2018-05-14T14:21:46-05:00 2017-12-31 560747981 DIXON HUGHES GOODMAN LLP 525 EAST BAY STREET SUITE 100 CHARLESTON SC 29403 990PF 2017-01-01 582479387 THE CERES FOUNDATION INC CERE 8433770782 328 EAST BAY STREET CHARLESTON SC 29401 STEPHEN GAVEL EXECUTIVE DIRECTOR 8433770782 2018-05-10 1 RUDY THOMAS P00535354 8437226443 2018-05-10 4.35.195.161 2018-05-10 14:43:46 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 56F43482B43EE7B3810A846471F5493E1013BAFD 2017 2021-01-29 14:40:06Z X 31185422 X X 270356 270356 414077 414077 1183891 13101621 1183891 14461 12661 1882785 1880985 96885 0 96885 23975 0 23975 3705 0 2964 5000 0 2500 338732 316611 22121 74 74 0 35560 18116 0 56641 0 143276 0 143276 7132 0 7132 31536 13291 18245 742516 348092 317098 1092979 1092979 1835495 348092 1410077 47290 1532893 51298 32512 32512 1167567 3796144 3796144 54320 36876 36876 663204 630130 624761 5780657 4485152 5595608 4165379 3913701 4010452 14626718 13594553 14748431 2504351 775713 1778398 1728638 1728638 612000 612000 612000 28899541 28829706 31185422 419386 302261 419386 302261 X 28480155 28527445 28480155 28527445 28899541 28829706 28480155 47290 0 28527445 0 28527445 RAYMOND JAMES - 7137 1348653 1275322 73331 73331 RAYMOND JAMES - 7137 3434591 2913305 521286 521286 RAYMOND JAMES - 9034 349988 396236 -46248 -46248 RAYMOND JAMES - 5170 949187 957286 -8099 -8099 RAYMOND JAMES - 5170 1414096 1375528 38568 38568 RAYMOND JAMES - 5170 337166 337166 0 0 RAYMOND JAMES - 5432 1529776 1428848 100928 100928 RAYMOND JAMES - 5432 3712156 3234039 478117 478117 CAPITAL GAINS DIVIDENDS P 26008 26008 26008 1183891 0 1374571 26172167 0.052520 1366051 28578904 0.047799 1387967 29720217 0.046701 1242697 27919722 0.044510 1245686 25661886 0.048542 0.240072 0.048014 27292727 1310433 15329 1325762 1410077 X 15329 0 15329 0 15329 52205 0 0 52205 X 0 36876 36876 0 0 0 0 0 0 0 0 0 0 0 1 1 SC 1 0 0 0 0 1 N/A STEPHEN GAVEL 8433770782 328 EAST BAY STREET CHARLESTON SC 29401 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 STEPHEN L GAVEL BREWTON PLANTATION YEMASSEE SC 29945 PRESIDENT/EXEC. DIRECTOR 30.00 96885 23975 0 FRANK GAVEL JR 14 WILLOW BROOK LANE NEWTOWN CT 06470 SECRETARY/VICE PRESIDENT 2.00 0 0 0 LINDA GAVEL WEBB 3861 COUNTRY CLUB ROAD TROUTVILLE VA 24175 TREASURER/VICE PRESIDENT 1.00 0 0 0 NONE 0 EAGLE ASSET MANAGEMENT 880 CARILLON PARKWAY ST PETERSBURG FL 33733 INVESTMENT MANAGEMENT 316611 0 0 26275631 1432721 0 27708352 0 0 27708352 415625 27292727 1364636 1364636 15329 15329 1349307 0 1349307 0 1349307 1410077 0 1410077 15329 1394748 1349307 0 0 70193 70193 1410077 0 0 0 1349307 60770 0 0 130963 0 0 0 0 0 0 0 130963 70193 60770 X ABILITY BEYOND DISABILITY 4 BERKSHIRE BOULEVARD BETHEL CT 06801 NONE PUBLIC CHARITY GENERAL FUND 10000 ADDY GRACE FOUNDATION PO BOX 35 DALEVILLE VA 24083 NONE OTHER PUBLIC CHARITY PLAYGROUND 7500 AMI KIDS BEAUFORT 60 HONEYBEE ISLAND RD SEABROOK SC 29940 NONE PUBLIC CHARITY BRAYS CROQUET 3000 AMOS HOUSE 34 ROCKY GLEN RD DANBURY CT 06810 NONE PUBLIC CHARITY GENERAL FUND 10000 ANN'S PLACE 80 SAW MILL RD DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 10000 ARTISANS CENTER OF VIRGINIA PO BOX 166 GREENVILLE VA 24440 NONE PUBLIC CHARITY GENERAL FUND 7500 AUDUBON SC 336 SANCTUARY RD HARLEYVILLE SC 29448 NONE OTHER PUBLIC CHARITY SC EDUCATION 10000 BARRIER ISLANDS PARK SERVICE PO BOX 637 BOCA GRANDE FL 33921 NONE PUBLIC CHARITY LIGHT KEEPER'S FUND IN MEMORY OF ARD 2500 BEST PETS INC 4567 W MONCRIEFF PLACE DENVER CO 80212 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 BLUE RIDGE LITERACY 706 S JEFFERSON STREET ROANOKE VA 24016 NONE PUBLIC CHARITY OPERATING FUND 20000 BLUE RIDGE PBS 1215 MCNEIL DRIVE ROANOKE VA 24015 NONE PUBLIC CHARITY GENERAL FUND 5000 BOCA GRANDE FIRE DEPARTMENT PO BOX 532 BOCA GRANDE FL 33921 NONE PUBLIC CHARITY GENERAL FUND 10000 BOYS FARM INC PO BOX 713 NEWBERRY SC 29108 NONE OTHER PUBLIC CHARITY AG PROGRAMS 10000 BOYS HOME OF VIRGINIA 414 BOYS HOME ROAD COVINGTON VA 24426 NONE PUBLIC CHARITY GENERAL FUND 15000 BUSINESS & INDUSTRY FOUNDATION OF WEST CONNECTICUT 39 WEST STREET DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GOLF 5000 CATESBY COMMEMORATIVE TRUST 102 MARSH ELDER COURT KIAWAH ISLAND SC 29455 NONE OTHER PUBLIC CHARITY CHARLESTON COUNTY LEARNING 3000 CHANNEL 3 KIDS CAMP 73 TIMES FARM RD ANDOVER CT 06232 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CHARLESTON HORTICULTURAL SOCIETY 46 WINDERMERE BOULEVARD CHARLESTON SC 29407 NONE OTHER PUBLIC CHARITY CHALLENGE GRANT 5000 CHARLESTON LIBRARY SOCIETY 164 KING STREET CHARLESTON SC 29401 NONE PUBLIC CHARITY GENERAL FUND 5000 COMMUNITY SCHOOL 7815 WILLIAMSON ROAD ROANOKE VA 24019 NONE PUBLIC CHARITY GENERAL FUND 12500 CONNECTICUT BURNS CARE FOUNDATION INC 601 BOSTON POST ROAD MILFORD CT 06460 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CORNELIA CONNELLY CENTER 220 EAST FOURTH STREET NEW YORK NY 10009 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 DOROTHY DAY HOSPITALITY HOUSE PO BOX 922 DANBURY CT 06813 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 EAST COOPER MEALS ON WHEELS PO BOX 583 MT PLEASANT SC 29465 NONE PUBLIC CHARITY GENERAL FUND 3000 FENNELL ELEMENTARY SCHOOL 131 YEMASSEE HIGHWAY YEMASSEE SC 29945 NONE OTHER PUBLIC CHARITY PER PROPOSAL 45000 FENNELL ELEMENTARY MAGNET SCHOOL 131 YEMASSEE HIGHWAY YEMASSEE SC 29945 NONE OTHER PUBLIC CHARITY MAGNET SCHOOL 10000 FINCASTLE VOLUNTEER FIRE DEPARTMENT INC PO BOX 432 FINCASTLE VA 24090 NONE PUBLIC CHARITY GENERAL FUND 10000 FOOD AND ALLERGY RESEARCH AND EDUCATION 7925 JONES BRANCH DRIVE SUITE 1100 MCLEAN VA 22102 NONE PUBLIC CHARITY GENERAL FUND 10000 FRIENDS OF CARITAS CUBANA 81 WASHINGTON AVE CAMBRIDGE MA 02140 NONE OTHER PUBLIC CHARITY IN MEMORY OF DD 5000 FRIENDS OF CAROLINE HOSPICE 1110 13TH STREET PORT ROYAL SC 29935 NONE OTHER PUBLIC CHARITY GENERAL FUND 20000 FRIENDS OF DRAYTON HALL NATIONAL TRUST FOR HISTORIC PRESERVATION 3380 ASHLEY RIVER ROAD CHARLESTON SC 29414 NONE OTHER PUBLIC CHARITY CHALLENGE GRANT 200000 GIBBES MUSEUM OF ART 135 MEETING ST CHARLESTON SC 29401 NONE OTHER PUBLIC CHARITY ACQUISITIONS 15000 GOLDEN OPPORTUNITIES NETWORK 1 RIVERSIDE ROAD SANDY HOOK CT 06482 NONE PUBLIC CHARITY GENERAL FUND 10000 GOOD SAMARITAN HOSPICE INC 2408 ELECTRIC ROAD SW ROANOKE VA 24018 NONE PUBLIC CHARITY IN MEMORY OF DT 5000 GROWFOOD CAROLINA 900 MORRISON DRIVE CHARLESTON SC 29403 NONE PUBLIC CHARITY GENERAL FUND 20000 HALLIE HILL ANIMAL SANCTUARY 5604 NEW ROAD HOLLYWOOD SC 29449 NONE PUBLIC CHARITY GENERAL FUND 3000 HARRISON MUSEUM OF AFRICAN AMERICAN CULTURE PO BOX 12544 ROANOKE VA 24026 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 HOLLINS UNIVERSITY PO BOX 9629 ROANOKE VA 24020 NONE PUBLIC CHARITY GENERAL FUND IN MEMORY OF SB HAMMOND 52000 HOTCHKISS SCHOOL PO BOX 800 LAKEVILLE CT 06039 NONE OTHER PUBLIC CHARITY IN MEMORY OF CHUCK GOLDEN 1979 INTERNATIONAL MEDICAL CORPS 12400 WILSHIRE BLVD SUITE 1500 LOS ANGELES CA 90025 NONE OTHER PUBLIC CHARITY GENERAL FUND 10000 KEVIN'S COMMUNITY CENTER 153 SOUTH MAIN ST NEWTOWN CT 06470 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 LACUNA CORPORATION 328 EAST BAY ST CHARLESTON SC 29401 NONE PRIVATE FOUNDATION LAND PURCHASES 100000 LIGHTHOUSE CHURCH 1177 GREGORIE FERRY RD MT PLEASANT SC 29466 NONE OTHER PUBLIC CHARITY MISSIONS 5000 LITERACY VOLUNTEERS OF AMERICA - DANBURY 248 MAIN STREET DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 LOAVES AND FISHES PO BOX 2065 NEW MILFORD CT 06776 NONE PUBLIC CHARITY GENERAL FUND 10000 LORD BERKELEY CONSERVATION TRUST 223 E MAIN ST MONCKS CORNER SC 29461 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 LOWCOUNTRY OPEN LAND TRUST 485 EAST BAY STREET CHARLESTON SC 29403 NONE OTHER PUBLIC CHARITY OSC ACCESS AND SOLO-ACE 16000 LUCE FUND FOR CHILDREN (LUCY SCHOOL) PO BOX 1111 MIDDLETOWN MD 21769 NONE OTHER PUBLIC CHARITY GENERAL FUND 1000 MENTAL HEALTH AMERICA OF ROANOKE VALLEY 10 EAST CHURCH AVE SUITE 300 ROANOKE VA 24011 PUBLIC CHARITY IN HONOR OF DIANE KELLY 5000 MICHAEL C CARLOS MUSEUM 1762 CLIFFTON RD STE 1400 ATLANTA GA 30322 NONE OTHER PUBLIC CHARITY ACQUISITIONS 5000 THE NATURE CONSERVANCY OF SC PO BOX 20246 CHARLESTON SC 29413 NONE OTHER PUBLIC CHARITY SOLO-ACE 5000 NEMOURS WILDLIFE FOUNDATION 161 NEMOURS PLANTATION ROAD YEMASSEE SC 29945 NONE OTHER PUBLIC CHARITY PUBLISH GUIDES 5000 OPERA ROANOKE 20 EAST CHURCH AVENUE THIRD FLOOR ROANOKE VA 24011 NONE OTHER PUBLIC CHARITY CHALLENGE GRANT 50000 QUALITY DEER MANAGEMENT ASSOCIATION PO BOX 160 BOGART GA 30622 NONE OTHER PUBLIC CHARITY REACH 10000 REGIONAL YMCA OF WESTERN CONNECTICUT 2 HUCKELBERRY HILL RD BROOKFIELD CT 06804 NONE OTHER PUBLIC CHARITY GENERAL FUND & GOLF TOURNAMENT 10000 ROANOKE CHILDREN'S THEATRE PO BOX 4392 ROANOKE VA 24015 NONE OTHER PUBLIC CHARITY IN MEMORY OF SB HAMMOND 10000 RUMSEY HALL SCHOOL 201 ROMFORD RD WASHINGTON DEPOT CT 06794 NONE OTHER PUBLIC CHARITY ENDOWMENT FOR MATCHING GRANT 25000 SCIENCE MUSEUM OF WESTERN VA ONE MARKET SQUARE SE 4TH FLOOR ROANOKE VA 24011 NONE PUBLIC CHARITY CHALLENGE GRANT 50000 SIMPLY SMILES 1771 POST ROAD EAST WESTPORT CT 06880 NONE OTHER PUBLIC CHARITY GENERAL FUND 15000 SOCIALLY RESPONSIBLE AGRICULTURAL PROJECT 249 LIBERTY ST NE SUITE 212 SALEM OR 97301 NONE PUBLIC CHARITY GENERAL FUND 10000 SOUTH CAROLINA AQUARIUM 100 AQUARIUM WHARF CHARLESTON SC 29401 NONE OTHER PUBLIC CHARITY SC EDUCATION 10000 SOUTH CAROLINA COASTAL CONSERVATION LEAGUE PO BOX 1765 CHARLESTON SC 294021765 NONE GENERAL FUND 15000 SOUTHERN ENVIRONMENTAL LAW CENTER 201 WEST MAIN ST SUITE 14 CHARLOTTESVILLE VA 22902 NONE OTHER PUBLIC CHARITY CHARLESTON OFFICE 15000 ST FRANCIS OF ASSISI SERVICE DOG FOUNDATION PO BOX 19538 ROANOKE VA 24019 NONE PUBLIC CHARITY IN MEMORY OF BELLA 10000 ST MARK'S EPISCOPAL CHURCH 221 S ROANOKE ST FINCASTLE VA 24090 NONE PUBLIC CHARITY GENERAL FUND 10000 TULANE UNIVERSITY 6823 ST CHARLES AVE NEW ORLEANS LA 70118 NONE PUBLIC CHARITY GENERAL FUND 10000 UNIVERSITY OF CT MASTER GARDENER 2390 ALUMNI DRIVE UNIT 3206 STORRS CT 06269 NONE OTHER PUBLIC CHARITY BETHEL EXTENSION 10000 UNIVERSITY OF TEXAS AT AUSTIN 2210 SPEEDWAY C3400 AUSTIN TX 78712 NONE PUBLIC CHARITY WALTHALL, MORGANTINA EXCAVATIONS 5000 VALLEY CONSERVATION COUNCIL 17 BARRISTERS ROW STAUNTON VA 24401 NONE OTHER PUBLIC CHARITY GENERAL FUND 10000 VIRGINIA WESTERN COMMUNITY COLLEGE EDUCATIONAL FOUNDATION PO BOX 14007 ROANOKE VA 24038 NONE OTHER PUBLIC CHARITY GENERAL FUND 25000 WESTERN CT HEALTH NETWORK 24 HOSPITAL AVENUE DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 25000 1092979 0 14 270356 14 414077 14 14461 900099 18 1183891 0 1882785 0 1882785 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5000 0 2500 CASH GENERATED IN INVESTMENT ACCOUNTS IS TRANSFERRED PERIODICALLY INTO THE OPERATING ACCOUNT TO PAY ONGOING OPERATIONAL COSTS OF THE FOUNDATION. BUILDING 2003-04-15 1407046 494494 SL 39.000000000000 36078 0 BUILDING IMPROVEMENTS 2003-04-15 25520 8965 SL 39.000000000000 654 0 BUILDING IMPROVEMENTS 2003-08-01 329755 112452 SL 39.000000000000 8455 0 BUILDING IMPROVEMENTS 2003-09-01 38592 13167 SL 39.000000000000 990 0 BUILDING IMPROVEMENTS 2004-01-15 6843 2268 SL 39.000000000000 175 0 BUILDING IMPROVEMENTS 2004-03-18 15384 5040 SL 39.000000000000 394 0 BUILDING IMPROVEMENTS 2004-04-01 21684 7066 SL 39.000000000000 556 0 BUILDING IMPROVEMENTS 2004-04-01 385 127 SL 39.000000000000 10 0 BUILDING IMPROVEMENTS 2004-04-14 24847 8095 SL 39.000000000000 637 0 BUILDING IMPROVEMENTS 2004-10-01 86800 27176 SL 39.000000000000 2226 0 DESK 2003-05-01 7314 7314 200DB 10.000000000000 0 0 FURNITURE 2003-07-24 10426 10426 200DB 10.000000000000 0 0 STATUE OF CERES 2004-12-14 6000 6000 200DB 7.000000000000 0 0 ARTWORK 2005-07-19 19892 0.000000000000 0 0 FAX MACHINE 1999-08-31 205 205 200DB 5.000000000000 0 0 COMPUTER AND PRINTER 2005-09-29 1602 1602 200DB 5.000000000000 0 0 LAND 2003-04-15 248300 L 0 0 BUILDING IMPROVEMENTS 2009-05-04 7121 1403 SL 39.000000000000 183 0 BUILDING IMPROVEMENTS 2009-07-09 26565 5108 SL 39.000000000000 681 0 BUILDING IMPROVEMENTS 2009-08-13 9740 1854 SL 39.000000000000 250 0 BUILDING IMPROVEMENTS 2009-10-15 12348 2298 SL 39.000000000000 317 0 COMPUTER 2009-07-02 1640 820 200DB 5.000000000000 0 0 BUILDING IMPROVEMENTS 2004-05-22 10797 831 SL 39.000000000000 277 0 BUILDING IMPROVEMENTS 2014-08-14 16428 1018 SL 39.000000000000 421 0 BUILDING IMPROVEMENTS 2015-12-16 10000 256 SL 39.000000000000 256 0 BUILDING IMPROVEMENTS 2016-01-06 10000 256 SL 39.000000000000 256 0 BUILDING IMPROVEMENTS 2016-03-23 22558 434 SL 39.000000000000 578 0 BUILDING IMPROVEMENTS 2016-06-01 35359 529 SL 39.000000000000 907 0 BUILDING IMPROVEMENTS 2016-08-18 30459 260 SL 39.000000000000 781 0 BUILDING IMPROVEMENTS 2016-07-28 55667 595 SL 39.000000000000 1427 0 BUILDING IMPROVEMENTS 2017-04-10 6881 SL 39.000000000000 132 0 FAX MACHINE, COMPUTER & PRINTER PURCHASED 2017-05 1807 0 1807 RAYMOND JAMES - CORPORATE BONDS 3913701 4010452 RAYMOND JAMES - CORPORATE STOCK 4485152 5595608 630130 624761 0 0 RAYMOND JAMES - ASSET BACKED SECURITIES AT COST 2295544 2261491 RAYMOND JAMES - ALTERNATIVE INVESTMENTS AT COST 1771607 1738701 RAYMOND JAMES - OPEN-END FUNDS AT COST 3021127 3092280 RAYMOND JAMES - EXCHANGE TRADED PRODUCTS AT COST 6329987 7483902 RAYMOND JAMES - GOVERNMENT-SPONSORED ENTERPRISE SECURITIES AT COST 167242 162177 RAYMOND JAMES - REITS AT COST 9046 9880 BUILDING 1407046 530572 876474 BUILDING IMPROVEMENTS 25520 9619 15901 BUILDING IMPROVEMENTS 329755 120907 208848 BUILDING IMPROVEMENTS 38592 14157 24435 BUILDING IMPROVEMENTS 6843 2443 4400 BUILDING IMPROVEMENTS 15384 5434 9950 BUILDING IMPROVEMENTS 21684 7622 14062 BUILDING IMPROVEMENTS 385 137 248 BUILDING IMPROVEMENTS 24847 8732 16115 BUILDING IMPROVEMENTS 86800 29402 57398 DESK 7314 7314 0 FURNITURE 10426 10426 0 STATUE OF CERES 6000 6000 0 ARTWORK 19892 0 19892 LAND 248300 0 248300 BUILDING IMPROVEMENTS 7121 1586 5535 BUILDING IMPROVEMENTS 26565 5789 20776 BUILDING IMPROVEMENTS 9740 2104 7636 BUILDING IMPROVEMENTS 12348 2615 9733 COMPUTER 1640 1640 0 BUILDING IMPROVEMENTS 10797 1108 9689 BUILDING IMPROVEMENTS 16428 1439 14989 BUILDING IMPROVEMENTS 10000 512 9488 BUILDING IMPROVEMENTS 10000 512 9488 BUILDING IMPROVEMENTS 22558 1012 21546 BUILDING IMPROVEMENTS 35359 1436 33923 BUILDING IMPROVEMENTS 30459 1041 29418 BUILDING IMPROVEMENTS 55667 2022 53645 BUILDING IMPROVEMENTS 6881 132 6749 LEGAL FEES 3705 0 2964 PROGRAM RELATED ARTWORK 612000 612000 612000 OFFICE EXPENSES 18245 0 18245 ACCRUED INTEREST ON BONDS 13291 13291 0 NONDIVIDEND DISTRIBUTIONS 1800 0 1800 OTHER PORTFOLIO INCOME 12661 12661 12661 PAYROLL WITHHOLDING TAXES PAYABLE 2798 2798 PENDING TRANSACTIONS 416588 299463 INVESTMENT MANAGEMENT FEES 316611 316611 0 CONTRACT LABOR 22121 0 22121 FOREIGN TAXES 18116 18116 0 EXCISE TAX 17444 0 0