X X 0 0 0 JOHN P FITZSIMONS CHAIRMAN OF DEVELOPMENT 1.00 X X 0 0 0 BETH FITZSIMONS CHAIRMAN OF HUMAN RESOURCE 1.00 X X 0 0 0 CHRISTOPHER MAGUIRE CHAIRMAN OF FINANCE 1.00 X X 0 0 0 DANIEL B HUYETT ESQ CHAIRMAN OF AUDIT, COMPLIA 1.00 X 0 0 0 MICHAEL J MCGLINN CHAIRMAN OF AUDIT, COMPLIA 1.00 X 0 0 0 THOMAS K WILLIAMS CHAIRMAN OF INVESTMENT 1.00 X 0 0 0 MARK SKIBBIE CHAIRMAN OF MARKETING 1.00 X 0 0 0 BENJAMIN ZINTAK III CHAIRMAN OF GOVERNANCE 1.00 X 0 0 0 ANNE BANVILLE DIRECTOR 1.00 X 0 0 0 DENISE LEFRAK CALICCHIO DIRECTOR 1.00 X 0 0 0 EDWIN M DEALY DIRECTOR 1.00 X 0 0 0 LINDA CARON DENBY DIRECTOR 1.00 X 0 0 0 BRUCE EANET DIRECTOR 1.00 X 0 0 0 STEPHEN J ESSER DIRECTOR 1.00 X 0 0 0 DR THOMAS FLYNN DIRECTOR 1.00 X 0 0 0 COLLEEN GREENE DIRECTOR 1.00 X 0 0 0 ANGEL HELM DIRECTOR 1.00 X 0 0 0 STEPHEN J KANE DIRECTOR 1.00 X 0 0 0 J CURTIS MOFFATT DIRECTOR 1.00 X 0 0 0 WILLIAM P THORNTON JR DIRECTOR 1.00 X 0 0 0 DOUGLAS TIEMAN PRESIDENT/CEO 40.00 X 604109 0 220205 JENNIFER SAVERESE EXEC/SECRETARY 40.00 X 129850 0 6492 REBECCA SHAAK VP/TREASURER (THRU MAY 2017) 40.00 X 197097 0 9855 KRISTINE M BASHORE EXECUTIVE VP 40.00 X 248022 0 12401 JOSEPH M GARBELY MEDICAL DIRECTOR 40.00 X 322826 0 16142 MYLENE KRZANOWSKI EXECUTIVE VP 40.00 X 210815 0 10540 PATRICK FEELEY EXECUTIVE VP 40.00 X 222502 0 11125 DAVID ROTENBERG EVP 40.00 X 229419 0 11471 LISA M MARSILIO COO, EVP 40.00 X 301634 0 15082 CHARLES WHITMER REGIONAL VP 40.00 X 259531 0 12977 WILLIAM D TEUTEBERG III EXECUTIVE VP 40.00 X 286237 0 14312 DEAN DROSNES MD 40.00 X 199385 0 9970 MING WANG MD 40.00 X 221102 0 11055 AMY KILLIAM VP OF IMS 40.00 X 192732 0 9637 3625261 0 371264 53 0 1 0 SODEXO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 15251 DINING SERVICES 2941451 OLSEN DESIGN GROUP 2345 BERNVILLE ROAD READING PA 19605 ARCHITECTS 816116 BLANKENBILLER ELECTRICAL SERVICES 1060 NORTH BOUNDRY ROAD BERNVILLE PA 19506 ELECTRICAL CONTRACTOR 643739 FLEISHMAN-HILLARD INC 200 N BROADWAY ST LOUIS MO 63102 ADVERTISING / MARKETING 576362 LACEY ELECTRIC INC 1060 OLD BERNVILLE ROAD READING PA 19605 ELECTRICAL CONTRACTOR 465652 28 1406484 10081130 435052 11487614 ADULT PATIENT SERVICES 624100 27278978 27278978 ADOLESCENT CENTER 624100 12633678 12633678 CONTRACTUAL ALLOWANCE 624100 9132730 9132730 CHARITY CARE 624100 7380602 7380602 GRANDVIEW 624100 4574215 4574215 11074076 11074076 72074279 445297 445297 76454 165261 -88807 -88807 -88807 19746408 19297620 398949 448788 -398949 49839 49839 1610043 1406484 1126531 483512 483512 351108 107406 243702 243702 111310 39748 71562 71562 FAIR VALUE ADJUSTMENT ON INTEREST 900099 1010678 1010678 SUNDRY INCOME 900099 54594 54594 MEALS SOLD 900099 47886 47886 22084 22084 1135242 85902240 72074279 0 2340347 75191 75191 7380602 7380602 2641379 2641379 27216133 15848294 7405766 3962073 1008004 685443 151200 171361 6769287 4603115 1015393 1150779 2435211 1655943 365282 413986 180450 180450 52826 52826 88670 88670 3657955 2625027 484179 548749 1442968 981218 216445 245305 1040000 707200 156000 176800 1276035 867704 191405 216926 180889 123005 27133 30751 329482 329482 888238 888238 2165296 2165296 547939 547939 CONTRACTUAL ALLOWANCE 9132730 9132730 DEVELOPMENT AND PUBLIC 4407980 4407980 DIETARY EXPENSE 2848268 2848268 OTHER EXPENSES 1126490 766013 168974 191503 1778074 1536292 140215 101567 78670097 54244025 17127602 7298470 33372 16208667 14557748 4578019 4492807 2652627 2616201 950641 1542295 82762385 39739161 44636497 43023224 33659935 44620467 1704690 12611461 104424448 123464203 6755005 7777764 2156857 2154571 8680000 18315097 1037892 835331 50427 19465085 28297859 X 61070638 65946439 11611745 16011923 12276980 13207982 84959363 95166344 104424448 123464203 X 7232143 2339963 634875 X X 0 1 X 1 0 X 19405690 15133391 7035318 9431926 11487614 62493939 70825376 73619599 68868755 70096583 72074279 355484592 1729511 1636978 2203857 1266190 3207703 10044239 91960577 90389968 78107930 80794699 86769596 428022770 490908 841858 462074 1206837 1306196 4307873 0 490908 841858 462074 1206837 1306196 4307873 423714897 479451 490154 1058263 435072 521751 2984691 479451 490154 1058263 435072 521751 2984691 92440028 90880122 79166193 81229771 87291347 431007461 0.98310 0.98430 0.00690 0.00690 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12276980 931002 13207982 11372664 904316 12276980 12804618 742435 2174389 11372664 11930309 874309 12804618 8807084 3123225 11930309 1.00000 0 0 1377111 1377111 60055425 27145260 32910165 15673374 12156675 3516699 5656475 437226 5219249 43023224 DEBT ISSUANCE COSTS, NET 580543 CONSTRUCTION IN PROGRESS 8280568 DUE FROM RELATED ENTITY 904308 GOODWILL 1035625 UNAMORTIZED BRANDING EXPENSES 1569708 INTEREST RATE SWAP 240709 12611461 CHARITABLE GIFT ANNUITY OBLIGATION 50427 50427 X 101754093 2339963 190592 30733758 33264313 68489780 17412460 17412460 85902240 90520167 190592 29071938 29262530 61257637 17412460 17412460 78670097 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS WILL BE USED TO PROVIDE SUPPORT TO CHARITY CARE AND PROGRAM SERVICES. PART X, LINE 2: AS A NOT-FOR-PROFIT ORGANIZATION, THE ORGANIZATION IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES. THE ORGANIZATION IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME. THE ORGANIZATION RECOGNIZES PENALTIES AND INTEREST ACCRUED RELATED TO INCOME TAX LIABILITIES IN THE PROVISION (BENEFIT) FOR INCOME TAXES IN ITS STATEMENTS OF PENALTIES AND INTEREST. FOR THE YEARS ENDED JUNE 30, 2017 AND 2016, THERE WERE NO ACCRUALS FOR THE PAYMENT OF PENALTIES AND INTEREST. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. THE ORGANIZATION FILES TAX RETURNS IN THE U. S. FEDERAL JURISDICTION. THE ORGANIZATION'S INCOME TAX RETURNS ARE NOT SUBJECT TO EXAMINATION THROUGH THE YEAR ENDED JUNE 30, 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA, INC. REVENUE PER AUDITED FINANCIAL STATEMENT 30,528,749. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 165,261. STORE EXPENSES, REPORTED ON PART VIII, LINE 10B 39,748. PART XI, LINE 4B - OTHER ADJUSTMENTS: CONTRACTUAL ALLOWANCE 9,132,730. CHARITY CARE 7,380,602. COLLECTION AGENCY FEES 10,890. PAYMENTS TO AFFILIATE, REPORTED ON PART IX, LINE 21 888,238. PART XII, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA EXPENSES PER AUDITED FINANCIAL STATEMENT 28,866,929. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 165,261. STORE EXPENSES, REPORTED ON PART VIII, LINE 10B 39,748. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRACTUAL ALLOWANCES 9,132,730. CHARITY CARE 7,380,602. COLLECTION AGENCY FEES 10,890. PAYMENTS TO AFFILIATE, REPORTED ON PART IX, LINE 21 888,238. MIDDLE EAST AND NORTH AFRICA 0 2 SUBSTANCE USE DISORDER TREATMENT EDUCATION FOR CLINICIANS 0 2 0 0 0 2 0 0 0 0 0 0 0 0 0 SCHEDULE F PART I TWO EMPLOYEES OF RICHARD J CARON FOUNDATION WERE SENT TO DUBAI FOR TWO WEEKS FOR A SITE VISIT AND TRAINING X X X X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NJ 10570 COORDINATE NEW YORK GALA 0 1222814 72500 1150314 JANE BARR HORSTMAN & ASSOCIATES 1231 HIGHLAND AVENUE FORT WASHINGTON PA 19034 COORDINATE PHILADELPHIA DINNER 0 673190 25918 647272 SCHULTZ & WILLIAMS 325 CHESTNUT ST STE 700 PHILADELPHIA PA 19106 DIRECT MAIL PROGRAM 0 310461 66170 244291 DATOC WITTEN 13145 APPLEGROVE LANE HERNDON VA 20171 COORDINATE DC GALA 0 279450 40215 239235 ADVANTAGE PLUS CONSULTING INC 208 PASSAIC AVENUE 2ND FLOOR FAIRFIELD NJ 07004 CONDUCT TELEPHONE & MAIL OUTREACH 0 43141 22500 20641 2529056 227303 2301753 AL AZ CA CO CT DC FL GA IL KS KY ME MD MA MI MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WI WV VT NEW YORK GALA 963116 273925 689191 42311 167750 128900 158381 PHILADELPHIA GALA 663414 368914 294500 855 21451 70435 1500 36513 14 1389997 763645 626352 2890 60847 116475 100965 217258 3016527 1406484 1610043 3745 124609 354660 231365 412152 1126531 483512 351108 81593 25813 0 351108 81593 25813 107406 243702 0 0 0 0 0 0 SCHEDULE G PART III THE GAMING INCOME REPORTED IN PART III IS FROM SILENT AUCTIONS AT CHARITY EVENTS. 1 WESTERN BERKS FIRE DEPARTMENT 111 STITZER AVENUE WERNERSVILLE PA 19565 264662398 501(C)(3) 7500 PUBLIC SERVICES UNITED WAY OF BERKS COUNTY 501 WASHINGTON STREET PO BOX 702 READING PA 19603 231655375 501(C)(3) 5000 PUBLIC SERVICES NATIONAL ASSOCIATION OF ADDICTION TREATMENT PROVIDERS PO BOX 6693 DENVER CO 80206 953626761 501(C)(4) 15500 PUBLIC SERVICES ADDICTION POLICY PARTNERSHIP 718 7TH STREET NW 2ND FLOOR WASHINGTON DC 20001 473010585 501(C)(3) 5000 PUBLIC SERVICES NASW PENNSYVANIA 1000 BENT CREEK BLVD STE 40 MECHANICSBURG PA 17050 231724236 501(C)(6) 5000 PUBLIC SERVICES 3 2 CHARITY CARE FOR TREATMENT AT CARON FOUNDATION 746 7380602 PART I, LINE 2: THE ORGANIZATION PROVIDES DISCOUNTED CARE AND CARE PROVIDED AT NO CHARGE TO PATIENTS ON A FINANCIAL NEED BASIS. THE CRITERIA FOR CHARITY CARE CONSIDER OBJECTIVE CRITERIA SUCH AS FAMILY INCOME AND NET WORTH, AS WELL AS, SUBJECTIVE CRITERIA SUCH AS AN INDIVIDUAL'S MOTIVATION FOR RECOVERY AND THE REFERRAL SOURCE. X X 0 1 X X X 1 0 0 0 0 1 1 1 0 DOUGLAS TIEMAN PRESIDENT/CEO 422394 0 112000 0 69715 0 202082 0 18123 0 824314 0 0 0 REBECCA SHAAK VP/TREASURER (THRU MAY 2017) 162632 0 34465 0 0 0 3942 0 5913 0 206952 0 0 0 KRISTINE M BASHORE EXECUTIVE VP 198352 0 49670 0 0 0 4960 0 7441 0 260423 0 0 0 JOSEPH M GARBELY MEDICAL DIRECTOR 274003 0 48823 0 0 0 6457 0 9685 0 338968 0 0 0 MYLENE KRZANOWSKI EXECUTIVE VP 173645 0 37170 0 0 0 4216 0 6324 0 221355 0 0 0 PATRICK FEELEY EXECUTIVE VP 190202 0 32300 0 0 0 4450 0 6675 0 233627 0 0 0 DAVID ROTENBERG EVP 188416 0 41003 0 0 0 4588 0 6883 0 240890 0 0 0 LISA M MARSILIO COO, EVP 266677 0 34957 0 0 0 6033 0 9049 0 316716 0 0 0 CHARLES WHITMER REGIONAL VP 226473 0 33058 0 0 0 5191 0 7786 0 272508 0 0 0 WILLIAM D TEUTEBERG III EXECUTIVE VP 238237 0 48000 0 0 0 5725 0 8587 0 300549 0 0 0 DEAN DROSNES MD 189069 0 10316 0 0 0 3988 0 5982 0 209355 0 0 0 MING WANG MD 213908 0 7194 0 0 0 4422 0 6633 0 232157 0 0 0 AMY KILLIAM VP OF IMS 164501 0 28231 0 0 0 3855 0 5782 0 202369 0 0 0 PART I, LINE 1B ALL ITEMS WERE APPROVED BY THE COMPENSATION COMMITTEE AND WERE TREATED APPROPRIATELY FOR TAX PURPOSES. PART I, LINE 4A SEVERANCE PAYMENT OF $70,056 WAS PAID TO THE FORMER TREASURER. PART I, LINE 6 A VARIABLE COMPENSATION PLAN EXISTS WHERE A SMALL PORTION OF COMPENSATION IS CONTINGENT UPON COMPLETION OF GOALS THAT ARE SET AT THE BEGINNING OF THE FISCAL YEAR THAT ARE RELATED TO THE EMPLOYEES POSITION AND JOB DESCRIPTION. THE AMOUNT OF THAT COMPENSATION IS VARIABLE BASED ON BOTH THE COMPLETION OF THOSE GOALS AND THE NET EARNINGS OF THE ORGANIZATION AND RELATED ORGANIZATIONS. NET EARNINGS ARE ONLY A PART OF THE PLAN. PART I, LINE 7 THERE ARE TWO DEFERRED COMPENSATION PLANS IN PLACE THAT ARE BASED ON A PERCENTAGE OF SALARY AND IN WHICH THERE IS A VESTING SCHEDULE. THE FUNDS ARE NOT EARNED UNTIL SOME FUTURE DATE IF THE EMPLOYEE IS STILL EMPLOYED AT THAT TIME. A THE BERKS COUNTY MUNICIPAL AUTHORITY 236647630 2016-09-01 27939000 REFUND CERTAIN INDEBTEDNESS ORIGINAL ISSUE 9/1/05 AND 8/14/13; CONSTR/EQUIP 0 0 0 A 485000 17939000 531333 18086394 9321273 1 0 0 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BRANCH BANKING AND TRUST COMPANY 12.000000000000 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 10: THE BONDS CONSTITUTE A DRAW DOWN LOAN WITHIN THE MEANING OF REGULATION SECTION 1.150-1(C)(4). AS OF JUNE 30, 2017, $9,255,097 HAS BEEN DRAWN AND SPENT ON CAPITAL EXPENDITURES AND $8,831,297 REMAINED TO BE DRAWN FOR CAPITAL EXPENDITURES. DANIEL B HUYETT DANIEL B. HUYETT, DIRECTOR, IS A PARTNER OF STEVENS & LEE 187634 STEVENS & LEE PROVIDED LEGAL SERVICES TO CARON 0 WILLIAM THORNTON WILLIAM THORNTON, DIRECTOR, IS A PARTNER OF STEVENS & LEE 187634 STEVENS & LEE PROVIDED LEGAL SERVICES TO CARON 0 X 15 406300 X OTHER VARIOUS 11 19702 X VACATION PACKAGE 3 8600 X GOLF PACKAGE 1 450 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES HIRTLE CALLAGHAN. HIRTLE CALLAGHAN RECEIVES STOCK GIFTS AND SELLS IMMEDIATELY UNLESS SPECIAL CIRCUMSTANCES DICTATE OTHERWISE. FORM 990, PART I, ITEM C DBA: CARON, CARON TREATMENT CENTERS, CARON NEW YORK, CARON PHILADELPHIA, BREAKTHROUGH AT CARON, CARON BOSTON, CARON DC, CARON SOLUTIONS,. DBA: CARON GEORGIA LLC, CARON COUNSELING SERVICES LLC, RUNWELL, CARON NEW ENGLAND, COLLEGIATE RECOVERY. FORM 990, PART III, LINE 2 CARON COLLEGIATE RECOVERY SERVICES IS COMMITTED TO PROVIDING PATIENTS WITH A CONTINUUM OF CARE THAT INCLUDES ADDRESSING THE PATIENT'S EDUCATIONAL AND ACADEMIC GOALS. CARON COLLEGIATE RECOVERY SERVICES/CARON RECOVERY EDU IS A CARON TREATMENT CENTERS SPECIALTY PROGRAM THAT IS DESIGNATED TO HELP THOSE RECOVERING FROM THE DISEASE OF ADDICTION FIND THEIR WAY BACK TO COLLEGE AFTER OR WHILE RECEIVING A LEVEL OF CLINICAL CARE AT CARON. THIS INVOLVES EDUCATIONAL ADVOCACY AS WELL AS HELPING OUR CLIENTS IDENTIFY RECOVERY AND ACADEMIC SUPPORT SERVICES, WHICH IN TURN CREATE A BETTER LEARNING ENVIRONMENT FOR THE STUDENT. FORM 990, PART V, LINE 1C THE ORGANIZATION IS AWARE OF THE REPORTING REQUIREMENTS FOR BACKUP WITHHOLDING AND WAGE GARNISHMENTS AND HANDLES THAT APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE FINANCE COMMITTEE COMBINED WITH THE AUDIT COMPLIANCE AND RISK MANAGEMENT COMMITTEE. A COPY IS SENT TO THE GOVERNING BODY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES SUBMIT A SIGNED STATEMENT ANNUALLY WHICH LISTS POTENTIAL CONFLICTS. THIS INFORMATION IS REVIEWED PERIODICALLY. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION IS BASED ON RECOMMENDATIONS FROM OUTSIDE INDEPENDENT COUNSEL BASED ON COMPARABILITY DATA. COMPENSATION IS DETERMINED AND APPROVED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN BE OBTAINED UPON REQUEST FROM THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS ARE AVAILABLE TO DONORS UPON REQUEST. FORM 990, PART XI, LINE 9: CARON FOUNDATION OF TEXAS NET ASSETS 634,875. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEARS. CARON OF GEORGIA LLC PO BOX 150 WERNERSVILLE PA 17965 475304080 ADOLESCENT IOP - TREATMENT OF ADDICTIVE DISEASE PA 198578 158926 RICHARD J CARON FOUNDATION CARON COUNSELING SERVICES LLC PO BOX 150 WERNERSVILLE PA 17965 821337965 OP & IOP TREATMENT OF ADDICTIVE DISEASES PA 0 0 RICHARD J CARON FOUNDATION CARON FOUNDATION OF TEXAS INC PO BOX 150 WERNERSVILLE PA 195650501 270835888 TREATMENT OF ADDICTIVE DISEASES PA 501(C)(3) LINE 3 RICHARD J CARON FOUNDATION 0 CARON OF FLORIDA INC PO BOX 150 WERNERSVILLE PA 195650501 592500657 TREATMENT OF ADDICTIVE DISEASES FL 501(C)(3) LINE 3 RICHARD J CARON FOUNDATION 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 CARON OF FLORIDA INC Q 888238 CARON OF FLORIDA INC D 904229